Abstract
X chromosomes have long been thought to conserve the structure and gene content of the ancestral autosome from which the sex chromosomes evolved. We compared the recently evolved papaya sex chromosomes with a homologous autosome of a close relative, the monoecious Vasconcellea monoica, to infer changes since recombination stopped between the papaya sex chromosomes. We sequenced 12 V. monoica bacterial artificial chromosomes, 11 corresponding to the papaya X-specific region, and 1 to a papaya autosomal region. The combined V. monoica X-orthologous sequences are much shorter (1.10 Mb) than the corresponding papaya region (2.56 Mb). Given that the V. monoica genome is 41% larger than that of papaya, this finding suggests considerable expansion of the papaya X; expansion is supported by a higher repetitive sequence content of the X compared with the papaya autosomal sequence. The alignable regions include 27 transcript-encoding sequences, only 6 of which are functional X/V. monoica gene pairs. Sequence divergence from the V. monoica orthologs is almost identical for papaya X and Y alleles; the Carica-Vasconcellea split therefore occurred before the papaya sex chromosomes stopped recombining, making V. monoica a suitable outgroup for inferring changes in papaya sex chromosomes. The papaya X and the hermaphrodite-specific region of the Yh chromosome and V. monoica have all gained and lost genes, including a surprising amount of changes in the X.
Keywords: Carica papaya, gene gains and losses, sex chromosome evolution, suppression of recombination, centromere of X chromosome
Papaya (Carica papaya L.) is a trioecious tropical fruit crop that has a nascent XY sex chromosome system, in which the sex determining region occupies a small fraction of the X/Y chromosome pair (1–3). Papaya has two slightly different Y chromosomes that diverged about 73,000 y ago, Y in males and Yh in hermaphrodites (4). All genotypes without X chromosomes (YY, YYh, and YhYh) are lethal in early development, resulting in 25% aborted seeds in selfed hermaphrodites and in crosses between hermaphrodites and males (5), indicating that both Y types have lost at least one gene essential for development.
Papaya belongs to the family Caricaceae, with six genera and 35 species, 32 of which are dioecious, two are trioecious (with male, female, and hermaphrodite individuals) and one, Vasconcellea monoica, is monoecious (with male and female flowers on a single plant). The predominance of dioecious species suggests that dioecy is ancestral in this family and that the trioecious and monoecious species evolved recently. V. monoica has no sex chromosomes, because there is no sexual dimorphism among individuals, and there is a single sequence corresponding to each of the several papaya X/Yh gene pairs tested, whereas distinct X and Y alleles were detected in several dioecious Vasconcellea species (6), which indicates that the sex chromosomes in these species are homologous with those in papaya.
V. monoica therefore provides an opportunity to compare the recently evolved sex chromosomes of papaya with an orthologous autosome. Nascent sex chromosomes in several flowering plants and fish have clearly evolved from autosomes (1, 7–10). V. monoica and papaya are closely related (see sequence divergence results below) and both have nine chromosome pairs, suggesting that one of the autosomal pairs in V. monoica corresponds to the papaya sex-chromosome pair (11). However, an important issue is whether the orthologous V. monoica autosome is suitable as an outgroup for inferring changes in the two sex chromosomes; to be suitable, it should have had no history of being a sex chromosome in a dioecious species, and thus be likely to reflect the ancestral state. Given that the nondioecious species probably evolved from an ancestral dioecious species, we cannot a priori assume this. The cosexual state of monoecy in V. monoica could have arisen via recent loss of dioecy rather than retention of the ancestral state. The evolution of monoecy could have involved a reverse mutation or modification of one of the sex-determination genes in a dioecious common ancestor with papaya, or a mutation elsewhere in the genome. Analysis of X/Y gene pairs in papaya and selected Vasconcellea dioecious species suggested that the sex chromosomes in dioecious Vasconcellea species evolved after the separation of Carica and Vasconcellea, and that papaya sex chromosomes are older (2, 6). V. monoica and the dioecious Vasconcellea species therefore probably split from papaya either before, or soon after, the papaya X/Y pair stopped recombining, when the nonrecombining region was, at most, very young. We present confirming evidence for this below. Thus, it is reasonable to use V. monoica to infer the state of the papaya X/Y pair’s ancestral autosome, and this is the approach used in our study.
Here we compare papaya X-specific sequences with orthologous V. monoica bacterial artificial chromosome (BAC) sequences to study changes in the papaya X-specific region since recombination was suppressed between the small sex-determining hermaphrodite-specific region of the Yh chromosome (HSY) and the corresponding X region. Although other studies have compared the ancient human X and chicken Z chromosomes with their orthologous autosomal regions in distantly related species (12–14), our study is unique in being a detailed direct comparison between a newly evolved X-specific chromosomal region and its nonsex chromosomal homolog in a close relative. This comparison makes it possible to study gene losses in the X and Y chromosomes of a plant after recombination was suppressed.
Results
To identify the V. monoica genome region homologous with the papaya X-specific region, probes were designed from the X-specific region of papaya and were hybridized to a V. monoica BAC library. Eleven V. monoica BACs and their orthologous sequences from papaya X-specific BACs were assembled and compiled into two separate pseudomolecules, ordered according to the papaya X physical map, and aligned to one another (3) (SI Appendix, Fig. S1 and Table S1). The V. monoica pseudomolecule is 1.1 Mb, whereas the corresponding papaya X pseudomolecule is 2.56 Mb, 133% larger, and an alignment revealed three syntenic regions (Fig. 1A and SI Appendix, Figs. S2 and S3A).
The papaya autosomal BAC (DM105M02, 73 kb) and the corresponding V. monoica BAC (MN15I14, 102 kb) are collinear with one shared syntenic region, and the alignable sequences are shorter in papaya (37 kb) than in V. monoica (99 kb) (Fig. 1B and SI Appendix, Fig. S3B).
The V. monoica genome is estimated to be 626 Mb (SI Appendix), about 41% larger than the 372 Mb papaya genome, which suggests a striking expansion of the papaya X-specific region, compared with the ancestral chromosome (15, 16). The papaya HSY is 131% larger than the X region (17), making it about 5.4-times larger than the V. monoica orthologous region.
Gene Content and Order.
We annotated genes in the V. monoica pseudomolecule and the corresponding papaya X pseudomolecule. In the V. monoica pseudomolecule, 19 transcription units were annotated, including 15 intact protein coding genes and 4 pseudogenes (Table 1 and SI Appendix, Table S2). Only six intact protein-coding genes are shared between the papaya X-linked region and the corresponding V. monoica region; nine are V. monoica-specific (Table 1). All four pseudogenes in V. monoica correspond to functional alleles in the X and HSY.
Table 1.
Total numbers of sequences |
|||
Types of sequences | Vm | Cp X or autosome | |
Combined transcription units (genes and pseudogenes for both species) | 27 | ||
Total transcription units | 19 | 18 | |
Transcription unit pairs (present in both species) | 10 | ||
Species specific transcription units | 9 | 8 | |
Combined intact protein-coding transcription units | 25 | ||
Intact protein-coding transcription units found in each species | 15 | 16 | |
Gene pairs present in both species* | 6 | ||
Genes specific to one species | 9 | 10 | |
Pseudogenes | 0 | 4 | |
Copy present elsewhere in the papaya whole genome | 3 | 1 | |
Sequences of unknown origin | 6 | 5 | |
Combined pseudogene transcription units | 6 | ||
Total pseudogene transcription units† | 4 | 2 | |
Combined pseudogene-gene pairs | 4 | ||
Pseudogene-gene pairs | 4 | 0 | |
Pseudogenes specific to one species | 0 | 2 | |
Combined transcription units‡ | 5 | ||
Total transcription units (all are functional gene pairs) | 5 | 5 |
*None of these have a copy elsewhere in the papaya whole genome.
†No pair of sequences is a pseudogene in both species.
‡There are no pseudogenes, and no sequences are specific to one species.
In the papaya X pseudomolecule, a total of 18 transcription units were annotated, including 16 intact protein coding genes (the 6 mentioned above that are shared with V. monoica, and 10 X-specific genes), and 2 pseudogenes (Table 1 and SI Appendix, Table S2). The two pseudogenes are X-specific, only one of which is shared with the papaya HSY.
Overall, of the 27 transcription units annotated in the combined sequences from both species, 8 are missing from V. monoica, including 6 X-specific genes and 2 X-specific pseudogenes, and 9 genes are missing from the X sequence but have functional orthologs in V. monoica (Table 1). Two X chromosome genes have become pseudogenes, whereas five of the eight X-specific genes (with no homologs in the orthologous V. monoica region) have either functional or pseudogene copies in the HSY (SI Appendix, Table S2). Only one X-specific gene has a homolog elsewhere in the draft genome of V. monoica. Three genes with homologs in papaya autosomes are present in the V. monoica sequence corresponding to the X-specific region, but are not found in the X-specific region (SI Appendix, Table S2).
In contrast to the sex-specific regions, all five transcripts found in the V. monoica autosomal BAC are also present in the papaya autosomal BAC (Table 1 and SI Appendix, Table S3), and neither autosomal BAC contains any pseudogenes.
The five genes aligned between the papaya and V. monoica autosomal BACs retained the same gene order; the order of 9 of the 10 transcription units shared between the papaya X-linked region and V. monoica is conserved, but the X-linked gene, CpXYh27, has rearranged (Fig. 2). CpXYh27 is predicted to be a protein kinase and appears to have a functional copy in the papaya X and HSY, as well as in V. monoica, on BAC MN86B21 (SI Appendix, Table S2).
Gene Density.
The papaya autosomal BAC has an average of one gene per 7.4 kb, compared with one gene per 19.8 kb in the homologous V. monoica autosomal BAC studied, consistent with the larger V. monoica genome (SI Appendix, Table S4). However, it should be noted that this papaya BAC gene density is about twice the genome-wide average (one gene per 16 kb) (16). In the sequence corresponding to the sex-determining region, there is a greater difference in gene densities between the two species, and the difference is reversed. In the V. monoica pseudomolecule, there is one gene per 46.9 kb versus one per 130 kb in the papaya X-linked pseudomolecule (SI Appendix, Table S4). Both densities are considerably lower than in the autosomal region BACs.
Repetitive Sequences.
Of the excess length of the X sequence, 49.4% is within three syntenic regions, which include five large blocks of retroelements in papaya compared with fewer retroelements in the V. monoica orthologous region (Fig. 1C and SI Appendix, Fig. S3A and Table S5). There is also a region of gypsy LTR retroelement duplication located between syntenic areas 1 and 2 that further enlarge the X-specific region (Fig. 1A and SI Appendix, Fig. S3A). LTR elements account for 45.6% of the X pseudomolecule, whereas these elements only constitute 33.5% of the papaya draft genome (16) (SI Appendix, Table S6). The overall repetitive element content of the X pseudomolecule is 65.4%, again greater than the papaya genome-wide average of 52% and much higher than the average of 26.2% from the psudoautosomal-region (16, 17).
Putative Centromeric Location of the Sex-Determining Region.
We observed an interesting pattern in repetitive element content of the individual papaya X region BACs and homologous V. monoica BACs. The papaya X-linked BACs gradually increase in repetitive element content, starting from contig Ctg11941 to Ctg08318, with 31% repetitive element content, and peaking in BACs SH65C15-AM136D11 and SH54M13, containing 82% and 87% repetitive elements, respectively. SH65C15-AM136D11 and SH54M13 are located on either side of the gap in the X physical map that could not be filled due to its repetitive nature. The repetitive element content then declines again toward the other border (border B of SI Appendix, Fig. S4A), where BAC SH86B15 has 49% repetitive element content (SI Appendix, Fig. S5 and Table S7). The V. monoica BACs follow the same pattern, with repetitive sequence increasing approaching the region where the X gap is located, peaking at 86% directly adjacent to the gap region, and then decreasing toward the border B region (SI Appendix, Fig. S5 and Table S8). These results are suggestive that the location of the centromere may be in this region in both species.
Divergence Times.
As mentioned above, it is necessary to establish the suitability of V. monoica as an outgroup species for inferring changes in the papaya sex chromosomes. The suitability can be tested by comparing silent DNA sequence substitutions between V. monoica sequences, versus orthologs on the papaya X and Yh chromosomes. If the X and Yh had diverged long before the split of the species, V. monoica sequences in the region should be most similar to the X or to the Y, depending on the genetic basis of the reversion to monoecy. We therefore estimated silent site substitutions per silent site (Ksil). The Ksil values between V. monoica and papaya X alleles are similar to those between V. monoica and the HSY alleles (the difference is not significant, P = 0.47), and are also similar to the values between autosomal orthologs from the two species (P = 0.14) (SI Appendix, Table S9). This similarity indicates that the split must have occurred when the X and Y still had not diverged, thus V. monoica is a suitable out group.
The Ksil values lead to an estimated divergence time between V. monoica and papaya of about 23.2 million y using autosomal gene pairs (SI Appendix, Table S9), close to the 27.5 million y previously estimated (18).
Analysis of Nonsynonymous Substitutions.
We tested whether the HSY is accumulating an excess number of nonsynonymous substitutions, as predicted if the Y chromosome is degenerating. We did this test by inferring the changes in the X and Y lineages separately and comparing the numbers of per-site nonsynonymous/synonymous substitutions in each lineage. We used complete coding sequences (excluding pseudogenes, which are expected to evolve neutrally, without selective constraints, on both the X and the Y). These analyses were performed on five pairs of complete protein-coding genes that are found in the papaya X and HSY, and in V. monoica (the outgroup) (SI Appendix, Table S10). The ratios of divergence values for nonsynonymous and synonymous sites, estimated per nucleotide site (Ka/Ks) were also computed; between the V. monoica and papaya X genes, Ka/Ks ranges from 0.101 to 0.347, and between V. monoica and the papaya HSY gene copies the values were similar, from 0.101 to 0.350, indicating that both the papaya X and HSY genes are evolving under selective constraints and are thus suitable for testing whether the HSY copies are accumulating more deleterious nonsynonymous/synonymous substitutions than the X copies (Fig. 3 and SI Appendix, Table S10).
Of the five intact genes shared between all three of the relevant genome regions, V. monoica, the papaya X, and the papaya HSY, two (CpXYh5 and CpXYh20) are located in the older stratum (stratum 1 of ref. 17), and three, CpXYh34, CpXYh35, and CpXYh36, in the adjacent region that is collinear between the X and HSY. Not surprisingly, with only two genes from stratum 1, a 2 × 2 analysis finds no significant excess of nonsynonymous substitutions in the stratum 1 HSY lineage, compared with the X lineage, taking into account the numbers of synonymous substitutions in the two lineages. Compared with the collinear genes, the stratum 1 genes have much higher mean Ka/Ks since their split from their V. monoica orthologs, for both the X (0.297 ± 0.07) and HSY (0.312 ± 0.05), versus 0.169 ± 0.06 for the collinear X alleles and 0.171 ± 0.06 for the HSY alleles (calculations based on data from SI Appendix, Table S10). However, only the HSY stratum 1 genes’ Ka/Ks show a marginal significance from the estimate for the three collinear region genes (P = 0.045). Although this finding is consistent with more nonsynonymous substitutions in the HSY sequences, no firm conclusion is possible, and testing for degeneration will require comparing a larger set of genes between V. monoica and both the papaya sex-linked regions.
Discussion
Most sex chromosome studies have focused on the evolution of Y chromosomes, and discussions of X chromosomes often emphasize the conservation of the ancestral autosomal gene content and structure (19, 20). Our direct comparison between the recently evolved X-specific region of the papaya X chromosome and the corresponding region of the orthologous autosome in V. monoica shows that the papaya X-specific region is not a simple, unaltered descendant of the ancestral autosome; it has expanded in size, genes have been lost and added, and a gene has moved. The difference is striking between this region and the unchanged papaya and V. monoica orthologous autosomal regions.
Particularly remarkable is the X-linked region’s substantial expansion compared with the orthologous region in V. monoica, mostly because of retroelement insertions, in the mere ∼6.7 million y since this part of the papaya sex chromosome pair stopped recombining (17). The transposable element accumulation in the X-specific region is consistent with the greater quantity of such insertions in other sex chromosomes (X of mammals and Z of chickens) (14), and can be explained by its lower recombination frequency than that of autosomes; this difference arises because recombination occurs in only females, because of lack of recombination between the X- and Y-specific region in males (or HSY in hermaphrodites), in which the X spends one-third of its time. In Silene latifolia, whose sex chromosomes are extremely large and heteromorphic (the Y chromosome is 570 Mb and the X is 420 Mb), these changes have evolved over ∼10 million y (21). However, it is unclear if the S. latifolia sex chromosome pair is wholly derived from a single ancestral autosome. In papaya, where an orthologous region within a single linkage group can be compared, our results show that the rapid expansion did not involve translocations between different chromosomes.
Transposable element accumulation may lead to chromosomal rearrangements and cause loss-of-function of genes. In mammals, the gene order in the X chromosomes has been conserved across such distantly related species as human, cat, horse, cattle, and elephant, with the exception of mouse (22–26). In the human X and chicken Z, gene trafficking and sequence expansion have been detected, using comparisons with orthologous autosomal segments of other species (12–14). Given its recent origin, the differences in gene content between papaya and V. monoica are surprising.
We have presented evidence that the orthologous region in V. monoica may be located in the pericentromeric region, as is the HSY and its X counterpart in the papaya sex chromosomes. FISH analyses previously mapped the centromere of the Yh chromosome near Knob 4 (27); the X chromosome sequence does not have this knob, but a gap in the X physical map remains, because of repetitive sequences, in a location homologous to sequences close to Knobs 3 and 5 (SI Appendix, Fig. S4A) (3, 27).
Do the papaya Y coding sequences show signs of genetic degeneration? Because testing for degeneration requires an outgroup to test whether Y-linked sequences are specifically accumulating an excess of deleterious substitutions, analyses are currently limited to coding sequences that can be identified in the HSY, the X, and in the V. monoica outgroup, of which only six coding sequences have so far been identified. The evidence from the analysis of Ka/Ks ratios remains inconclusive. A mild degradation has been detected in the slightly older S. latifolia Y, where hundreds of XY gene pairs could be compared since their divergence from an outgroup (28, 29). Given the recent evolution of the collinear region and the limited number of genes in the older stratum 1, it might be difficult to detect the slow processes of sequence degradation. Papaya is, however, ideal for studying genome expansion (which is predicted to be a very early result of recombination suppression), and excellent for future assessments of gene-expression changes.
Methods
V. monoica BAC Library Screening and DNA Isolation.
The V. monoica BAC library was screened following the protocol of the DIG High Primer DNA Labeling and Detection Starter Kit II (Roche), using probes designed from papaya X BACs located throughout the X-linked region and a probe designed from a papaya autosomal BAC. Twelve positive BACs were confirmed using PCR, 11 corresponding to the X-linked region, and 1 corresponding to the papaya autosomal region (SI Appendix, Fig. S4). A miniprep BAC DNA isolation was performed to check the insert size of each BAC via clamped homogeneous electric field gel electrophoresis. The BAC-carrying cells were grown at 37 °C overnight using glycerol stock from a single colony and isolated using the BACMAX DNA purification kit from Epicenter Biotechnologies (cat# BMAX044).
RNA Isolation.
RNA for RT-PCR (see below) was isolated from V. monoica leaves and flowers using the phenol/chloroform method. After testing the RNA quality using gel electrophoresis, the RNA was treated with DNase, and reverse transcribed into cDNA using ImProm-II Reverse Transcription System from Promega (Cat# A3800).
BAC Sequencing.
Eleven V. monoica BACs (∼1.10 Mb) corresponding to the X-linked region of the papaya X chromosome (∼2.56 Mb) and one V. monoica BAC (∼100 kb) corresponding to a papaya autosomal region (∼72.8 kb) were sequenced, using Sanger and 454 sequencing technology, and assembled, using Roche’s GS assembler, leaving only a few gaps in the sequences. BAC sequences are available through the National Center for Biotechnology Information (NCBI) (SI Appendix, Table S11).
C. papaya and V. monoica Alignments.
The 11 V. monoica BACs, as well as the corresponding 16 BACs and two contigs of the papaya X-linked region, were combined to make V. monoica and papaya pseudomolecules and a synteny analysis and dot-plot comparison were performed using Symap with the default settings (30). Chromosome expansion and collinearity analyses were performed using the genome alignment tool Mauve with the default settings (31). Sequence comparisons between the papaya X-linked pseudomolecule and the corresponding V. monoica pseudomolecule, as well as the papaya and V. monoica autosomal BACs, were carried out using the Artemis Comparison Tool developed by the Sanger Institute with a 500-bp alignment length.
C. papaya and V. monoica Repeat Analysis.
To annotate repetitive sequence, a combination of TEdenovo from the REPET pipeline (32), RepeatScout (33) and Recon1.05 (34) repeat annotation software were used to identify novel V. monoica-specific repetitive elements. Eleven BACs from V. monoica corresponding to the X-linked region in papaya, as well as one autosomal BAC and whole-genome shotgun assemblies of V. monoica genomic DNA, were used to create a custom repeat dataset. Redundancies in the dataset were eliminated using CD-HIT software (35). V. monoica specific repeats were combined with Repbase (36), TIGR plant repeats (http://plantrepeats.plantbiology.msu.edu/index.html), and papaya-specific repeats (37) to generate a custom library. This nonredundant library was used with RepeatMasker to mask repeats in the 12 V. monoica BACS. A strict cut-off value of 350 was used to ensure that only true repetitive elements were masked. Repetitive elements for the papaya whole genome and X region were taken from Ming et al. and Wang et al., respectively (16, 17). Given the small sample size of V. monoica BACs and low copy number of some repeats, the reported repeat percentages are likely to underestimate the true values.
V. monoica Gene Prediction.
Genes were predicted in the V. monoica BACs using Genscan (http://genes.mit.edu/GENSCAN.html) and FGENESH (http://linux1.softberry.com/berry.phtml), as well as homology to papaya-expressed sequence tags (ESTs) and gene models. The papaya autosomal and X BACs were previously annotated by refs. 17 and 38. V. monoica genes were confirmed through RT-PCR, with primers designed using primer3 (http://frodo.wi.mit.edu/primer3/) to span at least one intron, if possible. V. monoica leaf and flower cDNA were synthesized using Promega ImProm-II Reverse Transcription System (Cat.# A3800). The PCR products were sequenced using Sanger sequencing and manually edited in Sequencher 4.1.10 (Gene Codes Corporation, 2011). The confirmed genes were blasted to the NCBI nonredundant protein database to predict the gene structures and functions through homology. Each individual transcript was translated, and those with premature stop codons were classified as pseudogenes.
Ka/Ks and Divergence Time Analysis.
V. monoica and papaya gene pairs were manually annotated for exon and intron regions using EST sequences, RT-PCR, and homology with genes in the NCBI database. The sequences were aligned using SeaView v4 (39) and exported into DnaSP v5 (40) to estimate synonymous substitutions per synonymous site (Ks), nonsynonymous substitutions per nonsynonymous site (Ka), and synonymous and noncoding plus synonymous substitutions were used to estimate substitutions per silent site (Ksil) using Nei and Gojobori’s method (41). Divergence times were calculated using the Ksil values, calibrated with the synonymous substitution rate of 4 × 10−9 substitutions per synonymous site per year determined for Arabidopsis, a member of Brassicacea, the closest family to Caricaceae (42). CpXYh20, CpXYh29, and CpXYh37 were removed from the divergence time analysis because of missing sequence data (incomplete BAC sequences).
V. monoica Genome Survey Sequencing.
The V. monoica whole genome was survey-sequenced using one lane of Illumina sequencing and the sequences are available at (http://www.life.illinois.edu/ming/LabWebPage/Downloads.html).
Supplementary Material
Acknowledgments
This work was supported by Grants DBI0553417 and DBI-0922545 from the National Science Foundation (to R.M., Q.Y., P.H.M., and A.H.P.) and the University of Illinois Research Board.
Footnotes
The authors declare no conflict of interest.
This article is a PNAS Direct Submission. R.G.K. is a guest editor invited by the Editorial Board.
Data deposition: The sequences reported in this paper have been deposited in the GenBank database (accession numbers are listed in SI Appendix, Table S11.)
This article contains supporting information online at www.pnas.org/lookup/suppl/doi:10.1073/pnas.1121096109/-/DCSupplemental.
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