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Proceedings of the National Academy of Sciences of the United States of America logoLink to Proceedings of the National Academy of Sciences of the United States of America
. 2012 Sep 17;109(40):16018-16022. doi: 10.1073/pnas.1212506109

High-throughput lensfree 3D tracking of human sperms reveals rare statistics of helical trajectories

Ting-Wei Su a,b, Liang Xue a,b,c, Aydogan Ozcan a,b,d,e,1
PMCID: PMC3479566  PMID: 22988076

Abstract

Dynamic tracking of human sperms across a large volume is a challenging task. To provide a high-throughput solution to this important need, here we describe a lensfree on-chip imaging technique that can track the three-dimensional (3D) trajectories of > 1,500 individual human sperms within an observation volume of approximately 8–17 mm3. This computational imaging platform relies on holographic lensfree shadows of sperms that are simultaneously acquired at two different wavelengths, emanating from two partially-coherent sources that are placed at 45° with respect to each other. This multiangle and multicolor illumination scheme permits us to dynamically track the 3D motion of human sperms across a field-of-view of > 17 mm2 and depth-of-field of approximately 0.5–1 mm with submicron positioning accuracy. The large statistics provided by this lensfree imaging platform revealed that only approximately 4–5% of the motile human sperms swim along well-defined helices and that this percentage can be significantly suppressed under seminal plasma. Furthermore, among these observed helical human sperms, a significant majority (approximately 90%) preferred right-handed helices over left-handed ones, with a helix radius of approximately 0.5–3 μm, a helical rotation speed of approximately 3–20 rotations/s and a linear speed of approximately 20–100 μm/s. This high-throughput 3D imaging platform could in general be quite valuable for observing the statistical swimming patterns of various other microorganisms, leading to new insights in their 3D motion and the underlying biophysics.

Keywords: human sperm imaging, sperm tracking, digital holography, micro-swimmer


Observing three-dimensional (3D) trajectories of sperms is in general a challenging task. This is partially due to limited imaging volume of optical microscopes that are based on conventional lenses. For human sperms this becomes even more challenging since the sperm head is small (approximately 3–4 μm) demanding a relatively high-magnification objective lens, and moves rather fast (20–100 μm/s) which makes it difficult to track their 3D swimming patterns as they quickly move out of the observation volume of an objective lens. Partly due to this low throughput and the limited spatial and temporal sampling windows that conventional microscopes provide, natural 3D swimming patterns of human sperms and their statistics could not be reported so far. Earlier results (119) that were obtained using lens-based conventional microscopes either measured the 2D trajectories of the human sperms along a focal plane, or reported on sperms of other species such as sea urchin, which were significantly easier to resolve under a microscope since their 3D rotation diameter is larger (> 13 μm) together with a lower rotation frequency compared to human sperms.

Here we report a new technique that is based on lensfree holographic imaging on a chip to dynamically track the 3D trajectories of human sperms across a large volume of approximately 8–17 mm3 (Fig. 1) with submicron positioning accuracy. This platform can track > 1,500 individual human sperms over several hours, obtaining massive amounts of statistics about their 3D swimming patterns across 10–20 s for each continuous pattern. The large pool of statistics provided by this lensfree computational imaging platform enabled us to observe, for the first time, the helical trajectories of human sperms, exhibiting a tight helix radius of approximately 0.5–3 μm, a helical rotation speed of approximately 3–20 rotations/s and a linear speed of approximately 20–100 μm/s. Furthermore, this platform revealed that only approximately 4–5% of the motile human sperms swim along well-defined helices, and that this percentage of helical sperms can be considerably suppressed using seminal plasma. Quite interestingly, we also observed that a significant majority (approximately 90%) of these rare helical sperms preferred right-handed helices over left-handed ones, which is an observation that is enabled by the large spatial and temporal measurement windows that our on-chip imaging platform provides.

Fig. 1.

Fig. 1.

Dual-view lensfree 3D tracking of human sperms. (A) The schematic diagram of the imaging system. Two partially-coherent light sources (red and blue LEDs at 625 nm and 470 nm, respectively) are butt-coupled to multimode fibers (0.4 mm core diameter each) to simultaneously illuminate the sperms at two different angles (red at 0° and blue at 45°). A CMOS sensor chip records the dual-view lensfree holograms that encode the position information of each sperm. The 3D location of each sperm is determined by the centroids of its head images reconstructed in the vertical (red) and oblique (blue) channels. This schematic diagram is not drawn to scale. (B) The reconstructed 3D sperm trajectories. 1,575 human sperms inside a volume of 7.9 μL were tracked at a frame rate of 92 FPS. The time position of each track point is encoded by its color (see the color bar).

Compared to earlier reports that also used holographic imaging techniques (2028) to track sperms or other microorganisms, our approach is lensfree (Fig. 1) and therefore exhibits a significantly larger imaging field-of-view of > 17 mm2 together with unit fringe magnification, while still achieving submicron positioning accuracy that is necessary to observe human sperms’ tight helical paths. Furthermore, instead of using a laser source with high degree of coherence, we use partially-coherent illumination (both spatially and temporally) at two different wavelengths emanating from two light-emitting-diodes (LEDs) that are placed at 45° with respect to each other. This partially-coherent multiangle illumination at two different wavelengths (blue and red) significantly suppresses speckle and multiple-reflection interference noise terms as well as cross-interference among sperms’ diffraction patterns, which make it feasible to track > 1,500 sperms with submicron positioning accuracy. Our results on human sperms demonstrate the unique capabilities of this high-throughput on-chip imaging platform by resolving the tight and rapidly evolving rare helical trajectories of motile sperms. Finally, the same technique might in general be widely applicable for observing the statistical swimming patterns of various other microorganisms, leading to new insights in their 3D motion and the underlying biophysics.

Results

Human sperms exhibit a large variation in their 3D swimming patterns, and therefore using our dual-view lensfree holographic imaging platform (Fig. 1) we initially grouped these swimming patterns into four major categories as exemplified in Fig. 2 (typical, helical, hyperactivated, and hyperhelical; Table S1 and Methods). The “typical” trajectory shown in Fig. 2A (Movie S1) is the most prevalent swimming pattern observed among human sperms (> 90%), in which the sperm head moves forward swiftly (as fast as 140 μm/s) along a slightly curved axis with a small lateral displacement (approximately 4 μm side-to-side). In this category (i.e., typical), although the lateral displacement exhibits a certain degree of periodicity, the sperm head changes its direction arbitrarily in 3D space (Fig. 2A and Fig. S1 A, C, and D). However, when these typical trajectories are located near the chamber boundaries, some of them also exhibit lateral displacements that are better confined to a two-dimensional plane, which is not necessarily parallel to the boundary (Fig. S1B).

Fig. 2.

Fig. 2.

Four major categories of human sperm swimming patterns. (A) The typical pattern. (B) The helical pattern. (C) The hyperactivated pattern. (D) The hyperhelical pattern. The inset in each panel represents the front view of the straightened trajectory of the sperm (Methods). The arrows indicate the directions of the sperms’ forward movement. The time position of each track point is encoded by its color (see the color bar). The helices shown in (B) and (D) are both right-handed. See Movies S1S4 for the time evolution of the sperm trajectories shown in (AD), respectively. Some other examples of human sperm trajectories are also provided in Figs. S1S4.

In the second category of swimming patterns that human sperms exhibit, we observed helical trajectories (approximately 4–5% of motile human sperms, Table S1) as exemplified in Fig. 2B (Movie S2), which show the sperm head moving forward with very stable revolutions around a central axis, creating a well-defined helix. Not only is this helical trajectory (Fig. 2B) quite tight with an average helix radius of approximately 1.6 μm and a rotation speed of approximately 10 rotations/s, but also it moves rather fast, traveling more than 30–40 μm in depth-of-field (i.e., the z direction) within approximately 1 s, making it rather challenging to observe with a typical objective lens due to its limited depth-of-field and observation volume. In contrast to typical swimming patterns, we observed that the structure of these helical patterns did not alter much when the sperm head was near the boundaries of the observation chamber (Fig. S2).

In our third category, we observed hyperactivated 3D swimming patterns (< 3% of motile human sperms, Table S1) that exhibit quite different movement compared to the previous two pattern types (Fig. 2C and Movie S3). The most noticeable change in a hyperactivated pattern is the decrease of its forward movement, despite the fact that the instantaneous speed of hyperactivated sperms (> 150 μm/ sec) is usually 2X faster than the instantaneous speed of typical or “helical” sperms. Most of the track length of a hyperactivated human sperm is consumed by the increased lateral movement, which has a size of > 7 μm from one side to the other (Fig. 2C). This hyperactivated swimming pattern can be also divided into two subcategories, similar to 2D observations (5): (i) transitional hyperactivation, where the sperm still moves forward with a “meander” track (Fig. 2C and Fig. S3 A and C); and (ii) “star-spin” hyperactivation (mostly observed near the chamber boundaries), where the sperm bounces around vigorously but totally loses its forward movement as illustrated in Fig. S3B. Similar to the typical swimming patterns, many of the sperms in transitional hyperactivation category show quasi-2D lateral displacement near the chamber boundaries (compare Fig. S3 A and C, where the latter is much better confined to a plane).

In the final category of human sperm swimming patterns, we observed hyperhelical patterns (Fig. 2D, Fig. S3 DF, and Movie S4), which can be considered as a combination of transitional hyperactivation and regular helical trajectories, exhibiting enlarged and slightly more unstable revolutions around a helix axis with a sustained forward movement. This swimming pattern was significantly rare, constituting only < 0.5% of motile human sperms (Table S1). No major difference in swimming patterns was observed between the hyperhelical trajectories located in free 3D volume and the ones located near the chamber boundaries.

An important feature of the presented lensfree on-chip imaging approach is that it can track 3D trajectories of > 1,500 human sperms over a large sample volume, which enables us to observe the transitions among different swimming patterns across a time window of approximately 10–20 s for each continuous sperm trajectory. Fig. 3, Fig. S4, and Movie S5 illustrate some examples of such swimming pattern transitions acquired using our lensfree imaging platform. Based on our measurement results, Table S2 summarizes the statistics of such transitions among different swimming patterns observed in human semen samples. These results reveal that most of the observed helical and hyperactivated trajectories quickly switch back to typical swimming patterns (approximately 64% for helical trajectories and approximately 58% for hyperactivated trajectories).

Fig. 3.

Fig. 3.

A 10.9-s long trajectory showing the transitions between different swimming patterns of a human sperm. (A), (C), and (D) illustrate digitally extracted segments (approximately 1 s long each) of the whole sperm trajectory shown in (B). See Movie S5 for the time evolution of this trajectory. More sample trajectories with different pattern transitions are also provided in Fig. S4. The inset in each panel is the front view of the straightened trajectory of the sperm. The time position of each track point is encoded by its color (see the color bar).

Our human sperm tracking experiments can be further summarized in Fig. 4, where we quantify various parameters of 3D swimming patterns, curvilinear velocity (VCL), straight-line velocity (VSL), amplitude of lateral head displacement (ALH), beat-cross frequency (BCF), linearity (SI Text), and compare them to the statistical behavior of only the helical human sperms, which constitute < 5% of the motile sperms. The mean values of these swimming parameters and their standard deviations are also listed in Tables S3 and S4. Based on these results, it is rather interesting to note that a significant majority (approximately 90%) of helical human sperms in baseline medium prefer right-handed helixes over left-handed ones (Fig. 4F), exhibiting a tight helix radius of 0.5–3 μm and a rotation speed of 3–20 revolutions/s.

Fig. 4.

Fig. 4.

Dynamic swimming parameters of 24,090 motile human sperms and 1,069 helical trajectories. Color bar represents the relative density of data points in each graph. Magenta lines enclose 90% of the motile/helical tracks presented in each panel. A helix with RPS > 0 (RPS < 0) is defined as right-handed (left-handed). VSL: straight-line velocity. VCL: curvilinear velocity. ALH: amplitude of lateral head displacement. BCF: beat-cross frequency. RPS: rotation speed. The unit r/s: revolutions per second. These measurements were made in baseline medium (artificial HTF) after > 2 h of incubation as described in SI Text.

To shed more light on this observation (i.e., the preference of right-handed helices), we performed an additional experiment (Fig. 5) to measure the percentage of helical trajectories as a function of time after the sperms were removed from seminal plasma and were placed into baseline medium (SI Text). The results of this time-traced experiment revealed that, after removal of the seminal plasma, the percentage of right-handed helical sperms significantly increased within approximately 2–3 h of incubation in baseline medium, reaching approximately 4–5% of motile human sperms (Fig. 5), which is also consistent with our previous observations in Fig. 4 and Table S1. On the other hand, the same experiment did not reveal any major changes in the left-handed helical sperm percentage as a function of time, which remained to be < 0.5% even after > 3 h of incubation in baseline medium, as illustrated in Fig. 5.

Fig. 5.

Fig. 5.

Time evolution of helical sperm trajectories after resuspension in artificial human tubal fluid (HTF). After approximately 2–3 h of incubation in HTF, the percentage of right-handed helical trajectories significantly increased to approximately 4–5% of motile human sperms, while the percentage of left-handed ones did not show a major change, remaining < 0.5% of motile sperms.

These results also suggest that seminal plasma significantly suppresses helical trajectories of human sperms, while human tubal fluid initiates them. An experimental comparison of how different concentrations of seminal plasma affect the 3D swimming patterns of human sperms (in specific helical and hyperactivated trajectories) is also provided in Fig. 6, which once again confirmed the suppressing effect of seminal plasma on helical trajectories (after > 2 h of incubation time, SI Text). Another important observation is that the helical trajectories, compared to the hyperactivated ones, were more difficult to suppress by increasing the percentage of seminal plasma in medium (Fig. 6), suggesting that these two swimming patterns might be regulated through different mechanisms.

Fig. 6.

Fig. 6.

Quenching of human sperms’ helical (A) and hyperactivated (B) trajectories as a function of increased seminal plasma concentration in culture media. Each of the mean ± SD bars in (A) and (B) was based on 14 measurements of two specimens (seven with each) obtained from different anonymous donors.

Discussion

We should emphasize that to obtain large numbers of statistics regarding the swimming patterns of human sperms one would need a high-throughput imaging platform with submicron 3D tracking accuracy and sub-12-ms temporal resolution to clearly resolve different patterns, especially the helical patterns, which exhibit a tight helix radius of approximately 0.5–3 μm with a fast rotation speed that might reach 15–20 rotations/s. Conventional microscopes equipped with high-magnification objective lenses and high-frame-rate cameras can only meet these requirements for imaging sperms along a 2D plane, which can infer limited information on their natural 3D motion (116). Estimation of the 3D trajectories of sperms from their 2D observations can also be feasible in some cases by assuming a known swimming pattern (15, 29). However, such approaches in general would not be able to infer the details and quantify the fine parameters of 3D sperm trajectories due to lack of position information along the third dimension. A 2D vs. 3D comparison of human sperm trajectories is provided in Fig. S5 to better illustrate that different swimming patterns of human sperms can look very similar in 2D observation while their 3D patterns are vastly different.

More advanced microscopy configurations (1719) or holographic imaging schemes (2028) have also been used to resolve 3D trajectories of sperms of other species. However, these previous approaches have not reported submicron 3D localization accuracy throughout a large observation volume of ≥1 μL. The dual-view partially-coherent holographic on-chip imaging technique described in this article uses a lensfree hologram recording configuration to image a large field-of-view of 17 mm2 and utilizes a multicolor illumination scheme to achieve submicron localization accuracy for tracking human sperms within a volume of 8–17 μL. This high-throughput platform provides unique opportunities to observe the swimming patterns of human sperms and reveal their rare statistics for helical or hyperhelical trajectories, as summarized in Results.

In general, human sperm trajectories reconstructed by our 3D tracking technique are consistent with previous observations made by conventional lens-based 2D microscopy tools (1, 37, 12, 13). Most sperms swim forward with quasiperiodic small lateral displacements, while some sperms move with enlarged lateral displacement (transitional hyperactivation), and some other sperms display the “star-spin” movement (complete hyperactivation). In addition to this, the extra depth information provided by our lensfree imaging technique enabled us to reconstruct the complete 3D trajectories of human sperms, isolating the helical motion from planar or other types of swimming patterns.

Furthermore, our approach also permits investigation of sperms’ 3D distribution inside an observation chamber, shedding more light on the effect of surface boundaries on 3D swimming patterns of human sperms. Similar to what was reported previously for chambers that are deeper than a sperm’s body length (9, 3033), we also observed the accumulation of human sperms on the inner surfaces of our observation chambers. Although such accumulation happens on both the top and bottom surfaces for all four swimming patterns (Fig. 2), the presence of the surface boundaries, as described in Results, only modifies the typical and hyperactivated patterns but not the helical ones. Note that in our experiments, we used plain glass surfaces without siliconization. With different surface treatment methods, our platform can also be used to study how the surface properties can affect the statistics of sperm movement.

Compared to the swimming patterns of sea urchin sperms, which have also been extensively studied (2, 811, 1519, 29, 31, 34, 35), human sperms exhibit some distinct features in their 3D swimming behavior. First, motile human sperms, just like other mammalian sperms (36), occasionally display hyperactivated swimming patterns; however, sea urchin sperms do not exhibit hyperactivation. Second, when swimming near a surface, sea urchin sperms tend to follow circular swimming paths with a strongly preferred handedness (9, 11, 31, 34, 35), whereas human sperms do not exhibit such behavior. Third, helical trajectories of human sperms can be observed both in free 3D volume and near solid surfaces; however, sea urchin sperms only display helical movement in free 3D volume (1719, 29). Fourth, the helical trajectories of human sperms, compared to sea urchin sperms (19), exhibit significantly smaller helix radii (1.6 ± 0.5 μm vs. 6.8 ± 1.1 μm) and faster rotation speeds (6.8 ± 4.6 r/s vs. 4.0 ± 0.8 r/s), making them much more challenging to resolve in 3D.

Although we have reported large statistics on 3D trajectories of > 24,000 human sperms revealing several important observations that have so far been hidden due to limited capabilities of existing optical imaging platforms, most of the regulating mechanisms behind these observations still remain unclear. For example, in our experiments seminal plasma suppressed the percentage of helical sperm trajectories as illustrated in Fig. 6. This observation could be due to (i) the higher viscosity of seminal plasma; or (ii) its chemical composition. The effect of medium viscosity to make helical movement un-sustainable is also supported by previous studies, where high viscosity is shown to reduce the amplitude of sperms’ lateral head displacement (12). However, the time lag (Fig. 5) between the removal of human sperms from seminal plasma and the appearance of helical trajectories suggests that there should be some other biochemical factors involved that delay the activation of this helical movement. By imaging human sperms in media with various activating or suppressing constituents, our 3D tracking platform can be used to better investigate the underlying mechanisms regulating such helical or hyperhelical patterns. Along the same lines, this lensfree sperm imaging platform can also provide a high-throughput tool to rapidly quantify the impact of various stimuli and drugs on the 3D swimming patterns of sperms.

Methods

3D Tracking of Human Sperms.

The lensfree holographic frames recorded by the dual-view and dual-color lensfree holographic imaging setup (SI Text) were first individually reconstructed on all the possible object planes (with 25 μm vertical spacing) within the observation chamber, for both the vertical red illumination and the oblique blue illumination. This digital reconstruction process for each illumination wavelength follows the iterative phase recovery method that is detailed in our previous work (37). The digital separation of sperm head’s vertical and oblique lensfree projections is discussed in SI Text, Fig. S6 and Movie S6. In each reconstructed lensfree frame, possible sperm candidates were segmented by thresholding the amplitude image for both color channels. Detection artifacts were filtered out with a series of morphological criteria, such as peak value, area, and eccentricity (38). Once confirmed as the projection of a sperm, the 2D centroid position of each sperm projection in both color channels was calculated by its center-of-gravity (38) based on the square of its reconstructed amplitude profile. At the same time, the focal distance of each vertical projection (which was estimated as the distance with the highest contrast in its reconstructed 2D image stack) was taken as the “coarse” vertical (i.e., z) distance of the sperm from the Complementary Metal—Oxide—Semiconductor sensor chip. This initial estimate has a lower depth accuracy of approximately 5–10 μm and is just used to search for the corresponding projection of each sperm in the oblique illumination channel. The 2D centroid position of the sperm head projection in the vertical channel was directly used as the sperm’s x-y coordinate. The precise z coordinate of the sperm was then calculated by dividing the distance between its vertical and oblique projection centroids with the tangent of the oblique illumination angle in water (Fig. 1A). Refer to SI Text and Fig. S7 for quantification of our submicron localization accuracy.

The same 3D localization procedures outlined above for human sperms were repeated for each recorded lensfree holographic frame to generate a 3D-t (i.e., space-time) matrix, which contains the spatial and temporal coordinates of all the sperm head positions detected in our observation volume. The trajectory of each sperm as a function of time was then constructed by linking up the nearest detected points (39) across the reconstructed 3D amplitude frames. To improve our tracking accuracy, we also used a Brownian-statistics-based algorithm (40) for better handling noise in our measurements.

Digital Classification of the Reconstructed Sperm Trajectories.

The 3D swimming patterns of human sperms were categorized based on several dynamic parameters extracted from their reconstructed 3D-t trajectories, such as curvilinear velocity, linearity, lateral displacement, and number of stable turns (rotations) (SI Text). All the parameter extraction performed in this work was based on either 1.1 s-long trajectories (approximately 100 frames at 92 FPS) or track segments of such length that were digitally extracted from longer trajectories (10–20 s long).

Before automatically extracting these dynamic parameters for each sperm within our observation volume, the reconstructed 3D trajectory segments need to go through a digital “straightening” process to compensate the curvature in their 3D motion. To this end, a 3D parabolic curve model was used to fit the curved moving axis of each segment by minimizing the square of the distance between all the position points and the fitted axis (where the distance was created by the sperm’s lateral displacement). All the position points were then reassigned laterally onto a plane moving along the axial direction according to their relative position to the fitted axis (Fig. S8 AC). After this digital straightening step, the moving axis of each segment became a straight line and the position points evolved laterally around the fitted axis. The lateral coordinates of the position points (the Xr and Yr in Fig. S8 B and C) were then used to calculate the instantaneous radius and the angle of the trajectory points (Fig. S8 D and E), where the instantaneous angle was further unwrapped to eliminate possible 2π phase jumps and fitted with a linear function to estimate its rotation speed.

Note that in this work we considered all the human sperm trajectories with a VCL that is smaller than 30 μm/s as immotile (41). The motile sperm trajectories that cannot be classified as helical, hyperactivated, or hyperhelical are then classified as typical trajectories. For distinguishing helical, hyperactivated and hyperhelical 3D sperm trajectories from typical ones, the following criteria have been used:

  • Helical trajectory—Number of stable turns, NST≥2.0.

  • Hyperactivated trajectory—VCL needs to be larger than 150 μm/s; the linearity needs to be smaller than 0.5; and ALH needs to be larger than 7.0 μm.

  • Hyperhelical trajectory—All the requirements for both helical and hyperactivated trajectories need to be satisfied.

Because of the fact that the fitting of helices requires more than two stable turns and that the hyperactivated sperms can change their swimming patterns back and forth within a few seconds (5), longer sperm trajectories are digitally divided into track segments that are each approximately 1.1 s long, which is long enough for fitting a helix but short enough for minimizing swimming pattern transitions within each segment.

Supplementary Material

Supporting Information

ACKNOWLEDGMENTS.

We thank Drs. Christina Wang and Andrew Leung (Harbor-UCLA Medical Center, Torrance, CA, USA) for their valuable discussions and help on processing semen specimens. A.O. acknowledges the support of Army Research Office Young Investigator Award, National Science Foundation CAREER Award, the Office of Naval Research Young Investigator Award, and the National Institutes of Health Director’s New Innovator Award DP2OD006427 from the Office of The Director, National Institutes of Health.

Footnotes

The authors declare no conflict of interest.

This article is a PNAS Direct Submission. W.F.M. is a guest editor invited by the Editorial Board.

This article contains supporting information online at www.pnas.org/lookup/suppl/doi:10.1073/pnas.1212506109/-/DCSupplemental.

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