Abstract
Diabetes and congestive heart failure (HF) commonly coexist in the same patient, and the presence of diabetes in HF patients is associated with increased adverse events compared to patients without diabetes. Recent guidelines regarding glycemic control stress individualization of glycemic therapy based on patient comorbid conditions and potential adverse effects of medical therapy. This balance in glycemic control may be particularly relevant in patients with diabetes and HF. In this review, we address data regarding the influence that certain HF medications may have on glycemic control. Despite potential modest changes in glycemic control, clinical benefits of proven pharmacologic HF therapies extend to patients with diabetes and HF. In addition, we review potential benefits and challenges associated with commonly used glycemic medications in HF patients. Finally, recent data and controversies on optimal glycemic targets in HF patients are discussed. Given the large number of patients with diabetes and HF and the health burden of these conditions, much needed future work is necessary to define the optimal glycemic treatment in HF patients with diabetes.
Keywords: Diabetes, Heart Failure, Prognosis
Multiple epidemiologic studies have demonstrated that diabetes mellitus amplifies the risk for the development of heart failure (HF).1–3 The mechanisms contributing to the greater rates of HF in individuals with diabetes are likely multifactorial and include the shared and accelerated comorbid conditions of hypertension, coronary artery disease, obesity, renal insufficiency, and aortic stiffness. In addition, insulin resistance and hyperglycemia may contribute directly to cardiac dysfunction through mechanisms related to the direct and indirect effects of advanced glycation endproducts, abnormalities of cardiac metabolism, increased myocardial fibrosis, increased oxidative stress, abnormalities of autophagy, and increased local activation of the renin-angiotensin system.4–6
Increasing evidence also suggest that HF itself may be considered an insulin resistant state with increased risk for the development of diabetes in patients with established HF. In the Candesartan Heart Failure Assessment of Reduction (CHARM) Program7, the incidence of new diabetes in HF patients was approximately 28 cases per 1000 patient years of follow-up, an incidence that is higher than the incidence rates described in unselected US adults age 45–79 years (estimated incidence rates 12.4–13.5 per 1000 patient years).8 The potential reasons for this association between HF and greater rates of incident diabetes have not been well established, but include increased neurohormonal activation in HF patients promoting both skeletal and myocardial insulin resistance.9 More recent animal data have demonstrated that sympathetic activation in HF may also contribute to insulin resistance through upregulation of p53 expression in adipose tissue and associated adipose inflammation and lipolysis.10 Clinical predictors of incident diabetes in HF patients include elevated body mass index (BMI), elevated glucose or hemoglobin A1c (HbA1c), diuretic therapy, digoxin therapy, lower serum creatinine concentration, and more severe NYHA class.7,11–12
Given this interrelationship between diabetes and HF, it is not surprising that these conditions commonly exist in the same individual. In studies of individuals with LV dysfunction, it is estimated that approximately 12–30% of individuals have known diabetes.13 The prevalence may be even greater when more systematic assessment for the presence of diabetes is performed in HF populations. In a cohort of outpatients with systolic HF who underwent systematic oral glucose tolerance testing, 18% of individuals without a prior diagnosis of diabetes were found to have newly diagnosed diabetes.14
Importantly, the coexistence of diabetes and HF portends a poor prognosis. Both population studies15–16 and clinical trials17–20 have demonstrated that diabetes is associated with increased mortality in HF patients (Figure 1). This diabetes-associated increased risk of death persists after adjustment of clinically recognized potential confounders. Similarly, recurrent HF hospitalizations are markedly increased in individuals with diabetes (Figure 2). For example, following myocardial infarction complicated by HF, the rates of readmission for HF hospitalization in diabetic patients are nearly twice the rates than in those patients without diabetes.17,19,21 In the CHARM program of chronic HF, rates of HF hospitalization in patients with diabetes were also approximately twice the rates of those without diabetes.20 In CHARM, this increased rate of HF hospitalization was particularly elevated in those patients with preserved LVEF.20 Thus, the presence of diabetes in a HF patient is a marker of significantly increased morbidity and mortality.
Given the health burden of diabetes in HF patients, it is important to understand the balance that exists between the treatments of both conditions. Specifically, pharmacologic therapies that are used to treat HF may affect glycemic levels and the future risk of diabetes. Nonetheless, despite potential modest glycemic effects of HF pharmacotherapy, clinical benefits of these agents on mortality and HF hospitalizations are preserved in patients with diabetes and HF. Similarly, it is important to understand the potential role and challenges in commonly used glycemic therapies that may be particularly relevant in HF patients. Finally, controversies and data regarding optimal glycemic targets in HF will be reviewed.
Relationship between HF therapy and Glycemic Control
Beta-Blockers
Despite initial concerns that beta-blockers may worsen glycemic control and mask symptoms of hypoglycemia, multiple studies have demonstrated that beta-blockers are associated with improved survival in individuals with diabetes and HF.22–23 In a meta-analysis of randomized controlled trials, beta-blocker therapy compared with placebo was associated with a 16% reduction in mortality (RR 0.84, 95% CI 0.73–0.96).22 In addition, beta-blockers have been shown to reduce HF hospitalization in patients with diabetes and HF to a similar extent as those patients without diabetes.24–25
Some studies have demonstrates that beta-blockers with potential vasodilator properties (non-selective beta-blockers) may be associated with improved measures of glycemia relative to beta-blockers without these properties. In a study of 1235 patients with DM and hypertension (without HF), carvedilol was associated with modest improvements of glycemia compared to metoprolol tartrate.26 In a retrospective analysis of the Carvedilol Or Metoprolol European Trial (COMET), the use of carvedilol in HF patients was associated with a reduced incidence of new-onset diabetes when compared with metoprolol tartrate.11 Whether these modest benefits in relative glycemia or reduction in new diabetes with specific beta-blockers are associated with improved outcomes has not been determined.
ACEI/ARB
Randomized clinical trials have clearly established improved survival with the use of angiotensin-converting enzyme inhibitors (ACEI) in diabetic patients with HF.23 Similarly, in the low ejection fraction arms of the CHARM program, the benefit of candesartan, an angiotensin-receptor blocker (ARB), on cardiovascular death or HF hospitalization compared to placebo was similar in patients with and without diabetes.27 In addition to beneficial effects on clinical outcomes, some studies have demonstrated associations between ACEI or ARBs and reduced incidence of new diabetes in HF patients. Data from the Studies of Left Ventricular Dysfunction (SOLVD)28 and CHARM Program29 have demonstrated reduced incidence of new-diabetes in patients treated with enalapril and candesartan, respectively, when compared with placebo. The mechanisms for the reduced incidence of diabetes in patients with ACEI or ARBs is not fully understood, but include improved insulin sensitivity by increase of peripheral blood flow to skeletal muscle through suppression of angiotensin II or by elevating bradykinin levels.30–31 Other non-HF studies have also demonstrated potential reductions in the incidence of diabetes with ACEI or ARB, but the beneficial findings have not been consistent.32–33
Aldosterone Antagonists
Similar to patients without diabetes and HF, aldosterone antagonists are associated with improved outcomes in patients with diabetes and HF.34–36 The reported effects of aldosterone antagonists on glycemic control are mixed. Some studies have demonstrated modest increases in HbA1c in patients with type 2 diabetes and nephropathy or hypertension treated with spironolactone,37–38 while other studies have shown that spironolactone may improve insulin resistance in patients with non-alcoholic fatty liver disease.39 Limited data exist for the glycemic effects of eplerenone; in one study of patients with mild HF, eplerenone was not associated with changes in HbA1c.40 Given the clinical efficacy demonstrated with aldosterone antagonists in reducing adverse outcomes in diabetic patients with HF, the clinical meaning of potential modest changes in glycemia with these agents is uncertain.
Relationship between Hyperglycemic Therapies and Outcomes in HF Patients
Recent guidelines for the treatment of hyperglycemia in patients with type 2 diabetes stress the importance of individualization of therapy based on patient needs, comorbid conditions, and potential adverse effects of hyperglycemic medications.41 The diabetic patient with HF presents particular challenges with the pharmacologic treatment of diabetes, and it is important to understand the potential benefits and risks of commonly used medications that may be particularly relevant in HF patients.
Metformin
Metformin is currently recommended as first-line therapy in patients with type 2 diabetes in the absence of contraindications.41–42 Metformin was previously contraindicated in individuals with HF due to potential concerns of lactic acidosis. More recent observational studies have demonstrated that metformin may not only be safe, but may be associated with improved survival in patients with diabetes and HF.43–47 In further support of a potential benefit, recent animal studies in HF models have demonstrated cardioprotective effects of metformin therapy on progression of HF via activation of AMP-activated protein kinase pathways,4,48–49 inhibition of cardiac fibrosis,49–50 and modulation of cardiomyocyte autophagy.4 In this setting, the contraindication to metformin use in HF patients was recently removed.51 Metformin remains contraindicated in patients with advanced renal insufficiency and should be used cautiously (or avoided) in patients at risk for worsening renal dysfunction (such as acute decompensated HF). Further prospective human studies are necessary to assess the potential benefits of metformin in patients with diabetes and HF.
Sulfonylurea
Sulfonylureas are frequently utilized in diabetic patients with HF. In a study of more than 16,000 Medicare recipients who had been discharged with a diagnosis of HF, approximately half of the patients were treated with sulfonylureas.46 In that observational study, sulfonylurea was not associated with increased mortality (hazard ratio [HR] 0.99; 95 CI 0.91–1.08). Other observational studies have suggested improved survival with metformin when compared with sulfonylurea.44,47 Sulfonylureas are associated with hypoglycemia and weight gain, and these potential effects need to be monitored in patients with diabetes and HF.
Thiazolidinediones
Thiazolidinediones (TZDs), agonists for the nuclear transcription factor peroxisome receptor γ system, are insulin-sensitizing agents that have been used for the treatment of type 2 diabetes. TZDs have been associated with fluid retention and increased rates of HF in randomized controlled trials.52–55 Although the exact mechanisms of the increased HF events with TZDs are not known, the predominant proposed mechanism relates to TZD-associated volume expansion due to increased renal sodium reabsorption56 rather than a direct effect on myocardial structure and function.57 Nonetheless, prospective randomized controlled studies in patients with established HF have demonstrated increased rates of edema, need for increased HF medications, and increased HF hospitalization in patients treated TZDs compared with placebo or sulfonylurea.58–59 Therefore, caution is urged for the use of TZDs in all patients with signs and symptoms suggestive of HF. TZDs are contraindicated in patients with New York Heart Association (NYHA) class III/IV HF.52
Incretin Based Therapies
Incretin peptides are a group of gastrointestinal proteins that regulate glucose metabolism through multiple mechanisms, and incretin-based therapies have been developed to treat type 2 diabetes.60 These agents include glucagon-like peptide-1 (GLP-1) agonists (exenatide and liraglutide) and dipeptidyl peptidase-IV (DPP-IV) inhibitors (sitagliptin, saxagliptin, and linagliptin). The side effect profile of these agents (less risk of hypoglycemia when used as monotherapy and potential modest weight loss) represent potential benefits in patients with HF, but neither GLP-1 agonists nor DPP-IV inhibitors have been studied extensively in HF patients.
Preclinical work has demonstrated a potential role for GLP-1 based therapies in HF. In a canine model of rapid pacing-induced HF, a 48-hour continuous GLP-1 infusion was associated with improvements in myocardial glucose uptake and improvements in LV and systemic hemodynamics in conscious dogs with dilated cardiomyopathy.61–62 Other rat models of HF, such the spontaneously hypertensive HF model63 or post-MI HF,64 have also demonstrated potential benefits of GLP-1 based therapies on left ventricular (LV) structure and function.
Human studies of GLP-1 based therapies in HF patients have been very limited and have demonstrated mixed results. In a “proof of concept”, open label study of 10 survivors of acute MI complicated by severe LV dysfunction, a 72-hour continuous infusion of GLP-1 was associated with significant improvements in LV ejection fraction.65 Similarly, in a non-randomized study of 12 patients with NYHA class III/IV HF, a continuous subcutaneous infusion of GLP-1 for 12 weeks improved LV ejection fraction, VO2 max, and 6 minute walk compared to 9 HF patients on standard therapy.66 Another randomized, double-blind cross-over design study of 20 non-diabetic patients with NYHA II-III systolic HF failed to show improvement in non-invasive measures of cardiac function with a 48-hour continuous infusion of GLP-1.67 Finally, in a more recent study of 20 diabetic patients with NYHA III/IV HF with an LV ejection fraction of ≤ 35%, a 6-hour infusion of intravenous exenatide was associated with increased cardiac index, predominantly the result of increased heart rate with exenatide.68 Clearly, further studies are required to assess the safety and efficacy of these agents in patients with diabetes and HF.
Insulin
Many patients with diabetes and HF require insulin either as monotherapy or in combination with other glycemic agents in order to achieve adequate blood glucose control. The evidence regarding the effect of insulin on mortality in HF is conflicting, and no large, randomized controlled trials have been performed examining the effects of insulin on clinical outcomes. For example, diabetic patients with HF enrolled in CHARM who were treated with insulin had a greater risk of death than those who were not treated with insulin.18 It is likely that insulin use is a maker for longer duration and severity of diabetes rather than a direct contributor to adverse outcomes. In a cohort of 16,000 Medicare patients with diabetes recently discharged with HF, insulin was not an independent predictor of mortality.46
Glycemic Targets in HF Patients
Another important issue that remains unresolved is the optimal glycemic targets in patients with diabetes and HF. Prospective, randomized controlled trials addressing the optimal glycemic targets specifically in HF patients with diabetes have not been performed. Recent randomized controlled clinical trials which have compared strategies targeting more intensive glucose control (HbA1c <6–6.5%) compared with standard care in patients with established type 2 diabetes and either cardiovascular (CV) disease or high-risk for CV disease have failed to demonstrate significant improvements in the reduction of major CV events with more intensive glycemic control.69–71 In the ACCORD (Action to Control Cardiovascular Risk in Diabetes) trial, a strategy of intensive glycemic control targeting a HbA1c level of < 6% was associated with an unexpected increased mortality compared to standard therapy (targeting a HbA1c level from 7.0 to 7.9%).70 The reason for the increased mortality in ACCORD remains unexplained, and increased mortality with strategies of more intensive glycemic control was not observed in either the ADVANCE (Action in Diabetes and Vascular Disease: Preterax and Diamicron Modified Release Controlled Evaluation) trial71 or the VADT (Veterans Affairs Diabetes Trial) trial.69
It is important to note that few diabetic patients with HF were enrolled in these studies which targeted more intensive glycemic control. Individuals with NYHA class III–IV HF were excluded in VADT 72, and the subset of individuals who may have had more mild HF were not reported in the main study results.69 Similarly, HF as a baseline characteristic was not reported in the main results of the ADVANCE trial.71 Approximately 5% (n=494) of individuals enrolled in ACCORD had a previous diagnosis of HF.70,73 In ACCORD, those diabetic individuals with previous HF had a similar increased mortality associated with a strategy of intensive glycemic control as those individuals without prior HF (interaction p-value =0.71).
In the absence of prospective randomized controlled trials, several observational studies have assessed the relationship between HbA1c levels and outcomes in patients with established HF.74–78 In contrast to epidemiologic evidence that has demonstrated a near linear relationship between elevated HbA1c levels and worse CV outcomes in people free of CV disease or HF at baseline,79–80 the relationship between HbA1c and outcomes appears more complex in patients with diabetes and established HF with some studies demonstrating a potential “U-shaped” or an inverse relationship between HbA1c and mortality.74–75,78 In a study of 5815 ambulatory HF patients receiving medical treatment for diabetes, individuals with modest glycemic control (HbA1c >7.1–7.8%) had lower mortality compared with HbA1c levels that were either higher or lower (Figure 3).74 In smaller cohorts of diabetic individuals with more advanced systolic HF treated at a single academic medical center, higher HbA1c levels were paradoxically associated with improved outcomes in patients with diabetes.75,78 It is important to note, that as observational studies, significant differences exist in the baseline characteristics beyond levels of glycemia in these cohorts. Multivariable models have been used to adjust for differences in baseline characteristics, but residual confounding may persist. Also, it is possible that lower HbA1c levels may be a marker of more severe disease or cardiac cachexia.
In addition, not all studies have demonstrated a paradoxical relationship between HbA1c and increased mortality in HF patients; in 2,412 participants (of which 907 participants had known diabetes) enrolled in CHARM study, increasing levels of HbA1c was associated with increased risk of total mortality, HF hospitalization, and a composite outcome of CV death or HF hospitalization.76 Of note, the graded relationship between HbA1c and mortality was more pronounced in the nondiabetic patients enrolled CHARM and did not reach statistical significance for the outcomes of CV death (p for heterogeneity= 0.04) and total mortality in the cohort of HF patient with diabetes (p for heterogeneity= 0.008). Other studies have also suggested that elevated HbA1c levels may be a more important prognostic marker of increased risk in HF patients without previously diagnosed diabetes.77
Current guidelines recommend an HbA1c goal of 7% as a general goal for most adults but allow for individualization based on patient characteristics and comorbid conditions (Table 1).42 Perhaps particularly relevant to patients with advanced HF, the American Diabetes Association recommends that less stringent goals (HbA1c<8%) may be appropriate for patients with a history of severe hypoglycemia, limited life expectancy, extensive comorbid conditions, and advanced macrovascular/microvascular disease.42 Observational data from patients with diabetes and HF would suggest that these goals may be appropriate, but more prospective data is needed to help define the optimal targets in HF patients.
Table 1.
American Diabetes Association guidelines on glycemic control | |
---|---|
Goal of A1C <7.0% is reasonable for most non-pregnant adults based on potential microvascular benefits and potential macrovascular benefits if implemented soon after the diagnosis of diabetes. | |
Stringent A1C goals (such as < 6.5%) | In patients with short duration of diabetes, long life expectance, and no significant CVD, and if goals can be achieved without significant hypoglycemia. |
Less Stringent A1C goals (such as < 8%) | In patients with history of severe hypoglycemia, limited life expectancy, advanced microvascular or macrovascular complications. |
Conclusion
The development of HF is a common complication in patients with diabetes, and the co-existence of diabetes and HF portends increased morbidity and mortality. It is important to understand the balance that exists in the pharmacologic treatment for both conditions. Current guidelines recommend individualization of hyperglycemic therapy for treatment of type 2 diabetes based on patient needs, comorbid conditions, and potential adverse effects of medications.41 This recommendation may be particular important in patients with diabetes and HF. Much needed work is needed to further clarify the optimal treatment of glycemia in patients with diabetes and HF.
Acknowledgments
We thank Novo Nordisk for their funding development for the supplement, and we acknowledge the assistance of Ruth Kleinpell, PhD, RN, and Mary Lou Briglio in the preparation of this supplement.
Disclosure: Dr. Aguilar has received consulting fees from Amylin and Sanofi-Aventis. Dr. Aguilar is a research investigator in the Evaluation of Lixisenatide in Acute Coronary Syndrome (ELIXA) trial and Exenatide Study of Cardiovascular Event Lowering Trial (EXSCEL) trial and is supported by an NHLBI Mentored Career Development award (5K01-HL092585-03).
Footnotes
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