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Published in final edited form as: Glob Heart. 2012 Sep;7(3):207–213. doi: 10.1016/j.gheart.2012.06.009

THE INDOOR-OUTDOOR AIR-POLLUTION CONTINUUM AND THE BURDEN OF CARDIOVASCULAR DISEASE: AN OPPORTUNITY FOR IMPROVING GLOBAL HEALTH

Sanjay Rajagopalan a, Robert D Brook b
PMCID: PMC3501678  NIHMSID: NIHMS391878  PMID: 23181202

Abstract

Current understanding of the association between household air-pollution (HAP) and cardiovascular disease is primarily derived from outdoor air-pollution studies. The lack of accurate information on the contribution of HAP to cardiovascular events has prevented inclusion of such data in global burden of disease estimates with consequences in terms of health care allocation and national/international priorities. Understanding the health risks, exposure characterization, epidemiology and economics of the association between HAP and cardiovascular disease represents a pivotal unmet public health need. Interventions to reduce exposure to air-pollution in general, and HAP in particular are likely to yield large benefits and may represent a cost-effective and economically sustainable solution for many parts of the world. A multi-disciplinary effort that provides economically feasible technologic solutions in conjunction with experts that can assess the health, economic impact and sustainability are urgently required to tackle this problem.

Keywords: Air-pollution, cardiovascular disease, particulate matter, urbanization, diabetes

INTRODUCTION

Most of the world’s population is exposed to some level of air-pollution owing to the ubiquitous nature of this pollutant. In low- and middle-income countries (LMIC), such exposure is often extreme with levels of both indoor and outdoor air pollution vastly exceeding levels seen in high-income countries. Household sources of air-pollution are the norm in many parts of the world with over half of the world’s population estimated to be exposed to fine particulate matter (PM) (< 2.5 μm in aerodynamic diameter or PM2.5) in their own homes as a consequence of using biomass fuels such as wood, charcoal, and animal/crop residues for cooking, lighting, and heating. The magnitude of exposure, when one takes into account, exposure intensity, time spent indoors (which is often far more than time spent outdoors) and the number of individuals exposed, results in a far greater contribution of household-air pollution (HAP) to global particulate matter exposure than any other source. Indoor and outdoor air-pollution mainly through household sources ranked as the 10th and 13th leading causes of mortality in the 2001 WHO Global Burden of Disease (GBD) Report and collectively easily rank within the top five risk factors for global mortality [1]. Such estimates will however still continue to represent an under-estimate, given the pervasive ominipresent nature of this risk factor, exposure through the life-cycle of an individual at doses that are orders of magnitude higher than ambient outdoor levels and finally the fact that this risk factor preferentially impacts disadvantaged and vulnerable segments of the population including women and children. The lack of inclusion of the HAP contribution to cardiovascular diseases (CVD) such as myocardial infarction, stroke, heart failure and death may represent an additional factor contributing to the under-appreciation of its contribution towards GBD estimates. Understanding the exposure characteristics, epidemiology, economics and CVD consequences of HAP represents a pivotal unmet public health need. Interventions to reduce exposure to HAP are likely to yield large benefits to CVD and may represent a cost-effective and economically sustainable solution.

MAGNITUDE OF THE HAP PROBLEM AND EXPOSURE-RESPONSE FUNCTION

It has been estimated that approximately 75% of all PM air pollution is of indoor origin originating mainly in LMIC (Figure 1) [2,3]. An estimated 3 billion people globally or 50% of the world population still uses biomass fuels for energy needs that include cooking, heating and light [3]. The vast majority of HAP thus emanates from combustion of biomass fuels including wood, charcoal, crop residues and dried animal dung [4-7]. In the year 2000, pollution predominantly from biomass combustion was estimated to contribute to an estimated 1.6 million premature deaths per year worldwide, representing 2–3% of the global disease burden [2]. Previous GBD estimates on HAP related mortality only used risk estimates attributable to COPD, lung cancer and acute lower respiratory infection, three disease entities for which there is strong evidence of an association with exposure [1,8]. Recently a better understanding of exposure response relationship between inhaled particulate matter and CVD end-points has emerged [9,10]. These analyses juxtaposed studies in outdoor air-pollution and studies with active smoking to include a wide range of exposure levels. The results suggest a log-linear relationship, with a robust effect at low doses typically encountered with outdoor air-pollution studies with a flattening of the dose response at the highest exposure levels [9,11]. Although exposure estimates encountered with HAP are highly variable, mean exposure estimates from HAP correspond to the portion of particulate matter exposure-response relationship curve for which there is a paucity of data (1-20 mg/m3, the so called “exposure-gap”) as it straddles levels seen typically with active smoking and those seen with outdoor air-pollution [12]. HAP levels typically encountered in LMIC are several orders of magnitude higher than ambient out-door levels in the same geographic location contributing to steep indoor-outdoor gradients. For instance mean 24-hour PM10 levels between 200-2000 μg/m3 are quite common. Peak exposures of >30,000 μg/m3 during periods of cooking with exposure to low-efficiency combustion of biomass fuels have been reported [4,5,13]. These levels exceed ambient outdoor levels even in the most polluted outdoor urban environments [14, 15]. There is currently no good reason to believe that the dose response relationships between HAP and CVD outcomes will be any different (lower) than the exposure-response relationship observed with outdoor air pollution. Thus, it is highly plausible that exposure to HAP may enhance the susceptibility to CVD in addition to the already acknowledged effects on pulmonary/infectious diseases. Even if the relative risk for these separate mortality causes are similar and/or compete, given the fact that CVD represent the leading global causes of death and disability, the true GBD mediated by air-pollution (both indoor and outdoor) may far exceed prior estimates [16,17]. Efforts to quantify population attributable risk associated with air-pollution will require new integrated approaches that take into account the continuum of HAP and outdoor-air pollution and the burgeoning contribution of cardiovascular disease. The WHO burden of disease document expected in 2012 will focus on more than 220 diseases and injuries and more than 43 risk factors for 21 regions of the world. Environmental risk factors specifically being addressed in the GBD document include urban ambient air pollution, HAP, passive smoking/environmental tobacco smoke, food contamination (biological and chemical) and unsafe water, sanitation, hygiene (biological and chemical). The overall burden of disease is assessed using the disability-adjusted life year (DALY), a time-based measure that combines years of life lost due to premature mortality and years of life lost due to time lived in states of less than full health.

FIGURE 1.

FIGURE 1

Estimates of global exposure to particulate matter and the relative contribution of indoor and outdoor sources. Reproduced with permission from Smith, K.R. Fuel Combustion Air Pollution. Exposure and Health: the situation in Developing Countries.” Annual Review of Energy and the Environment 18; 529-566, 1993.

Two approaches have been used to estimate burden of disease attributable to HAP. A fuel based approach uses the prevalence of fuel use as an exposure surrogate, odds ratios for diseases, and combines this with disease specific morbidity and mortality. This methodology is prone to systematic underestimation on account of limiting the estimates to select diseases (e.g. respiratory disease, as these have the best relative-risk estimates) and to specific population groups and to segments of the population for whom exposure-risk estimates are available (e.g. urban populations). Known relationships between mortality and morbidity for specific diseases in each age group are then used to calculate years of life lost and disability-adjusted life years lost. In practice, adequate estimates of relative risk with HAP secondary to biomass fuels are only available for women and children under 5 years and these preferentially drive calculations of population-attributable risk [4,8]. Cardiovascular event rates for all those exposed and susceptible are not factored at all into these calculations to date. Thus based on a fuel based approach, the global burden of disease is grossly underestimated. The pollutant-based approach uses exposure-effect estimates in conjunction with current rates of mortality and morbidity. The availability of risk-estimates across the spectrum of outdoor air-pollution (at the lower end) to active cigarette smoking (at the high end) may provide the basis for re-calculation of risk estimates in various indoor environments where such outcome data is not available. The inclusion of cardiovascular events across the entire dose range of exposure in the estimation of true burden of disease may result in improved estimates of GBD. Nonetheless, there are still numerous limitations and challenges beginning with the fact that there are virtually no studies that directly link HAP exposure with CVD events and it could be argued that owing to major differences in the types of pollutants seen with HAP, that these effects may not be readily extrapolated to the exposure-response curves from other sources. Considerable limitations also exist for instance in estimating exposure estimates in rural settings in high-income countries, where recourse to highly simplified models that divide the population into specific and defined environmental settings juxtaposed with exposure levels and duration of time spent to provide burden of exposure.

CURRENT UNDERSTANDING OF CARDIOVASCULAR EFFECTS OF HAP

Studies of air-pollution traditionally have focused on exclusive outdoor and indoor environments for legitimate reasons that range from the differential nature of pollutants, their sources and the populations exposed. Studies on outdoor air-pollution have vastly outnumbered studies on HAP as these have been typically conducted in affluent industrialized countries where HAP is not much of a problem [17]. In contrast studies on HAP have lagged behind as this has been traditionally a problem of impoverished societies. There is convincing evidence that exposure to biomass combustion increases the risk of a variety of respiratory diseases in both children and adults including COPD, lung cancer and asthma [4]. In contrast to the level of evidence with pulmonary disease there is a paucity of data of association between cardiovascular disease and HAP due to biomass fuel use. With rapid urbanization of many emerging economies, the dichotomization into indoor and outdoor air pollution is becoming harder to justify as both co-exist in many rapidly urbanizing societies and may influence each other. The risk factor profiles of individuals in these same environments is also rapidly changing with a high prevalence of traditional risk factors such as obesity, inactivity, western diet that has previously been shown to interact with air-pollution effects [11,18,19]. Moreover many of these countries are experiencing an unprecedented epidemic of chronic diseases including CVD and diabetes. Given the pervasive nature of exposure to both types of pollutants occurring through the life-span of many individuals and the fact that individuals don’t dichotomize their existence into indoor and outdoor living, there is a compelling case to study air-pollution as a continuum and to document these effects as a composite risk factor. Table 1 summarizes most of the studies to date that have examined the relationship between exposures to HAP and limited cardiovascular surrogate variables. A growing body of evidence has implicated inflammatory responses to diet and environmental factors as a key mechanism that help explain the emerging epidemic in diabetes and cardiovascular disease [20,21]. Both genetic and environmental factors undoubtedly play a role although the role of the physical and social environment in determining susceptibility appears to be critical. Non-traditional factors such as HAP may provide low level synergism with other dominant factors in accelerating propensity for type 2 diabetes. The societal and human costs of this link, if it can be proven would add to the burden of disease estimates and the economic costs associated with HAP.

Table 1.

List of studies examining HAP sources and their effects of CVD surrogates

Authors Population Subject Location Exposures Findings
McCracken et al.
Environ Health
Perspect. 2011
Nov;119(11):1562-
8. Epub 2011 Jun
13
Randomized trial of a
stove intervention that
reduces wood smoke
exposure (n=49) versus
open fire (n=71) on
ST-segment depression
and heart rate
variability (HRV).
Before-and-after
comparison in 55
control subjects who
received stoves after
the comparison trial.
Average ST-segments
below −1.0 mm,
regardless of slope was
assessed.
Southern
highlands of
Guatemala
PM2.5 exposure
means were 266
and 102 μg/m3
during the trial
period in the
control and
intervention groups,
respectively. The
cookstove group
used this for 293
days on average
prior to end-points.
The mean ST-segment
was ≅ 0.10 mm lower,
among control group
than among the
intervention group. In
the before/after study
mean ST-segment was
higher and rate of
depression/person-day
was reduced to < half
after they received the
chimney stove
Baumgartner et al.
Environ Health
Perspect. 2011
Oct;119(10):1390-
5..
Prospective cohort
study of 280 women ≥
25 years of age living
in rural households
using biomass fuels
with assessment of 24-
hr personal integrated
gravimetric exposure
to fine particles < 2.5
μm in aerodynamic
diameter (PM2.5) in
winter and summer..
Yunnan, China Personal average
24-hr exposure to
PM2.5 ranged from
22 to 634 μg/m3 in
winter and from 9
to 492 μg/m3 in
summer
A 1-log-μg/m3
increase in PM2.5
exposure was
associated with 2.2
mm Hg higher SBP
[95% confidence
interval (CI), 0.8 to
3.7; p = 0.003]. The
effect estimates were
more pronounced in
women >50 years.
Allen et al.
Am J Respir Crit
Care Med. 2011;
1;183(9):1222-30
Randomized crossover
study of 45 healthy
adults exposed to
consecutive 7-day
periods of filtered and
non-filtered
woodsmoke air
British Columbia,
Canada
Indoor air filters
reduced indoor fine
particle
concentrations by
60% (from 11.2
mg/m3 with HEPA
off to 4.6 mg/m3
with HEPA on)
Endothelial function
using peripheral
tonometry improved
with air-filtration.
CRP levels tended
towards improvement
Dutta et al.
Indoor air 2010
Indoor Air. 2011
Apr;21(2):165-76.
244 biomass fuel-using
and 236 control women
across 10 villages who
cooked with liquefied
petroleum gas (LPG)
West Bengal,
India
The 8-h mean
concentration of
PM10 in cooking
areas of biomassusing
households
was 276 ± 108
(s.d.) μg/m3 in
contrast to 97 ± 36
μg/m3 in LPGusing
households.
The mean PM2.5
concentration was
also significantly
higher in biomass-
using households
(156 ± 63 vs. 52 ±
27 μg/m3 in LPG
using households
Increased hypertension
(29.5 vs. 11.0%,
p<0.05),
elevated oxLDL,
platelet P-selectin
expression
and aggregation,
raised aCL IgG and
reactive oxygen
species
Emiroglu et al.
Pulm Pharmacol
Ther. 2010
Oct;23(5):420-4
39 female exposed to
bio-mass fuel (group 1)
and 31 control
subjects. Pulmonary
function (PFT), and
echo assessment of
right ventricular
volume, diameters and
pulmonary artery
pressures. BNP levels
were measured and
correlated to TTE
findings
Rural area in
Turkey
Group 1: 39
females underwent
167 ± 107 h-year
exposure to
firewood and dried
cow dung smoke
Group 2: 31 normal
female subjects
Obstructive and
restrictive findings on
PFTs with increased
RV volumes. Changes
in PFTs correlated
with PA pressures.
BNP levels were
elevated
Brauner at al.
Am J Respir Crit
Care Med. 2008
Feb 15;177(4):419-
25
21 nonsmoking
couples in a
randomized, crossover
study with two
consecutive 48-hour
exposures to either
particle-filtered or nonfiltered
air.
Microvascular flow
measured by digital
tonometry
Copenhagen,
Denmark
Two consecutive
48-hour exposures
to either particle
filtered or non-
filtered air (2,533–
4,058 and 7,718–
12,988
particles/cm3,
respectively) in
their homes
Improvement in
microvascular flow
with air-filtration of
indoor air
Barregard et al.
Occup Environ
Med. 2008
May;65(5):319-24.
13 subjects exposed to
clean air and then to
wood smoke in a
chamber during 4-hour
sessions, 1 week apart
Goteborg, Sweden The mass
concentrations of
fine particles
at wood smoke
exposure were 240–
280 mg/m3, and
number
concentrations were
95 000–180
000/cm3, about half
of the particles
being ultrafine
Increase in exhaled
nitric oxide (3-hours
post) and
malondeladehyde
levels (increased
immediately and after
20 hours)
McCracken et al.
Environ Health
Perspect. 2007
Jul;115(7):996-
1001.
Randomized trial of
improved cookstove in
Guatemala (23 villages
at 2,200–3,000 m
elevation in San
Marcos) to reduce
indoor emissions.
Women > 38 years
randomized to chimney
woodstove intervention
(49 subjects) or
traditional open wood
fire (71 subjects)
Guatemala Daily average
PM2.5 exposures
264 and 102 μg/m3
in control and
intervention groups
Improved stove
intervention associated
with 3.7 mm Hg lower
SBP and 3.0 mm Hg
lower DBP compared
with controls
Barregard et al.
Inhal Toxicol. 2006
Oct;18(11):845-53
13 subjects were
exposed to wood
smoke and clean air in
a chamber during two
4-h sessions, 1 wk
apart
Goteborg, Sweden Mass
concentrations of
240-280 μg/m3
Exposure to wood
smoke increased
serum amyloid A,
factor VIII and the
factor VIII/vWF ratio,
increased urinary 8-
iso-prostaglandin F

HAP ASSOCIATED CVD: A CALL FOR ACTION

To pin down the CVD impact of HAP and in order to effectively use interventions to mitigate risk secondary to air-pollution there is an urgent need for research in this area. A pre-requisite for all research proposals in general and for studies in HAP in particular is the need to balance cost with necessity for information. Research priorities in HAP can be categorized into five broad areas outlined in Table 2. There is a level of synergism between all of these objectives and each of these ideally must be coupled to the other objectives. (1) Exposure assessment: Cost-effective techniques for exposure assessment that allow longitudinal analysis of HAP in concert with outdoor levels and how they influence each other. Studies that provide better source characterization and evidence of efficacy of interventions such as cook stoves are very much required. (2) Epidemiology: Large studies that track exposure to HAP with cardiovascular outcomes and provide a better understanding of the dose response relationship of HAP. Studies that lead to elucidation of poorly understood socio-economic and cultural variables that modulate risk susceptibility and exposure outcomes. (3) Interventions: Low cost engineering approaches (improved stoves, fuels and ventilation) and educational interventions that provide “no-cost” means to reduce exposure to both sources. (4) Economics: This should provide much needed information on the cost-impact of improvements in HAP through reducing biomass fuel use on national productivity, GDP and price. Governments and agencies world-wide must have a compelling rationale to effect change and such analysis will need to take into account, not only the cost of innovation but the cost-savings as a consequence of improvement in air-quality at a regional and national level. (5) Mechanistic studies: Studies that elucidate critical gaps in our information regarding cardiovascular health effects of HAP in locations where the levels of exposures are within the exposure gap (1-20 mg/m3) [12]. These studies could utilize commonly used surrogates that have known value in predicting future risk for events.

TABLE 2.

Research Priorities in Household Air-Pollution and Cardiovascular Disease (CVD).

Exposure Assessment Studies
  1. Cost-effective exposure assessments that are standardized (methods and reporting)

  2. Characterization of multipollutant components of HAP (PM, gases, toxins)

  3. Longitudinal monitoring with confirmation of efficacy of interventions

Epidemiologic Studies
  1. Case control studies of individuals exposed to HAP with surrogate end-points that are implementable and cheap

  2. Modification of existing prospective cohort series to include exposure variables of relevance to HAP and hard cardiovascular events

  3. Interventional studies targeting HAP with cardiovascular outcomes

Mechanistic Studies Linking Cardiovascular Health with Exposure
  1. Early effects of exposure on suitable surrogate outcomes

  2. Effects on traditional risk factors including blood pressure, glycemic control and cholesterol

  3. Understand dose response relationships especially within the exposure gap (1-20 mg/m3)

Technological and Educational Interventions
  1. Educational interventions to reduce exposure

  2. Elimination of solid fuels and replacement with clean burning alternatives

  3. Introduction of technologies to limit exposure

  4. Ventilation solutions that are cost-effective

Economics of Interventions and Health Care Costs
  1. Macroeconomics of large scale adoption of clean-indoor air technologies and CVD impact

  2. Microeconomic assessment of individual adoption costs and CVD health benefits

A multi-disciplinary team coalition that comprises cardiovascular health specialists, epidemiologists, exposure-assessment experts and economists would be an example of a model collaborative unit that can address compelling benefits in HAP. Such a team can be embedded with an intervention targeting. The new Global Alliance for Clean Cook stoves, a public–private partnership led by the UN Foundation, was launched to address the issue of biomass fuel use for cooking worldwide [22]. The alliance was announced in September 2010 and is meant to replace traditional methods of cooking on open fires or dirty stoves that consume biomass fuels with clean burning stoves. There are relatively few interventions that may be as cost-effective as intervention on HAP where introduction of improved biomass stoves or use of liquefied petroleum gas stoves may cost as little as $50-100/DALY. Considering the fact that interventions to improve outdoor air-quality are far more expensive, costing over $1000/DALY, this investment is a veritable bargain. In the ultimate analysis investment in mitigating HAP may have tremendous benefits for improving global health in an unprecedented manner.

ACKNOWLEDGEMENTS

This work was supported by NIEHS Grants R01ES017290, R01ES015146 and RO1ES019616 to SR and the EPA Supported Great Lakes Center for Environmental Research (GLACIER) to SR and RB. The authors wish to thank Geoffrey Gatts for his excellent editorial assistance.

Footnotes

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