Abstract
Transcriptional regulation is a complex process that requires the integrated action of many multi-protein complexes. The way in which a living cell coordinates the action of these complexes in time and space is still poorly understood. Recent work has shown that nuclear pores, well known for their role in 3′ processing and export of transcripts, also participate in the control of transcriptional initiation. We have recently begun to explore how nuclear pores interface with the well-described machinery that regulates initiation. This work led to the discovery that specific nucleoporins are required for binding of the repressor protein Mig1 to its site in target promoters. Nuclear pores are therefore involved in repressing, as well as activating, transcription. Here we discuss in detail the main models explaining our result and consider what each implies about the roles that nuclear pores play in the regulation of gene expression.
Keywords: AMPK, NPC, Nup120, Nup133, RNA polymerase II, acute myeloid leukemia, glucose, glucose metabolism, glucose-regulated gene expression, nuclear pore complex, transcriptional regulation
Introduction
Cells respond to environmental cues to grow and differentiate by turning discrete sets of genes on and off. Although no one model appears to apply to all genes,1,2 work done over the past 40 y has given us a general understanding of how a eukaryotic cell accomplishes this on/off switch.2-9 The process is complex, requiring the interaction of nucleosomes, chromatin remodelers, chromatin modifiers, sequence-specific repressors and activators, co-activators, basal transcription factors, positive and negative regulators of elongation, termination factors and of course the DNA itself. Control of transcriptional initiation, though historically appreciated as important, is only one way in which information in the genome is managed. Once the signal to express a certain gene has been received and the necessary factors are all associated with the DNA, the polymerase must escape from the promoter and transition to productive elongation, travel down the body of the gene and stop correctly once the termination signal has been reached. At the same time, the mRNA must be capped, spliced and polyadenylated, then exported to the cytoplasm for translation when finished. Each step in this process is highly interdependent and subject to multiple levels of regulation.2,10-12 Developing a precise understanding of the mechanisms that enforce these multiple levels of regulation and the ways in which they interact with each other is now the central challenge in the field of gene expression.
Recently, it has been shown that several different subunits of the nuclear pore, a 60 MDa complex best known for its role in nucleocytoplasmic transport, also play a role in upstream transcriptional regulation. Nuclear pore proteins (nucleoporins) have been found in physical association with both active and repressed regions of the budding yeast, fruit fly, rat and human genomes.13-21 Importantly, a subset of nucleoporins interact with DNA in the nuclear interior, independently of the presence of RNA polymerase II. This finding strongly suggests that proteins of the nuclear pore play a role in transcription that is independent of mRNA transport.19,20 Consistent with such a role, experiments in both flies and rats have shown that knock-down or overexpression of nucleoporins reciprocally alters mRNA levels of the genes with which they interact.14,15,19,20,22 However, almost nothing is known about the nature of the nuclear pore-genome interaction, or the mechanics of how nucleoporins contribute to transcriptional regulation.
Recently, though, we have identified a specific mechanism through which nuclear pore proteins can influence transcription. Deletion of either of two particular subunits of the nuclear pore, NUP120 or NUP133, results in a loss of repression of SUC2, one of the canonical model genes in the Saccharomyces cerevisiae system on which our current understanding of transcriptional regulation has been built. This loss of repression is not attributable to defects in the nucleocytoplasmic shuttling of Mig1, the DNA-binding factor primarily responsible for inhibition of SUC2 transcription. Instead, nuclear Mig1 must physically associate with intact nuclear pore complexes (NPCs) in order to bind DNA and repress transcription. In other words, the ability of the repressor to find its site in the DNA is dependent on its interaction with NPCs; both interaction with NPCs and DNA binding are lost if either NUP120 or NUP133 is deleted. Viewed in the context of earlier work, this result suggests that nuclear pore proteins function as transcriptional regulators by exerting a global influence on chromatin biology, nuclear organization, or both.
Different Biological Functions for Nuclear Pores
Nuclear pores were first identified as electron-dense structures visible in microscopic analyses of the nuclear membrane performed during the 1950s.23-28 Over the next 25 y, their universality in eukaryotic cells, as well as a consensus regarding their overall shape and size, became well established. By 1975 two distinct but mutually compatible functions of nuclear pores had been proposed: nucleocytoplasmic transport and chromatin organization.29 NPCs are now known to be the sole conduit through which macromolecules are exchanged between the nucleus and cytoplasm (reviewed in refs. 30 and 31). The second postulated function, which was predicated on numerous observations of the physical proximity of chromatin to nuclear pores,32-39 has received less attention. Recent work, though, has reintroduced the idea that this physical juxtaposition may indicate a functional link.
ChIP,13-15,40 ChIP-chip16-19 and chromatin cleavage20,41 analyses have shown that subunits of the nuclear pore, or nucleoporins, interact with both active and inactive regions of the genomes of budding yeast, fruit flies, rats and humans (Table 1). Several lines of evidence suggest that these interactions serve a purpose other than facilitating the export of newly synthesized transcripts. First and simplest, some nucleoporins preferentially associate with regions of the genome that are not transcribed.14,18 The next argument for a transport-independent function stems from the observation that some nucleoporins localize to both the nuclear periphery and the nuclear interior,42-46 also called the nucleoplasm; nucleoplasmic pools of these nucleoporins have been shown to interact with loci that are also found in the nuclear interior and to influence steady-state levels of mRNA transcribed from these genes.14,19,20 Finally, work done in fruit flies has directly demonstrated that the association between nucleoporins and active genes is stable to treatment with RNase A and thus not tethered by RNA molecules in the process of being exported.14
Table 1. Nuclear pore proteins in physical interaction with genomic loci.
Nucleoporin | Yeast homolog | References | |
---|---|---|---|
|
Saccharomyces cerevisiae |
|
|
Active |
Nup60 |
|
16 |
Nup116 |
|
16 |
|
Nic96 |
|
16 |
|
Mlp1 |
|
16 |
|
Mlp2 |
|
16 |
|
Active and repressed |
Nup2 |
|
16, 17, 41 |
Nup145C |
|
13, 16 |
|
Nup53 |
|
13 |
|
Nup133 |
|
13 |
|
Pom152 |
|
13 |
|
|
|
|
|
|
Drosophila melanogaster |
|
|
Active |
mTOR |
Mlp1 |
19, 22 |
Nup153 |
Nup60 |
19 |
|
Nup50 |
none |
20 |
|
Nup62 |
Nsp1 |
20 |
|
Nup98 |
Nup145N |
14, 20 |
|
Sec13 |
Sec13 |
14 |
|
Repressed |
Nup88 |
Nup82 |
14 |
|
|
|
|
|
Rattus norvegicus |
|
|
Active and repressed |
Nup155 |
Nup170 |
15 |
|
|
|
|
|
Homo sapiens |
|
|
Active and repressed | Nup93 | Nic96 | 18 |
Since RNA-only models are ruled out, the way in which nucleoporins interact with the genome is unclear. With one possible exception,47 nucleoporins do not contain recognizable domains for binding DNA or chromatin directly. It therefore seems likely that they recognize specific loci through another protein or proteins, but the identity of these is currently unknown. However, examining the function of nucleoporin-DNA interactions may provide a hint about mechanism of interaction. In budding yeast, nucleoporins interact specifically with intergenic regions, places where the transcriptional machinery and the DNA first come into contact; this contact occurs independently of active transcription.13,41 Two Drosophila nucleoporins, Nup98 and Sec13, have been shown to make contact with their target loci prior to RNA polymerase.14 Consistent with these data, the yeast nucleoporin Nup2 has been shown to contact the promoter of the GAL1,10 locus prior to TBP.41 Sequence specific transcription factors, chromatin remodelers and chromatin modifying complexes are therefore the most logical candidates for proteins that serve as intermediates between nucleoporins and DNA, since only they arrive at the promoter prior to TBP.
Regulation of SUC2 Transcription is Linked to Nuclear Pores
Our understanding of glucose-regulated gene expression in the model eukaryote Saccharomyces cerevisiae has been established largely through study of the SUC2 promoter. Work completed over the past 25 y has thoroughly identified the set of proteins that control its activity (Fig. 1), although the way in which they work together is still not fully understood. Two factors central to this regulatory system are the Snf1 kinase and the DNA-binding repressor protein Mig1. Together they control transcription of not only SUC2, but approximately 300 other genes.48
Recent work has shown that the promoters of three Mig1 targets—SUC2, HXK1 and GAL1, 1013,41—are also bound by nuclear pore proteins; furthermore, these genes very likely spend some time interacting with intact NPCs, since GFP tagging shows they periodically visit the nuclear periphery when repressed and localize there for prolonged intervals when active.13,49,50 We therefore wondered if the Snf1 and Mig1 proteins themselves might also interact with NPCs. We found that Snf1 co-fractionates with intact NPCs only in the absence of glucose, when SUC2, HXK1 and GAL1,10 are actively transcribed and stably associated with nuclear pores. In contrast, Mig1 co-fractionates with NPCs only in the presence of glucose, when these three target genes are repressed and appear to interact with nuclear pores transiently.13 However, Snf1 and Mig1 undergo nucleocytoplasmic transport in response to changes in the availability of glucose and must associate with the nuclear pores for this purpose. Both proteins cross the pore when glucose appears as well as when it disappears; therefore it is not straightforward to explain the differential physical association we observe by invoking a transport-only function, but we still considered it a possibility. Accordingly, we looked for a way to test whether the association of these regulators with nuclear pores was only a reflection of their transport. It has long been known that deletion of HXK2, which encodes the predominant form of hexokinase in budding yeast, causes defects in Mig1-dependent glucose repression.51-53 We found that in an hxk2∆ mutant, Mig1 is properly localized to the nucleus in response to the appearance of glucose; however, despite being localized to the nucleus in this mutant, Mig1 no longer co-fractionates with nuclear pores.13 In other words, our analysis of an hxk2∆ mutant shows that repressor function of Mig1 requires its physical association with NPCs in a way that is independent of the protein’s nucleocytoplasmic transport.
Specific subunits of the NPC Mediate Binding of the Mig1 Repressor to Target Promoters
We next asked whether mutation of nuclear pores themselves might cause defects in the transcriptional regulation of SUC2. Of particular interest were cells deleted for either NUP120 or NUP133, in which we observed a loss of repression of SUC2 approximately equal to that seen on deleting MIG1 itself.54 Since a reduction in export of SUC2 mRNA would not be expected to lead to an increase in levels of the translated protein product, we reasoned that these nucleoporins likely impact regulation of SUC2 expression at the level of transcription. Visualization of Mig1-GFP shows that import of Mig1 into the nucleus does not require Nup120 or Nup133.54 Given our above-described data on Hxk2, though, we wondered if Nup120 and Nup133 might be required for the interaction of Mig1 with NPCs. We found that this is true; although Mig1 is correctly transported into and out of the nucleus in the absence of these nucleoporins, it is no longer able to co-fractionate with nuclear pores. In the absence of Nup120 or Nup133, nuclear Mig1 is also unable to bind its site in DNA.54 This striking result provides a clear explanation of how these nucleoporins influence SUC2 repression.
How Nuclear Pores Might Influence Gene Expression: Models and Possible Mechanisms
Why does MIg1 require Nup120 and Nup133 to bind DNA? We have shown that Mig1 co-purifies with intact NPCs in glucose-grown cells, in which the repressor binds its target loci.13,54 We have also shown that both Nup133 and Pom152 interact with the SUC2 promoter in glucose-grown cells.54 Nup133 is a structural component of the NPC, and Pom152 is an integral nuclear membrane protein. We therefore interpret this result to mean that in the presence of glucose, the repressed SUC2 promoter makes transient contact with intact NPCs embedded in the nuclear membrane. This interpretation is consistent with the observation that the SUC2 locus can be seen to periodically “visit” the nuclear periphery in glucose grown cells.13 An obvious possibility, therefore, is that during these visits, the NPC facilitates binding of the repressor protein to the DNA by simultaneously interacting with both. Bringing together a gene and its transcriptional regulator in a particular location, at the nuclear periphery, might not only facilitate DNA binding, but also reduce the time it takes that transcription factor to search the genome for its site.
Drawing the simplest possible analogy to cooperative DNA binding by two transcription factors (Fig. 2A), we can infer two significant corollaries to this model. First, SUC2 is required to contact the NPC independently of Mig1. As noted above, this second, Mig1-independent contact may be direct, but more likely occurs through some other, currently unidentified factor. Second, deletion of any one of the components shown in Figure 2A has the potential to reduce the affinity with which the others interact. Consistent with these requirements, we observe that in glucose-grown mig1Δ cells, Nup133 still binds the SUC2 promoter, although the strength of the interaction appears to be reduced (Fig. 2B).
Although interesting, this finding is far from conclusive, and further work must be done to test the accuracy of the idea. If it is correct, classical biochemical theory predicts that adding either individual nucleoporin(s) or intact nuclear pores to in vitro DNA-binding reactions should increase the affinity of Mig1 for its site. However, if in vivo nuclear context is important—perhaps for reducing search time by compressing three dimensions into two – then in vitro analyses such as this may not be informative. In which case, quantitative measurement of in vivo DNA binding at different nuclear locations, either by fluorescent resonance energy transfer (FRET) or bimolecular fluorescence complementation (BiFC), may provide the best test of this model. It will also be critical to definitively address the question of where in the yeast nucleus promoter-nucleoporin interactions truly occur. Circumstantial evidence—the periodic localization of the DNA to the nuclear periphery, together with the relative immobility of the nucleoporins we observe to interact with it—strongly suggests that intact, membrane-embedded NPCs influence Mig1 DNA binding. However, at this time, we cannot rule out a role for soluble nucleoplasmic pools of nucleoporins. Determining whether an interaction occurs in one or the other of two specific locations—the nuclear periphery or the nucleoplasm—may seem straightforward at first. In reality, the need for precise localization in a small nucleus, together with the likelihood that no more than a very few molecules of nucleoporin are localized to the nuclear interior, means that a combination of super-resolution microscopy and single molecule detection techniques will be necessary to answer this question in a satisfactory way.
A second model, not mutually exclusive with the one described above, is that NPCs collaborate with chromatin modifying complexes and chromatin remodelers to fine-tune the post-translational modification and/or position of nucleosomes over many Mig1 target promoters (Fig. 2C). In repressed wild type cells, nucleosomes 1 and 2 of the SUC2 promoter are at least 2- to 5-fold more acetylated than nucleosome 455; 1 and 2 flank the first Mig1 binding site, 2 covers the second Mig1 binding site and 4 covers the TATA box (Fig. 1B). The effect of histone acetylation on Mig1 binding has not been studied directly, but modeling of nucleosome positioning data suggests that these are less stably associated with the DNA in the absence of glucose.56 A change in the targeting or activity of histone acetyltransferases and/or in acetylation-dependent Swi/Snf remodeling, might occur in nup120Δ and nup133Δ mutants, thus altering the position or occupancy of promoter nucleosomes so that binding sites for Mig1 become obscured. In this model, Mig1 cannot repress transcription because it is unable to outcompete these nucleosomes.
Some data exist to support a model in which nucleoporins influence transcriptional regulation by co-operating with chromatin modifying complexes, particularly those that control histone acetylation. This is significant, since acetylation state is believed to be an important determinant of the affinity between nucleosomes and DNA. In Drosophila, the histone acetyltransferase MOF has been found in complex with both Nup153 and the NPC associated protein mTOR.22 Nup153 has also been found to preferentially interact with genomic loci where H4K16Ac-containing nucleosomes are enriched.19 In Saccharomyces, the MOF homolog Esa1, catalytic subunit of NuA4, constitutively associates with the SUC2 promoter.57 Deletion of ESA1 is synthetically defective with deletion of NUP120, suggesting the products of these genes share some common function58; this interesting possibility has not yet been explored. Yeast Gcn5, the catalytic subunit of SAGA, has been shown to associate directly with Mlp1 and 2, homologs of Drosophila mTOR.59 Most recently, the Rattus norvegicus nucleoporin Nup155 has been shown to interact with the histone deacetylase HDAC4 and to regulate the association of specific genomic loci with that nucleoporin.15
An intriguing but currently even less-well elaborated connection may exist between nuclear pores and chromatin remodeling complexes. The RSC complex is essential both for the localization of NPCs to the nuclear envelope and for normal nuclear morphology, leading to the suggestion that RSC might be required for establishing contacts between chromatin and the NPC.60 SUC2 is not known to be a target of RSC, but the promoters of other Mig1-regulated genes, including HXK1 and FBP1, are bound at a low level by RSC in glucose-grown cells.61 Again, further work must be done to determine whether changes in the position or acetylation state of promoter nucleosomes are responsible for the failure of Mig1 to bind DNA in nup120Δ and nup133Δ cells.
Relevance to Leukemia: Nucleoporins as Transcription Factors in Human Cells
Genes encoding components of the NPC are the target of chromosomal translocations in several different types of cancer62-66; possibly the best studied of these translocations are found in hematological malignancies, including myelodysplastic syndrome (MDS), acute myeloid leukemia (AML), chronic myeloid leukemia (CML) and T-cell acute lymphocytic leukemia (T-ALL).67-69 Different mechanisms have been proposed to explain how nucleoporin fusions contribute to the development of disease. One hypothesis is that interaction of nucleoporin chimeras with endogenous nucleoporins or RNA export factors may contribute to their leukemogenic properties.70-72 Another is that nucleoporins are involved in spindle formation and this function is disrupted in oncogenic fusions, leading to aneuploidy.69 However, in many cases the translocation partner of the nucleoporin is a transcription factor. NUP98-HOXA9, probably the best-characterized of these leukemogenic nucleoporin fusion proteins,73-77 has long been known to have the ability to bind to DNA and interact with components of the basal transcription machinery, leading to aberrant gene expression.14,20,78-82 The recent work described above strongly suggests that nucleoporins play a role in normal transcriptional regulation; it seems likely, then, that conscription of this function is a primary mechanism of oncogenesis.69 This conclusion is supported by studies of the fusion proteins themselves.
Of particular relevance to our work on Mig1 is a recent study linking NUP98 with the transcription factor AES. AES is a homolog of the Mig1-interacting protein Tup1; both AES and Tup1 are Groucho family proteins that act as co-repressors of transcription. Importantly, AES interacts with both wild type NUP98 and NUP98-HOXA9, consistent with the idea of a conserved, nucleoporin-dependent mechanism of transcriptional regulation that is hijacked in leukemogenesis. Together, AES and NUP98-HOXA9 cooperate to regulate transcription, cell transformation and the impairment of hematopoietic differentiation.79,80
Functional and physical links have also been described between NUP98 fusions and chromatin modifiers. The FG repeats in the NUP98 portion of a NUP98-HOXA9 fusion physically interact with CREB-binding protein (CBP)/p300; transcriptional activation of a reporter gene by NUP98-HOXA9 is dependent on the histone acetyltransferase activity of CBP/p300.81 Chromosomal translocations also fuse NUP98 to the lysine methyltransferases NSD1 and MLL, to the lysine demethylase JARID1A and to the poorly-characterized protein PHF23, which recognizes methylated H3K4.69 NUP98-NSD1 promotes the methylation of histone H3-Lys36 (H3K36) at loci encoding several proto-oncogenes, including HoxA7, HoxA9, HoxA10 and Meis1; enforced activation of these transcription factors then blocks differentiation.83 NUP98-JARID1A and NUP98-PHF23 fusion proteins inhibit demethylation of histone H3-Lys 4 (H3K4me3) at loci encoding lineage-specific transcription factors, again blocking differentiation.84,85 It is not clear how the deregulation of lysine methylation by these NUP98 chimeras relates to nucleoporin-mediated regulation of gene expression described above. However, in Drosophila cells, the methylation state of H3K36 is linked to levels of H4K16 acetylation,86,87 and nucleoporins preferentially bind loci enriched for H4K16Ac.19,20
Conclusions and Future Directions
These observations bring up an important question: to what extent is transcriptional regulation by nucleoporins conserved in healthy and cancerous cells? The work summarized above suggests that it is, to at least some extent. Where this is true, with what partner proteins do they work, and how do these differ at different stages of transcript production? How can their contribution be integrated into existing models of gene regulation? Addressing these questions should help us to understand how multiple steps of transcript synthesis are coupled, bringing us closer to a full understanding of how gene expression is regulated in a nuclear context.
Acknowledgments
We thank George Santangelo for important theoretical contributions; Dan Larson and Vytas Bankaitis for comments on the manuscript and Patrick Varga-Weisz for comments on the manuscript, as well as for a generous amount of time spent in helpful discussions of the text. This work was supported by National Institutes of Health grant GM083309 to K.A.W.
Glossary
Abbreviations:
- NPC
nuclear pore complex
- TBP
TATA binding protein
- GFP
green fluorescent protein
- TSS
transcription start site
- HDAC
histone deacetylase
Footnotes
Previously published online: www.landesbioscience.com/journals/nucleus/article/22427
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