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. 2012 Sep 5;38(1):138–166. doi: 10.1038/npp.2012.125

The Dynamics of DNA Methylation in Schizophrenia and Related Psychiatric Disorders

Dennis R Grayson 1,*, Alessandro Guidotti 1
PMCID: PMC3521968  PMID: 22948975

Abstract

Major psychiatric disorders such as schizophrenia (SZ) and bipolar disorder (BP) with psychosis (BP+) express a complex symptomatology characterized by positive symptoms, negative symptoms, and cognitive impairment. Postmortem studies of human SZ and BP+ brains show considerable alterations in the transcriptome of a variety of cortical structures, including multiple mRNAs that are downregulated in both inhibitory GABAergic and excitatory pyramidal neurons compared with non-psychiatric subjects (NPS). Several reports show increased expression of DNA methyltransferases in telencephalic GABAergic neurons. Accumulating evidence suggests a critical role for altered DNA methylation processes in the pathogenesis of SZ and related psychiatric disorders. The establishment and maintenance of CpG site methylation is essential during central nervous system differentiation and this methylation has been implicated in synaptic plasticity, learning, and memory. Atypical hypermethylation of candidate gene promoters expressed in GABAergic neurons is associated with transcriptional downregulation of the corresponding mRNAs, including glutamic acid decarboxylase 67 (GAD67) and reelin (RELN). Recent reports indicate that the methylation status of promoter proximal CpG dinucleotides is in a dynamic balance between DNA methylation and DNA hydroxymethylation. Hydroxymethylation and subsequent DNA demethylation is more complex and involves additional proteins downstream of 5-hydroxymethylcytosine, including members of the base excision repair (BER) pathway. Recent advances in our understanding of altered CpG methylation, hydroxymethylation, and active DNA demethylation provide a framework for the identification of new targets, which may be exploited for the pharmacological intervention of the psychosis associated with SZ and possibly BP+.

Keywords: DNA methylation, hydroxymethylation, chromatin, nicotine, antipsychotics, animal models

INTRODUCTION

Patients diagnosed with schizophrenia (SZ) are characterized by clusters of symptoms exemplified by positive or psychotic symptoms, such as delusions and hallucinations, cognitive impairment, and negative symptoms. Bipolar disorder (BP) is a condition in which the patient suffers from mood swings, which consist of recurring bouts of mania and depression. Each of these psychiatric disorders is distinct and characterized by additional symptoms. The positive symptoms and cognitive impairment associated with SZ and BP disorder with psychosis (BP+) show considerable overlap in clinical presentation (Potash and Bienvenu, 2009; Keshavan et al, 2011; Ivleva et al, 2012). The origins of the psychotic symptoms of BP+ are most likely the consequence of the underlying mood disorder (mania) depending on the nature of the delusions and hallucinations described by the patient at clinical presentation. Collectively, these psychiatric disorders are complex diseases of brain function and accumulating evidence supports an overlap between the biological and genetic data associated with SZ and BP+ (Keshavan et al, 2011). Moreover, we suggest that altered DNA methylation dynamics likely underlie the pathogenesis of psychotic symptoms.

The genetics of SZ and BP+ are perhaps the most studied facet of the disorders but an emphasis on multiple linkage and association analyses over the last 60 years have provided only limited insight into the underlying etiological factors that characterize these diseases (Harrison and Weinberger, 2005). Research into the genetics of SZ and BP+ has been hindered by both the characteristic non-Mendelian inheritance and a lack of disease-specific diagnostic biomarkers. While linkage and association studies, including genome-wide association studies, are informative, the interpretation of complex genetics makes an appreciation of the role of susceptibility genes in psychotic disorders difficult. These problems include a combination of allelic, locus, and phenotypic heterogeneity (Rodriguez-Murillo et al, 2012). Even when considering recently identified copy number variants, a major source of genomic variation, the role of susceptibility genes in predicting clinical presentation is still not clear (Tam et al, 2009). The identification of de novo mutations in SHANK3 (Gauthier et al, 2010) and additional genes (Xu et al, 2011a; Girard et al, 2011) has led to a new paradigm linking de novo mutations to the genetics of SZ (Girard et al, 2012) and BP (Malhotra et al, 2011). However, of those studies reported thus far, none have identified mutations in existing susceptibility genes or copy number intervals (Mulle, 2012). While the discovery of new de novo mutations will likely continue in the forseeable future, it is unclear what is responsible for the high heritability rates of SZ.

It seems likely that the combination of susceptibility genes together with de novo mutations and the environmental/epigenetic perturbations incurred during early nervous system development increase risk for SZ or BP+. Moreover, the cognitive impairment associated with pre- and postmorbid SZ (Sørensen et al, 2006; Goff et al, 2011) is a clinical feature that has been associated with psychosis duration (Simonsen et al, 2011) as well as negative symptoms (Lewandowski et al, 2011). A recent evaluation of cognitive performance between SZ and schizoaffective disorder indicate that schizoaffective disorder patients have severe cognitive impairments, but these impairments are milder than those in SZ patients (Torniainen et al, 2012). At the same time, a recent assessment of SZ and BP+ probands showed little, if any, differences in altered cognitive performance between groups using standardized clinical and neuropsychological measures (Ivleva et al, 2012). The above studies indicate that different patient populations and different components associated with cognitive testing often lead to different conclusions. A key challenge to understanding the etiology of the psychosis associated with SZ or BP+ is identifying individual differences within each diagnostic group and the phenotypes that collectively contribute to each symptom. In other words, hallucinations are characteristic of the positive symptoms of SZ and BP+. It remains unclear as to whether visual, olfactory, and auditory hallucinations represent distinctly different symptoms and hence different endophenotypes that need to be considered as separate entities. Once a clear picture emerges in terms of what is responsible for each symptom, it may then be possible to search for the particular neuroanatomical systems responsible. This will provide a path towards an understanding of the gene expression patterns responsible, the neurons in which these are operative and how these neurons interact in a complex physiological network as a prerequisite to a better understanding of the symptomatological complexities of these psychiatric disorders. Ultimately, the specific gene regulatory cascades responsible for the collection of intermediate phenotypes evident upon clinical presentation are likely connected.

The relationship between gene copy number intensity and gene expression has recently been explored in SZ and BP patients with the goal of understanding correlations between these two measures in specific hippocampal neuron populations (Sheng et al, 2012). Previous work has shown that a network of 28 genes is associated with the regulation of glutamic acid decarboxylase 67 (GAD67) in the hippocampus and that this network interacts with other gene networks in maintaining genome integrity in specific neurons (Benes et al, 2009). GAD67, a marker for GABAergic neurons, is downregulated in the cortex and hippocampus of SZ and BP+ patients (Akbarian and Huang, 2006; Volk et al, 2000; Guidotti et al, 2000). This gene cluster was uncovered during a network association analysis of cDNAs exhibiting compromised expression in CA3/2 hippocampal GABAergic neurons in SZ and BP disorder patients (Benes et al, 2009). The more recent study (Sheng et al, 2012) shows that there are highly significant changes in the magnitude and direction of individual gene copy number intensities in this GAD67 regulatory network. Moreover, the corresponding mRNA levels of members of this network significantly correlate in CA3/2 but not in hippocampal CA1 neurons (Sheng et al, 2012). The copy number intensities and corresponding gene expression levels vary proportionately in a diagnosis-dependent manner, confirming distinct differences between SZ and BP disorders. No correlation between copy number intensity and mRNA levels is evident in CA1 neurons of the hippocampus. This suggests the possibility that genome integrity might be compromised by local environmental cues that are likely neuron- and circuitry-specific. It seems likely that the origins of SZ and BP+ may not reside strictly in DNA sequence variations (whether related to susceptibility genes, de novo mutations, or variations in copy number intensity) but rather may be coupled to epigenetic mechanisms acting as key etiopathogenic factors (Petronis, 2004; Costa et al, 2006).

SZ is a neurodevelopmental disease that may be the consequence of early life events that introduce perturbations affecting gene expression. Environmental variables acting during fetal and perinatal life, including maternal stress, obstetric complications, maternal infections, gestational nutrition, etc., impact the regulation of transcription during early development (Brown, 2011; Brown and Patterson, 2011; Markham and Koenig, 2011). While the molecular mechanisms by which these environmental (epigenetic) stressors impact brain function have yet to be elucidated, recent studies support the view that early life stresses alter processes associated with chromatin remodeling such that transcriptional regulation is abnormal in distinct anatomical structures of the brain (Matrisciano et al, 2012a; McGowan et al, 2011). Mice exposed to stress in utero exhibit altered biochemical features and behaviors reminiscent of morbidities encountered in SZ and BP+ patients after reaching adulthood (Matrisciano et al, 2011, 2012a). As more and more single (and even multiple) gene knockouts of susceptibility genes are generated and characterized, it is becoming increasingly clear that the consequences of any pathogenic mutation must be evaluated in combination with environmental manipulations that introduce stress during prenatal or perinatal development as one context for the interpretation of the targeted genes (Oliver, 2011).

Studies of postmortem human telencephalic structures from SZ and BP+ patients often fail to elucidate differences in the molecular mechanisms underlying psychosis because they provide a static view of events that are the consequence of trajectories that originated as many as several decades earlier during development. It is impossible to appreciate the dynamics of changes in DNA methylation/demethylation, histone modifications, or transcription factor availability from this static perspective because it represents the summation of numerous regulatory events that have modified the neuronal transcriptome both in response to stress during neurodevelopment and following the adaptation of the brain to this stress over long periods of time. Studies of early life stress in animals are particularly valuable in the context of understanding the impact of these stressors on gene expression once these animals become adults.

EPIGENETIC REGULATION IN NEURONS

Histone Modifications

Chromatin biology has been studied experimentally since the early 1880's, a time during which the material in cell nuclei stained by basophillic stains was first termed chromatin by the cytologist Walther Flemming. In 1884, Albrecht Kossel discovered histones and determined that these basic proteins were associated with DNA for which he won the Nobel Prize in Physiology and Medicine in 1910. In more recent times, biochemical studies on the structure and function of histone proteins began to appear in the literature during the 1950's. It soon became clear that deoxyribonucleoprotein is complex and exists in different forms as probed by deoxyribonuclease I (Mirsky, 1971). Transitions between euchromatin and heterochromatin are associated with active and inactive transcription, respectively, and are mediated by modifications in the structures of histone proteins comprising the nucleosome (Figure 1). The term ‘histone code' was coined to refer to the combinatorial nature of histone tail modifications, which represent the histone-marking system associated with chromatin-template-dependent mechanisms (Jenuwein and Allis, 2001).

Figure 1.

Figure 1

Proteins bound to DNA and histones cooperate in facilitating transitions between active and inactive chromatin states. Schematic representation of the transitions between a transcriptionally inactive promoter (left) and a transcriptionally active state (right). The transcriptionally inactive state is characterized by DNA methylation and the binding of various repressor proteins, including DNA methyltransferase 1 (DNMT1) and 3A, methyl-binding domain proteins (MBDs, MeCP2), co-repressors, and modified histones associated with repressive chromatin marks (H3K9me2, H3K9me3, H3K27me2, H3K27me3, etc.). The intermediate state (shown in brackets) is stable and ‘poised' for either repression or activation. In the intermediate state, the DNA/protein complex is characterized by the binding of DNMT1 to unmethylated CpGs and ten-eleven translocase-1 (TET-1) bound to 5-methylcytosines (5mCs) and 5-hyroxymethylcytosine (5hmCs). In the transitional phase, DNMT1 is associated with histone deacetylases (HDACs) and excess DNMT3A shifts this towards the inactive state (left). The binding of TET1 to hydroxymethylated CpGs in this same intermediate state reinforces stable repression until the entry of GADD45β, which recruits proteins required for DNA demethylation (deaminases and glycosylases). DNA demethylation is accompanied by additional histone modifications (mediated by HATs and HMTs). Hydroxymethylated CpGs are further modified and removed. In this model, HDAC inhibitors facilitate a disruption of the inactive state and depending on the availability of GADD45β, DNA demethylation ensues (Kundakovic et al, 2009; Guidotti et al, 2011). In the active (open) state, various transcription factors (TFs) bind and occupy their specific DNA recognition sites enabling transcription. The specific TFs involved depend on the gene being activated and the neuronal phenotype (West and Greenberg, 2011). Some of the transcription factors are shown bound to the intermediate state (such as CREB, which upon phosphorylation (P) recruits the histone acetyltransferase CBP). Transcriptionally active promoters are represented as an open chromatin structure characterized by the presence of acetylated (H3K9ac, H3K14ac) and methylated (eg, H3K4me1, H3K4me3, H3K9me1, H3K27me1, H3K79me1, etc) histones. The model highlights repressive roles for DNMT1 and TET1, which depends upon the availability of accessory proteins (DNMT3A and GADD45β, respectively) to modify their function in postmitotic neurons. Based on localization studies of DNMT1 in GABAergic neurons (Kadriu et al, 2011) and GADD45β in pyramidal neurons (Gavin et al, 2012), these mechanisms are likely unique to specific types of neurons depending on neurotransmitter phenotype. ARX, aristaless-related homeobox; bHLH, basic helix-loop-helix transcription factors; CBP, CREB-binding protein; Co-Rep, co-repressor proteins; CREB, cyclic AMP response element-binding protein; D, deaminase; DLX, distal-less homeobox; DMAP1, DNA methyltransferase 1-associated protein; DNA DMase, DNA demethylase; G, gycosylase; HATs, Histone acetyl transferases; HMTs, histone methyl transferases; HP1, hetrochromatin protein 1; me1, monomethyl; me2, dimethyl; me3, trimethyl; MeCP2, methyl CpG-binding protein 2; P, phosphoryl group; RB1, retinoblastoma 1; SP1, promoter-specific transcription factor; SRF, serum response factor; TFs, transcription factors.

Epigenetic signaling includes a host of opposing histone modifications occurring largely at histones 3 (H3) and 4 (H4) that include phosphorylation, ubiquitination, acetylation, and deacetylation, as well as methylation and demethylation (Mersfelder and Parthun, 2006; Bannister and Kouzarides, 2011). In terms of amino acids along the histone tails, lysines (K) and arginines (R) are subject to methylation (me), while K is a site of acetylation (ac) (Jenuwein and Allis, 2001). Correlations between specific modifications on histones 3 (H3) or 4 (H4) in predicting transcription are high and dependent on the local GC content of the promoters (Karlić et al, 2010). That is, different sets of histone modifications are better predictors of gene expression driven from high GC content promoters (eg, H3K27ac and H4K20me1) compared with low GC content promoters (H3K4me3 and H3K79me1) (Karlić et al, 2010).

Recent findings regarding the negative role of histone deacetylases (HDACs) 2 (Guan et al, 2009) and 3 (McQuown et al, 2011) in synaptic plasticity and memory formation has garnered considerable interest in the identification of specific HDAC inhibitors that might prove useful in preventing the cognitive decline observed in neuropsychiatric disorders (Fischer et al, 2010; Grayson et al, 2010; Morris et al, 2010; McQuown et al, 2011; Day and Sweatt, 2012). In rats, stress induced by maternal deprivation (Qin et al, 2011) or as the consequence of attenuated maternal care (Weaver et al, 2004, 2006) has been shown to impact neurobehavioral development of the hippocampus by affecting the levels of DNA methylation of not only the glucocorticoid receptor and reelin (RELN) promoters but also a variety of additional promoters. Large numbers of mRNAs are downregulated in the hippocampus following maternal care stress and subsets of these mRNAs return to normal levels following the administration of an HDAC inhibitor (Weaver et al, 2006). This implies that not only are many of these processes reversible following treatment with drugs that modify chromatin structure but they are interconnected as well. By inhibiting histone deacetylase activity and increasing the levels of acetylated amino-terminal histone tails, HDAC inhibitors have also been shown to reverse the effects of increased DNA methylation (Weaver et al, 2006).

DNA Methylation

DNA methylation, which consists of the addition of a methyl group to the C5 position of cytosine at CpG dinucleotides (Figure 2), is an important epigenetic modification involved in the regulation of transcription in the brain. Methylation of DNA is catalyzed by a family of related DNA methyltransferases (DNMTs) that include DNMT1, DNMT3A, and DNMT3B. DNMT3L is catalytically inactive but shares homology with both DNMT3A and 3B (Aapola et al, 2001; Chédin et al, 2002). DNMT3L does not bind S-adenosylmethionine (SAM) but instead enhances the binding of SAM to DNMTs 3A and 3B and facilitates methylation in vivo (Kareta et al, 2006). SAM is the methyl donor used by DNMTs to transfer the one carbon methyl group, producing 5-methylcytosine (5mC) and S-adenosylhomocysteine (SAH) in the process (see Figure 2 and Text box 1 for additional details on DNMTs in the brain). The accumulation of homocysteine has been shown to lead to neural damage and cognitive dysfunction (Krebs et al, 2009).

Figure 2.

Figure 2

DNA methylation and demethylation are in a dynamic balance in neurons. The top panel (a) shows key steps associated with DNA methylation. DNA methyltransferases (DNMTs) catalyze the methylation of the fifth position of the pyrimidine ring of cytosine in CpG dinucleotides. S-adenosylmethionine (SAM) serves as the methyl donor that is converted to S-adenosylhomocysteine (SAH) following methyl group transfer. 5-methylcytosine (5mC) can be hydroxylated in a subsequent reaction catalyzed by members of the ten-eleven translocase (TET) family of methylcytosine dioxygenases. TET1–3 are 2-oxoglutarate-Fe(II) oxygenases, which hydroxylate 5mC to 5-hydroxymethylcytosine (5hmC). TETs 1 and 3 contain a –CXXC- domain, which binds with high affinity to clustered, unmethylated CpG dinucleotides. Structural analyses of DNMT1 show that it also contains a similar –CXXC- domain (see Text Box 2). The bottom panel (b) shows steps involved with the removal of the methyl group from 5hmC. The first step is an oxidative deamination of 5hmC to produce 5-hydroxymethyluridine (5hmU) by the AID/APOBEC family of deaminases. Activation-induced cytidine deaminase (AID) is also a member of the apolipoprotein B mRNA-editing catalytic polypeptides that deaminate 5mC and 5hmC to form thymine and 5hmU, respectively. These intermediates are subsequently processed by the uracil-DNA glycosylase (UDG) family that includes thymine-DNA glycosylase (TDG, MBD4) and single-strand-selective monofunctional uracil-DNA glycosylase 1 (SMUG1). These latter steps are collectively part of the base excision repair glycosylases (BER) that may also generate additional reactive intermediates such as 5-formylcytosine and 5-carboxylcytosine (Wu and Zhang, 2011). GADD45β is an activity-induced neuronal immediate early gene that facilitates active DNA demethylation (Ma et al, 2009a).

DNMTs in the nervous system.

In the nervous system, DNMT1 and 3a are likely to predominate in terms of postmitotic neuronal function (Feng et al, 2005). The expression of DNMT3A and 3B were analyzed immunohistochemically during nervous system development and the results show that DNMT3B is expressed in progenitor cells during neurogenesis and that DNMT3A is present in postmitotic neurons (Watanabe et al, 2006). Using DNMT3A and DNMT3B—lacZ (+/lacZ) knock-in mice, this complementary pattern of expression was also reported (Feng et al, 2005). That is, while DNMT3B is expressed during early stages of neurogenesis, DNMT3A is present in predominantly postmitotic neurons and some oligodendrocytes. Both DNMT3A and 3B mRNAs increase in the CA1 fields of the adult rat hippocampus following contextual fear conditioning (Miller and Sweatt, 2007). More recently, it was reported that DNMT3A and 3B are induced 24 h following acute cocaine administration in the nucleus accumbens of mice implicating a role for both in the development of behavioral sensitization (Anier et al, 2010). While DNMT3A is the predominant DNMT operative in postmitotic neurons, there is increasing evidence that DNMT3B has an ancillary role in response to extraneuronal cues in the adult brain.

DNMT1 is expressed at high levels during embryogenesis and maturation of the mouse brain. Initial reports of DNMT1 mRNA levels in the brain indicated that almost all mature neurons abundantly expressed the transcript (Goto et al, 1994). Subsequent immunohistochemical analysis show DNMT1 immunostaining of postmitotic Purkinje neurons in mouse cerebellum and MAP2-positive neurons from fetal brains maintained in vitro. Interestingly, the immunohistochemical signal appears to be localized in the cytoplasm (Inano et al, 2000). Recent studies demonstrate that a small percent of DNMT1 mRNA is translated from an upstream ATG start codon that contains a mitochondrial import signal (Shock et al, 2011). While the functional implications of this protein in the context of mitochondrial DNA is not clear, both 5mC and 5hmC have been detected in neuronal mitochondrial DNA (Dzitoyeva et al, 2012). Conditional knockout of DNMT1 in neural progenitor cells results in significant global hypomethylation (Fan et al, 2001). In contrast, the conditional deletion of DNMT1 in postmitotic neurons of mice expressing cre recombinase from the neuronal calmodulin-kinase IIα (CamK) promoter does not affect global DNA methylation and has little effect on cell survival (Fan et al, 2001). These data indicate that loss of DNMT1 in neurons expressing CamK (presumably glutamatergic neurons) does not impact global DNA methylation levels. The inability of DNMT1 to catalyze de novo methylation, although still controversial, is based primarily on its preference for a hemi-methylated DNA substrate (Hermann et al, 2004; Jeltsch, 2006) and the methylation phenotype of a targeted DNMT1 deletion (Li et al, 1992). In addition, analysis of the crystal co-structure of DNMT1 with oligonucleotides containing CpGs indicates that unmethylated CpGs are not accessible to the active site unless the CpGs are hemi-methylated (Song et al, 2011b; Takeshita et al, 2011). This suggests that DNMT1 has low intrinsic de novo methylation activity. In HEK293 cells, DNMT1 overexpression leads to very small increases in gene-specific hypermethylation compared with the overexpression of variants of DNMT3A or DNMT3B (Choi et al, 2011). As HEK cells are mitotically active, this experiment warrants replication in a cell line which can be induced to differentiate and become postmitotic.

A recent immunohistochemical study of DNMT1 shows that this protein is located primarily in GABAergic neurons in telencephalic structures of the adult human (Veldic et al, 2004, 2007) and mouse brain (see Figure 4 and Kadriu et al, 2011). In adult glutamic acid decarboxylase 67 (GAD67)-eGFP knock-in mice in which eGFP is expressed from the GAD67 start codon, immunohistochemical studies co-localize DNMT1 and RELN with GAD67 immunoreactivity (Figure 4). DNMT3A immunoreactivity also coincides with GAD67 but the extent of overlap is slightly less in some brain regions such as the amygdala. Interestingly, the methyl CpG-binding protein MeCP2 is much more highly expressed in GABAergic neurons than in other cell types in the brain and mice with a selective loss of MeCP2 in GABAergic forebrain neurons display many features reminiscent of Rett Syndrome (Chao et al, 2010). The above immunohistochemical studies suggest that methylation as a mechanism for gene regulation may have a more dominant role in modulating inhibitory neuron function compared with other neurons in the brain. This concept is consistent with the hypothesis that SZ is the result of dysfunctional GABAergic transmission, which may be the consequence of an increased amount of DNMTs causing DNA hypermethylation and gene repression in telencephalic GABAergic neurons (Costa et al, 2007, 2009; Guidotti et al, 2011).

In general, DNMTs 3A and 3B function as de novo methyltransferases, whereas the main role of DNMT1 is to propagate methylation patterns during DNA replication (Hermann et al, 2004). siRNA knockdown experiments show that a loss of DNMT1 does not alter maintenance methylation patterns (Ting et al, 2004, 2006). This has led to a re-evaluation of the function of the DNMTs in dividing cells (Jin et al, 2011). Analysis of a catalytically inactive DNMT1 shows that the mutant protein has the capacity to repress an artificially introduced reporter activity (Robertson et al, 2000; Fuks et al, 2000). More recently, this observation was extended to include a large class of endogenous genes expressed in genetically modified cells in which DNMT1 expression is disrupted (Clements et al, 2012). Restoration of DNMT1 function to these cells causes the repression of many of the same transcripts and increased binding of DNMT1 to the corresponding promoters. DNMT1 both binds to the promoters and interacts with the H3K4 methylase KDM1A/LSD1 (Clements et al, 2012). KDM1A/LSD1 has previously been shown to interact with and stabilize DNMT1 (Wang et al, 2009). Moreover, the interaction of DNMT1 with KDM1A/LSD1 facilitates the depletion of H3K4 methyl groups associated with active transcription (Clements et al, 2012). The association of DNMT1 with this histone demethylase allows for the coupling of DNA methylation to the removal of active histone methyl marks. More importantly, it appears from these studies that DNMT1 functions as a transcriptional repressor independent of its methyltransferase activity (Clements et al, 2012). The above studies were carried out in mitotically active cells and confirmation of this capacity in postmitotic neurons awaits further clarification.

It has become increasingly clear that DNMT1 may be necessary for de novo methylation, while DNMT3A and 3B also contribute to maintenance methylation (Jeltsch, 2006; Jin et al, 2011). Dnmt3A and Dnmt1 cooperate functionally during de novo methylation and it may be that both enzymes work in concert (Fatemi et al, 2002). These investigators proposed a model in which DNMT3A acts to initiate de novo methylation and the newly created methyl group activates DNMT1 to methylate the opposing strand. In addition, DNMT1 antisense knockdown has been shown to induce the expression of the cell cycle inhibitor p21 and the apoptosis-inducer BCL2 by a mechanism that involves DNMT1-mediated activation of Sp1- and the related Sp3-response elements (Milutinovic et al, 2004). These findings are consistent with DNMT1 having a role in regulating the expression of GC-rich genes independent of methylation and histone acetylation. Sp1 and Sp3 transcription factors regulate multiple sets of target genes containing GC boxes, which are often present to a large extent in CpG island-containing promoters such as RELN (Chen et al, 2007).

DNA methylation appears even more complicated due to the identification of a newly recognized ATRX-DNMT3-DNMT3L (ADD) zinc-finger containing member of this family, DNMT3-like (DNMT3L, Aapola et al, 2000, 2001). While DNMT3L is catalytically inactive, it stimulates and targets the activities of DNMTs 3A and 3B (Gowher et al, 2005). For example, Dnmt3L interacts specifically with and recognizes unmethylated H3K4 (Ooi et al, 2007). Co-crystallographic analysis of human DNMT3L and DNMT3A show that the carboxyl terminal domain of DNMT3L interacts with the catalytic domain of DNMT3A. These data also demonstrate that DNMT3a and -3L form a tetrameric structure that contains two DNMT catalytic sites (Jia et al, 2007). This DNMT 3L-3A-3A-3L tetramer preferentially methylates CpGs separated by 8–10 bp, indicating a single helical turn periodicity that is often seen in both paternally and maternally imprinted genes (Glass et al, 2009). The interaction of DNMT3L with unmethylated H3K4 tails suggests a mechanism by which histone methylation and de novo methylation may be coupled (Ooi et al, 2007; Hashimoto et al, 2010). Genome-wide DNA methylation patterns indicate that DNA methylation and histone methylation are highly correlated (Meissner et al, 2008; Maunakea et al, 2010). The ADD domain of DNMT3L interacts with H3K4me0 and recruits DNMT3A to locations in which the H3K4 residue is not methylated (Hashimoto et al, 2010). There is also recent evidence that the ADD domains of DNMT3A and 3B interact with H3K4me0 directly (Zhang et al, 2010b; Otani et al, 2009). These studies provide the basis for novel mechanisms by which de novo DNA methylation and histone methylation are targeted to specific locations based on the existence of specific proteins that recognize either CpG methylation status or histone-tail modifications.

The methylation of cytosines in CpG dinucelotides allows for additional versatility in terms of genomic regulatory potential. CpG islands are regions of DNA containing a high GC content with greater than normal amounts of CpG dinucleotides. They are closely associated with ∼70% of promoters and are largely free of DNA methylation. These sequences often exist as methylation-free zones due to the abundance of GC-rich transcription factor-binding sites (Deaton and Bird, 2011). Sequencing of the human genome indicates that there are upwards of 29 000 CpG islands that are often located within approximately 1500 bp on either side of transcriptional start sites. Functionally relevant differential methylation occurs at a small proportion of these islands during development, particularly within regions that are cell-type specific (Nair et al, 2011). CpG methylation tends to be low at promoters and higher between genes (intergenic regions) and in gene bodies. Tissue-specific DNA methylation is reported to be more prevalent in the sequences flanking CpG islands, called the ‘CpG island shore regions' (Irizarry et al, 2009). CpG island shores lie up to ∼2 kb on either side of a CpG island while island shelves are further out (∼4 kb). Profiling methylated cytosines across the genome has led to an appreciation that methylation frequency is distributed bimodally (Stadler et al, 2011). That is, a large percentage of CpGs are methylated (high-methylated region) with a much smaller fraction that is under-methylated (low-methylated regions). Interestingly, low-methylated regions tend to correspond to promoter/enhancer regulatory regions based on several criteria, including the presence of the H3K4me1 histone modification. Emerging data suggest that the binding of transcription factors and related proteins do not simply protect sequences from methylation but also initiate active DNA demethylation (Stadler et al, 2011). As cells differentiate, the locations of low-methylated regions tend to migrate towards regions proximal to promoters that are transcriptionally active in the differentiated state.

DNA Hydroxymethylation

While comparing the levels of 5mC in cerebellar Purkinje and granule cells, a minor base was detected and determined to be 5-hyroxymethylcytosine (5hmC) (Kriaucionis and Heintz, 2009). In parallel, another group identified the ten-eleven translocase (TET) proteins that hydroxylate 5mC to form 5hmC using a computational search for proteins that possess oxygenase domains similar to those found in trypanosomes that oxidize the 5-methyl group of thymine (Tahiliani et al, 2009). This family of proteins (TETs 1–3) are 2-oxoglutarate and Fe(II)-dependent enzymes that are also known as the TET methylcytosine dioxygenases. Interestingly, TET-1 is a fusion protein with a histone-lysine N-methyltransferase mixed lineage leukemia gene (MLL) in acute myeloid leukemia (Tahiliani et al, 2009). There has been considerable interest in these newly described TET proteins and it was soon recognized that hydroxylation of 5mC is likely the first step in a mechanism by which cytosine methylation is reversed in the brain (see Figure 2). MLL1, a H3K4-specific methyltransferase, is also of interest as it has been shown to be involved in the cortical dysfunction associated with some cases of SZ and because it has a role in synaptic plasticity in GABAergic neurons (Huang et al, 2007).

Within a short amount of time, the identification of this new epigenetic mark (5hmC) sparked several genome-wide mapping studies of embryonic stem cells to examine both the distribution and function of 5hmC (Wu et al, 2011a, 2011b; Ficz et al, 2011; Xu et al, 2011c). In the course of these studies, it was soon realized that TET1 plays a dual role in transcriptional regulation (Wu et al, 2011b; Williams et al, 2011b). That is, in addition to catalyzing the hydroxylation of 5mC to 5hmC (Figure 1), TET1 acts to bind and repress an overlapping set of CpG-rich promoters by interacting with the polycomb repressive complex 2 (PRC2) and/or the Swi-independent3A (SIN3A) complex (Bhutani et al, 2011; Wu and Zhang, 2011). While we continue to gain new insights into genome-wide distributions of 5hmC in ES cells and in adult brain structures, the rules regarding binding and occupancy of TETs at specific 5hmCs remain unclear as does the role of this modification in facilitating transcription. This also opens the door to the possibility that the association of TET with other proteins, eg, the –CXXC- domain containing DNA-binding proteins (see Text box 2), may act cooperatively in determining whether specific CpG dinucleotides are destined to remain methylated or hydroxymethylated and also occupied by DNMT1 or TETs acting as transcriptional co-repressors. Alternatively, hydroxymethylated cytosines may be targeted by growth arrest and DNA damage-inducible (GADD45) proteins for removal by the interaction of members of the AID/APOBEC family of 5hmC deaminases and the base excision repair (BER) pathway (see Figure 2).

DNA binding by –CXXC- domain-containing proteins.

Each of the DNMTs is comprised of flexible protein loops connecting various structural and catalytic domains that mediate distinct functions (Dhe-Paganon et al, 2011; Chédin, 2011; Jurkowska et al, 2011). The amino terminal half of DNMT1, the largest of the DNMTs, contains a number of these regulatory domains. The DMAP 1 domain is involved in the interaction between DNMT1 and the transcriptional repressor DMAP (DNA methyltransferase-associated protein 1). This domain was also thought to be responsible for the binding of DNMT1 to hemimethylated CpG sites (Fatemi et al, 2001; Araujo et al, 2001). The PCNA (proliferating cell nuclear antigen)-binding domain allows the recruitment of DNMT1 to replication foci during replication and repair (Chuang et al, 1997). DNMT1 complexes with the histone methyltransferase G9a and colocalizes with dimethyl H3K9 (H3K9me2) at replication foci (Estève et al, 2006; Sharif et al, 2007). An adjacent area contains three regions that target DNMT1 to the nucleus (nuclear localization signals) and facilitates interactions with nuclear factors (Cardoso and Leonhardt, 1999). The targeting sequence is thought to be responsible for head-to-head DNMT1 dimer formation via hydrophobic interactions (Fellinger et al, 2008). There are also the BAH1 and BAH2 (bromo-adjacent homology 1 and 2) domains in the structure of DNMT1, which have been proposed to act via protein–protein interactions to silence transcription.

DNMT1 contains a –CXXC- zinc finger domain located between amino acids 645–690 of the human protein (Pradhan et al, 2008). The –CXXC- domain spans two clusters of six and two cysteines that are separated by a variable amino-acid stretch. Within the variable amino-acid stretch is a four-peptide KFGG motif that is common to additional proteins involved in binding to DNA (Allen et al, 2006). The novel fold of the –CXXC- domain allows for the tetrahedral coordination of two zinc ions, which are maintained by a repeated-CGXCXXC motif and the two cysteine cluster (CXXRXC). The –CXXC- finger domain of CFP1 (CXXC Finger Protein 1) selectively binds to unmethylated CpGs and associates with the H3K4 methyltransferase SETD1 to facilitate H3K4 methylation (Thomson et al, 2010). Interestingly, CFP1 is highly enriched at non-methylated CpG-island-containing chromatin. The CFP1 crystal structure shows that the –CXXC- domain forms a crescent-like shape, which sits in the major groove of the DNA, preferentially at CpGG tetranucleotides (Xu et al, 2011b). The association of CFP1 with the SETD1 histone (H3K4) methyltransferases provides a mechanism by which histone-modifying proteins are targeted to specific regions of the DNA. Additional proteins that facilitate histone modifications and that contain this domain include those associated with binding DNA including methyl CpG-binding domain proteins (MBD1, Jørgensen et al, 2004), histone methylation at H3K4 (MLL1, Lee and Skalnik, 2005), and histone H3K36 demethylation (JHDM1A and 1B, Tsukada et al, 2006; KDM2A, Blackledge et al, 2010). While the –CXXC- domain is absent from DNMTs 3A, 3B, and 3L, it is present in TET1, which is responsible for converting methylcytosine to hydroxylmethylcytosine (Figure 2; Wu and Zhang, 2011; Zhang et al, 2010c).

Recent in vitro binding data show that the –CXXC- domains of several of the above proteins, including CFP1, DNMT1, MLL, and TET1, exhibit robust binding to unmethylated CpGs. MLL1 is a histone methyltranserase that methylates H3K4, which is typically associated with transcriptionally active chromatin (Ayton et al, 2004). MLL1 binds to unmethylated CpGs through its –CXXC- domain with a higher affinity than for 5mC, which is consistent with its action in marking active chromatin. The –CXXC- domains of DNMT1 and TET1 are very similar with the exception that the TET1 domain lacks the conserved KFGG motif mentioned above. DNMT1 binds strongly to unmethylated and less so to methylated CG-containing oligonucleotides with a preference for unmethylated CpGs by about 48 to 1 (Zhang et al, 2010c). In contrast, TET1 prefers unmethylated CpGs but the ratio between affinities is closer to 3 to 1. Mutant TET1 proteins containing an intact –CXXC- domain but lacking catalytic hydroxylase activity fail to induce transcription of a fully methylated promoter/reporter template (Zhang et al, 2010c). Another study demonstrated by transient expression that the –CXXC- domain of TET1 fails to bind DNA and is dispensable for catalytic activity (Frauer et al, 2011). The results suggest that while the –CXXC- domain of DNMT1 is a functionally independent binding motif, the corresponding domain of TET1 likely requires additional regions of the protein for full biological function. The presence of a –CXXC- domain may not be sufficient to confer DNA binding in isolation, although controls for determining proper folding were not included. As one example, MBD1 contains three –CXXC- domains and only one of these is responsible for CpG-binding activity (Jørgensen et al, 2004). To assess the impact of 5hmC on transcription, transient transfections of 5hmC-containing promoter/reporter constructs showed that the presence of 5hmC strongly represses transcription when this modification is proximal to a promoter. Interestingly, when 5hmC is present in the body of the gene, there is only a minimal effect on transcription (Robertson et al, 2011). Correlations between the genome-wide locations of 5mC and 5hmC and transcription have not clarified this issue and do not directly address whether these DNA modifications simultaneously reside or overlap in the same genomic/promoter regions in vivo.

Available data indicate that both DNMTs and TET proteins have the ability to modify the methylation status of CpG dinucleotides and to act as transcriptional repressors. This occurs through interactions with ancillary proteins. For example, the amino terminus of DNMT1 functions as a transcriptional repressor by directly binding to HDAC2 (Rountree et al, 2000). In addition, the lymphoid-specific helicase interacts with both DNMT1 and DNMT3B, as well as HDACs 1 and 2 to facilitate the formation of repressive chromatin (Myant and Stancheva, 2008). DNMT1 has also been shown to bind to several promoters expressed in GABAergic neurons, such as reelin and GAD67, forming repressor complexes in cooperation with HDACs, and MeCP2 (Kundakovic et al, 2007, 2009). Similarly, in ES cells, TET1 associates with MBD3, HDACs 1 and 2 as part of a complex of nucleosome remodeling and deacetylase factors which bind to 5hmC and repress transcription (Yildirim et al, 2011). Brahma-related gene 1 (BRG1), which serves as a catalytic subunit of the switch/sucrose non-fermentable (SWI/SNF) ATP-dependent chromatin remodeling complexes, acts in opposition to TET1/MBD3 and serves as an antagonistic chromatin regulator in facilitating transcription of 5hmC-marked genes. Collectively, the above studies argue that both DNMT1 and TET1 act as context-dependent transcriptional repressors in addition to their normal catalytic activities.

A comparison of recently published genome-wide studies that utilized different methodological approaches to define 5hmC status maps shows some discrepancies between studies. For example, the genome-wide distribution of TET1 binding at promoters containing both H3K4me3 (permissive) and H3K27me3 (repressive) marks (so-called bivalent promoters enriched at polycomb repressive complexes) matches the presence of 5hmC at the same locations (Matarese et al, 2011). However, the binding of TET1 to CpG island-containing promoters and the near absence of 5hmC at these promoters suggests the possibility that TET1 performs different functions depending on regional contextual cues (see Text box 2). TET1 may be pleiotropic, activating transcription by converting 5mC to 5hmC but also blocking transcription by participating in a repressor complex with SIN3A or PRC2 (Matarese et al, 2011). In other words, TET proteins may act as bifunctional switches in setting up and maintaining repressive chromatin or in facilitating demethylation by hydroxylating 5mC. By performing successive oxidation reactions, TET proteins can further convert 5mC into 5-hmC, 5-formylcytosine, and 5-carboxylcytosine (Wu and Zhang, 2011). It is too early to ascertain whether these latter modifications represent intermediates in DNA demethylation or whether they represent newly identified epigenetic marks. With the advent of single molecule real time DNA sequencing, direct detection of modified nucleotides, including 5-mC and 5-hmC, may be soon at hand. This technology is still in its early stages, but will likely enable genome-wide methylation profiling and the identification of modified epigenetic marks directly (Flusberg et al, 2010; Song et al, 2011a; Booth et al, 2012).

Activity-Induced Active DNA Demethylation

Classically, DNA methylation suppresses transcription by targeting CpG islands, as documented in the silencing of transposable elements and tumor suppressor genes (Baylin and Herman, 2000; Bird, 2002). However, it is also plausible that CpG islands serve as multifunctional chromatin-remodeling centers that send signals bidirectionally to facilitate DNA and histone methylation in response to cellular signals to modify local and more distant promoters depending on local environmental cues. In light of the recent findings that a portion of 5mCs are converted to 5hmCs, the nature of these modifications is now being re-examined. Both methylated CpGs and hydroxymethylated CpGs are sites for 5mC- (MBDs, MeCP2) and 5hmC-binding proteins that facilitate transitions between open and closed states depending on additional signals or additional regulators.

Ever since the recognition that methylation proximal to CpG island-promoters is associated with the regulation of transcription, there have been reports that this methylation is likely a reversible epigenetic mark. Passive demethylation occurs following DNA replication when daughter strands fail to retain parental methylation patterns. Because DNMT1 has a very low affinity for recognizing and binding to 5hmC, this modification is thought to lead to replication-dependent active demethylation in dividing cells. For many years, it was believed that active DNA demethylation (demethylation in the absence of cell division) was energetically prohibitive in higher organisms (Ooi and Bestor, 2008). Initial reports provided evidence that demethylation is catalyzed by DNA demethylases (Gjerset and Martin, 1982). Somewhat later, attention turned to the role of MBDs such as MBD2 in catalyzing demethylation (Bhattacharya et al, 1999; Ramchandani et al, 1999) although mice deficient in MBD2 show normal genomic methylation patterns (Hendrich et al, 2001). Subsequently, it was reported that the histone deacetylase inhibitor valproic acid (VPA) induces replication-independent DNA demethylation of a cytomegalus virus promoter (Detich et al, 2003). In addition, VPA treatment demethylates neuronal promoters such as RELN and GAD67 in vitro (Chen et al, 2002, 2011) and in vivo (Tremolizzo et al, 2002, 2005; Dong et al, 2007). Studies have also provided evidence for cyclical DNA methylation/demethylation of selected promoters (trefoil factor 1(TFF1), also known as pS2) through an action of the estrogen receptor α by a mechanism involving DNMTs 3A and 3B (Kangaspeska et al, 2008; Métivier et al, 2008). However, it seems likely that cyclical methylation of these promoters involves deamination followed by steps involving BER, in which the entire base becomes substituted (Reid et al, 2009).

The use of DNMT inhibitors provides direct evidence for a role for DNA demethylation in activating transcription of genes in neurons linked to synaptic plasticity. For example, treatment of postmitotic neurons in hippocampal slice preparations with DNMT inhibitors leads to the demethylation of various synaptic plasticity genes, including RELN and brain-derived neurotrophic factor (BDNF), and this was coupled to long-term potentiation at Schaffer collateral synapses (Levenson and Sweatt, 2005; Levenson et al, 2006; Miller and Sweatt, 2007). The treatment of mice in vivo with HDAC inhibitors attenuates the hypermethylation induced at several promoters expressed in GABAergic neurons by co-administration with methionine (MET, Dong et al, 2007). More recently, it was shown that neuronal activation of mature hippocampal neurons induces the immediate early gene GADD45β, which couples neuronal excitation and DNA demethylation (see Figure 2, Ma et al, 2009a, 2009b). Electroconvulsive treatment induces GADD45β in an NMDA receptor-dependent manner with kinetics comparable to that of other immediate early genes such as cfos and cjun. Moreover, data show that the GADD45β induction correlates with the demethylation of regulatory regions within the BDNF-IX and FGF-1B promoters (Ma et al, 2009a).

Genome-wide profiling of DNA methylation following ECT demonstrates that approximately 1.4% of the CpGs measured in dentate granule neurons exhibit changes in their methylation status and that many of these are associated with brain-specific genes linked to synaptic plasticity (Guo et al, 2011b). While these data support a link between NMDA receptor activation and GADD45β induction and downstream changes in genome-wide methylation, they provide little mechanistic insight into how these changes might come about or how specific promoters are targeted.

GADD45β has properties of an immediate early gene and acts as a transcriptional coactivator that is induced in liver by compensatory regeneration or drug-induced hyperplasia (Tian et al, 2011). GADD45β is one of a family of three small molecular size proteins (GADD45 α, β, and γ) that act as regulators of DNA demethylation (Ma et al, 2009b) through interactions with a variety of proteins involved with DNA repair, cell cycling, genome stability, stress, and immune responses. GADD45 (α, β, γ) proteins contain signature motifs considered necessary for the binding of coactivators to multiple nuclear hormone receptors (Yi et al, 2000). While GADD45β is induced in the nervous system by synaptic signaling, GADD45α appears to respond preferentially to signals related to cell damage and injury. Recent data indicate that GADD45α interacts with the nucleotide excision repair pathway (see Figures 1 and 2) which includes the DNA repair endonuclease XPG (Barreto et al, 2007).

Active demethylation of oct4 in Xenopus oocytes in vitro requires recruitment of GADD45α to the site of demethylation and binding of the repair endonuclease enzyme. Data from zebrafish embryos provide evidence that GADD45 proteins promote demethylation by coupling 5mC deamination, catalyzed by the activation-induced cytidine deaminase (AID), with a G:T mismatch-specific thymine DNA glycosylase (TDG) or methyl-CpG-binding domain protein 4 (MBD4) (Rai et al, 2008; see Figure 2). MBD4 contains both an amino-terminus methyl-CpG-binding domain and a carboxyl-terminal glycoylase domain that acts on G:T and G:U mismatches (Hendrich et al, 1999). Overexpression of AID or MBD4 in vivo also facilitates genomic DNA demethylation (Rai et al, 2008). Current thinking suggests that deamination of 5mC or 5hmC by either AID or apolipoprotein B mRNA-editing, enzyme-catalytic (APOBEC) enzymes is followed by BER (Ma et al, 2009b; Fritz and Papavasiliou, 2010; Bhutani et al, 2011; Cortellino et al, 2011). The APOBEC family of cytidine deaminases is comprised of fourteen members that are linked to a series of cellular processes that involve deamination of single-stranded DNA or RNA (Bransteitter et al, 2009). In vitro, both TDG and MBD4 have been shown to recognize AID-generated 5hmU and complete the demethylation of 5hmC (Hashimoto et al, 2012). This mechanism provides a means by which GADD45 proteins couple deamination to base excision by interacting with the AID/MBD4 complexes and members of the APOBEC family of proteins (Rai et al, 2008; Figure 2).

Bidirectional DNA Methylation Dynamics

A key question regarding the role of the DNA methylating and demethylating proteins in regulating gene expression concerns the possible bifunctional nature of DNMT1 and TET1. In vitro studies show that TET1 can bind to non-methylated C (5C), 5mC and 5hmC and repress transcription (Zhang et al, 2010c). While TET1 binds to unmethylated CpGs vs methyl CpGs with a ratio of 2.8 : 1 in vitro, the extent to which this ratio changes in vivo is not known. However, of those DNA proteins that interact with DNA through a –CXXC- domain, TET1 has the highest affinity for 5hmC. Similarly, DNMT1 also binds 5C through its –CXXC- domain (see Text box 2) and similarly represses transcription in the absence of DNMT3A. The 5C to 5mC preference ratio for DNMT1 is 48 : 1 (Zhang et al, 2010c). It seems plausible that a large number of promoters may be kept in a temporarily dormant state by DNMT1 and TET1 binding to either non-methylated or methylated CpGs, respectively (see Figure 1). The subsequent recruitment of DNMT3A, HDACs, and methyl-binding domain proteins (MBDs) by DNMT1 would anchor this dormant state by facilitating de novo methylation. The recent finding that levels of 5hmC in mouse cerebellum vary inversely with MeCP2 levels indicates that the binding of MeCP2 to 5mC might serve to protect that base from conversion to 5hmC by TET1 (Szulwach et al, 2011b). In vitro binding studies show that the MBD-binding proteins (so-called methylation readers; MeCP2, MBD1, MBD2b, MBD3, and MBD4) bind 5hmC but with a lower affinity than 5mC (Hashimoto et al, 2012). Similarly, the binding of TET1 to 5hmC in the absence of GADD45β, APOBEC, and MBD4 might also be expected to facilitate the stabilization of transcriptionally repressed chromatin. The neuronal activity-induced increase of GADD45β and additional proteins that signal DNA demethylation coordinates a shift of specific promoters between dormant and active status. It seems plausible that GADD45β targets promoters that contain 5hmC and that are not simultaneously occupied by proteins acting as repressors, including DNMTs, TETs, and MBDs. This model, although consistent with the known capacities of these proteins, awaits additional experimental testing.

Epigenetic regulation of gene expression operates through a bidirectional DNA methylation/demethylation cascade that occurs through both active and passive mechanisms (Chen and Riggs, 2011; Bhutani et al, 2011; see Figure 2). The oxidation of 5mC to 5hmC by members of the TET family of proteins is associated with changes in local chromatin architecture and the modified base can be either permissive or repressive depending on the location within the gene and the availability of proteins that bind to the modified epigenetic marks (Hashimoto et al, 2010; Zhang et al, 2010c; Williams et al, 2011b; Wu and Zhang, 2011; Xu et al, 2011c). Genome-wide mapping of DNA methylation and hydroxymethylation in embryonic stem cells (Xu et al, 2011c; Ficz et al, 2011; Pastor et al, 2011; Stroud et al, 2011; Szulwach et al, 2011a; Wu et al, 2011a; Wu and Zhang, 2011), during postnatal development (Szulwach et al, 2011b) and in the adult brain (Guo et al, 2011a, 2011b) has provided a wealth of new contextual information. The identification of genome-wide methylation and hydroxymethylation marks is useful in establishing correlations in the expression of sets of related genes or gene networks. It does not provide information regarding how specific genes or CpGs are targeted by this mechanism. The recent examination of activity-dependent changes in the DNA methylation landscape confirms and extends the idea that neuronal depolarization induces the expression of GADD45, which in turn signals additional proteins associated with DNA demethylation to various targets such as BDNF (Ma et al, 2009a; Guo et al, 2011b). How these gene-specific changes are recognized as targets by the various enzymes is only beginning to be explored (Lienert et al, 2011; Bird, 2011). Ultimately however, we will better appreciate DNA methylation as a potential mechanism associated with the etiology of SZ and BP+ once we are able to superimpose the effects of pre- and postnatal stresses on the locations of these epigenetic marks both during development and in the adult brain.

EVIDENCE SUPPORTING ALTERED METHYLATION IN SZ AND BP+

One Carbon Metabolism and SZ

One carbon metabolism has been linked to the etiology of SZ from reports regarding high maternal homocysteine levels, dietary folate deficiencies, methylene-tetrahydrofolate reductase (MTHFR) polymorphisms and the involvement of one carbon substrates that bind to the glycine site of the NMDA-selective glutamate receptor (Krebs et al, 2009; Iwamoto and Kato, 2009). MET is a precursor of SAM, the universal methyl donor. Following methyl group transfer, SAM is converted to SAH, which is subsequently hydrolyzed producing homocysteine. Elevated levels of homocysteine have been reported in the plasma of adolescent male SZ patients (Levine et al, 2002; Adler Nevo et al, 2006) and in newly admitted male schizophrenic patients (Applebaum et al, 2004; Levine et al, 2005). Interestingly, in spite of the marked difference in plasma homocysteine levels, no differences were observed in cerebrospinal fluid levels between SZ patients and controls (Levine et al, 2005). In at least one report, elevated plasma homocysteine was linked to tardive movement disorders (Lerner et al, 2005). Follow-up studies confirmed the original finding that elevated homocysteine was associated with SZ and suggested that a common polymorphism (677 C>T) in the MTHFR gene might be responsible (Muntjewerff et al, 2006). Hyperhomocysteinemia did not appear to impact global DNA methylation in leukocytes of patients (Bromberg et al, 2008) or in mice with artificially elevated levels of homocysteine (Bromberg et al, 2011). Archived maternal serum samples assayed for levels of homocysteine during pregnancy indicate that an elevated homocysteine level, particularly during the third trimester, is associated with a greater than twofold increase in risk for SZ (Brown et al, 2007). Folate supplementation has been used in clinical studies of SZ patients to alleviate negative symptoms with somewhat mixed results (Levine et al, 2006; Hill et al, 2011).

Transmethylation and MET Loading in SZ Patients

The transmethylation theory came about after two decades of work that suggested a striking structural similarity between psychotomimetics and naturally occurring neurotransmitters (Matthysse and Lipinski, 1975). For example, dopamine and norepinephrine and N,N-dimethyltryptamine and serotonin differ by a single methyl group. It seemed plausible that methylation of catecholamines might produce dimethoxyphenethylamine, which is structurally related to mescaline. Analysis of urine samples from SZ patients provided mixed results. The advent of mass spectrometry showed dimethoxyphenethylamine to be present in the urine of SZ patients and also in several naturally occurring sources (Creveling and Daly, 1967; Stabenau et al, 1970). N,N-Dimethyltryptamine (DMT) was also considered as a pathogenic agent and the discovery of an enzyme in brain capable of synthesizing DMT from tryptamine fostered this notion as well (Mandell and Morgan, 1971; Saavedra and Axelrod, 1972).

A series of MET-loading studies were performed in the 1960's and 1970's (reviewed in Wyatt et al (1971); Costa et al (2003) and Grayson et al (2009)). Data from at least one of these studies indicate that MET loading causes an exacerbation of psychotic symptoms (Pollin et al, 1961). These data were subsequently replicated by several other groups (Cohen et al, 1974). Results from the MET-loading experiments appear to invalidate the transmethylation theory as no evidence was ever uncovered showing increased levels of methylated catecholamine metabolites in SZ patients. Moreover, NP (non-psychiatric) subjects showed no response to MET loading. An analysis of prefrontal cortical tissue (Brodmann's area 9) demonstrates that in patients with SZ and BP+ there is an approximate twofold increase in the levels of SAM (Guidotti et al, 2007). Based on available data, it seems plausible that SZ patients treated with MET may have suffered from the consequences of a MET-induced hypermethylation of CpG island-containing promoters (Costa et al, 2003; Grayson et al, 2009).

DNMTs in SZ and BP+

The relevance of the RELN and GAD67 promoters to the current discussion is that previous studies have shown these genes to be consistently downregulated in SZ and BP+ patients. The downregulation of GAD67 mRNA in the prefrontal cortex (PFC) of SZ patients was originally reported some years ago (Akbarian et al, 1995), while the observation that both GAD67 and RELN mRNAs and proteins are downregulated in GABA neurons of the PFC of patients with SZ and BP+ came somewhat later (Impagnatiello et al, 1998; Guidotti et al, 2000; Fatemi et al, 2000). GAD67 is one of two enzymes associated with the formation of GABA, whereas RELN is an extracellular matrix protein synthesized and secreted from GABAergic neurons in the adult brain. Neuroanatomical and neurophysiological evidence support the concept of a reciprocal interaction between GABAergic interneurons and glutamatergic pyramidal principal neurons in the cortex and hippocampus (Figure 3). These reciprocal interactions are altered in SZ and BP+ patients and this is likely due to a disruption of GABAergic neuron function which disrupts inhibitory neurotransmission and activates excitatory pyramidal neurons. An inhibitory/excitatory imbalance in various brain circuitries likely underlies the onset of positive and negative symptoms and the cognitive dysfunction seen in SZ patients.

Figure 3.

Figure 3

DNA methyltransferase (DNMT) overexpression leads to the downregulation of mRNAs in GABAergic neurons, increased methylation, and reduced gamma-aminobutyric acid (GABA) output (hypofunction). Schematic representation of the principal neuronal circuits in the cortex showing the reciprocal interaction between GABAergic innervation of pyramidal neurons and glutamatergic innervation of horizontal/bitufted, basket, and chandelier GABAergic interneurons. The GABAergic promoter downregulation in schizophrenia (SZ) and bipolar disorder with psychosis (BP+) patients is characterized by increased DNMT1 and 3A, and reduced GAD67, RELN and a variety of interneuron markers (Fung et al, 2010). These neurons also exhibit compromised expression of additional genes associated with inhibitory neuron function including NR1/NR2-containing-NMDA selective glutamate receptors and α4β2-containing nicotinic receptors. Glutamatergic inputs (shown in red) are meant to exhibit the excitatory input that arises from proximal pyramidal neurons or additional brain regions such as the thalamus. Ach, acetylcholine; Pyr, pyramidal neuron.

The genes for both RELN and GAD67 have been studied extensively in the context of the epigenetics of psychiatric disorders (Chen et al, 2002, 2011; Abdolmaleky et al, 2005; Grayson et al, 2005; Akbarian and Huang, 2006; Zhang et al, 2010a). An analysis of the human RELN promoter indicates that it is embedded in a large CpG island and that its expression, at least in vitro, correlates with DNA methylation status (Chen et al, 2002). Various HDAC and DNA methylation inhibitors induce expression of the endogenous RELN mRNA in neuroprogenitor cells and this increase in mRNA is marked by the appearance of DNase I hypersensitive sites, which map to GC-rich regions upstream of the corresponding promoter. The locations of the hypersensitive site(s) are proximal to several Sp1 sites critical for transcription based on transient transfection studies (Chen et al, 2007). In vitro methylation of the promoter abolishes downstream transcriptional activity. An evaluation of the GAD67 gene shows that this promoter is also GC rich and is also likely regulated through changes in promoter methylation (Chen et al, 2011). These findings coupled with the MET-loading studies prompted the hypothesis that increased expression of DNMTs in human brain might at least in part be responsible for the downregulation of mRNAs in GABAergic neurons of patients with psychosis.

In situ hybridization studies show that in SZ and BP+ subjects DNMT1 mRNA is higher in BA10 cortical layers I–IV than in patients with major depressive disorder, bipolar disorder pateints without psychosis, and non-psychiatric subjects (NPS) (Veldic et al, 2004). The layer-specific increases in DNMT1 mRNA were shown to parallel the reduced levels of GAD67 and RELN mRNAs and suggest an inverse correlation between DNMT1 and these transcripts. In neurons, DNMT1 mRNA co-localizes with GAD65/67 protein and RELN mRNA (see Figure 4). DNMT1 is also preferentially expressed in GABAergic interneurons in BA9 of the McClean 66 cohort (Veldic et al, 2005). This study demonstrates that DNMT1 mRNA and protein are increased in cortical layers I, II and IV of BA9 of SZ and BP+ patients. The polyclonal antibody used to detect DNMT1 immuno-histochemically is directed against an amino-terminal synthetic peptide that does not cross-react with other antigens as determined by western blotting. The data provide evidence of a negative correlation between DNMT1 mRNA levels and the numbers of GAD67-immunopositive neurons. Previous work shows that in the adult brain RELN is co-expressed in the majority of GABAergic neurons (Pesold et al, 1999; Guidotti et al, 2000; Figures 3 and 4). A co-variance analysis of subject demographics ruled out the possibility that these data might be due to postmortem interval, brain pH, or RNA integrity number. Interestingly, DNMT1 increases fail to occur when patients with psychosis are treated with both an antipsychotic and VPA (Veldic et al, 2005).

Figure 4.

Figure 4

Co-localization of DNA methyltransferase 1 (DNMT1) and RELN immunoreactivities with GAD67 expression in mouse cortical neurons. The enhanced green fluorescent protein (GFP) was knocked into the GAD67 start codon to create GAD67+/−mice (Tamamaki et al, 2003). In these mice, GFP is expressed from the GAD67 promoter so that GFP immunoreactivity could be used to mark GAD67-positive (GABAergic) neurons. Fixed sections were incubated with their respective primary and secondary antibodies (Kadriu et al, 2011). Top panels show the co-localization of GFP immunoreactivity (GAD67) (a) and RELN (b) immunoreactivity. The merged signal shows co-localization (c). Similarly, GFP (GAD67) immunoreactivity (d) co-localizes with DNMT1 (e) as shown in f. Scale bar=40 μm. For details regarding immunohistochemistry, see Kadriu et al (2011).

A further study of DNMTs in SZ and BP+ patients compared with NP subjects shows that both DNMTs 1 and 3A are increased in cortical GABA neurons of BA10. Unlike DNMT1, DNMT3A is overexpressed only in layers I and II (Zhubi et al, 2009). DNMT3B mRNA was examined and not detected in any cortical layer. Interestingly, both DNMT1 and DNMT3A mRNAs are overexpressed in peripheral blood lymphocytes of SZ patients. Both DNMT mRNAs are increased approximately twofold and neither increase is associated with time or dose of antipsychotic treatment (Zhubi et al, 2009). Laser capture microdissection (LCM) of layer I GABAergic neurons from the PFC of SZ patients allowed for a more robust (threefold) increase in DNMT1 mRNA compared with layer I GABA neurons of NP subjects (Ruzicka et al, 2007). The DNMT1 transcript is readily detected in these neurons and is virtually absent from layer V pyramidal neurons. Similar to previous studies, the increase in DNMT1 mRNA levels correlates with decreased levels of GAD67 and RELN mRNAs in these same interneurons (Ruzika et al, 2007). The findings provide evidence for an epigenetic disruption of GABAergic neurons that has the potential to impact the expression of numerous downstream target promoters ultimately impacting neuronal function. Postnatal ablation of the NR1 (GRIN1) subunit of the NMDA receptor in GABAergic neurons of conditional knockout mice results in SZ-like symptoms during adolescence (Belforte et al, 2010; Nakazawa et al, 2012). It remains a possibility that NR1 or other subunits of the NMDA receptor could be targets of DNMT1 action which would, in turn effectively produce a defect in GABAergic transmission.

Recent evidence suggests that DNMT1 can act as a repressor in binding to promoters and because it is over-expressed in GABAergic neurons of SZ and BP+ patients, the downregulated promoters and corresponding mRNAs are likely characteristic of inhibitory neurons. A repressor role for DNMT1 is consistent with the recent crystal structure analysis of both mouse and human DNMT1 bound to DNA-containing unmethylated CpGs (Song et al, 2011b). The binding of the –CXXC- domain of DNMT1 and its downstream BAH1 linker region to unmethylated CpGs prevents the CpGs from coming into contact with the active site. This autoinhibitory mechanism prevents de novo methylation and may serve to stabilize the binding of DNMT1 to unmethylated CpGs in the DNA (see Text box 2). To date, no structures for DNMT1 bound to hemi-methylated DNA have been reported, suggesting the possibility that this enzyme/substrate complex may be rapidly turned over. The data are consistent with the notion that gene repression may occur in GABAergic neurons of SZ and BP+ patients by a DNMT1-mediated mechanism that is independent of DNA methylation.

DNA Methylation in SZ and BP+

Candidate genes –dopamine D2 receptor (DRD2)

Initial reports that focused on examining methylation in the context of psychiatric disease included those that examined the promoters of genes associated with SZ, such as the dopamine D2 receptor (DRD2), as a means of studying differential regulation of gene expression (Popendikyte et al, 1999). For example, the methylation profiles corresponding to a defined region of the DRD2 promoter would be expected to be different in neurons from the striata (DRD2-expressing) compared with the same DNA region in lymphocytes (non-expressing) of individuals with no history of psychiatric disorders. These authors reported finding that the extent of methylation in DNA from the DRD2 promoter of lymphocytes is higher than that detected in the striatal samples. Moreover, the right striatal hemisphere showed higher levels of methylation and the amount of methylation tended to increase with the individual's age (Popendikyte et al, 1999). Two early reports on methylation in monozygotic twins evaluated methylation differences in sets of twins either concordant or discordant for SZ (Tsujita et al, 1998; Petronis et al, 2003). The earlier study found discrepancies in the methylation of global Not1 restriction cleavage sites in DNA from leukocytes and the authors argued that these differences might reflect differential gene regulation which was also consistent with the absence of SZ in one twin (Tsujita et al, 1998). The second study used bisulphite conversion of lymphocytic DNA to fine-map methylation differences in the DRD2 gene (Petronis et al, 2003). Numerous differences between MZ twins were reported with the discordant ‘affected' twin being epigenetically closer to the concordant ‘affected' twins (Petronis et al, 2003). The authors also note that while the analysis included only several hundred base pairs of the DRD2 promoter, there was a large amount of non-uniformity across clones from the same individual and from different individuals. This finding was used as an argument for the universality of intra- and inter-individual epigenetic variation (Petronis et al, 2003). While this concept is discussed in the following section, the notion that epigenetic marks (in the case methylation) are highly variable may be related to stochastic events associated with major psychosis (McGuffin et al, 1994; Woolff, 1997).

Candidate genes-RELN

During the early part of this century, there was considerable interest in the biological role of methylation and the regulation of genes such as RELN, DRD2, OPRM, HTR2A, COMT, ALOX5, and others that are downregulated in psychosis (Petronis et al, 1999; Andria and Simon, 1999; Chen et al, 2002; Zhang et al, 2004; Abdolmaleky et al, 2005, 2006; Polesskaya et al, 2006). Methylation was proposed as a mechanism for the silencing of genes expressed in cortical neurons in SZ. This hypothesis was based, in part, on a re-evaluation of contemporary concepts of genetic susceptibility genes. In addition, the MET-loading clinical trials described above were consistent with the so-called methylation hypothesis. The observations that DNMT1 and 3A were more highly expressed in GABA neurons of SZ and BP+ patients (Veldic et al, 2004, 2005) and reports that gene expression in the brain is inversely correlated with methylation at specific promoters support this hypothesis (Costa et al, 2002, 2003).

Subsequently, two studies appeared describing higher amounts of methylation in the human RELN promoter in postmortem SZ cortices compared with NP subjects (Abdolmaleky et al, 2005; Grayson et al, 2005). Each group analyzed bisulphite-modified DNA by sequencing of amplified DNA or by methylation-specific PCR. The locations of higher methylation noted in the first study, which analyzed postmortem BA9/10 from the Harvard Tissue Resource Center, were between −440 and −360 bp relative to the RNA start site (see Chen et al, 2002 for numbering) and flanking putative CRE and SP1 transcription factor-binding sites (Abdolmaleky et al, 2005). The hyper-methylated CpG sites in the second study were located closer to the RNA start site with the most common sites at −139 and −134 bp (Grayson et al, 2005, 2006). Point deletion constructs were generated and used to show that the removal of the single C at the −139 bp position abolished 50% of the promoter activity. As noted, methylation profiles varied considerably within this latter study (Grayson et al, 2005), which evaluated a small number of samples from two patient cohorts, including occipital cortices from the Stanley Medical Research Institute (ten SZ and ten NPS) and BA9/10 from the Harvard Tissue Resource Center (five SZ and five NPS). Interestingly, there was some consistency in each patient cohort, but the extent of positional overlap between different groups of patients occurs only at three positions. A third report (Tochigi et al, 2008) of methylation at the RELN promoter in postmortem psychiatric subjects, used pyrosequencing of bisulfite-modified DNA to evaluate methylation levels in DNA obtained from BA10 of the 15 SZ and 15 NP from the Stanley Medical Research Institute. This latter study found no differences between NP and SZ subjects at any of the sites reported by either previous study. Moreover, this latter group showed nearly no methylation of any of the CpG sites within the RELN CpG island (Tochigi et al, 2008). Finally, using BssHII methylation-sensitive restriction site mapping of human RELN from postmortem forebrain tissue of SZ, BP, and NP subject of the Stanley Medical Research Institute, another study reported RELN promoter methylation data between these diagnostic groups (Tamura et al, 2007). This latter study demonstrated a statistically significant correlation between age and levels of DNA methylation in healthy subjects. In contrast, no such correlations were evident in either SZ or BP patient brains. These data confirm that methylation is most likely a key element in regulating RELN expression and that aberrant methylation status is likely associated with psychiatric disorders (Tamura et al, 2007).

More recently, a temporal analysis of RELN DNA methylation in postmortem temporocortical tissue (BA 41 and 42) from pre- and postpubertal individuals was reported (Lintas and Persico, 2010). The data indicate that the promoter is only lightly methylated in pre-pubertal tissue, whereas in postpubertal DNA, RELN promoter methylation increases 25-fold, particularly in the region between −131 and −98 bp relative to the transcriptional start site (Lintas and Persico, 2010). The somewhat striking increase is the result of a substantially greater number of methylated bases and a fourfold rise in the intensity of methylation at each methylated CpG (Lintas and Persico, 2010). The authors argue that the paucity of methylation in the RELN promoter (and hence high expression of RELN mRNA and protein) in prepubertal individuals allows RELN-mediated synaptic plasticity during early childhood (Lintas and Persico, 2010). At or during puberty, various hormones and/or neurosteroids associated with adolescence could constrain synaptic plasticity, hence enhancing vulnerability to neurodevelopmental disorders. Consistent with this logic is the possibility that steroid hormones facilitate increased DNMT1 gene expression, which would boost either DNA methylation or DNMT-mediated repression at promoters expressed in GABAergic neurons. In susceptible individuals, this might contribute to the onset of SZ as adolescence is a sensitive time period for the remodeling of cortical and limbic circuits (Sisk and Zehr, 2005). Analysis of the RELN promoter in a variety of human cancers shows that RELN is often methylated and that RELN-expressing cancers are less aggressive than RELN-negative cancers (Sato et al, 2006; Stein et al, 2010; Okamura et al, 2011; Dohi et al, 2010). In each of these reports, the data show that increased methylation of the RELN promoter is consistent with transcriptional silencing as measured by RELN mRNA levels.

Candidate genes-GAD67

Analysis of GAD67 promoter methylation patterns was carried out using chromatin isolated from the PFC enriched in methyl-histone-containing mononucleosomes (Huang and Akbarian, 2007). By precipitating chromatin with antibodies against either H3K4me3 (open) or H3K27me3 (closed), these researchers were able to fractionate open and repressive chromatin from total chromatin which allowed for substantial signal amplification (Huang and Akbarian, 2007). The study showed that while GAD67 mRNA is reduced in SZ patients, the amount of methylation at the corresponding promoter in these patients is reduced significantly in the repressive chromatin fraction (Huang and Akbarian, 2007). A recent in vitro examination of the regulation of the human GAD67 promoter shows that there are key regions that exhibit differential methylation and these correlate with the ability of this promoter to drive expression (Chen et al, 2011). The differentially methylated regions lie just downstream of the first exon and were not analyzed in any of the above-mentioned studies (Mill et al, 2008; Huang and Akbarian, 2007).

Genome-wide methylation studies

A comprehensive epigenome-wide study of methylation in psychosis using postmortem human tissue detected significant methylation differences in a large number of genes between SZ and BP patients or combined (major psychosis group) vs controls (Mill et al, 2008). For these studies, the unmethylated fractions of each genome were enriched using a combination of methylation-sensitive restriction enzymes and the DNA was PCR amplified. The amplified DNA was hybridized to a CpG island microarray to detect DNA methylation (Mill et al, 2008). The microarray screen showed evidence of psychosis-associated differences at numerous loci for genes involved in neurotransmission, brain development, mitochondrial function, stress response, and additional pathways linked to disease etiology (Mill et al, 2008). Moreover, data were parsed by psychiatric disorder as well as gender (SZ and BP vs NPS for males and females, separately). Some of the observed differences in methylation were present in genes linked to disease etiology and genes relevant to both glutamatergic and GABAergic signaling. While promoter methylation levels showed differences based on gender, mRNA levels did not always correlate. For example, the vesicular glutamate transporters 1 and 2 (VGLUT1 and VGLUT2) exhibit complementary expression patterns in glutamatergic neurons of the brain (Fremeau et al, 2001). Interestingly, the promoter of VGLUT1 is hypermethylated in female SZ DNA (Mill et al, 2008), but the corresponding mRNA is downregulated in both male and female SZ postmortem human brain (Eastwood and Harrison, 2005). In contrast, VGLUT2 mRNA is upregulated in SZ patients (Smith et al, 2001) and the promoter is hypomethylated in DNA obtained from female SZ samples. KCNJ6, a G protein-coupled potassium channel linked to GABA neurotransmission, is hypermethylated in SZ (males and females) and major-psychosis males. MARLIN-1, a RNA-binding protein that regulates GABAB receptors, is hypermethylated in SZ (males and females), BP (males and females), and major psychosis (females only). In addition, there was a strong correlation between methylation of the MEK1 gene promoter (mitogen-activated protein kinase) and lifetime antipsychotic use in SZ patients (Mill et al, 2008). An analysis of methylation across a selected set of some 12 or so positive genes was performed to compare the microarray data and site-specific methylation patterns (as measured by pyrosequencing). For many of the genes that show changes in DNA-methylation, there is a good agreement with reported changes in the corresponding mRNA levels (Mill et al, 2008). Candidate gene analysis of RELN (Abdolmaleky et al, 2005; Grayson et al, 2005) and COMT (Abdolmaleky et al, 2006), two genes previously reported to be hyper- and hypo-methylated, respectively, showed no evidence of methylation changes associated with either SZ or BP (Mill et al, 2008).

Analysis of methylation in peripheral blood DNA from unique sets of twins indicates that numerous loci exhibit disease-specific methylation changes between twins discordant for SZ and BP disorder. The top psychosis-associated differentially methylated region is located in the promoter of ST6 (alpha-N-acetyl-neuraminyl-2,3-beta-galactosyl-1,3)-N-acetylgalactosaminide alpha-2,6-sialyltransferase 1 (ST6GALNAC1) (Dempster et al, 2011). The ST6GALNAC1 promoter is hypomethylated in affected individuals compared with their unaffected co-twin and the corresponding mRNA encodes a protein important for cell–cell interactions. The authors note that only five of the one hundred or so differentially methylated regions were also identified in the previous epigenome-wide analysis (Mill et al, 2008). These include gametogenetin (GGN), solute carrier family 17 (sodium-dependent inorganic phosphate cotransporter), member 7 (SLC17A7), single-strand-selective monofunctional uracil-DNA glycosylase 1 (SMUG1), SRY (sex determining region Y)-box 1 (SOX1) and transcription factor 7-like 2 (T-cell specific, HMG-box) (TCF7L2), suggesting that these methylated DNA regions warrant additional study.

A temporal evaluation of DNA methylation profiles in CpG islands showed a number of genes in which DNA methylation increases consistently with age (Siegmund et al, 2007). A more recent analysis of the temporal profiles of site-specific methylation shows that overall patterns of genome-wide methylation are age dependent (Numata et al, 2012). Another report evaluated CpG methylation at some 27 000 CpGs in frontal and temporal cortices, cerebellum and pons and demonstrated a significant and consistent correlation between CpG methylation and age (Hernandez et al, 2011). Moreover, those sites, where this association is significant reside close to promoters associated with DNA binding and transcriptional regulation. In the former study, at least four types of developmental profiles were observed: (1) those genes in which methylation increases progressively with age, (2) those that exhibit methylation increases until ∼10 years of age and then remain constant, (3) those that are highly methylated at birth and decline during the first decade reaching a plateau, and (4) those genes that possess low levels of methylation until ∼50 years of age and increase thereafter. These data underscore that methylation at specific loci varies with age and also that age dependence must be a consideration when evaluating methylation in disease cohorts. GAD67 falls into the first group of genes that become progressively methylated with age. As mentioned previously, the expression of GAD67 has been shown by a number of groups to be downregulated in SZ brain.

Genome-wide analysis of DNA methylation in neuronal (NeuN)-positive neurons isolated from the cortex indicates that neuronal nuclei have a greater potential to change their methylation profiles than non-neuronal nuclei (Iwamoto et al, 2011). It seems evident that because DNA methylation is cell-type specific, the ability to discern subtle changes in methylation in bulk tissue may be difficult to establish with a high degree of certainty. That is, until the sensitivity of methyl-mapping approaches increases to the point at which single (GABA vs pyramidal) neurons or small groups of neurons are able to be assessed with confidence, the cellular heterogeniety of tissue from postmortem brain will be problematic. Moreover, in the absence of functional data defining the location of regulatory elements corresponding to promoters and enhancers, finding the locations of the methylation differences is also problematic (Grayson, 2010). A comparison of site-specific DNA methylation levels in NeuN+ nuclei compared with prefrontal cortical tissue shows that the global methylation status of neurons is lower and promoters exhibit a higher degree of interindividual variation. In contrast, the DNA methylation patterns obtained from NeuN− nuclei are identical to bulk cortex. In other words, separation of neuronal and non-neuronal nuclei from bulk cortical tissue allows for a comparison of the methylation patterns in each (Iwamoto et al, 2011). DNA methylation patterns detected from the analysis of neuronal nuclei were distinctive and correlated with promoter function as measured by transcription factor-binding site analysis. It seems likely that the methylation patterns observed when isolating DNA from postmortem brain tissue may be overshadowed by the methylation signals present in non-neuronal chromatin. In addition, neuronal methylation patterns from phenotypically distinct types of neurons contribute to the patterns observed when examining NeuN+ nuclei. This means that the patterns observed from isolated neurons represent the summation of signals arising from both excitatory (glutamatergic) and inhibitory (GABAergic) neurons. Moreover, both types of neurons can be further subdivided based on additional criteria.

A lack of correlation between gene expression and promoter proximal methylation in material dissected from the dorsolateral PFC was reported in a recent study (Numata et al, 2012). These authors showed that across all CpG sites, methylation is equally likely to positively or negatively correlate with gene expression (Numata et al, 2012). However, as noted above, the methylation signals in the total population of cells (neurons and glia) contribute to gene-specific methylation signals but only a fraction of these express the corresponding gene of interest. It would be highly unlikely that the DNA used for the methylation analysis would be enriched from only one type of neuron. Assuming that increased DNMTs leads to increased methylation, to accurately assess the consequences of DNMT1 and DNMT3A overexpression in SZ or BP+ prefrontal cortical GABAergic neurons will require the isolation of sufficiently large numbers of these neurons by LCM or by another technology. It would also be important to highlight changes proximal to transcription factor-binding sites near RNA start sites to simplify subsequent correlation analyses. While a direct link between the methylation of specific genes and psychosis has remained elusive, technological advances used in evaluating epigenomic profiling are improving (Rutten and Mill, 2009). Collectively, the data suggest that site-specific DNA methylation patterns are dynamic and are modulated by environmental, hormonal, nutritional, behavioral, and pharmacological influences. The molecular mechanisms underlying how these processes are targeted to specific CpGs is incompletely understood. More precisely, the rules governing where (promoter vs gene body vs intergenic regions) and which CpGs within clusters of CpG dinucleotides in islands, shores, and shelves have not yet been deciphered.

Variability in DNA methylation analyses

A key issue related to DNA methylation studies remains the high variability in not only the same individual but also between individuals and between collections of cohorts. While DNA methylation appears to be stable to pH changes (Ernst et al, 2008), the possibility remains that experimental differences other than pH account for different findings. This variability is most likely related to uncertainties associated with either the methodological approach used or the cellular heterogeneity of the tissue from postmortem human tissue (Pidsley and Mill, 2011; Abdolmaleky and Thiagalingam, 2011). With bisulphite-modified genomic DNA, there can be problems with incomplete conversion of non-methylated cytosines, particularly in regions where the GC content is particularly high. This phenomenon would lead to variability in the profiles and the appearance of methylated bases when the actual positions are not modified (false positives). DNA methylation is a cell-specific event and different neurons of the brain exhibit altered methylation patterns depending on neurotransmitter phenotype and neuronal function. When analyzing pieces of tissue for methylation levels, the signal obtained will represent a composite of the signals present in the specific population of neurons and glia. Another source of variability between individuals is the heterogenous nature of psychiatric disorders, discussed in the introduction. Not all SZ patients present with the same symptoms and there appears to be a wide range of differences in terms of symptom severity. Because patient clinical presentation reflects clusters of symptoms, it would be helpful to have an appreciation of which mRNAs and in which neurons these likely contribute to distinct symptom groups. Then it might be possible to understand which changes are more likely to be consistent between individuals with similar diagnoses. Recent data also show that in the cortex of patients with psychosis there is increased TET1 mRNA and protein and an increase in the amount of 5hmC levels at the GAD67 and BDNF promoters (Dong et al, 2012). Because 5hmC is the oxidation product of 5mC and is not detected using conventional bisulfite conversion, definitive evaluation of promoter methylation levels will likely require neuronal-specific measurements of both 5mC and 5hmC. As discussed below, nicotine improves cognition and attention in patients diagnosed with psychiatric disoders (Maloku et al, 2011; Wallace and Porter, 2011). In rodents, nicotine and α4β2 agonists have been shown to reduce the expression of DNMT1 and DNA methylation in the cortex of mice (Satta et al, 2008; Maloku et al, 2011). As a high percentage of SZ patients smoke cigarettes, this raises another potential source of variability among patients. Finally, various antipsychotic medications and the mood-stabilizing drug VPA have been shown to impact gene expression and DNA methylation in mice and in human neuroprogenitor cells. Therefore, the medications used in treating psychiatric patients are also likely to contribute to steady-state promoter methylation levels (Chen et al, 2002; Guidotti et al, 2009, 2011).

DNA Hydroxymethylation in SZ and BP+

In psychotic patients, abnormal cortical mRNA expression patterns may be the consequence of overexpression of DNMTs and the hypermethylation of promoters in GABAergic neurons. However, proteins of the TET enzyme pathway modify the 5mC mark by hydroxylating the methyl moiety to form 5hmC (Figure 2). It has been shown that hydroxylation of 5mC by TET promotes active DNA demethylation and increased gene transcription in the dentate gyrus of the adult mouse brain (Guo et al, 2011a). Because multiple candidate genes are downregulated in the brains of psychotic patients, one might anticipate finding reduced conversion of 5mC to 5hmC, perhaps owing to decreased amounts of the TET family of proteins. In other words, given the overall reduced mRNA expression observed in cortical and other brain areas of psychotic patients, it would be consistent that the overall levels of repressive epigenetic marks might increase. A recent analysis of the levels of TET mRNAs and proteins in the parietal cortices of psychotic patients shows a marked increase in the levels of TET-1 (and not TET2 or 3) mRNA (Dong et al, 2012). This increase is associated with an increased genome-wide level of 5hmC and also an increase of 5hmC levels at the BDNF and GAD67 promoters. However, the BDNF and GAD67 promoters are downregulated in cortical neurons of SZ and BP+ patients.

There are two plausible explanations for the increase in TET1 expression and reduced mRNA expression observed in psychotic patients. The first is that downstream cytidine-deaminating enzymes that convert 5hmC into 5hmU are also reduced in psychotic patients preventing subsequent demethylation steps and favoring an accumulation of 5hmC. In this case, 5hmC would act as an epigenetic modification that recruits repressor proteins such as MBD3 (Yildirim et al, 2011) or members of co-repressor complexes (Williams et al, 2011a) suppressing transcription (Robertson et al, 2011). This has been most extensively studied in embryonic stem cells (Williams et al, 2011a). A second possibility is that TET1 acts as a repressor independent of its enzyme activity. Because of its ability to bind CpGs via its –CXXC- domain, TET1 could act to repress transcription either directly or indirectly by associating with co-repressor proteins essential for inhibiting the transcription of subsets of genes (see Text box 2). The –CXXC- domain present in TETs 1 and 3 contains sites for two zinc atoms. These zinc-finger-like motifs allow binding to 5C, 5mC and 5hmC (Xu et al, 2011b). In either case, the presence of the –CXXC- domain in TETs 1 and 3 and other proteins provides a mechanism whereby under certain conditions 5hmC represents a repressive DNA modification.

DNA Demethylation in SZ and BP+

Members of the GADD45 immediate early gene family facilitate active DNA demethylation by recruiting cytosine deaminases and thymine glycosylases to specific promoter regions (BDNF-IX, FGF-1) in response to activity-dependent cues for rapid transcriptional activation in mouse brain (Ma et al, 2009a). The expression of several components of the DNA-demethylation pathway was measured in postmortem PFC or the inferior parietal lobule of psychotic patients (Gavin et al, 2012, Dong et al, 2012). The levels of GADD45β mRNA and protein are increased nearly threefold, while a 50–60% decrease in APOBEC 3A and 3C is evident with no changes in the levels of thymine glycosylases. GADD45β is increased particularly in cortical layers II, III, and V (Gavin et al, 2012). GADD45β immunoreactivity is detected in cortical pyramidal neurons and to a lesser extent in GABAergic neurons (Gavin et al, 2012). This suggests that the increased GADD45β mRNA levels might be due to increased basal levels of excitation, perhaps owing to the GABA hypofunction attributed to reduced levels of GAD67 in patients with psychosis (Akbarian et al, 1995; Guidotti et al, 2000; Volk et al, 2000). Based on the observed increase of GADD45β in the brains of psychotic patients, one might expect increased demethylation at specific promoter regions with an associated increased transcriptional activity. When BDNF IX (BDNF-IXabcd) is used as the readout to determine the effects of GADD45β expression in cortical tissue from psychotic patients, BDNF-IX shows reduced methylation (based on methyl DNA immunoprecipitation assays (MeDIP) and more hydroxymethylation (based on hMeDIP assays)). The amount of GADD45β binding to this same promoter region is significantly less (Gavin et al, 2012). Further, there is reduced BDNF-IX abcd mRNA expression. Given that GADD45β does not contain a DNA-binding domain in its structure, these observations suggest that the reduced amounts detected by ChIP in brains of psychotic patients are likely the consequence of reduced interactions of GADD45β with a secondary protein(s), possibly even covalently modified histone tails (see Figure 2). On balance, we suggest that DNA-methylation dynamics may be altered in psychosis, with an increase of DNMT1 binding to 5mC at promoters and transcriptional start sites owing to the DNMT overexpression, and an even larger increase of 5hmC due to the increase in TET1 protein.

DNA HYPERMETHYLATION AS A TARGET OF DRUG ACTION

Epigenetic Pharmacology of Nicotinic Acetylcholine Receptors

Tobacco smoking is significantly more common in the mentally ill than in the population at large. The prevalence of abuse and resistance to cessation is especially evident in patients with anxiety disorders, major depression, schizoaffective disorder, and SZ (Dierker and Donny, 2008; Kumari & Postma, 2005; Ziedonis et al, 2008; Matthews et al, 2011). As nicotine is the major cholinergic component inhaled in tobacco smoke and both the expression and function of nicotinic acetylcholine receptors (nAChRs) are downregulated in the brains of SZ and BP+ patients (reviewed by Albuquerque et al (2009)), it has been proposed that the inhalation of nicotine in tobacco-smoking patients is an attempt to correct a cholinergic (nicotinic) neurotransmission deficit. Indeed, protracted and repeated nicotine administration to laboratory animals and humans increases the expression of the high-affinity nAChRs in the brain (Auta et al, 1999; Breese et al, 2000). In the cortex and hippocampus, nicotine primarily targets high-affinity α4β2 and low-affinity α7 nAChR subtypes, which are abundantly expressed in GABAergic neurons and modulate the release of GABA (Albuquerque et al, 2009). However, little is known about the long-term actions of nicotine or nicotine analogues on specific nuclear mechanisms underlying alterations in the transcriptome in these neurons (Brown et al, 2000; Mansvelder et al, 2007; Levin and Rezvani, 2000)

When the postmortem brains of SZ and BP+ disorder patients are compared with that of NPS, a GABAergic neuropathology is found to be prevalent in the hippocampus and cortex along with a decrease of high- and low-affinity nAChR subtypes in the same brain areas (Maloku et al, 2011). Based on the hypothesis that the downregulation of genes specifically expressed in cortical GABAergic neurons of SZ and BP+ disorder patients is mediated by an increase in DNMT1 and DNMT3a (Costa et al, 2007) and that epigenetic disruptions are potentially reversible, a novel strategy to alleviate the neuropathology of SZ and BP+ would be to selectively reduce the increased levels of these DNMTs in GABAergic neurons. Potent DNMT inhibitors have been identified and are being used in the treatment of numerous cancers (Szyf, 2009). Some of these (doxorubicin and 5-aza-2′-deoxycytidine) have been used to treat neuroprogenitor cells in vitro and show that RELN and GAD67 mRNAs increase following administration (Kundakovic et al, 2007). Zebularine and 5-aza-2-deoxycytidine, when added to hippocampal slice preparations in vitro reduce the methylation associated with the RELN and BDNF promoters and abolish hippocampal long-term potentiation (Levenson et al, 2006). Unfortunately, these DNMT inhibitors fail to readily cross the blood–brain barrier and become toxic if administered systemically in large doses. Instead, an alternative approach is to selectively reduce the expression of DNMT1 and/or DNMT3a in GABAergic neurons by pharmacologically activating nAChRs.

Repeated injections of doses of nicotine that achieve plasma concentrations comparable to those reported by heavy cigarette smokers result in reduced levels of DNMT expression and an increased expression of GAD67 in cortical and hippocampal GABAergic neurons (Table 1, Satta et al, 2008). Furthermore, data show that the doses of nicotine that induce GAD67 expression also diminish the levels of 5mC at the GAD67 promoter (Satta et al, 2008). As the effects of nicotine are blocked by the non-competitive nAChR open-channel blocker mecamylamine, these data support a role for nAChRs (α4, β2, α7) as potential therapeutic targets to correct the dysfunction present in cortical and hippocampal GABAergic neurons of SZ patients. Varenicline is a high-affinity partial agonist at α4β2-containing receptors and a lower affinity full agonist at α7 neuronal nAChRs (Mihalak et al, 2006; Rollema et al, 2007). Repeated administration of varenicline reduces DNMT1 levels in a dose-dependent manner (Maloku et al, 2011). Cortical DNMT1 levels decreased ∼30–40% following treatment, whereas no changes were observed in striatal DNMT1 levels. While varenicline did not alter cortical DNMT3A mRNA levels, the expression of GAD67 mRNA and protein increased significantly (Maloku et al, 2011). A-85380, a high-affinity full agonist at α4β2 nAChRs (but devoid of activity at α3β4 or α7-containing receptors), also facilitates the DNMT1 mRNA decrease and GAD67 mRNA increase in cortical GABAergic neurons. In contrast, PNU-282987, a selective α7-nAChR agonist fails to decrease cortical DNMT1 mRNA or to induce GAD67 expression. These studies (summarized in Table 1) suggest that α4β2 nAChR agonists may be better suited than α7 nAChR agonists to attenuate the epigenetic alterations of GABAergic neurons in psychotic patients. Further, they support a role for varenicline as a pharmacological tool to increase GAD67 expression in patients with psychosis. In this regard, nAChR ligands are some of the more promising adjunct treatment options currently under investigation for SZ (Freedman, 2007). The molecular mechanism by which nAChR stimulation is coupled to DNMT1 expression remains to be elucidated. In the cortex and hippocampus, nAChR stimulation depolarizes selected GABAergic neurons, which results in a concomitant increase in intracellular Ca2+ levels and the activation of Ca2+-dependent kinases (Albuquerque et al, 2009). It seems likely that this might be linked to decreased transcription or increased mRNA degradation of DNMT1 mRNA observed in mice treated with nAChR ligands (Satta et al, 2008; Maloku et al, 2011). Studies in mouse cortical neuron cultures show that depolarization in vitro (high potassium, veratridine) also reduces the levels of DNMT1 mRNA and protein (Sharma et al, 2008). Thus, selectively reducing the expression of DNMT1 in GABAergic neurons by stimulating nAChRs may prove to be a useful way of reducing promoter methylation in SZ and BP+ patients.

Table 1. Effect of nAchR Agonists on DNMT1 and GAD67 Expression in Mouse Frontal Cortex.

Drug nAchR subtype stimulation
Maximal dose mg/kg (5 days) DNMT1a mRNA % GAD67a protein %
  α4β2 α7      
Vehicle 100 100
Nicotine +++ ++ 3.5 53* 225*
A-85380 +++ 2.5 65* 225*
Varenicline ++ + 5 48* 250*
PNU-282981 +++ 5 105 119

*Drugs were given subcutaneously twice daily with the exception of nicotine, which was given four times per day.

*p<0.05.

Antipsychotic Drugs Reduce Promoter Methylation

VPA has been used in the United States as an anticonvulsant for the treatment of epilepsy since its approval in 1978 (Chapman et al, 1982). In psychiatry, the use of VPA as a drug to treat acute mania was approved in 1995 and it also acts to enhance GABAergic transmission (Löscher, 2002) by inducing the expression of GAD67 (Tremolizzo et al, 2002, 2005). The mode of VPA action is complex although it has been shown to inhibit class I HDACs (Phiel et al, 2001; Göttlicher et al, 2001). Initial studies suggested that the symptomatic benefits and faster onset elicited by a combination of antipsychotics and VPA in the treatment of SZ patients might prove beneficial, especially to patients with hostility or who exhibit acute psychotic symptoms (Wassef et al, 2000; Citrome, 2003; Lopez et al, 2004; Citrome et al, 2004; Kelly et al, 2006). More recent clinical studies report results that are mixed and show little benefit of adjunctive VPA administration in SZ (Casey et al, 2009; Larrison et al, 2011). A review of the literature suggests that VPA can be effective in treating some forms of SZ and aggression, ie, SZ with comorbid mood disorder (schizoaffective disorder) and treatment-resistant patients (Schwarz et al, 2010). A comprehensive clinical trial involving large numbers of psychiatric admissions determined that the efficacy of VPA depends on whether the extended release formulation (divalproex) or generic VPA is initially administered (Wassef et al, 2005). It should be pointed out that many of above studies were carried out using VPA in association with other medications including both typical and atypical antipsychotics. Medication dosing was variable as was the stage of disease during which the VPA/antipsychotic was administered. Based on arguments presented below, it seems plausible that HDAC inhibitors that are more selective or subtype-specific in conjunction with antipsychotics, such as clozapine, quetiapine, or olanzepine, might prove useful as adjunctive therapy in treating the psychosis associated with BP+ and SZ.

The possility that VPA might reverse DNA methylation was tested in mice in which DNA hypermethylation was first induced by the administration of MET for 7 days. As discussed below, MET downregulates the expression of promoters associated with GABAergic neurons. VPA, administered to mice at doses comparable to those used clinically, increases the amounts of acetylated H3K9 or H3K14 proximal to promoters and dramatically accelerates subsequent promoter demethylation (Dong et al, 2007). This finding is also observed in human NT2 cells in vitro following the administration of the HDAC inhibitor MS-275 (Kundakovic et al, 2009; Chen et al, 2011). The ability of VPA and other HDAC inhibitors to facilitate demethylation is not caused by a direct inhibitory action of the drug on DNMT activity or DNMT levels nor on an inhibitory activity of VPA on SAM biosynthesis (Guidotti et al, 2011). However, the mechanism by which VPA increases GABAergic function is by facilitating the increased expression of GAD67 and other promoters expressed in GABA neurons. This has been studied extensively and involves: (a) the inhibition of HDACs and relaxed local chromatin (Tremolizzo et al, 2002), (b) decreased recruitment of co-repressor complexes that include MeCP2, TET1, and DNMTs at the GAD67 promoter, (c) increased expression of the demethylation-targeting protein GADD45 (Matrisciano et al, 2011; Guidotti et al, 2011), and (d) decreased methylation at the GAD67 promoter (Dong et al, 2010; Guidotti et al, 2011; Chen et al, 2011).

Subsequent experiments examined the possibility that VPA might work together with antipsychotics in facilitating DNA demethylation. Studies in mice were used to evaluate the potential of clinically relevant doses of various antipsychotics, including haloperidol (a selective D2 receptor antagonist), clozapine (a 5HT2a-preferring receptor antagonist), risperidone (D2 and 5HT2A receptor antagonists), olanzapine (a 5HT2a-preferring receptor antagonist), and sulpiride (a D2/D3 receptor antagonist). GAD67 and RELN promoter methylation induced by 7 days of MET treatment (of mice) is reversed by clozapine, olanzapine, sulpiride and quetiapine but not by haloperidol or risperidone given either alone or with VPA (Table 2). The administration of clozapine but not that of haloperidol induces an increase in nuclear H3K9 acetylation (Dong et al, 2008) and also an increase of GADD45β mRNA (Matrisciano et al, 2011). The mechanisms by which these drugs induce DNA demethylation likely involves chromatin relaxation and the targeting of the DNA demethylation machinery by GADD45β.

Table 2. Effects of VPA and Various Antipsychotics on RELN Promoter Demethylation in Mouse Prefrontal Cortex.

Druga Effective dose (mg/kg) Promoter demethylationb
    −VPA +VPAc
Vehicle +
Clozapine 1.25 + ++++
Olanzapine 10 + +++
Quetiapine 10 + ++++
Sulpiride 10 + ++++
LY379268d 0.5 + +++
Risperidone 10 +
Haloperidol 1.5 +
a

Antipsychotics were given subcutaneously twice a day for 3 days.

b

RELN promoter demethylation was determined as described in Dong et al (2009).

c

VPA was administered twice daily (subcutaneously) for 3 days.

d

Data are modified from Guidotti et al (2009) and Matrisciano et al (2011).

The above studies suggest that the action of clozapine, olanzapine, and sulpiride on chromatin remodeling is independent of their action on catecholamine or serotonin receptors. In fact, the novel antipsychotic LY379268, which acts as an agonist at mGluR2/3 receptors and is devoid of action at monoamine receptors, elicits the demethylation of the GAD67 and RELN promoters comparable to that seen with atypical antipsychotics (Matrisciano et al, 2011). If successful, an ‘epigenetic neuroleptic treatment' will shift the emphasis in psychosis treatment from the use of drugs acting exclusively at membrane dopaminergic and other neurotransmitter receptors to drugs that directly address a chromatin remodeling defect (Guidotti et al, 2009). By activating DNA demethylation, clozapine (and its derivatives) and LY379268 together with VPA or other more potent and selective HDAC inhibitors, should be considered promising treatment strategies for normalizing the hypermethylation and the mRNA downregulation of genes expressed in GABAergic neurons detected in brains of psychotic patients.

EVALUATING THE EPIGENETIC POTENTIAL OF ANTIPSYCHOTICS

MET Mouse Model of DNA Hypermethylation

One of the adverse consequences of MET loading in rats is an increased sensitivity to convulsant drugs leading to reduced seizure thresholds (Gallagher, 1969). This could be due to reduced levels of GAD67, as a consequence of increased MET-induced promoter methylation. Acute treatment of heterozygous reeler mice (HRM) with MET elicits a dose-dependent increase in SAM and SAH in cortical tissue (Tremolizzo et al, 2002). Chronic MET administration produces a marked downregulation of RELN and GAD67 in both wild-type and HRM as compared with non-treated mice (Tremolizzo et al, 2002). The mRNAs corresponding to RELN, GAD67, VGAT (GABA vesicular transporter, Slc32a1), and GAT (neurotransmitter transporter, GABA, Slc6a1) are decreased in cortical RNA of MET-treated mice (Tremolizzo et al, 2002; Ying Chen, unpublished data). The MET-induced downregulation of RELN and GAD67 mRNAs is associated with an increase in CpG methylation of the corresponding promoters. In primary cultures of mouse cortical neurons maintained in vitro, MET treatment (2 mM) downregulates RELN and GAD67 mRNA levels and increases methylation of the RELN promoter (Noh et al, 2005). Interestingly, antisense knock down of DNMT1 prevents the MET-induced RELN and GAD67 mRNA downregulation. These data suggest that in the presence of exogenous MET, DNMT1 is capable of de novo methylation or that added MET facilitates the formation of a repressor complex that includes DNMT1 binding at specific promoters.

Wild-type mice treated with MET were also tested for behavioral changes that might be representative of an epigenetic mouse model for psychosis (Tremolizzo et al, 2005). For example, in addition to facilitating RELN promoter hypermethylation, mice given MET twice daily for 2 weeks show increased histone H3K9 dimethyl content (a repressive chromatin mark), exhibit reduced social interaction time with an intruder mouse, are less aggressive when socially isolated, and develop a deficit in prepulse inhibition to startle (Tremolizzo et al, 2005). The co-administration of VPA with MET for 2 weeks increases histone H3 acetylation in the frontal cortices, reduces the content of dimethyl H3K9, reverses the RELN promoter hypermethylation, and attenuates the observed MET-induced behavioral modifications (Tremolizzo et al, 2005). Moreover, the MET-induced increase in promoter methylation is accompanied by an increased binding of methyl domain-binding proteins (MBD, such as MeCP2) which is reversed by the co-administration of VPA (Dong et al, 2005).

More recently, two structurally unrelated HDAC inhibitors, VPA and the benzamide, MS-275 (Simonini et al, 2006), were shown to decrease RELN and GAD67 promoter methylation when given at the termination of MET treatment. This suggests that the effects of protracted MET administration are reversible (Dong et al, 2005). These data prompted the search for an HDAC inhibitor-induced DNA demethylase activity present in cortical extracts of VPA-treated mice (Dong et al, 2010). An evaluation (Tueting et al, 2010) of the effects of protracted MET administration in vivo on mouse cortical neurons shows that there are decreases in dendritic spine density in layer III pyramidal neurons similar to that reported in HRM (Liu et al, 2001) and in SZ subjects (Glantz and Lewis, 2000; Costa et al, 2001). Moreover, this response is blocked by the co-administration of VPA (Tueting et al, 2010). Collectively, these studies support the concept that the exacerbation of symptoms previously noted in SZ patients treated with MET is likely the consequence of SAM-induced DNA hypermethylation that further downregulates the expression of mRNAs in GABA neurons of susceptible individuals (Costa et al, 2003; Grayson et al, 2009).

Based on studies described thus far, it appears that MET facilitates increases in methylation at sites that are relevant to physiological cortical function. We still have no clear information regarding how much methylation is sufficient to enable a closed chromatin conformation, particularly in regions containing low levels of DNA methylation. Transient transfection experiments with the RELN promoter in vitro show that even partial methylation reduces promoter activity by as much as 50% (Chen et al, 2002). It would also be informative to determine correlations between percent methylation across defined DNA stretches and percent occupancy by methyl CpG-binding proteins such as MeCP2. Given the recently described roles of DNMT1 and TET1 as transcriptional repressors (see Text box 2), it will be important to determine which CpGs are bound by these proteins and what signals trigger subsequent hydroxymethylation. A more complete picture of MET-induced DNA methylation awaits an analysis of the genome-wide DNA methylome and hydroxymethylome in MET-treated neurons in vitro or in neurons isolated by LCM from treated and wild-type animals.

Prenatal Restraint Stress Model of Psychosis

In view of the data presented above, it is important to study the effects of nAChR agonists, VPA (and other HDAC inhibitors), and antipsychotics on DNMTs and on proteins participating in the DNA-demethylation cascade in normal (ie, wild-type) animals to establish basic mechanisms of action. This information will provide a framework for assessing the action of these compounds in animal models that mimic the downregulation of selected promoters, such as RELN and GAD67, in GABAergic neurons and that show behavioral signs reminiscent of psychosis (ie, altered prepulse inhibition of startle (PPI), exploratory behaviors, social interactions, and fear conditioning). One presumes that these types of comparisons will allow insight into the potential therapeutic actions of antipsychotic drugs on individuals with psychiatric illnesses. Early life stress has been shown to impact the methylation of selected promoters associated with stress (Weaver et al, 2004, 2005, 2006) and neuroendocrine responses (Murgatroyd et al, 2009), as well as GAD67 (Zhang et al, 2010a). Studies examining the neurochemical, behavioral, and pharmacological responses observed in the offspring of mothers exposed to prenatal restraint stress (PRS mice) have been carried out during corticogenesis to address this issue (Markham and Koenig, 2011; Matrisciano et al, 2012a).

Quantitation of DNMT mRNA levels in the cortex and hippocampus of PRS mice indicates that DNMT1 and DNMT3A are elevated at postnatal day 1 (P1) and remain elevated by twofold or more just after birth (see Figure 5, Matrisciano et al, 2012a). The DNMT levels remain elevated relative to controls until at least 70 days following birth. The increased expression occurs in GAD67-immunopositive GABAergic neurons of the frontal cortex and hippocampus and is accompanied by decreased RELN and GAD67 expression (Matrisciano et al, 2012a). Interestingly, there is increased binding of DNMT1 and MeCP2 to the corresponding promoters and increased levels of both 5mC and 5hmC (Matrisciano et al, 2012a). Importantly, the epigenetic phenotype present in cortex and hippocampus of PRS mice is reminiscent of that present in the brains of SZ and BP+ patients (Guidotti et al, 2011; Roth et al, 2009). Behaviorally, PRS mice show locomoter hyperactivity, enhanced responsiveness to the NMDA-receptor antagonist MK-801, and deficits in social interaction, paired pulse inhibition to startle, and fear conditioning (Mastricano et al, 2012a). PRS mice also exhibit reduced amounts of mRNA and protein levels of group II metabotropic glutamate receptors (Matrisciano et al, 2012a). Examination of MeCP2 and DNMT1 binding to mGluR2 and 3 receptor promoters show increased binding to both, as well as to the GAD67 and BDNF-IX promoters. Systemic treatment of PRS mice with Group II-selective mGlu2/3 receptor agonists corrects the biochemical and behavioral abnormalities associated with PRS mice. This action is likely related to the observed capacity of these compounds to increase levels of GADD45β and induce DNA demethylation (Matrisciano et al, 2011).

Figure 5.

Figure 5

DNA methyltransferase 1 (DNMT1) is elevated after birth and progressively declines with age in frontal cortex of control mice. Compared with controls, DNMT1 elevation is greater in offspring of prenatally stressed mice (PRS) even at 2 months of age. For the prenatal stress paradigm, pregnant mice were restrained in a transparent tube for 30 min twice daily from day 7 of pregnancy to delivery (Matrisciano et al, 2011). At the indicated times, RNA was harvested and analyzed for DNMT1 mRNA levels. *p<0.05, Student's t-test vs control values. Figure 5 is modified from Matrisciano et al (2012a).

To investigate the hypothesis that alterations in DNA methylation in GABAergic neurons of PRS mice might be responsible for the observed behavioral abnormalities, VPA and clozapine were administered in doses that are known to act on chromatin remodeling, inducing RELN and GAD67 promoter demethylation. At these doses, VPA and clozapine abolish observed changes in locomotor activities, stereotypy, social interactions, and PPI present in PRS mice. Furthermore, clozapine blocks the increased stereotypical behavior in PRS mice induced by small doses of MK-801. It is noteworthy that the doses of VPA and clozapine active on these behaviors in PRS mice fail to have a significant effect on the behaviors of control mice. This suggests that the drugs act specifically on the altered epigenetic mechanisms that underlie the behavioral pathology in PRS mice.

Brains of PRS mice exhibit increased levels of DNMT1 and DNMT3A in GABAergic neurons from birth until adulthood. The elevated expression is likely the consequence of an environment created by increased levels of stress, which when experienced prenatally induces an increased expression of DNMTs that persists until adulthood. We cannot establish at the present time if a similar time course in DNMT expression occurs in human brain, but it is conceivable that similar neurodevelopmental changes take place in response to stressful situations either in utero or during early postnatal life. We propose that early life stress prevents the reduction in DNMT expression that occurs during normal development. This hypothesis is supported by reports that the exposure of pregnant women to psychological stress, malnutrition, or viral infection during pregnancy is associated with an increased incidence of psychosis later in the life of the offspring (Mittal et al, 2008; Markham and Koenig, 2011; Howes et al, 2004). Hence, the neurochemical, behavioral, and pharmacological responses observed in adult offspring of dams exposed to restraint stress during pregnancy appear to parallel some of the responses observed in adult-onset SZ and strongly support the prenatal stress model in mice as an appropriate endophenotypic animal model of psychosis.

Collectively, the effects of prenatal stress on behaviors in mice indicate an imbalance in inhibitory/excitatory circuitry mediated by changes in the expression of DNMTs. Increased DNMT levels alter GAD67, RELN, and additional promoters expressed in GABA neurons hence altering GABA neuron function. PRS mice represent a suitable animal model to study the epigenetic mechanisms associated with psychosis. Moreover, PRS mice are useful for establishing the validity of new compounds with potential antipsychotic activity. Having said this, there are multiple rodent models that have been used to mimic the endophenotypes characteristic of SZ. These include the ventral hippocampal lesion model in rats (Lipska et al, 1993), gene knockout models (Papaleo et al, 2012), pharmacological models (Amann et al, 2010), neurodevelopmental models (Wilson and Terry, 2010) and additional stress models (Oliver, 2011). Given the large numbers of rodent models currently used to mimic the phenotypes associated with SZ, it is becoming increasingly clear that validating these models will depend on the extent to which clinicians provide pertinent behavioral information and the accuracy with which behavioral testing of mice mimics the human endophenotype (Young et al, 2010). As mentioned earlier, clinical presentation of psychiatric disorders is heterogenous and the more we understand results from behavioral testing of rodent models, the better we may be able to match animal phenotypes with clinical endophenotypes.

FUTURE DIRECTIONS AND CLINICAL IMPLICATIONS

The findings discussed here suggest that DNA-methylation levels are maintained by a dynamic process that has an important role in the regulation of gene expression in specific neuronal populations. The enzymes responsible for DNA methylation (ie, DNMTs) or DNA demethylation (ie, TET, APOBEC, GADD45) are highly expressed in mammalian brain. Initially, the overexpression of the maintenance methyltransferase DNMT1 in SZ and BP+ was somewhat surprising, as the vast majority of telencephalic neurons are postmitotic. In addition, similar to MeCP2 (Chao et al, 2010), DNMTs (1 and 3A) are abundantly expressed in GABAergic neurons compared with other neurons or glia. This suggests that the reported DNMT overexpression in GABAergic neurons of SZ and BP+ patients might be responsible for the promoter hypermethylation and repression of genes in these neurons, including GAD67, RELN, NMDA receptor subunits (GRIN1, 2A), GABA transporter (GAT1), TRKb receptors (TRKB), somatostatin (SST), cholecystokinin (CCK) and others, which occur in the absence of changes in the numbers of GABAergic neurons. DNMT1 is not only more abundant in GABAergic neurons (Kadriu et al, 2011), but can also be transported to mitochondria (Shock et al, 2011). Through the use of an upstream transcriptional initiation site, a fraction of the DNMT1 mRNA (∼1–2% in proliferating cells) contains an upstream in-frame ATG start codon that imparts a mitochondrial import signal to the translated protein (Shock et al, 2011). Recent data indicate that in addition to its actions on nuclear DNA, DNMT1 has a role in modulating mitochondrial DNA in response to hypoxia and the loss of the tumor suppressor p53 (Shock et al, 2011). Although the field of mitochondrial epigenetics is new, the finding of 5mC and 5hmC in the mitchondrial genome (Dzitoyeva et al, 2012) suggests that the rules regulating the dynamics of these proceses may be comparable to those we have outlined above.

The observation that DNMT1 is able to repress large numbers of promoters independent of methylation status indicates that DNMT1 acts to provide multiple layers of gene silencing (Clements et al, 2012). It seems likely that there are two classes of genes repressed by DNMTs, some of which are hypermethylated and others that are not. The binding of DNMT1 to these promoters is linked to the recruitment of a lysine (K)-specific histone demethylase (LSD1) that erases positive methylation marks on H3K4 (Clements et al, 2012). That is, the overexpression of DNMT1 in postmortem human brains of patients with SZ and BP+ could silence transcription by distinct mechanisms, one of which is catalytic and the other as a CpG binding repressor protein that interacts with HDACs, HMTs and co-repressors. Results from studies examining DNA methylation at specific promoters in SZ and BP+ patients have been mixed. This is not entirely surprising given that the vast majority of DNMT1 and 3A resides in GABAergic neurons. The issue may not be resolved until protocols for increasing the sensitivity of measuring genome-wide methylation profiles from single neurons are developed. Moreover, in patients with psychosis, the binding of DNMT1 and TET1 to promoters accessible in GABAergic neurons and a reduced DNA-demethylating capacity may be responsible for the downregulation of GABAergic transmission that has been reported to be operative in reducing inhibitory constraints on pyramidal neurons. The use of LCM for brain slice preparations to isolate morphologically identical neurons coupled to genome-wide ChIP-Seq and methyl DIP-Seq would provide additional relevant information. Disinhibited pyramidal neurons presumably have an important pathogenetic role in the development of cognitive impairment and psychotic symptoms in SZ patients (Gonzalez-Burgos and Lewis, 2008).

Accumulating evidence of cortical and hippocampal GABAergic deficits in SZ and BP+ patients suggest that to improve the efficacy of therapeutic treatments, future efforts should be directed at developing drugs that can normalize the functional deficits in GABAergic transmission (Guidotti et al, 2005). A logical approach would be to administer drugs that act as direct (muscimol or 4,5,6,7-tetrahydroisoxazolo[5,4-c]pyridin-3-olhydrochloride (THIP)) or indirect (various benzodiazepines) GABAA receptor agonists. Unfortunately, unwanted side effects including sedation, amnesia, tolerance, and dependence have limited the utility of these drugs, particularly those active at α1 subunit-containing GABAA receptors. MK-0777, a selective GABAAα2/α3 receptor subunit partial agonist with reduced unwanted side effects, was reported to improve delayed memory performance and decrease reaction times on selected measures of cortical function in SZ patients (Lewis et al, 2008). However, in a more recent randomized clinical trial, MK-0777 showed little benefit in improving cognitive performance in patients with SZ (Buchanan et al, 2011). In view of these results, α2- and α3- subunit-containing GABAA receptors remain promising drug targets but more potent and selective receptor modulators need to be developed to treat the cognitive deficits associated with SZ (Guidotti et al, 2005; Buchanan et al, 2011).

An alternative approach to treating the GABAergic deficit associated with psychosis would be to target the aberrant increase in DNMTs and TET1 in GABAergic neurons. The implications of TET1 overexpression in patients with psychosis are not currently appreciated. DNMT1 overexpression in GABAergic neurons facilitates the reduced expression of numerous genes, likely due to its action as a transcriptional repressor. In contrast, DNMT3A overexpression would be expected to lead to promoter hypermethylation and the downregulation of an overlapping set of target genes. Because DNMT inhibitors that cross the blood–brain barrier and that are devoid of toxic effects are not available, a combination multi-pharmaceutical approach to bypass the epigenetic consequences of DNMT overexpression might prove efficacious. nAChR agonists or partial agonists (ie, varenicline) with selectivity at α4β2 receptor subtypes and possibly HDAC inhibitors (ie, VPA) in combination with antipsychotics (clozapine, sulpiride, olanzapine) might alleviate the promoter downregulation in GABAergic neurons, GABAergic hypofunction, and associated psychotic symptoms.

The mechanisms whereby nAChR agonists and VPA and selected antipsychotics interfere with DNA-methylation dynamics are different. For example, nAChR agonists reduce the expression of DNMTs in GABAergic neurons selectively, whereas HDAC inhibitors and selected antipsychotics facilitate the activation of DNA demethylation in different types of neurons. The molecular mechanisms by which HDAC inhibitors and antipsychotics activate DNA demethylation remain unknown. However, current data suggest that the action of these drugs on potentiating gene expression in GABAergic neurons is independent from the stimulation of monoaminergic receptors and may be mediated by a direct action on chromatin remodeling. Considering the emerging evidence supporting a prominent role of an epigenetic GABAergic dysfunction in SZ and BP+, the identification of pharmacological agents, such as nAChR agonists that target epigenetic mechanisms selectively in these neurons, might be crucial in the development of new lines of pharmacological interventions to treat SZ and BP+ morbidity.

Acknowledgments

The authors would like to thank Dr Bashkim Kadriu for his help in preparation of Figure 3a.

The authors have no financial interests to disclose.

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