Abstract
The pro-apoptotic BCL-2 family proteins BAX and BAK serve as essential gatekeepers of the intrinsic apoptotic pathway and, when activated, transform into pore forming homo-oligomers that permeabilize the mitochondrial outer membrane. Deletion of Bax and Bak causes marked resistance to death stimuli in a variety of cell types. Bax−/−Bak−/− mice are predominantly nonviable and survivors exhibit multiple developmental abnormalities characterized by cellular excess, including accumulation of neural progenitor cells in the periventricular, hippocampal, cerebellar, and olfactory bulb regions of the brain. To explore the long-term pathophysiologic consequences of BAX/BAK deficiency in a stem cell niche, we generated Bak−/− mice with conditional deletion of Bax in Nestin-positive cells. Aged NestinCreBaxfl/flBak−/− mice manifest progressive brain enlargement with a profound accumulation of NeuN- and Sox2-positive neural progenitor cells within the subventricular zone. One-third of the mice develop frank masses comprised of neural progenitors, and in 20% of these cases, more aggressive, hypercellular tumors emerged. Unexpectedly, 60% of NestinCreBaxfl/flBak−/− mice harbored high-grade tumors within the testis, a peripheral site of Nestin expression. This in vivo model of severe apoptotic blockade highlights the constitutive role of BAX/BAK in long-term regulation of Nestin-positive progenitor cell pools, with loss of function predisposing to adult-onset tumorigenesis.
Keywords: BAX, BAK, neural progenitor cell, apoptosis, tumorigenesis
Introduction
Programmed cell death plays an essential role during development and homeostasis by eliminating superfluous or damaged cells. The pro- and anti-apoptotic members of the BCL-2 family integrate internal and external stress stimuli to arrive at a life or death decision for the cell (1). BAX and BAK are the two key executioner proteins of the mitochondrial apoptotic pathway (2). When activated by persistent stress signaling, BAX and BAK transform from a monomeric state into homo-oligomers that pierce the mitochondrial outer membrane and release apoptogenic factors, which drive the caspase cascade (3). Whereas cells and tissues deficient in BAX or BAK preserve apoptotic function due to apparent functional redundancy, double deficiency leads to profound apoptotic resistance (4). Indeed, only mice deficient in both Bax and Bak are embryonic lethal and the minority that do survive exhibit cellular excess in discrete tissues (4). Observed abnormalities in Bax−/−Bak−/− mice include (1) retention of interdigital webs, (2) failure to develop an external vaginal introitus, (3) lymphoid accumulation as reflected by leukocytosis, splenomegaly, lymphadenopathy, and parenchymal infiltrates, and (4) neural progenitor cell hypercellularity within the subventricular zone, hippocampus, cerebellum and olfactory bulb. This constellation of developmental and homeostatic defects highlights the critical roles of BAX/BAK-mediated apoptosis in maintaining the functional integrity of cells and tissues.
Deregulation of the BCL-2 family interaction network has emerged as a contributing etiology for a host of human diseases characterized by either pathologic cellular excess (e.g. cancer) or cellular deficiency (e.g. neurodegeneration). Overexpression of BCL-2 family anti-apoptotic proteins is well known to drive the development, maintenance, and chemoresistance of human cancer (5). Although less common, genetic deletion or mutation of BCL-2 family pro-apoptotic proteins has also been implicated in tumorigenesis. In mice, Bax deletion potentiates SV40 T121-induced tumors of the choroid plexus (6), C3(1)/SV40 large T antigen-induced mammary tumors (7), and Myc-induced pancreatic β cell tumors (8). Deletion of Bax and Bak cooperates with E1A and dominant negative p53 to transform primary baby mouse kidney epithelial cells into highly invasive carcinomas (9), and with mutant KrasG12D to generate sinonasal adenocarcinomas (10). In humans, Bax loss-of-function mutations occur in 50% of mismatch mutation repair colon adenocarcinomas (11) and in 20% of cell lines derived from a broad spectrum of human hematopoietic malignancies (12). Interestingly, expression of Baxψ, a more potent inducer of apoptosis than Baxα, occurs within 25% of human glioblastomas and both retards tumor growth in xenograft models and correlates with longer patient survival (13). Thus, as the essential gateway to mitochondrial apoptosis, BAX and BAK appear to directly impact the dynamics of murine and human tumorigenesis.
Given the clinical consequences of severe apoptotic blockade, most notably in oncogenesis, chemoresistance, and cancer relapse, we sought to examine the impact of BAX/BAK deficiency in aged mice, overcoming the embryonic lethality of Bax/Bak deletion by use of conditional Bax deletion in a Bak−/− background. We focused in particular on examining the contribution of apoptosis suppression within the neural stem cell niche to adult-onset tumorigenesis. Whereas BAX and BAK are known to limit the size of the neural stem cell pool (14), the link between a deactivated mitochondrial apoptosis gateway and the development of stem cell-driven cancer remain unknown. Here, we find that conditional deletion of Bax in the Nestin-positive cells of Bak−/− mice gives rise to progressive neural progenitor cell hyperplasia and frank brain tumors, in addition to a highly undifferentiated and aggressive neoplasm of the testis, a peripheral site of stem cell-associated Nestin expression.
Results
Progressive megalencephaly in NestinCreBaxfl/flBak−/− mice
While the majority of Bax−/−Bak−/− mice die in utero, rare survivors live long enough to develop accumulations of neural progenitor cells within the subventricular zone (SVZ), hippocampus, cerebellum and olfactory bulb of the brain (4, 14). To investigate the long-term consequences of this aberrant stem cell niche expansion, we bred mice with a germline deletion of Bak (4) to animals bearing a floxed (fl) conditional allele of Bax (15), which was then deleted by Cre recombinase under control of the rat Nestin promoter to yield a central nervous system deficient in BAX and BAK (16). Strikingly, Bax/Bak deletion produced an overall 34% increase in brain weight compared to wild-type mice (Figure 1A). A statistically significant gene dosage effect was observed with step-wise progression in severity of megalencephaly from Bak−/−, NestinCreBaxfl/fl, NestinCreBaxfl/flBak+/−, to NestinCreBaxfl/flBak−/−. For Bak−/− and NestinCreBaxfl/flBak−/− brains, which represent the two ends of the spectrum, brain enlargement was grossly evident when comparing age-matched mice (Figure 1B). Notably, the megalencephaly of NestinCreBaxfl/flBak−/− mice progressed even into old age, as manifested by a statistically significant and stepwise increase in brain weights across <8, 8–15, and 15–20 month old age groups (Figure 1C). These data highlight that deletion of Bax/Bak in Nestin-positive neural stem cells alters the homeostatic set point for brain size, resulting in progressive brain enlargement throughout the adult life span.
Subventricular zone and rostral migratory stream are predominant sites of neuronal hyperplasia in NestinCreBaxfl/flBak−/− mice
To determine the histologic drivers of megalencephaly in NestinCreBaxfl/flBak−/− mice, we examined hematoxylin and eosin (H&E)-stained brain sections across age groups. Like globally-deleted Bax−/−Bak−/− mice (4), NestinCreBaxfl/flBak−/− animals exhibited neural progenitor cell expansion within the SVZ. However, given the extended life span of NestinCreBaxfl/flBak−/− animals, the hypercellularity was observed to progress substantially over time, with accumulations along the rostral migratory stream mirroring the natural maturation pathway of types B, C, and A neural progenitors from SVZ to olfactory bulb (Figure 1D–F, Supplementary Figure 1). Interestingly, the degree of SVZ and rostral migratory stream cellularity corresponded to the severity of megalencephaly observed across genetic subtypes (Figure 1A, D–F, Supplementary Figure 1).
The cells occupying this neurogenic migratory path indeed resemble neural progenitor cells, manifesting round to oval nuclei, condensed chromatin, indistinct nucleoli, and scant cytoplasm. Within the overpopulated regions, cells are Sox2- and NeuN- positive, and Olig2- and EGFR-negative, as assessed by immunohistochemistry (Figure 1G–I, Supplementary Figure 2). Consistent with the genetic defect in apoptosis, Ki-67 (Mib-1) and TUNEL staining are negligible, reflective of low proliferative and apoptotic indices, respectively. Higher power inspection revealed that the aberrant cells formed circular structures resembling Homer Wright pseudo-rosettes (Figure 1J and 1K). This pattern of cellular growth, which ranged from small rosettes formed by relatively few cells to giant rosettes composed of concentric cellular sheets, was observed in 85% of NestinCreBaxfl/flBak−/− mice (28/33). The prevalence of rosetting increased over time, with 60% of 8–12 month old, 75% of 12–16 month old, and 100% of 16–20 month old mouse brain specimens demonstrating the distinctive growth pattern. The presence of rosettes likewise correlated with elevated brain weight (Figure 1L). Immunohistochemical analysis confirmed that the pale centers of pseudo-rosettes contain neuropil, which stained positive for synaptophysin and MAP2, but negative for GFAP (Supplementary Figure 3).
Brain tumorigenesis in NestinCreBaxfl/flBak−/− mice
One-third of NestinCreBaxfl/flBak−/− mice developed large, round, and well-circumscribed masses subjacent to the hippocampus, substantially displacing normal brain tissue (Figure 2A,B, Supplementary Figure 4). Indeed, brain weights of tumor-bearing mice were 27% greater than those of NestinCreBaxfl/flBak−/− mice without brain masses (Supplementary Figure 5). The localization of tumors was consistent with an observed aberrant migration of neural progenitor cells from the SVZ to the sub-hippocampal region in a subset of mice without frank brain tumors (Supplementary Figure 6). No masses were found in any age-matched, littermate control mice including Bak−/− mice (n=10), NestinCreBaxfl/fl mice (n=7), or even NestinCreBaxfl/flBak+/− mice (n=10).
The tumors of NestinCreBaxfl/flBak−/− mice contained giant pseudo-rosettes (Figure 2C), whose neuropil-filled centers were positive for MAP2 and synaptophysin (Figure 2D, Supplementary Figure 7). Interestingly, the tumor cells displayed more differentiated features than the progenitor cell expansions of non-tumor bearing mice, as evidenced by increased cellular cytoplasm and the occasional presence of terminally differentiated neurons (Supplementary Figure 8). Whereas the cells remained positive for NeuN and negative for Olig2 and GFAP, with a low Ki-67 proliferation index, Sox2 immunostaining was substantially decreased, consistent with the more differentiated histologic appearance of the tumors compared to the progenitor cell hyperplasia (Figure 2E–H, Supplementary Figure 9A).
Twenty percent of NestinCreBaxfl/flBak−/− brain tumors manifested aggressive, hypercellular, and infiltrative features, with gross head deformity and notable midline shift (Figure 3A–D). The tumors were comprised of dense cellular sheets of small, round- to spindle-shaped, blue cells with scant cytoplasm (Figure 3E–G). Infiltrating cells were observed at the tumor edges, within the subarachnoid space, and at non-contiguous distal sites. Although small pseudo-rosettes were occasionally observed, the tumor cells predominantly grew in an angiocentric pattern with perivascular cuffing and associated satellitosis. Whereas the tumor cells were positive for NeuN and Sox2, and negative for GFAP, like the neural progenitor cells, a large subset also expressed Olig2 (Figure 3H-J, Supplementary Figure 9B), a neural stem cell transcription factor that regulates fate specification of motor neurons and oligodendroglia, and is commonly expressed in human gliomas (17, 18). In contrast to the benign-appearing tumors (Figure 2H), the aggressive masses demonstrated a correspondingly high Ki-67 proliferation index (Figure 3K). Consistent with the neuronal deletion of Bax and Bak, the presence of apoptotic bodies was strikingly absent from the tumor tissue.
Testicular tumorigenesis in NestinCreBaxfl/flBak−/− mice
In surveying peripheral tissues that express Nestin (19), we surprisingly identified high-grade testicular masses in 63% (12 of 19) of the NestinCreBaxfl/flBak−/− mice, 20% (1 of 5) of age-matched NestinCreBaxfl/flBak+/− mice, and in no (0 of 17) Bak−/− mice (Supplementary Figure 10). The tumors exhibited highly undifferentiated and aggressive features, with pleomorphic cell morphology, numerous mitoses, and occasional giant cell formation (Figure 4A–C). Whereas global Bax−/− mice are infertile due to failed sperm maturation as a consequence of Sertoli cell exhaustion from surplus premeitoic germ cells (20), NestinCreBaxfl/flBak−/− mice displayed normal spermatogenesis (Figure 4D). Although the highly undifferentiated appearance of the interstitial tumor cells was suggestive of an immune cell malignancy, the cells were negative for both CD3 and B220 (Supplementary Figure 11).
To investigate the cell of origin for the testicular tumors, we generated NestinCreROSALacZ mice and conducted a fate-mapping study that revealed selective LacZ staining of inter-tubular Leydig cells as well as occasional germ cells, but no labeling of control ROSALacZ testis (Figure 4E,F). Nestin expression within the testis has previously been localized to vascular progenitor cells, which transdifferentiate to produce Leydig cells (21, 22), and within the germ cell lineage(23).
Gene expression analysis of NestinCreBaxfl/flBak−/− tumors
To distinguish between a germ and Leydig cell of origin for the observed testicular tumors, we performed gene expression analysis on wild-type testes and tumor-bearing NestinCreBaxfl/flBak−/− testes, as confirmed histologically. The expression profile of the tumor-bearing testes matched that of a germ cell signature, rather than that of a Leydig, interstitial, or tubular cell signature, as assessed by gene set enrichment analyses (GSEA) (Figure 5A) (24, 25). Of note, despite containing admixed normal cells, the pathologic NestinCreBaxfl/flBak−/−specimens demonstrated decreased Bax and Bak expression compared to the corresponding wild-type tissue, consistent with deletion of Bax/Bak in the tumors.
Unbiased GSEA was used to further characterize the testicular tumors. Of 404 stem cell signatures found within the GeneSigDB database, 278 are significantly (FDR q < 0.25) enriched in tumor-bearing NestinCreBaxfl/flBak−/− testes, whereas only 1 signature was significantly enriched in wild-type testes (Figure 5B). The embryonic stem cell signature can be subdivided into distinct subsignatures that include Myc-related factors (Myc module), core pluripotency factors (Core module), and Polycomb complex factors (PrC module), with the Myc module accounting for the predominant similarity of embryonic stem cells to cancer cells (26). Interestingly, the tumor-bearing testes are enriched for both the Myc and Core modules, while the PrC module is repressed (Figure 5C). Whereas cancers typically manifest a Myc up, Core down, and Prc down profile, the added finding of a Core up signature is consistent with the progenitor cell origin of the NestinCreBaxfl/flBak−/− testes tumors. Likewise, using the classification of Ben-Porath et al. (27), tumor-bearing NestinCreBaxfl/flBak−/− testes were enriched for Myc target gene sets, and Nanog, Oct4 and Sox2 targets (Core factors), but not for H3K27 bound, suz12, and PRC2 targets (Polycomb factors) (Supplementary Figure 12).
Finally, we created a gene signature by barcode analysis of a highly aggressive brain tumor that emerged from a NestinCreBaxfl/flBak−/− mouse and for NestinCreBaxfl/flBak−/− brains bearing extensive SVZ proliferations. In both cases, the gene signatures were highly enriched in tumor-bearing NestinCreBaxfl/flBak−/− testes (Figure 5D). Thus, we find that deletion of Bax and Bak in the Nestin-positive progenitor cells of the testis likewise gives rise to tumors with stem cell characteristics in adult mice.
Discussion
The adult brain retains a pool of repopulating neural progenitors cells that reside in the perivascular niche of the SVZ and migrate along the rostral migratory stream to the olfactory bulb and to sites of injury (28). The long-term self-renewal capacity of such cell populations within the brain represents a potential vulnerability for oncogenesis should the critical balance between progenitor cell life, death, and differentiation become deregulated. Although loss of p53 alone within the SVZ is not sufficient for tumor formation, the proliferative advantage leads to hypercellularity, rapid differentiation, and increased p53-independent apoptosis (29), highlighting that p53 restrains the adult neural stem cell pool (30). The combined loss of p53 with other neural stem cell regulators, such as PTEN, trigger frank neoplastic transformation (31). Like loss of p53, combined Bax/Bak deletion revealed a key role for these multidomain pro-apoptotic members of the BCL-2 family in regulating the size of the neural stem cell pool (4). However, unlike the capacity of p53−/− cells to engage a p53-independent apoptotic pathway, Bax−/−Bak−/− cells sustain a profound block in apoptosis (2). Whereas such a severe apoptotic defect in self-renewing neural progenitor cells would be expected to predispose to brain tumorigenesis, the embryonic lethality of Bax−/−Bak−/− mice and foreshortened lifespan of the limited survivors precluded longitudinal analysis. To circumvent this limitation and examine the oncogenic impact of deleting Bax/Bak in a stem cell niche, we generated and characterized NestinCreBaxfl/flBak−/− mice as a model for progenitor cell-driven tumorigenesis.
We find that preventing Nestin-positive neural progenitor cell apoptosis through targeted Bax/Bak deletion gives rise to substantial and progressive hypercellularity both within and emerging from the SVZ. In a subset of mice, the progenitor cell hyperplasia and aberrant migratory activity give rise to frank sub-hippocampal tumors. Interestingly, the observed rosetting pattern of neurocytic growth is found in several human cancers, yet the emergence of this pattern in mice is strikingly rare (32). For example, the constellation of neurocytic cells, abundant neoplastic neuropil, and rosette pattern of growth is most similar to embryonic neurogenic tumors of childhood, such as cerebral neuroblastoma and embryonal tumor with abundant neuropil and true rosettes (ETANTR) (33, 34). Rosette forming glioneuronal tumors of the ventricular system (RGNT) shares the features of tumor location and presence of rosettes(35). Whereas the hyperplastic progenitor cells in non-tumor bearing mice manifest NeuN and Sox2 immunoreactivity, the large tumors that take hold outside of the stem cell niche contain more differentiated neurons that lose Sox2 positivity, consistent with initiation of a mature neuronal differentiation program upon emigration from the stem cell niche (36). The development of highly aggressive brain tumors in a smaller subset of NestinCreBaxfl/flBak−/− mice underscores the malignant potential of neural progenitors that lack an intact mitochondrial apoptotic pathway. These highly infiltrative tumors retain NeuN and Sox2 positivity, and also express Olig2, a transcription factor that is highly expressed in brain cancer stem cells, required for neural progenitor cell proliferation, and a potent suppressor of p53 activity (17, 18).
In addition to brain tumorigenesis, NestinCreBaxfl/flBak−/− mice manifest a highly penetrant cancer of the testis. Like the SVZ, the testis contains a Nestin-positive stem cell niche. Excision of Baxfl/fl in the germ cell compartment by NestinCre is supported both by prior reports of NestinCre activity in germ cells(23) and our LacZ fate mapping experiments. In contrast to mice with global Bax deletion, intratubular spermatogenesis appears normal in NestinCreBaxfl/flBak−/− testis, consistent with the observed sporadic expression of NestinCre within the germ cell compartment. The testicular architecture of tumor-bearing NestinCreBaxfl/flBak−/− testis is completely effaced by highly pleomorphic and proliferative cells. Although the bulk of tumor cells reside in and infiltrate the interstitium, the cellular cytology and gene expression analyses support a germ cell origin. The gene expression analyses further revealed that tumor-bearing NestinCreBaxfl/flBak−/− testes manifest robust cancer and stem cell signatures, in addition to sharing gene expression features with NestinCreBaxfl/flBak−/− neural progenitor hyperplasia and tumors. The commonalities shared by Bax−/−Bak−/− progenitors and cancer stem cells, including the capacity for self-renewal and profound apoptotic resistance, underscore the utility of this mouse model in delineating the additional genetic factors that drive discrete subtypes of cancer and what therapeutic modalities will be required to overcome them.
Materials and Methods
Mice
NestinCreBaxfl/flBak−/− mice were generated from Bak−/−, Baxfl/fl and NestinCre animals as described (16). NestinCreROSALacZ mice for fate-mapping analysis was generated from NestinCre and FVB.129S4(B6)-Gt(ROSA)26Sortm1Sor/J animals (Jackson Laboratories). All animal experiments were performed in accordance with NIH guidelines and approved by the Dana-Farber Cancer Institute Institutional Animal Care and Use Committee.
Histology and Immunohistochemistry
Mouse tissues were fixed in either Bouin’s or 10% formalin for greater than 24 hours, passed through graded alcohols, and embedded in paraffin. Slides containing 5 µm thick sections were used for hematoxylin and eosin staining, or immunohistochemistry. Slides were soaked in xylene, passed through graded alcohols, and immersed in distilled water. Immunohistochemistry was performed using the following conditions: (1) pressure cooker antigen retrieval (0.01 M citrate buffer, pH 6.0) followed by antibodies to GFAP (1:20,000; Z0334, DAKO), Olig2 (1:500; AB9610, Millipore), Sox2 (1:100; 3579, Cell Signaling), NeuN (1:7,500; MAB377, Chemicon), and MAP2 (1:5000; M4403, Sigma), (2) pressure cooker antigen retrieval (EDTA buffer, pH 8.0) followed by Ki-67 immunostaining (1:250; VP-RM04, Vector), (3) anti-synaptophysin immunostaining (1:100; 180130, Invitrogen) without antigen retrieval, or (4) ten minute proteinase K-based antigen retrieval followed by anti-EGFR immunostaining (1:400; M3563, DAKO). For antibodies generated in mice, a mouse-on-mouse IgG blocking kit (BMK-2202, Vector labs) was employed according to the manufacturer’s instructions. TUNEL staining was performed according to the manufacture’s protocol (S7100; Millipore Apoptag).
LacZ staining
Mouse tissues were removed and fixed in 4% paraformaledhyde/PBS, rinsed with Buffer A (100 mM sodium phosphate, 2 mM MgCl2, 0.01% sodium deoxycholate and 0.02% NP-40), and stained with 5 mM potassium ferricyanide, 5 mM potassium ferrocyonide and 1 mg/ml X-gal in Buffer A. Tissues were then post-fixed in 10% formalin, embedded in paraffin, and counterstained with neutral fast red (NFR).
Microarray analysis
Brains were cut mid-sagitally and distinct regions removed under a dissection microscope. Testes were flash frozen and cut in half for histology and RNA extraction. Total RNA was extracted from tissues frozen in Trizol (Invitrogen) using Qiagen RNeasy. RNA was reverse transcribed and hybridized to a mouse Gene 1.0 ST chip for the testes samples and to a mouse 430 2.0 full chip for the brain samples at the Dana-Farber Cancer Institute Microarray Core Facility. Array quality was assessed using R/Bioconductor (37). All arrays passed visual inspection and no technical outliers were identified. Transcript level summarization and RMA normalization of CEL files was achieved using the Oligo package (38). To identify genes correlating with the phenotypic groups, we used limma (39) to fit a statistical linear model to the data and then tested for differential gene expression in the contrasts of interest. Results were adjusted for multiple testing using the Benjamini and Hochberg (BH) method (40). Gene set enrichment analysis (GSEA) was performed with the pre-ranked implementation of the GSEA software package(41) using the moderated t-statistic from limma to determine rank order. Tissue specific gene sets for the four different components of the testis were derived from the E-AFFX-5 dataset available at ArrayExpress. Briefly, each of the four testis components was first analyzed individually using Barcode(24) to determine the subset of genes that are expressed in that tissue, and genes that were found to be expressed in all four tissues were excluded. Barcode analysis was similarly used in deriving gene signatures for the aggressive brain tumor and brains bearing SVZ proliferations, with additional filtering criteria requiring an absolute fold-change greater than two relative to wild-type tissue. Stem cell signatures were identified from the GeneSigDB database(42) and were tested for significance using the CP (v2.5) gene set from MSigDB as background.
Supplementary Material
Acknowledgements
We thank E. Smith for editorial and graphics assistance, R. Segal, R. Folkerth, and C. Stiles for helpful discussions, and S. Rodig and the Harvard Rodent Histology and Specialized Histopathology cores for technical support. This work was supported by NIH grants 5R01CA050239 and 1P01CA142536 to L.D.W., NIH grant 5K08HL103847 to S.G.K., and the Todd J. Schwartz Memorial Fund.
This work was supported by 5R01CA050239 and 1P01CA142536 (L.D.W.) and 5K08HL103847 (S.G.K.)
Footnotes
Conflict of Interest
The authors have no competing financial interests related to the work described in this manuscript.
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