Abstract
The thalassemias are among the most common inherited diseases worldwide, affecting individuals originating from the Mediterranean area, Middle East, Transcaucasia, Central Asia, Indian subcontinent, and Southeast Asia. As the diseases require long-term care, prevention of the homozygous state constitutes a major armament in the management. This article discusses the major prevention programs that are set up in many countries in Europe, Asia, and Australia, often drawing from the experience in Sardinia. These comprehensive programs involve carrier detections, molecular diagnostics, genetic counseling, and prenatal diagnosis. Variability of clinical severity can be attributable to interactions with α-thalassemia and mutations that increase fetal productions. Special methods taht are currently quite expensive and not widely applicable are preimplantation and preconception diagnosis. The recent successful studies of fetal DNA in maternal plasma may allow future prenatal diagnosis that is noninvasive for the fetus.
β-Thalassemia major is a major health burden. Prevention programs in several countries involve public education, carrier screening, prenatal and preimplantation diagnosis, and counseling.
The thalassemias are a group of autosomal recessive disorders caused by reduction or absent production of one or more of the globin chains that make up the hemoglobin (Hb) tetramers. According to the type of globin chain involved, two main types, i.e., the α- and β-thalassemias can be distinguished. In addition, complex thalassemias resulting from defective production of two to four different globin chains (δβ-, γδβ-, and εγδβ-thalassemia) are recognized (Weatherall and Clegg 2001). The clinical types of thalassemias that are targets of prevention are β-thalassemia major resulting from homozygosity for β-thalassemia and Hb Bart’s fetal hydrops syndrome caused by deletion or dysfunction of all four α-globin genes (Weatherall and Clegg 2001).
EPIDEMIOLOGY AND GLOBAL BURDEN OF THALASSEMIA DISORDERS
Thalassemias are among the commonest autosomal recessive disorders worldwide (Modell and Darlison 2008; Weatherall 2010a,b) and are prevalent in populations in the Mediterranean area, the Middle East, Transcaucasus, Central Asia, the Indian subcontinent, and the Far East. However, they are also quite common in populations of African heritage. Because of population migration, nowadays thalassemias are also common in Northern Europe, North Central and South America, and Australia.
Worldwide 56,000 conceptions have a major thalassemia disorder of which approximately 30,000 are affected by β-thalassemia major and 3500 succumb perinatally from the hydrops fetalis syndrome. Most (or many) of these patients are born in developing and low-income countries where they create an enormous health burden. Together with sickle cell anemia, it has also been estimated that, worldwide, 9 million carriers become pregnant annually and 1.33 million pregnancies are at risk for a thalassemia major condition (Modell and Darlison 2008; Weatherall 2010b).
POPULATION CONTROL OF THALASSEMIAS: PROGRAMS FOR PREVENTION
In the late 1970s pilot population programs directed to prevent β-thalassemia major by carrier screening, counseling, and prenatal diagnosis started in several at-risk populations in the Mediterranean area [Cyprus, Sardinia, several regions of Continental Italy (Delta Po area, Sicily), and Greece] (Angastiniotis and Hadjiminas 1981; Cao et al. 1996; Loukopoulos 1996). At present, several countries have set up comprehensive national prevention programs, which include public awareness and education, carrier screening, and counseling, as well as information on prenatal diagnosis and preimplantation diagnosis. These countries are Italy, Greece, Cyprus, UK, France, Iran, Thailand, Australia, Singapore, Taiwan, Hong Kong, and Cuba (A Eleftheiou and M Angastionitis, pers. comm.). Partial programs including antenatal screening according to ethnic origin are available in several countries in Northern Europe (Netherlands, Belgium, and Germany) (Modell et al. 2007). In many developing countries, prenatal diagnosis service has also been introduced (Canatan et al. 2006; Chern et al. 2006; Weatherall 2010b).
In most programs, carrier screening and counseling are being performed on a voluntary basis. In Cyprus, however, the Orthodox church requires a certificate proving that screening for β-thalassemia has been performed before marriage, but allows the final decision on marriage and a reproduction option to be left to the couple (Angastiniotis and Hadjiminas 1981; Kalokairinou 2007). When Cyprus became a member of the European Union in 2004, the requirement for this certification became unnecessary for civil weddings (Kolnagou and Kontoghiorghes 2009). In a number of Muslim countries including Lebanon, Iran, Saudi Arabia, Tunisia, United Arab Emirates, Bahrain, Qatar, and Gaza Strip (Samavat and Modell 2004; Inati et al. 2006), the national premarital programs are mandatory and aimed at limiting carrier marriage. In most of these countries, nowadays, interruption of the pregnancy is permitted for severe fetal disorders but only within the fourth month of gestation. In China, prenatal screening was compulsory to obtain marriage permission by the marriage law office (Li 2009). Because of worldwide criticism, the requirement for a certificate of premarital screening was withdrawn.
One of the obstacles for introducing prospective screening in Continental Europe is the lack of awareness among policymakers, health professionals, and groups at risk, of hemoglobin disorders and the failure to recognize that hemoglobin disorders nowadays present a significant health problem (Modell et al. 2007). In developing countries, it has been suggested that the ideal place where these preventive measures could be organized is through existing health care services. Intensive education of health professionals as well as the population at large in the field of preventive genetics is needed (reviewed in Alwan and Modell 2003) and major health organizations and funding agencies must support these initiatives (Weatherall 2010b).
In α-thalassemia, screening is recommended only to detect couples at risk for hydrops fetalis syndrome because severe toxemia complications (hypertension, preeclampsia) in the mother may occur (Chui 2005). So far, screening has been mostly retrospective. But prospective screening has recently been introduced in several South Asian at-risk countries such as Hong Kong, Southern China, Thailand, Taiwan, Malaysia, Singapore, Maldives, and Sri Lanka (Premawardhena et al. 2004; A Eleftheiou and M Angastionitis, pers. comm.). Because of the mild phenotype, prevention of HbH disease is not justified and should be discouraged.
PROGRAMS FOR CONTROL OF β-THALASSEMIA: EDUCATION
The successful programs in the Mediterranean area are all characterized by intensive education directed toward the health personnel and to the population at large. Periodic meetings are held among physicians and especially pediatricians and obstetricians, family planning workers, nurses, and social workers, to discuss the clinical characteristics, the natural history, the principles of genetic counseling, and the methodologies for preventing the birth of affected children (Fig. 1). Population education makes use of mass media, posters, and informational booklets, which are left at various key sites such as family planning clinics, marriage registries, and counseling rooms. The essential messages should include the clinical manifestation, natural history, available therapies, and life expectancy for the homozygous state of thalassemia major. It is important to emphasize that the carrier state can be easily identified at the thalassemia centers and is not associated with stigmatization, whereas couples who are both carriers have several reproductive options, including prenatal diagnosis. Contact with parents’ and patients’ associations should be regularly maintained to update them on the content of the messages to avoid potential misinformation. Furthermore, parents’ associations can play an invaluable role as an influential group by raising economical support for all aspects of thalassemia management and providing psychological assistance to parents. Furthermore, in several countries, an annual thalassemia meeting or thalassemia day is organized and a specific news magazine is regularly issued.
Formal education on thalassemias was also introduced in the educational curriculum at the end of secondary school (Cao et al. 2008; Kalokairinou 2008; Amato et al. 2009). A critical evaluation of the information channels by which the population was informed, was performed in Sardinia and showed that a large majority of the target population (70%) was informed via physicians (family doctors, obstetricians, and genetic counselors). These programs were initially directed to couples with a previous affected child (retrospective diagnosis). Although very useful for individual families, retrospective diagnosis has a limited effect on the control of homozygous β-thalassemia at the population level. Nowadays, the target populations for screenings are couples before marriage, at preconception, and early following marriage (prospective diagnosis). Both in Cyprus and in Italy, the percentage of young unmarried couples requesting screening is increasing, indicating a continuous improvement of the knowledge on thalassemia. In all these programs, carrier screening has been performed on a voluntary basis. Information counseling preceded testing but written informed consent, which should be performed according to accepted principles, is usually not requested.
Another critical prerequisite for a screening program is the organization of adequate facilities to meet the demand both for screening and prenatal diagnosis. In all the successful programs, a large majority of the adults counseled are already fully informed about thalassemia and the methodology for its prevention, and are capable of making an informed decision about reproduction. Furthermore, as seen later, these programs have resulted in a consistent decline in the birth rate of homozygous β-thalassemia.
In Sardinia, a hub and spokes network with a main center and several satellite units was instrumental in achieving such success. A similar organization has been set up in Cyprus. In Sardinia, the distribution of the population in small villages facilitates the spread of information and extends the counseling and testing to families of carriers and parents. The introduction of teaching on thalassemia in secondary school has also played a critical role in enforcing the knowledge of thalassemia in the family members. Potential economic barriers were prevented by incorporating the screening, counseling, and prenatal diagnosis into the network of the National Health Service. The experience gathered in these preventive programs indicates that population education should be modulated according to the cultural and religious characteristics of the target population.
CARRIER DETECTION
Heterozygotes for β-thalassemias, both of the β0 or the β+ variety are characterized hematologically by high red blood cell count, microcytosis, hypochromia, increased HbA2, and unbalanced globin chain synthesis. Several procedures have been proposed for β-thalassemia carrier screening (Cao et al. 1998). The methodology most often used in the preliminary selection of individuals at risk of being carriers is the determination of the mean corpuscular volume (MCV) and mean corpuscular Hb concentration (MCH) (Fig. 2). An alternative for this approach proposed for the South Asian population (especially for subjects living in rural areas) is the one-tube fragility test (OF) associated with the dichlorophenol indophenol (DCIP) dye test to detect the presence of HbE, which is very common in this region and when interacting with β-thalassemia leads to β-thalassemia major or intermedia (Fucharoen et al. 2004). Those individuals resulting positive at this screening test are further investigated by quantitative determination of HbA2, which is the most important feature for identifying heterozygous β-thalassemia (Weatherall and Clegg 2001). However, both MCV–MCH determination and especially the one-tube fragility test, may miss those β-thalassemia heterozygotes who coinherited α-thalassemia (Melis et al. 1983; Rosatelli et al. 1984). In carriers of β0-thalassemia, the α-thalassemia determinants giving rise to this effect are the deletion of two α-globin genes or one of the nondeletion mutations affecting the major α2-globin gene. These carriers may be still easily identified because they have the typical increase of HbA2 levels. Another cause for normal or borderline MCV–MCH values in carriers of β-thalassemia is a mild β-thalassemia mutation, including HbE, Hb Knossos, and Hb Malay (Weatherall and Clegg 2001). A high frequency of both α- and β-thalassemia is common in many of the populations at risk such as those living in the Mediterranean area, and the Middle and Far East. In Sardinia, for instance, because of the high frequency of α-thalassemia, 13.5% of β-thalassemia carriers have normal–borderline MCV–MCH values. The major hematologic characteristic for identifying the β-thalassemia carrier state is the increase of HbA2 levels (3.8%–6% in our laboratory). However, a variable but substantial number (in the different populations at risk) of β-thalassemia heterozygotes may have a normal level of HbA2 (normal HbA2 β-thalassemia). The first mechanism determining this phenotype is the presence of heterozygosity for a β-thalassemia mutation associated with a significant residual output of β-globin chains from the affected locus (mild β-thalassemia), such as the common Mediterranean β+-thalassemia IVS nt 6 mutations (HBB c. 92 + 6 T → C) or some promoter mutation, i.e., the −92 C → T (HBB c. 142 C → T). However, normal HbA2 β-thalassemia may also result from coinheritance with β-thalassemia, of δ-thalassemia mutations in cis or in trans, which determine a decrease in δ-chain production, thereby resulting in normalization of HbA2 (normal HbA2 β-thalassemia type 2) (Kattamis et al. 1979; Moi et al. 1988). Double heterozygotes for β- and δ-thalassemia may be diagnosed by family studies, globin chain synthesis analysis, and/or α-, δ-, and β-gene analysis. Many different mutations have been so far defined. δ-Thalassemia is a relatively common genetic condition (Loudianos et al. 1992; Moi et al. 1992). The presence of a δ-chain variant may also be associated with normal HbA2 levels (Waye et al. 2003; Phylipsen et al. 2010; So et al. 2011). This condition may be recognized from the presence of an additional band in the electrophoretic pattern or a peak on the chromatogram in the region where HbA2 also migrates. In β-thalassemia carriers, the sum of normal plus variant HbA2 is, however, increased. Normal HbA2 β-thalassemia heterozygotes should be differentiated from α-thalassemia carriers who show the same hematological features. The rare εγδβ-, γδβ-, and δβ-thalassemias are also characterized by microcytosis and normal HbA2 levels. δβ-Thalassemia may be easily defined by a marked increase of HbF. Associated iron deficiency may result in decreased levels of HbA2. This effect, however, is only observed in the presence of severe anemia (Galanello et al. 1981). Iron studies can easily exclude this association.
Finally, a critical problem in β-thalassemia carrier screening is the identification of silent β-thalassemia or the triple-quadruple α-gene arrangement, which by interacting with typical β-thalassemia may result in the clinical features of mild or severe β-thalassemia (thalassemia intermedia or major) (Galanello et al. 1983; Thein et al. 1984; Kulozik et al. 1987; Ristaldi et al. 1990; Harteveld et al. 2008; Sollaino et al. 2009; Faa et al. 2010). Silent β-thalassemia (normal HbA2 β-thalassemia type 1) shows normal hematological features and HbA2 level and may be identified solely by globin chain synthesis analysis or β-globin gene analysis (Kattamis et al. 1979; Gonzalez-Redondo et al. 1989; Galanello et al. 1994). The triple or quadruple α-globin gene arrangement, which also displays the phenotype of normal HbA2 β-thalassemia type 1, may show a slight unbalance of α/β + γ-globin chain synthesis but may also have a balanced synthesis (Harteveld et al. 2008; Faa et al. 2010). The presence of these atypical carriers is generally suspected in families that already had a child affected by mild β-thalassemia, despite having one apparently normal parent, the other being a typical β-thalassemia carrier.
The finding of individuals with borderline HbA2 (level between 3.3% and 3.8% in our laboratory) and normal MCV and MCH creates a relevant problem in the process of thalassemia carrier identification. Known determinants causing this phenotype are the triple α-globin gene arrangement, some β-promoter mutation (HBB c. 151 C → T), and rare HBB or HBD gene variant (Table 1) (Galanello et al. 1983, 1994; Gasperini et al. 1993). Recently, we performed in the Sardinian population molecular analysis of the KLF1 gene (which codes for a zinc-finger transcriptional factor) in a large group of individuals with borderline HbA2. KLF1 is able to activate in the perinatal period the β-globin gene and at the same time the BCL11A gene (Borg et al. 2010; Zhou et al. 2010), which is capable in turn to suppress the γ-chain production (Borg et al. 2010; Zhou et al. 2010). KLF1 gene mutation has been associated with many different phenotypes including hereditary persistence of fetal hemoglobin (HPFH), congenital dyserythropoietic anemia, and the (Lu) blood group phenotype (Singleton et al. 2008; Arnaud et al. 2010; Borg et al. 2010; Satta et al. 2011).
Table 1.
Some promoter mutation of the β-globin gene Some silent β-thalassemia Some HBB or HBD variants Triple or quadruple α-globin arrangement KLF1 mutations |
In our study, we show that a consistent proportion of individuals (35%) with borderline HbA2 have pathogenic mutation in KLF1, resulting in the activation of the HbD gene and thereby in increased HbA2 levels (Perseu et al. 2011). This finding may facilitate the carrier detection and counseling thereby contributing to the success of the program.
In our opinion, a carrier detection procedure should be designed to avoid missing any couple at risk. For this reason we have included in the first group of examination, in addition to determination of MCV–MCH, the quantitative evaluation of HbA2, which may be obtained by electrophoresis or by high-pressure liquid chromatography (HPLC). HPLC has the additional advantage to quantitate also HbF and to detect clinical relevant Hb variants including Hb Knossos (a mild β-thalassemia allele), HbS, HbC, HbD Punjab, HbO Arab, and HbE, all of which may interact with β-thalassemia heterozygosity leading to thalassemia major or intermedia or sickle cell β-thalassemia. By this approach only silent β-thalassemia or the triple or quadruple α-globin gene arrangement may escape detection.
The critical issue in the screening process is the differential diagnosis of individuals with the phenotype of normal HbA2 β-thalassemia type 2 (low MCV, low MCH, normal, or borderline HbA2), which may result from iron deficiency, α-thalassemia, γδβ-thalassemia, double heterozygosity for β- and δ-thalassemia or mild β-thalassemia. After exclusion of iron deficiency by erythrocyte ZnPP and transferrin saturation determination, we differentiate the different thalassemia genotypes by α-/β-globin chain synthesis or α-, δ-, and β-gene analysis.
A hematological phenotype characterized by low MCV and MCH, normal or reduced HbA2, and high HbF levels indicate the presence of δβ-thalassemia. δβ-Thalassemia may be confused with HPFH. The differentiation is based on globin gene synthesis analysis or β-gene cluster studies; in addition, HPFH is characterized by lack of microcytosis and hypochromia.
MOLECULAR DIAGNOSIS
Molecular diagnosis of α-, β-, and δ-thalassemia when necessary may be performed by one of the PCR-based available procedures. β-Thalassemias display a marked heterogeneity at the molecular level. So far, >200 different mutations have been described. A complete updated list is available at the Globin Gene Server Web site—http://globin.cse.psu.edu. The large majority of these mutations are point mutation or the addition or deletion of one or a few nucleotides causing a frameshift. More rarely, β-thalassemias are produced by globin gene deletion. Despite this heterogeneity a limited number of molecular defects are present in each population at risk. This information may be useful for designing the appropriate primers or probes for each at-risk population (Fig. 3). Nowadays, known mutations are detected by a PCR-based procedure among which the most commonly used are commercially available RDB (reverse oligonucleotide hybridization) analysis (Saiki et al. 1989) and allele-specific amplification (amplification refractory mutation system [ARMS]) (Newton et al. 1989). Both methods, especially the RDB, can screen in one step up to 20–30 different mutations. Methodologies currently used for identification of unknown mutations by scanning the entire gene were denaturing gradient gel electrophoresis (DDGE) (Myers et al. 1985; Cai and Kan 1990; Rosatelli et al. 1992), denaturing high-pressure liquid chromatography (dHPLC) (Sanger et al. 1977), and single-strand conformation polymorphism (SSCP) analysis (Orita et al. 1989). When mutation is not detected by these procedures, polyacrylamide gel electrophoresis of PCR-amplified product (gapPCR) may lead to the detection of a small deletion of the β-globin gene, which may be suspected by finding unusually high HbA2. The presence of rare large deletions, including deletion of LCR, is finally investigated by multiple ligation-dependent probe amplification (MLPA). These methods are now usually replaced by DNA sequence analysis.
Detection of the most frequent mutations/deletions of the α-globin gene, as for the β-globin gene detection, is also available using the PCR–RDB-based kits. Known deletions may be detected by PCR-based methods using primers flanking the deletion breakpoint. Primer panels targeted to the most common deletion found in the area of the geographic origin of the proband can be used (Galanello et al. 1998; Chong et al. 2000; Old et al. 2001). MLPA (Harteveld et al. 2005) or quantitative real-time PCR assay may also be used to detect less common mutations or novel deletion (Fallah et al. 2010). α-Thalassemia mental retardation 16 (ATR16), a contiguous gene deletion, may also be detected by MLPA or array comparative genome hybridization (CGH) (Gibson et al. 2008).
PREDICTION OF A MILD PHENOTYPE
The severity of homozygous β-thalassemia depends on the extent of the imbalance between α-globin and non-α-globin (including β- and γ-chains) chains. Any conditions able to reduce this unbalance results in a mild clinical phenotype referred to as thalassemia intermedia. The first molecular mechanism is related to severity of the β-thalassemia mutation present in each case (Higgs et al. 2011). Mild β+-thalassemia (which also includes HbE) and silent mutations are associated with adequate residual output of the β-globin gene from the affected β-globin locus and thereby usually result in attenuated phenotypes in the homozygosity or compound heterozygous state. In contrast, compound heterozygotes for a mild β+-thalassemia or silent mutation and a severe mutation produce a variable phenotype ranging from thalassemia major to thalassemia intermedia. Therefore, the presence of this genotype does not consent to consistently predict a mild phenotype.
The second recognized mechanism for producing a mild phenotype is the coinheritance with homozygous β-thalassemia of α-thalassemia, which, by reducing the output of α-chains, decreases the α-/non-α-chain imbalance (Wainscoat et al. 1983; Galanello et al. 1989). A consistent ameliorating effect is observed when the α-thalassemia determinant consists of the deletion of two α-globin structural genes or of an inactivating mutation of the major α2-globin gene (Wainscoat et al. 1983; Galanello et al. 1989; Thein 2008). However, because this effect is not constantly seen, the coinheritance of α-thalassemia cannot be recommended to predict the phenotype.
Finally, the coinheritance of genetic determinants able to sustain a continuous high production of γ-globin chains in adult life, may ameliorate homozygous β-thalassemia by reducing the α-/non-α-chain imbalance.
Genetic conditions associated with increased HbF in adult life and therefore able to ameriolate the phenotype of β-thalassemia are listed in Table 2. Recent studies using genome-wide association studies (GWAS) have identified two quantitative trait loci (QTL) (BCL11A on chromosome 2p16 and HBS1L-MYB intergenic region most likely involving MYB on chromosome 6q23) that account for ∼20%–30% of the common variation in HbF levels in healthy adults as well as in persons with β-thalassemia and sickle cell disease (Uda et al. 2008; Thein and Menzel 2009). In Sardinians, the alleles of BCL11A associated with high HbF were found more frequently in patients with thalassemia intermedia as compared to those affected by thalassemia major, indicating that those loci exert, by increasing HbF, an ameliorating effect on homozygous β0-thalassemia (Uda et al. 2008; Galanello et al. 2009). These results were confirmed in patients with sickle cell anemia from the United States and Brazil (Lettre et al. 2008) and β-thalassemias in France (Badens et al. 2011). The two loci, in addition to coinherited α-thalassemia, act in additive fashion, accounting for ∼75% of the variation in clinical severity in Sardinian β0-thalassemias (Galanello et al. 2009). Genotyping at these loci in prospective parents may have a practical utility as a prognostic indicator for the severity of β-thalassemia and sickle cell anemia, thereby improving the genetic counseling. It is likely that many other HbF-associated QTL exist such as that recently defined on chromosome 13 (Sankaran and Nathan 2010).
Table 2.
Linked to the β-cluster HPFH δβ-Thalassemias Deletions of the 5′ region of the HBB promoter Point mutation of the Gγ (HBG2) (−158 C → T Gγ mutation) Point mutation of the Aγ (HBG1) (−196 G → T Aγ mutation) QTL 11q (HS3 locus); locus downstream from HBG1 (Galarneau et al. 2010) |
Unlinked to the β-cluster BCL11A HBSA1L-MYB region Others (chromosome 13) |
HPFH, hereditary persistence of fetal hemoglobin.
GENETIC COUNSELING
Limited information is available in the literature concerning the approach for counseling by thalassemia centers. A working party several years ago discussed the problem and presented some recommendations (WHO 1994). I would like therefore to concentrate on our own experience in Sardinia. According to international rules, counseling has been performed in a nondirective way and was based on a private interview. A pediatrician trained in genetics is responsible for counseling the couples identified to be at risk, whereas a trained nurse deals with individuals not yet married. The information provided is aimed at giving an informed basis on which to make a decision about reproduction. The discussion includes various options available such as birth control, mate selection, adoption, fetal testing including prenatal diagnosis and preimplantation diagnosis, or artificial insemination by normal donors as well as the details of the natural history of the disease. When the genotypes indicate the possible development of a mild phenotype, we also prudently discuss this point, emphasizing that the development of this phenotype should be considered a probability and not a certainty.
I strongly believe that the counseling according to international guidelines should be based on truth, complete honesty, and frankness. Other experts, before the recent discovery on HbF QTL, were of the opinion that this phenotype prediction should not be discussed (Weatherall and Clegg 2001).
In cases with a previous nonaffected child, we propose HLA typing on fetal DNA, to check whether the sibling could be HLA identical and therefore a suitable bone marrow donor (Orofino et al. 2003). This information could be useful for deciding on noninterruption of the pregnancy in the case of an affected fetus. In Sardinia, as well in other Mediterranean countries (Cyprus, Continental Italy, and Greece) and from recently published papers also in Muslim countries such as Iran, the option of prenatal diagnosis is followed by the majority of the couples counseled. Last, we inform the counselee about the risk for their relatives and recommend informing them about the result. This inductive screening is a very efficient way to multiply the efficacy of the screening as reported also in Pakistani populations (Ahmed et al. 2002).
PRENATAL DIAGNOSIS
The possibility of prenatal diagnosis of inherited hemoglobinopathies was first suggested by the discovery that β-globin chain synthesis in cord blood of β-thalassemia heterozygotes was significantly lower than normal (Kan and Nathan 1968) and that adult hemoglobin synthesis could be detected in fetuses at midtrimester (Hollenberg et al. 1971). Later on, the βS-chain was detected in the blood of fetuses (Kan et al. 1972). Fetal blood sampling by fetoscopy or placentocentesis was then set up (Hobbins and Mahoney 1974; Kan et al. 1974) and paved the way to introduce prenatal diagnosis by globin chain synthesis on fetal blood (Kan et al. 1975). These techniques were used for 5 years. The first molecular diagnosis was performed for the diagnosis of α-thalassemia by the technique of molecular hybridization (Kan et al. 1976). For a short period diagnosis of β-thalassemia by DNA analysis was obtained indirectly by analysis of DNA polymorphisms linked to the β-globin gene (Kan et al. 1980) or directly by mutation-specific oligonucleotide hybridization on electrophoretically separated DNA fragments (Pirastu et al. 1983).
Nowadays, thalassemias are detected directly by the analysis of amplified DNA from fetal trophoblast or amniotic fluid cells. Fetal DNA is obtained transabdominally by chorionic villus sampling. This technique has been chosen by many centers because of the advantage of being used within the first trimester and because it is associated with a low risk (∼1%) of fetal mortality. Fetal DNA is analyzed with one of the methods described for the detection of known mutations in the process of carrier identification. Prenatal diagnosis by DNA analysis is today available in many at-risk populations, including those from Hong Kong, Taiwan, China, and India, in addition to those from the Mediterranean area, Northern Europe, and Northern and South America (Eleftheiou and Angastionitis 2011).
Misdiagnosis may occur for several reasons: i.e., failure to amplify the DNA fragment, mispaternity, maternal contamination, and sample exchange. To limit the possibility of misdiagnosis, we analyze the fetal DNA with two different techniques (ARMS and RDB) and carry out DNA polymorphism analysis to detect maternal contamination and mispaternity. The PCR-based technique of prenatal diagnosis turned out to be very reliable. In our center we had no misdiagnoses in ∼6000 cases performed so far. Similar results have been reported by others (Angastiniotis et al. 1995).
Fetal anemia may be diagnosed at mid-trimester gestation by quantitation of middle cerebral artery peak systolic velocity. This technique has been applied successfully to prenatal identification of Hb Bart’s fetal hydrops syndrome (Lam and Tang 2002; Srisupundit et al. 2009). However, false negatives have been recorded using this technology. Mutation analysis of α-globin genes may be used to detect deletion and nondeletion α-thalassemia.
PREIMPLANTATION AND PRECONCEPTIONAL GENETIC DIAGNOSIS
The progress in molecular genetics to analyze the genotype of a single cell, together with advances in assisted reproduction techniques, has paved the way for developing preimplantation and preconceptional diagnosis (Handyside et al. 1990; Monk and Holding 1990). These techniques are nowadays widely available, including countries where β-thalassemia is prevalent such as Cyprus (Kuliev et al. 2011), Continental Greece (Zachaki et al. 2011), and China (Jiao et al. 2003; Xu et al. 2009). Preimplantation genetic diagnosis is performed either by biopsy of one to two blastomeres in eight-cell embryos after in vitro fertilization (by intracytoplasmatic sperm injection) or by biopsy of trophectoderm cells from blastocyst (Kuliev et al. 1998; Kokkali et al. 2007).
Preconceptional diagnosis is based on the analysis of the first polar body of unfertilized eggs followed by analysis of the second polar bodies after fertilization, which is performed to avoid misdiagnosis resulting from recombination during the first meiosis (Verlinsky et al. 1990). Diagnosis was obtained by multiple nested PCR analysis to detect the mutations as well as polymorphic alleles at the β-globin cluster (Kuliev et al. 2011; Zachaki et al. 2011). HLA typing of the embryo to select a nonaffected fetus HLA compatible with a previous affected sibling was recently proposed (Kuliev et al. 2011).
The biopsy of blastomeres from an eight-cell embryo is nowadays the most frequently used procedure worldwide. This approach minimizes the risk of misdiagnosis that could result from PCR failure, contamination, and allelic dropout that is a definite risk in single-cell analysis. In a large series, misdiagnosis was rare and the pregnancy rate high (32%) (Kuliev et al. 2011). The motivations for couples following counseling to opt for preimplantation genetic diagnosis (PGD) are problems of infertility, an unsuccessful reproductive history owing to repeated terminations of affected fetuses, moral or religious attitude against pregnancy termination, and the desire to have a nonaffected fetus HLA compatible with a previously homozygously affected sibling for future bone marrow transplantation. Genetic counseling for couples considering PGD should include a discussion on the risk associated with in vitro fertilization and embryo biopsy, the risk of failure and/or misdiagnosis, and the need of subsequent prenatal diagnosis for confirming the results. At present, however, the technical demand for these procedures, the difficulty in organizing the service, and the high cost preclude its use for monitoring worldwide pregnancies at risk.
PRENATAL DIAGNOSIS BY NONINVASIVE PROCEDURES
Several attempts have been made to make fetal diagnosis by analysis of fetal cells in maternal circulation (Simpson and Elias 1993; Adinolfi 1995; Cheung et al. 1996; Bianchi et al. 1997). However, the complexity of the cell isolation process and the lack of reproducibility preclude the use of this approach in clinical practice. Likewise, many studies have been performed to make the diagnosis of β-thalassemia or α-thalassemia by analysis of fetal DNA in maternal plasma (Lo et al. 1997; Lun et al. 2008). These noninvasive diagnostic methods, while gradually being introduced for chromosomal defects, require more refinement for globin and other single gene disorders. It should, however, be mentioned that a diagnosis of β-thalassemia was recently realized by the Lo group with next-generation sequencing (paired and massively, parallel sequencing) of the fetal and maternal DNA genomes present in maternal plasma (Lo et al. 2010).
OUTCOME OF THE PROGRAMS
The primary effect of the programs for preventing β-thalassemia in the Mediterranean populations has been the acquisition by the couples at risk of the appropriate knowledge to make informed decisions on the reproductive options available to them. This awareness of the genetic risk and methods of prevention led to a marked acceptance of fetal testing leading to a consistent decline in the birth rate of thalassemia major in these populations. In Sardinia, for instance, the number of thalassemia major children born per year predicted on the basis of the carrier rate, assuming a random mating, shows a reduction from 1:250 live births to 1:1660 in 2009 with an effective prevention of 85% of the cases (Fig. 4). Similar results have been reported in Cyprus (Angastiniotis and Modell 1998). The dissolution of the marriage or the decision not to have children is less commonly followed, except in Muslim countries, where the breakup of marriages seems to occur more often.
Despite well-organized prevention programs, reasons for the birth of affected children are negative attitudes against fetal testing following counseling and decision to continue the pregnancy despite the documented presence of an affected fetus for religious or ethical reasons. Less common motivations are misinformation, lack of information, mispaternity, and mistakes in fetal testing. Although research on this topic is not available, it seems that the programs had no adverse effects.
FUTURE PROSPECTIVES
Education on thalassemias may be implemented by using informatic channels. The continuous reduction in the cost of DNA analysis may lead to its application as the initial step in the screening process. Using microchip technology targeted to detect all the known α- and β-thalassemias as well as DNA polymorphisms is useful to predict the phenotype, thereby making it possible to skip the preliminary hematological analysis.
Technical advances in the methodologies of fetal DNA or fetal cells analysis in maternal plasma may allow in the future the introduction of this important noninvasive technique in clinical practice.
Finally, the most important challenge for the future is the organization of national preventive programs in populations in which thalassemias are prevalent such as the Middle East, the Indian subcontinent, and the Far East, where several factors previously discussed preclude at the present time the realization of such programs.
Footnotes
Editors: David Weatherall, Alan N. Schechter, and David G. Nathan
Additional Perspectives on Hemoglobin and Its Diseases available at www.perspectivesinmedicine.org
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