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. Author manuscript; available in PMC: 2013 Jan 30.
Published in final edited form as: J Dev Orig Health Dis. 2011 Nov 4;2(6):353–364. doi: 10.1017/S2040174411000651

Sex-specific impact of maternal–fetal risk factors on depression and cardiovascular risk 40 years later

J M Goldstein 1,2,3,*, S Cherkerzian 1,2, S L Buka 4, G Fitzmaurice 5, M Hornig 6,7, M Gillman 8, S O’Toole 1, R P Sloan 9
PMCID: PMC3558934  NIHMSID: NIHMS431008  PMID: 23378891

Abstract

Major depressive disorder (MDD) and cardiovascular disease (CVD) represent leading causes of morbidity and mortality worldwide. We tested the hypothesis that growth restriction and preeclampsia (referred to as fetal risk) are significant predictors of these conditions, with women at higher risk in adulthood. Adult offspring exposed to fetal risk factors and their discordant siblings were from two prenatal cohorts, whose mothers were followed through pregnancy and whom we recruited as adults 40 years later (n=538; 250 males and 288 females). Subjects were psychiatrically diagnosed and underwent a stress challenge during which parasympathetic regulation was assessed by electrocardiogram, operationalized as high-frequency R-R interval variability (HF-RRV). Linear mixed models and generalized estimating equations were used to examine the relationship of fetal risk on HF-RRV, MDD and comorbidity of low HF-RRV (lowest 25th percentile) and MDD, including interactions with sex and socioeconomic status (SES). Fetal risk was significantly associated with low HF-RRV response (F=3.64, P=0.05), particularly among low SES (interaction: F=4.31, P<0.04). When stratified by MDD, the fetal risk impact was three times greater among MDD compared with non-MDD subjects (effect size: 0.21 v. 0.06). Females had a significantly higher risk for the comorbidity of MDD and low HF-RRV than males (relative risk (RR)=1.36, 95% CI: 1.07–1.73), an association only seen among those exposed to fetal risk (RR=1.38, 95% CI: 1.04–1.83). Findings suggest that these are shared fetal antecedents to the comorbidity of MDD and CVD risk 40 years later, an association stronger in females than in males.

Keywords: autonomic nervous system, cardiovascular disease, depression, fetal programming, fetal risk, sex differences

Introduction

Major depressive disorder (MDD) and cardiovascular disease (CVD) are leading causes of mortality and morbidity worldwide 1,2 with a prevalence of comorbidity of 15–20%,3,4 thus representing a considerable global disease burden. The risk of CVD is 70% greater among depressed compared with non-depressed persons.5 Furthermore, compared with CVD alone, the comorbidity between CVD and depression increases risk for cardiac mortality by threefold,4 particularly in young women.6,7 Thus, there is a need to understand the reasons for the comorbidity. Recent research has demonstrated associations between fetal risk factors, MDD and CVD. Animal and human studies have suggested that the mechanisms involving fetal and maternal hormones and polypeptides underlying prenatal stress models may contribute to understanding these shared associations (e.g.Welberg and Seckl8). Prenatal stress models implicate the disruption of the hypothalamic–pituitary–adrenal (HPA) axis in fetal development.8,9 Some of the major brain regions comprising HPA circuitry are also implicated in the regulation of affective functioning and MDD, inflammation and components of the autonomic nervous system (ANS) that control the heart’s R-R interval variability (RRV) and blood pressure (BP).10,11 Thus, we believe that disruption of these shared brain regions during fetal development represent critical links between adult MDD and CVD risks.

Growth restriction (GR) and preeclampsia (PE) are associated, in part, with the disruption of immune activation in the pregnant woman1214 and later with both MDD15,16 and CVD17,18 in the exposed adult offspring. GR and PE are therefore not only associated with fetal health, but with vulnerability for these chronic disease in adulthood.19 Further, there are substantial sex differences in incidence in MDD (higher among women)20 and CVD21 (higher among men), and importantly for this study, the comorbidity of MDD and CVD (higher among women than men).22,23 Thus, we hypothesize that GR and PE will be associated with significant sex-specific incidences in the comorbidity of these disorders.

MDD and anxiety have been associated with the development and progression of coronary artery disease.4 Prospective studies have demonstrated significantly elevated risks of coronary heart disease, myocardial infarction or cardiac death among participants with depression.24 In addition to predicting survival among cardiac patients, depression may predict first cardiovascular events among otherwise healthy people.4 Depressive symptoms at baseline conferred a 1.6-fold increase in risk of first myocardial infarction, and MDD conferred a larger risk.25 MDD has also been associated with metabolic syndrome,26 hypertension27 and cholesterol levels.28 Furthermore, low RRV of the heart, reflecting impaired cardiac vagal control, associated with MDD may make depressed patients more prone to arrhythmias.29

A growing body of evidence indicates that there are fetal risk factors for adult affective disorders.15,30,31 Fetal teratogens, general obstetric complications and low birth weight have been reported as significant risk factors for affective disorders, including maternal bleeding during pregnancy,32 respiratory problems at birth,33,34 increased labor length,33,35 drug administration at labor,33,34 general frequency of obstetric complications32,33 and low birth weight.36 In addition, childhood behaviors, such as later motor milestone attainment, twitching and grimacing, lower cognitive scores in adolescence and lack of motivation in childhood, have been related to adult onset of affective disorders,37 underscoring the developmental nature of MDD and the importance of investigations of fetal and childhood antecedents.

There are a number of birth cohort studies that have demonstrated fetal conditions, including maternal immune responses and exposure to stressors, as significant risk factors for MDD. Second trimester maternal exposure to type A2/Singapore influenza significantly increased the risk for unipolar and bipolar disorders in a Finnish cohort of adults admitted to hospitals before 30 years of age,38 and within an exposed cohort of British adults with affective disorders.37 Maternal exposure to earthquake (treated as a severe stressor) was reported to increase the risk for unipolar depression at 18 years, with second trimester exposure particularly in males.39 Maternal exposure to famine (also can be considered, in part, a severe stressor) during second and third trimesters was reported to increase risk levels for MDD at ages 26–52 years, particularly in males.40,41 Although maternal infection, stress and undernutrition may have different effects on the developing fetus, there may be some shared mechanism, resulting in a vulnerability to MDD that implicates the stress response system (i.e. HPA axis and inflammatory mechanisms).

Numerous studies have documented inverse associations between birth weight and CVD risk in a variety of populations. Birth weight has been found to be inversely associated with coronary heart disease incidence and mortality.18 Birth weight also appears to be negatively associated with CVD risk factors in adulthood, including BP and glucose intolerance.18,42 Associations of birth weight with CVD risk have been documented in young, middle-aged and elderly adults, adolescents and children.4347 These observations suggest the hypothesis of fetal programming by which early exposures give rise to permanent structural or functional changes that alter one’s lifetime risk of CVD. This hypothesis was put forth in the 1990s by Barker and colleagues, work that implicated the disruption of HPA circuitry in development as key to understanding fetal risk for CVD in adulthood.48

High frequency (HF; 0.15–0.40 Hz) oscillations in time series of R-R intervals from the electrocardiogram (ECG) have been used as noninvasive estimates of parasympathetic control of the cardiovascular system. Measures of RRV, derived from brief ECG recordings, have been associated with the incidence of new cardiac events and coronary disease,49 progression of atherosclerosis50 and all-cause mortality.51 Lower RRV indices have also been associated with the metabolic syndrome in CVD.52 Recent evidence suggests the possibility that HF-RRV also reflects a vagal anti-inflammatory reflex linking autonomic dysregulation to atherosclerosis.53 Studies have reported sex differences in RRV with females higher in parasympathetic responses (i.e. HF-RRV)54 and males higher in sympathetic response.55 In fact, lower HF-RRV has been found in MDD.55

Thus, this study tested the hypothesis that GR and PE are significant risk factors for MDD and ANS dysfunction (operationalized as very low HF component of RRV or parasympathetic dysregulation). Given the sex-specific incidences in these disorders, we predicted a higher risk for ANS dysfunction in men in general and the comorbidity of ANS dysfunction and MDD in women. We are suggesting a common fetal cause and underlying pathophysiology producing sex-specific outcomes, involving the inflammatory response system and HPA axis shared by cardiac function and affect.

Methods

Sample ascertainment

Participants in this study were accrued through the National Institute on Aging (NIA) P01 AG023028 Early Determinants of Adult Health (EDAH; 2003–2008) (described in Susser et al.,56 this issue) and NIMH-NHLBI RO1 MH074679 (Goldstein, principal investigator (P.I.)) on Shared Fetal Antecedents to Major Depression and Risk for CVD. Briefly, for the core EDAH sample (see Susser et al.,56 this issue) from the New England Family Study (NEFS), comprised of the Boston, MA and Providence, RI cohorts of the Collaborative Perinatal Project (CPP; see Susser et al.,56 this issue), and from the parallel Child Health and Development Study (CHDS) in Oakland, California, we identified all same-sex sibling pairs who met the following criteria. Eligible sibling sets included those where two or more members were discordant on birth weight, adjusted for gestational age. In New England, the low-birthweight proband was in the lowest 20th percentile of the gender-specific birth weight for gestational age distribution and the higher-birthweight sibling was at or above the 20th percentile and at least 10 or more percentile points higher. These criteria applied to approximately half of the CHDS sibling sets; the remainder included sibling sets in which the two siblings differed by at least 10 percentile points on the birth weight for gestational age distribution, but where the lower-birthweight sibling was not in the lowest quintile of the birth weight for gestational age distribution. Further, both siblings had to be between 38 and 43 completed weeks of gestation. Siblings were required to live within commuting distance of the clinics in Boston or Oakland where the assessments were done.

In RO1 MH074679, we extended the size of the growth restricted (GR) sample and included sibling sets discordant on PE from the New England CPP cohort (defined below). (We also identified from the CHDS sample any additional subjects who had been exposed to PE as well.) As with GR, siblings were between gestational ages 38–43 weeks in order to eliminate prematurity confounds. From the NEFS cohort we identified 644 additional subjects, of which 371 (57.6%) were eligible for adult follow-up. Of these eligible subjects, 252 (67.9%) were located and 155 (61.5%) were recruited (146 completed, 9 pending interview). For the analyses presented here, the New England sample consists of these 146 in addition to 149 collected under NIA (NIA P01 AG023028).

Thus, the total sample for the current analyses consisted of 538 subjects, 295 from New England and 243 from the California sample. Of the 250 males, 61 (24.4%) were part of a same-sex sibling set discordant for GR and/or PE (29 sets total). Among the 288 women, 114 (40.0%) were part of a same-sex sibling set discordant for GR and/or PE (defined below, 57 sets total).

Fetal risk

Fetal risk was operationalized as prenatal exposure to either GR or PE among subjects delivered between 38 and 43 weeks. GR was defined as birth weight below the 20th percentile for gestational age by sex based on the 1999–2000 US Natality data sets,57 as discussed above under ‘Sample ascertainment’. Adapted from the National High Blood Pressure Education Program Working Group Report on High Blood Pressure in Pregnancy,58 PE was operationally defined as mild or severe. Mild PE was defined if after the 20th week of pregnancy there was evidence of systolic BP≥140mmHg or diastolic BP≥90mmHg, proteinuria 1+ in clean-voided/catheterized specimen in absence of urinary tract infection (UTI) (measured on at least two occasions) or persistent edema of hands and face. Severe PE was defined if BP≥ 160mmHg systolic or ≥110mmHg diastolic on at least two occasions 6 h apart at bed rest, or proteinuria of 5 g in 24 h in absence of UTI in clean-voided/catherized specimen, or oliguria (=400 cc excreted in 24 h period), or cerebral or visual disturbances, retinopathy, headache, right upper quadrant or epigastric pain, pulmonary edema or cyanosis or laboratory abnormalities [increased liver function test (i.e. greater than doubling of upper limits of normal for that laboratory) or decreased platelets (<100,000)].

Diagnostic procedures

Lifetime mood and anxiety disorders and substance use were assessed during in-person adult follow-up assessments when the participants were 39–50 years of age. Relevant modules from the Structured Clinical Interview for Diagnoses (SCID DSM-IV version)59 and additional substance use information was collected using a modified Alcohol Use Disorder and Associated Disabilities Interview Schedule-IV.60 Clinical interviewers were trained and quality control maintained by Goldstein’s experienced diagnostic team. All diagnostic material was reviewed by J.G. and the clinical coordinator and diagnoses were assigned by consensus. For the few disagreements among the diagnostic team, a third experienced clinician reviewed the material as well. The Spielberger State-Trait Anxiety Interview was administered to assess current (state) and trait anxiety.

RRV assessment and analysis

ECG electrodes were placed on the right shoulder, on the left anterior axillary line at the 10th intercostal space and in the right lower quadrant. Respiration bands were applied around the chest and abdomen. Subjects were seated and received instructions for the Stroop color-word matching task and then were given the opportunity to practice. During the task, subjects were presented with color names (blue, green, yellow, red) in colors that were either congruent or incongruent with the names. The subjects’ task was to press the key that corresponded to the color of the letters. The task was paced by the computer and an incorrect response or failure to respond rapidly resulted in a message indicating ‘incorrect’ on the screen. ECG and respiration data were collected during a 3-min calibration period and then a 10-min resting baseline, followed by 5 min of the Stroop task and a 5-min recovery period. Subjects were tested in the seated position.

The ECG analog waveform was digitized at 500Hz by a National Instruments 16XE50 16-bit A/D card and collected by a microcomputer. Specially written software was used to mark R waves and create files of relative risk (RR) intervals for analysis as described below. Artifacts in the RR interval series were defined as values below 0.4 s (heart rate >150 bpm) or above 1.5 s (heart rate <40 bpm). When artifacts were detected, the RR file was examined. Artifacts were rejected or corrected following established procedures.61 HF-RRV (0.15–0.40Hz) was calculated on 300-s epochs using an interval method for computing Fourier transforms.62 In this study, we investigated the HF component in response to a stress challenge or HF-RRV in response to stress. Before computing Fourier transforms, the mean of the RR interval series was subtracted from each value in the series. The residual series was filtered using a Hanning window63 and the power, that is, variance (in ms2), over the low frequency and HF bands was summed. Estimates of spectral power were adjusted to account for attenuation produced by this filter.63 Respiration was monitored using stretch bands placed around the subject’s chest and abdomen. Signals generated by these bands were digitized at 20 samples/s by the National Instruments A/D converter and collected by the microcomputer. The signal was calibrated using an 800-ml Respibag. Respiratory rate and volume were computed by a custom-written software program.

Socioeconomic status (SES)

A measure of SES was developed using the methods outlined by Myrianthopoulos and French64 to construct the socioeconomic index used in the CPP, operationalized as the combination of scores for education, occupation and family income to derive a composite numerical index. The same index was applied to the CHDS data. Low SES has been found to be significantly associated with modifying the risk for MDD by our group and others65 and risk for CVD,66,67 and thus is important to examine as a modifier of the impact of fetal risk factors on our outcomes of interest. The low SES category was defined as SES values in the lowest tertile.

Statistical analyses

The association between fetal risk and adult HF-RRV response to a stress challenge, MDD and the comorbidity of MDD and HF-RRV was analyzed. HF-RRV response was first treated as a continuous outcome measure for which a mixed model approach68 was used, including two-way interactions between fetal risk and sex, SES and MDD status. For those analyses in which we had insufficient power to test for two-way interactions, we stratified the sample to examine qualitatively if the effect estimates were similar by sex, SES and MDD status. We did not have adequate power to test three-way interactions. The continuous HF-RRV variable was log transformed before statistical analysis due to significant skewness of the continuous data (>|0.8|). The mixed models were adjusted for intrafamilial correlation as well as baseline HF-RRV, Caucasian ethnicity, sex and SES. Baseline HF-RRV was controlled in order to insure that our outcome was HF-RRV in response to the stressful challenge. Mean differences along with their F-values and corresponding P-values are presented. Interaction F-values and corresponding P-values are also reported. To compare the magnitude of the mean differences between groups we also calculated effect sizes. Effect sizes of the exposed and unexposed subjects by MDD status, sex and SES were calculated as mean differences divided by the standard deviations of the overall population, thus producing standard deviation differences from the population.

Dichotomous outcomes included MDD and low HF-RRV, operationalized as the lowest quartile of HF-RRV. Low HF-RRV and MDD were combined to investigate the comorbidity of MDD and CVD risk. RR for MDD in relation to fetal risk exposures was estimated, including stratification by sex and SES as suggested by the previous analyses. The χ2 analyses were used for those analyses with less than 10 subjects per cell. Multivariate generalized estimating equation models were also used for the dichotomous outcomes analyses (i.e. MDD and comorbidity of MDD and CVD risk), adjusted for intrafamilial correlation (given sibling pairs), and sex, Caucasian ethnicity and SES. It was in these models that two-way interactions were examined.

Results

Table 1 describes the sample included in these analyses (New England: n=295; California: n=243). By adult self-report (self-reported adult ethnicity not always the same as that assigned at birth), the Boston sample was predominantly Caucasian (92.2%) comprised primarily of subjects in the middle and lower-middle SES, whereas in California, 54.7% were Caucasian and they had a somewhat higher SES population given that they are all insured through their employers (see Table 1). In addition, 66.4% of the Boston and 29.2% of the California sample were exposed to fetal risk. In all, 40.7% of the Boston and 25.5% of the California population were diagnosed as having MDD. Among the 538 subjects, 452 had both psychiatric interview and electrocardiogram data and did not meet exclusion criteria based on diagnosis of psychosis or bipolar disorder. This subsample was not significantly different demographically from the 538 and comprised the analytic sample for the study.

Table 1.

Description of the sample (n = 538)

Boston (n = 295)
California (n = 243)
Total (n = 295)
Men (n = 132)
Women (n = 163)
Total (n = 243)
Men (n = 118)
Women (n = 125)
n % n % n % n % n % n %
Categorical variables
 Sex, male 132 44.7 132 100.0 0 0.0 118 48.6 118 100.0 0 0.0
 Growth restriction 114 38.6 56 42.4 58 35.6 67 27.6 26 22.0 41 32.8
 Preeclampsia 114 38.6 50 37.9 64 39.3 7 2.9 2 1.7 5 4.0
 Fetal risk 196 66.4 87 65.9 109 66.9 71 29.2 27 22.9 44 35.2
 MDD 116 39.3 42 31.8 74 45.4 62 25.5 29 24.6 33 26.4
 Ethnicity: Caucasian 272 92.2 120 90.9 152 93.3 133 54.7* 69 58.5 64 51.2
 Current marital status: married or living with partner 188 63.7 83 62.9 105 64.4 153 63.0 73 61.9 80 64.0
 Education
  Some high school not a high school graduate 10 3.4 6 4.5 4 2.5 5 2.1 2 1.7 3 2.4
  High school graduate or GED 69 23.4 34 25.8 35 21.5 45 18.5 27 22.9 18 14.4
  Education above high school or GED 213 72.2 90 68.2 123 75.5 192 79.0 89 75.4% 103 82.4%
 Occupation
  Technician, sales, clerical 60 20.3 18 13.6 42 25.8 46 18.9 14 11.9 32 25.6
  Mechanic, repairman, construction worker, Craftsman 27 9.2 25 18.9 2 1.2 25 10.3 25 21.2 0 0.0
  Hairdresser, domestic, restaurant, security 31 10.5 17 12.9 14 8.6 23 9.5 12 10.2 11 8.8
  Managerial, professional 97 32.9 37 28.0 60 36.8 109 44.9 51 43.2 58 46.4
  Farming, forestry, fishing 1 0.3 0 0.0 1 0.6 0 0.0 0 0.0 0 0.0
  Driver, mechanic, sanitation, laborer 23 7.8 18 13.6 5 3.1 11 4.5 6 5.1 5 4.0
  Other 16 5.4 6 4.5 10 6.1 7 2.9 3 2.5 4 3.2
  Not employed 40 13.6 11 8.3 29 17.8 19 7.8 5 4.2 14 11.2
 SES level (low to high, tertiles)
  1 105 35.6 52 39.4 53 32.5 64 26.3 32 27.1 32 25.6
  2 94 31.9 42 31.8 52 31.9 79 32.5 42 35.6 37 29.6
  3 89 30.2 34 25.8 55 33.7 82 33.7 37 31.4 45 36.0
Continuous variables
 Age at interview 44.6 2.6 44.2 2.7 44.8 2.3 43.4 2.0 43.5 2.0 43.2 2.0
 Yearly Household Income (a$1000) 96.6 59.0 92.3 56.8 100.0 60.6 113.3 66.8 117.3 67.5 109.6 66.1

MDD, major depressive disorder; GED, General Educational Development; SES, socioeconomic status.

a

Note that ethnicity/race is categorized differently here than in Supplementary Table 5 of Susser et al.56 (this issue).

Table 2 shows the parameter estimates from the multivariate mixed model for the association between fetal risk and subsequent HF-RRV. In comparison with the unexposed, fetal risk was significantly associated with decreased HF-RRV (mean difference=0.15, F=3.64, P=0.05), particularly in the lowest SES strata (Fetal risk×SES interaction: F=4.31, P<0.04). As seen in Table 2, the effect size in the lowest SES tertile was nine times than that of the middle and high SES group (0.27 v. 0.03, respectively). The impact of fetal risk on HF-RRV was not modified by sex [fetal risk×sex interaction: F=0.02, P=0.90, non-significant (NS)]. However, among those in the lowest SES tertile, the effect size for females (0.41) was more than double than that for males (0.17). In sex-specific models, the HF-RRV was significantly lower in the exposed compared with the unexposed among low SES females (P=0.005), and a trend among the low SES males (P=0.13).

Table 2.

Impact of fetal risk* on cardiac parasympathetic regulation in response to stress 40 years later

Fetal risk
Total
Females
Males
Unexposed
Exposed
Unexposed
Exposed
Unexposed
Exposed
Total sample Total S.D. Mean Mean Effect size Total S.D. Mean Mean Effect size Total S.D. Mean Mean Effect size
 Combined sites n = 452 n = 238 n = 214 n = 234 n = 115 n = 119 n = 218 n = 123 n = 95
1.36 4.37 4.22 0.11 1.28 4.45 4.31 0.12 1.43 4.28 4.12 0.11
Low adult SES (bottom tertile)
 Combined sites n = 148 n = 71 n = 77 n = 74 n = 31 n = 43 n = 74 n = 40 n = 34
1.41 4.34 3.97 0.27 1.27 4.45 3.93 0.41 1.55 4.24 3.98 0.17
Middle–high adult SES (top two tertiles)
 Combined sites n = 304 n = 167 n = 136 n = 160 n = 84 n = 76 n = 144 n = 83 n = 61
1.32 4.45 4.41 0.03 1.27 4.54 4.57 −0.02 1.37 4.34 4.23 0.08
*

Fetal risk defined as the presence of growth restriction (birth weight for gestational age) and/or preeclampsia (singleton pregnancies between 38 and 43 weeks of gestation).

Table shows parameter estimates based on combined Boston (n = 233) and California (n = 219) sample for log[high-frequency R-R interval variability (HF-RRV)] using a mixed model approach adjusted for intrafamilial correlation as well as for baseline HF-RRV, low SES (interaction of low SES and fetal risk on HF-RRV is significant; F = 4.3, P <0.04), sex and Caucasian ethnicity.

The second set of analyses asked the question whether the association between fetal risk and HF-RRV was the same among MDD and non-MDD subjects. Table 3 shows the mixed model parameter estimates from these analyses. The interaction between fetal risk and MDD did not meet statistical significance; however, when the sample was stratified by MDD status, the association between fetal risk and HF-RRV was significant only among those with MDD and not among those without (MDD: mean difference=0.28, F=3.82, P=0.05; non-MDD: mean difference=0.09, F=0.84, P=0.36). The effect size of fetal risk on HF-RRV among MDD subjects was more than three times than that among non-MDD subjects (0.21 v. 0.06), and it was not modified by SES.

Table 3.

Impact of fetal risk* and MDD on cardiac parasympathetic regulation in response to stress 40 years later

Total
Unexposed
Exposed
Total analytic sample Total S.D. Mean Mean Effect size
Fetal risk exposure among subjects with MDD
 Combined sites n = 152 n = 76 n = 76
1.29 4.46 4.19 0.21
Fetal risk exposure among subjects without MDD (non-MDD)
 Combined sites n = 300 n = 162 n = 138
1.39 4.32 4.23 0.06

MDD, major depressive disorder; SES, socioeconomic status.

*

Fetal risk defined as the presence of growth restriction (birth weight for gestational age) and/or preeclampsia (singleton pregnancies between 38 and 43 weeks of gestation).

Table shows parameter estimates based on combined Boston (n = 233) and California (n = 219) sample for log[high-frequency R-R interval variability (HF-RRV)] using a mixed model approach adjusted for intrafamilial correlation as well as for baseline HF-RRV, MDD status, low SES, sex and Caucasian ethnicity.

We then investigated the comorbidity of MDD and low HF-RRV (operationalized as the lowest quartile of HF-RRV) by fetal risk exposure and sex. Females were at significantly higher risk for the comorbidity of MDD and low HF-RRV (lowest quartile) than males: females: 10.3% (24/234); males: 5.0% (11/218); RR=1.36, 95% CI: 1.07–1.73. The interaction between sex and MDD on low HF-RRV was significant (z=2.26, P=0.02). Investigating whether fetal risk was associated with this sex difference (shown in Table 4), the fetal risk-exposed females were significantly more likely to experience comorbid MDD and low HF-RRV than fetal risk-exposed males (female: 36.2% v. male: 20.7%; RR=1.38, 95% CI: 1.04–1.83). This was not seen among participants unexposed to fetal risk (female: 17.5% v. male: 13.9%; RR=1.22, 95% CI: 0.74–2.0). Further, the relationship between fetal risk and adult comorbidity was even stronger for fetal-risk exposed women compared with unexposed women (RR=1.46, 95% CI: 1.09–1.95). The interaction between fetal risk and sex was not significant (z=1.39, P=0.16), although, likely, we lacked adequate statistical power.

Table 4.

Comorbidity of cardiac parasympathetic dysregulation (low HF-RRV a) and MDDb by sexc and fetal riskd

Exposed to fetal risk
MDD (n = 76)
Control (n = 138)
Females (n = 47)d
Males (n = 29)
Females (n = 72)
Males (n = 66)
Low HF-RRV = 1
Low HF-RRV = 0
Low HF-RRV = 1
Low HF-RRV = 0
Low HF-RRV = 1
Low HF-RRV = 0
Low HF-RRV = 1
Low HF-RRV = 0
n % n % n % n % n % n % n % n %
17 36.2 30 63.8 6 20.7 23 79.3 18 25.0 54 75.0 24 36.4 42 63.6
Unexposed to fetal risk
MDD (n = 76)
Control (n = 162)
Females (n = 40)
Males (n = 36)
Females (n = 75)
Males (n = 87)
Low HF-RRV = 1
Low HF-RRV = 0
Low HF-RRV = 1
Low HF-RRV = 0
Low HF-RRV = 1
Low HF-RRV = 0
Low HF-RRV = 1
Low HF-RRV = 0
n % n % n % n % n % n % n % N %
7 17.5 33 82.5 5 13.9 31 86.1 10 13.3 65 86.7 21 24.1 66 75.9

HF-RRV, high-frequency R-R interval variability; MDD, major depressive disorder.

a

Low HF-HRV was defined as the lowest quartile of HF-HRV among the control sample.

b

Non-MDD males > non-MDD females (exposed, female: 25% v. male: 36.4%; unexposed, female: 13% v. male: 24%; relative risk (RR) = 1.30, 95% CI: 1.03–1.62).

c

Comorbidity: females > males (z = 2.26, P = 0.02; RR = 1.36 95% CI: 1.07–1.73).

d

Fetal risk-exposed females > fetal risk-exposed males (36.2% v. 20.7%, RR = 1.38, 95% CI: 1.04–1.83).

Table 4 also shows that among non-MDD subjects, males were at higher risk for being classified in the lowest quartile of HF-RRV than females, regardless of fetal risk status (RR=1.30, 95% CI: 1.03–1.62; in the exposed, male: 36.4% v. female: 25%; in the unexposed, male: 24% v. female: 13%; see Table 4). However, among MDD subjects, a different pattern was evident (see Table 4). Within the MDD subjects exposed to fetal risk, females had a higher risk than males of being in the lowest quartile of HF-RRV (female: 36.2% v. male: 20.7%, χ2=0.2, P=0.03). Within the MDD subjects unexposed to fetal risk, the risks were similar for males and females (male: 13.9% v. female: 17.5%, χ2=4.6, P=NS).

Regarding whether one of the fetal risk conditions was driving our results, we did not have sufficient statistical power to report the results by PE and GR separately. However, we conducted these analyses and the results, though stronger for PE, went in the same direction for both exposures.

Discussion

Findings in this study showed a significant association between exposure to GR or PE during pregnancy and cardiac parasympathetic regulation in response to stress 40 years later, particularly for individuals in the low SES strata.The association between these fetal risk factors on cardiac regulation was primarily observed among those who subsequently developed MDD compared with non-MDD subjects. When the comorbidity of very low HF-RRV and MDD were examined together, it was the females who experienced the higher risk for comorbidity than males (RR=1.38), and specifically, among those exposed to fetal risk. Males were at risk for very low HF-RRV regardless of fetal exposure, but not for the comorbidity with MDD. These findings suggest that these fetal risk factors were more pronounced among female fetuses who were also at risk for MDD, whereas males in general were at risk for very low HF-RRV regardless of fetal exposure.

The results are consistent with population studies reporting the association between GR or PE on CVD,17,18 but extend these to outcomes 40 years later on a specific physiological indicator of ANS regulation (i.e. parasympathetic cardiac control), a known risk factor for CVD.49,52 Findings are also consistent with studies showing a higher risk of CVD in the lower SES strata.69 We further supported previous population studies reporting higher rates of the comorbidity of MDD and CVD in women22,23 and sex-specific effects of fetal complications. However, we extended these findings to suggest potential shared fetal programming of the female risk for the comorbidity of these two disorders, and the male risk for severe ANS dysregulation regardless of psychiatric or exposure status.70 Recent study on the impact of low birth weight on young adult (~26 years of age) ANS and baroreceptor control of cardiac function showed that females, compared with males, showed greater sympathetic cardiac dysregulation and reduced baroreflex sensitivity in response to a psychological stressor.71 In pre-pubertal children in another birth cohort, these authors found differing effects in boys (e.g. motor activity dysfunction under stress) and in girls suggesting developmental changes in both sexes due to pre- and perinatal factors affecting low birth weight.72,73 Further, findings in females in the study presented here are also consistent with our recent functional magnetic resonance imaging study in which we showed that, in adult women with recurrent MDD compared with healthy control women, brain activity deficits in specific regions in the stress response circuitry (i.e. HPA circuitry) in MDD were significantly associated with low parasympathetic control of the heart in response to a stress challenge.74

The fetal risk factor findings presented here are even more striking given that our definition of GR and PE did not include preterm births, which would have included the more severe GR or PE cases. Most studies of the association between birth weight and later health outcomes do not distinguish between low-birthweight term births compared with low-birthweight preterm babies. Preterm birth is associated with multiple deleterious outcomes across different disorders. In this study, we were interested in the association of factors associated with PE or GR, such as maternal immune activation, controlling for gestational age (i.e. full-term births). This might produce more subtle effects on the development of brain or heart tissue and thus may have attenuated their impact on depression in general 40 years later. This may be one reason why our fetal risk complications had a stronger association (half a standard deviation effect size) with recurrent MDD than on MDD in general, although not significant. Previous work from the New England CPP sample reported a non-significant association between GR on MDD.75 Although our methods and hypotheses were different from the earlier work, our findings are consistent but also suggest that PE and GR may be associated with some differences in outcomes by sex, a hypothesis we are currently testing.

Programming effects on the ANS have been shown in animal models, including rats, mice, guinea pigs, pigs and sheep.7681 Prenatal experimental perturbations causing irreversible consequences in the offspring have included altered maternal nutrition, directly modified endocrine pathways (e.g. administration of glucocorticoids), uterine artery ligation and induced anemia or hypoxia.77,82,83 Insults can occur in embryonic stages or later in fetal development, and adult health consequences have ranged from altered behavior (e.g. increased appetite) to anatomy (e.g. increased fat deposition), physiology (e.g. insulin resistance) and general morbid outcomes (e.g. shortened lifespan).84,85

The underlying assumption in this study was that sustained maternal systemic inflammation is a stimulus for abnormal fetal programming in humans. Fetal cardiac function, including RRV, has been studied as an indicator of fetal development.8688 Evidence from animal and human studies suggest that a variety of stressors occurring during pregnancy have physiological consequences that are manifested by alterations in the growth of the fetal body and brain and fetal cardiac function and RRV.89,90 For example, patterns in the heart rate dynamics of uncomplicated GR fetuses were found to be significantly less complex, more chaotic and less periodic than the dynamic parameters observed in non-GR fetuses. Prenatal studies of fetuses born small-for-gestational-age (SGA) have repeatedly shown reduced RRV in SGA compared with appropriate-for-gestational age fetuses in a variety of conditions, including during sleep,91 under periods of maternal stress and anxiety,92 and during Braxton–Hicks contractions.93 These results suggest that, although GR fetuses are not severely compromised, the overall integrity of their cardiovascular control is impaired. SGA fetuses show a consistent change in the balance between sympathetic and parasympathetic control over cardiac function, with a diminished parasympathetic and increased sympathetic modulation.94

Studies have shown some stability of fetal effects on cardiac function and RRV into childhood86,95,96 and adulthood.97100 This is important for this study, as we showed that these fetal complications have implications for adult heart and brain function. Differences in autonomic system regulation and sympathetic activation have been significantly associated with distinct patterns of behavioral reactivity and emotional regulation in infants,101103 implicating the ANS relationship with mood regulation. Longitudinal studies, although still rare, support the continuity of individual differences in autonomically modulated traits and behaviors over many years.104107 Physiological risk factors for CVD that are under autonomic regulation, such as BP, appear moderately stable over the life course in terms of their rank ordering between individuals.100,107,108 Taken together, studies on fetal antecedents to RRV support the notion that adverse fetal exposures result in consequences for the stress response system, which may result in abnormalities in the autonomic regulation of the heart and mood dysregulation in adulthood, as we have suggested here.

Our findings have implications for understanding the fetal risk for potential CVD in adulthood, for which the rates are higher in men70 and the higher risk for the comorbidity of MDD and CVD in women,22,23 which few studies have investigated. Our findings are consistent with the fact that women have higher rates of MDD than men109 and MDD is a risk factor for CVD.3 The findings here suggest that sex differences in the MDD–CVD comorbidity begin, in part, during fetal development. This fits with our hypotheses about fetal antecedents to sex differences in other neurodevelopmental disorders that posit that prenatal complications that may disrupt the development of HPA circuitry and that occur during the hormonal regulation of the sexual differentiation of the brain (i.e. mid-to-late gestation) will have sex-specific consequences for the risk for disorders that are regulated, even in part, by this circuitry.110112

Acknowledgments

This study was supported by NIMH-NHLBI RO1 MH074679 [Goldstein, principal investigator (PI)] and NIA P01 AG023028 (Susser, overall PI) and, in part, by ORWHNIMH P50 MH082679 (Goldstein, P.I.). The authors thank Harlin Aizley, Ed.M., for her clinical diagnostic interviewing expertise and collection of RRV data; Jo-Ann Donatelli, Ph.D. for her clinical expertise in training and quality control of psychiatric and cognitive data; Christiana Provencale, MA, for her efforts in managing the recruitment team at Brown; Howard Andrews, Ph.D., for his contribution to data management; Catherine Schaefer, Ph.D., for overseeing the original NIA work in California; and Kim Fader for her administrative help in maintaining connections between multiple sites involved in this study.

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