Abstract
The purpose of this article is to evaluate arm measurements of breast cancer patients to critically assess absolute change in arm size compared to relative arm volume change as criteria for quantifying breast cancer-related lymphedema (BCRL). We used pre-operative measurements of 677 patients screened for BCRL before and following treatment of unilateral breast cancer at Massachusetts General Hospital between 2005 and 2008 to model the effect of an absolute change in arm size of 200 mL or 2 cm compared to relative arm volume change. We also used sequential measurements to analyze temporal variation in unaffected arm volume. Pre-operative arm volumes ranged from 1,270 to 6,873 mL and correlated strongly (Kendall’s τ = 0.55) with body mass index (BMI). An absolute arm volume change of 200 mL corresponded to relative arm volume changes ranging from 2.9 to 15.7 %. In a subset of 45 patients, modeling of a 2-cm change in arm circumference predicted relative arm volume changes ranging from 6.0 to 9.8 %. Sequential measurements of 124 patients with > 6 measurements demonstrated remarkable temporal variation in unaffected arm volume (median within-patient change 10.5 %). The magnitude of such fluctuations correlated (τ = 0.36, P < 0.0001) with pre-operative arm volume, patient weight, and BMI when quantified as absolute volume change, but was independent of these variables when quantified as relative arm volume change (P > .05). Absolute changes in arm size used as criteria for BCRL are correlated with pre-operative and temporal changes in body size. Therefore, utilization of absolute volume or circumference change in clinical trials is flawed because specificity depends strongly on patient body size. Relative arm volume change is independent of body size and should thus be used as the standard criterion for diagnosis of BCRL.
Keywords: Breast cancer-related lymphedema, Quantification of lymphedema, Arm swelling, Quality of life
Introduction
Breast cancer-related lymphedema (BCRL) is a sequela of breast cancer treatment (usually surgery or radiotherapy) characterized by swelling of an arm, arms, breast, or trunk, and caused by alteration of normal transport of lymphatic fluid [1]. The lack of a standardized method for quantifying BCRL has been well reported [2–6] and affects the clinical research on diagnosis of BCRL, evaluation of response to treatment, and ability to compare reported data [6–9]. Establishment of a universal standard for quantifying changes in arm size in patients at risk for BCRL will be an important step for progress in diagnosis and treatment of the condition.
As researchers work to generate evidence-based data for early identification and management of BCRL, it is critical that an accurate and widely applicable quantification method be implemented in clinical trials and practice. The consensus document of the international society of lymphology states, “It is desirable the treatment outcomes be reported in a standardized manner to compare and contrast the effectiveness of various treatment protocols” [10]. Presently, the lymphedema framework projects (LFPs) are working on collaborative efforts to set standards for best practice, and the lack of consistency in quantifying and defining BCRL is a common theme in their reports [11, 12]. Armer et al. has demonstrated that in a single patient cohort, the 1-year incidence of BCRL ranges between 21 and 70 % depending on criteria used [13].
The most common objective definitions of BCRL that are the focus of the present report are based on absolute or relative difference in circumference or volume between arms [4, 14, 15]. Circumferential measurements are commonly performed with tape [16–20], and volumetric measurements are obtained using water displacement [21, 22] or optoelectronic perometry [2, 23, 24]. Methods of lymphedema quantification that are based on measurements of arm size are by no means the only ones available: other methods of lymphedema assessment include measurements of arm compressibility (tonometry), MRI, radionuclide scintigraphy, and bioimpedance methods, especially bioimpedance spectroscopy (BIS) [4, 13, 25–27]. Of note, the latter method holds a particular promise because of its practicality, relatively low-upfront cost of equipment, high correlation with perometry [26, 28], and the measurements (i.e., the ratio of extracellular to intra-cellular fluid volumes) which may more directly relate to lymphedema than measurements of the whole arm volume [26, 29]. The comparison of practical utility and diagnostic properties of BIS versus state-of-the-art methods based on perometry remains to be performed in larger studies.
The surveys of diagnostic criteria of BCRL in clinical studies indicate that the most popular definitions are based on absolute criteria [20, 30–34] of arm size discrepancy. The diagnosis based on absolute circumference difference (such as 2 cm) or volume difference (such as 200 mL) has been used in 10 of 11 epidemiological studies reported between 1990 and 2001 and summarized by Cheville et al. [30]; the remaining one study used subjective assessment criteria. The grading criteria of lymphedema based on absolute difference were endorsed by the American Physical Therapy Association and employed in SOMA criterion proposed by Radiation Therapy Oncology Group [30]. In a more recent comprehensive meta-analysis of BCRL studies spanning years from 1944 to 2007 by Tsai et al. [20], the diagnosis based on absolute difference between arms was used in 39 of 47 summarized studies using circumferential measurements and in 9 of 14 summarized studies using volumetric measurements; 4 of 47 and 5 of 14 studies, respectively, used diagnosis based on relative difference between arms (i.e., percent difference); for the remaining 4 studies, it was not clear what criteria were used.
On the other hand, grading lymphedema using relative difference of arm volumes has a long history [35]. The Lymphedema Working Group for Version 3 of Common Toxicity Criteria for Adverse Events of the National Cancer Institute proposed grading of lymphedema using relative difference (i.e., percent difference): 5 % for mild and 10 % for moderate toxicity grade [30]. The rationale for the proposed criteria was that the specific difference such as 2 cm might be visually undetectable for larger arms but make up a large asymmetry for smaller arms. Despite this, many papers and large clinical trials continue to publish work using absolute criteria to quantify BCRL [3, 5, 14, 15, 36–43]. However, of the studies that do use relative criteria [2, 13, 31, 44–50], few account both for pre-operative asymmetry between arms and changes in size of the contralateral arm over time. The existence of asymmetry between arms has been demonstrated in healthy volunteers, with reports of 3–10 % volume difference between arms depending on dominance and activity level [51]; similarly, Ward et al. found a significant difference in the raw impedance values between arms, reflecting an asymmetry which the authors attributed to the effects of arm dominance [52]. The importance of pre-operative measurements, as well as compensation for changes in the size of both arms [reflecting temporal body mass index (BMI) fluctuations] has been suggested [2, 14, 23, 47, 49].
In a previous report, we described a protocol ensuring accurate measurements of arm volumes using perometry and proposed—based on the statistical analysis of several variation sources in such measurements—the Relative Volume Change (RVC) formula that accounted for both pre-operative measurement and for changes in the affected and unaffected arms over time [24]: RVC = (A2U1/U2A1) − 1, where A1 and A2 are arm volumes of the treated arm at pre-operative baseline and follow-up and U1 and U2 are arm volumes of the untreated arm at the corresponding time points.
The aim of this article was to evaluate the effect of an absolute change in arm size of 200 mL or 2 cm compared with relative arm volume change as criteria for defining BCRL. We sought to determine whether body size was a significant factor contributing to absolute and relative arm size changes.
Methods
Patients
We used bilateral perometer arm measurements of 677 consecutive patients screened for lymphedema pre-operatively and following surgical treatment of unilateral breast cancer at Massachusetts General Hospital between 2005 and 2008; the study was approved by the Institutional Review Board. The details of measurement protocol, data collection, as well as patient characteristics have been previously described [24].
Analysis
Using pre-operative arm measurements of patients in this cohort, we calculated the effect of 200 mL arm volume change compared with relative arm volume change, assuming that the volume of the opposite arm remains unchanged. In addition, we modeled the effect of a change in arm circumference by 2 cm in a sample of 45 patients compared with relative arm volume change. This was done using pre-operative arm measurements assuming the following: the 2-cm change occurred in the middle of arm, there was no change at both arm ends, and in-between point changes were obtained using linear interpolation. Finally, we analyzed the within-patient variation of arm volumes over the course of follow-up, in a subset of 124 patients with 6–13 sequential measurements. The analysis was performed in the unaffected arm only (opposite to the side of breast surgery) in order to minimize the potential effect of lymphedema on measurement variation.
Statistical methods
Histograms were used for graphical assessment of statistical distribution of preoperative arm volumes. The within-patient temporal variation of absolute sequential arm volume change was evaluated in a subset of 124 patients with 6–13 sequential measurements using two measures of variation: standard deviation and the range, the difference between the largest and the smallest measurement. Kendall’s correlation coefficients were calculated, and Kendall’s test [53] was used as a non-parametric test of correlation.
Results
Preoperative unaffected arm volumes exhibited an approximately lognormal distribution (Fig. 1) with a median of 2,560 mL and a range from 1,270 to 6,873 mL (5.4-fold variation). There was a strong correlation of unaffected arm volume with patient body weight (Kendall’s τ = 0.65, P < 0.0001) and BMI (Kendall’s τ = 0.55, P < 0.0001).
For all 677 patients, an absolute change in arm volume by 200 mL corresponded to a relative arm volume change of 15.7 % for pre-operative arm volume of 1,270 mL and 2.9 % for pre-operative arm volume of 6,873 mL. The median relative arm volume change resulting from a 200-mL change in arm volume was 7.7 % (Fig. 2).
In a subset of 45 patients, a local 2-cm change in arm circumference corresponded to a relative arm volume change of 9.8 % for pre-operative arm volume of 1,799 mL and 6.0 % for preoperative arm volume of 4,376 mL. The median relative arm volume change resulting from a circumference change of 2 cm was 7.5% (Fig. 3).
In a subset of 124 patients with 6 or more sequential measurements (range of 6–13), the range of longitudinal (within-patient) variation of absolute volume change of the unaffected arm is correlated with pre-operative arm volume (Kendall’s τ = 0.34, P < 0.0001), patient weight (Kendall’s τ = 0.41, P < 0.0001), and patient BMI (Kendall’s τ = 0.36, P < 0.0001). In contrast, the range of variation in relative arm volume changes, though substantial in magnitude (median range in this subpopulation was 10.5 %), was not correlated with pre-operative arm volume, patient weight, or patient BMI (P > 0.05 for all). Similar results were obtained for standard deviation of longitudinal variation: for absolute volume changes, the standard deviation is correlated with preoperative arm volume, patient weight, and patient BMI (P < 0.0001 for all); however, the correlations were not statistically significant for relative arm volume changes (P > 0.05 for all).
Pre-operative asymmetry between arms was often observed. For 30.0 and 8.1 % of patients in our cohort, the absolute volume difference between arms at the preoperative measurement exceeded 100 and 200 mL, respectively (Fig. 4).
Discussion
Our analysis demonstrates that an absolute change in arm size of 200 mL or 2 cm corresponds to a considerable range of relative arm volume changes depending on initial body size. We also found that temporal change in the absolute volume of the unaffected arm is correlated with body size, but relative arm volume change is not. Therefore, relative arm volume change can be used to accurately quantify BCRL in a range of body sizes and with changes in body size over time.
We found that the arm size of patients diagnosed with breast cancer varies within a broad range: the ratio of largest to smallest arm volume in our patient sample was more than 5:1. With such variation, the visual—and likely the functional—impact of the same absolute increase in arm size (200 mL or 2 cm) is very different in patients with small and large arms. For example, an increase of 200 mL in arm volume corresponds to 15.4, and 3.3 % increase in relative arm volume for arms of 1,300 and 6,000 mL volumes, respectively. Thus, the absolute and relative criteria for diagnosis of BCRL are mutually inconsistent in populations with heterogeneous arm sizes.
We found compelling evidence that absolute arm volume changes over time of the unaffected arm correlate with body size measures (including initial patient BMI, weight, and pre-operative arm volume). However, we found no evidence that temporal relative arm volume changes correlate with these body size measures. In other words, the fluctuations in arm volume have larger magnitude for larger patients. Therefore, we can expect that when the diagnosis of BCRL is based on absolute criteria, the specificity depends on body size. That is, for larger patients, the chances of a false positive diagnosis of BCRL—crossing at random a threshold of a specific size, for example, 2 cm or 200 mL—are higher. In contrast, when using relative arm volume change, the magnitude of random variation does not depend on patient body size.
One consequence of this association is that the prevalence of BCRL diagnosed using absolute criteria necessarily correlates with patient BMI. This association has, indeed, been reported by studies using absolute criteria [15, 44, 54]. However, more frequent diagnosis of BCRL for patients with larger body size reflects, at least partially, a higher likelihood of false positive findings in obese patients, as arm size fluctuations unrelated to lymphedema have higher magnitude in such patients. Obesity may very well be a real risk factor for the development of BCRL; however, a study of such correlation must use a diagnosis based on relative arm volume change criterion, otherwise it is not clear if the findings reflect merely the statistical artifact of increased false positive rate for patients with higher BMI.
There may be other significant consequences of using body size-dependent diagnosis of BCRL. For example, smaller patients might be under-diagnosed and therefore not receive proper treatment. For such patients, the increase of 2 cm in circumference or 200 mL in volume may represent up to 15 % increase in relative arm volume; these patients may miss the opportunity for potentially effective treatment had they been diagnosed at low level of relative arm volume change such as 5–10 %. Given that BCRL is a potentially devastating condition that may require long-term management and is associated with risk of functional, psychosocial, and economic detriments, under-diagnosis may greatly compromise a breast cancer patient’s quality of life in the years after treatment [55–61]. In contrast, patients with large initial arm size may be falsely diagnosed with lymphedema based upon absolute changes which correspond to only a 3 % relative arm volume increase. These patients would be unnecessarily over-treated, imposing undue burden on the patient while misappropriating limited healthcare resources. Furthermore, the mislabeling of patients as having lymphedema when they do not could result in significant detriment to their quality of life.
The results of epidemiological or clinical studies of BCRL using diagnosis based on absolute criterion such as a difference or change of 2 cm or 200 mL may not be accurately generalized to populations with different distributions of patient body size. As illustrated in the meta-analysis by Tsai et al. [20, 37, 62], criteria based on absolute difference in arm size from circumferential or volumetric measurements are frequent in the literature. We find it troublesome when a flawed absolute criterion is used in important studies that are likely to impact and possibly change the standard of care regarding treatment of lymphedema. One example is the ACOSOG Z0011 trial, comparing incidence of BCRL after axillary lymph node dissection (ALND) or sentinel lymph node biopsy (SLNB) alone, which has had a significant impact on clinical practice. In this study, BCRL was defined as a 2 cm or greater postoperative increase in ipsilateral arm measured at 10 cm proximal to the medial epicondyle, compared with contralateral arm measurements. The data showed that the risk of BCRL at 12 months was 11 % or 6 % for patients with ALND or SLNB alone, respectively (P = 0.07). Another example of the use of absolute criteria is in the work of McLaughlin et al., who reported BCRL incidence in 936 breast cancer patients comparing those with ALND and SLNB. They utilized a 2-cm absolute change postoperatively measured 10 cm above the olecranon and 5 cm below to indicate the presence of BCRL. The results demonstrated that 6 % of SLNB patients had lymphedema compared to 16 % of those with ALND. If these rates are used to counsel patients when the type of axillary surgery is discussed, it is possible that the risk of mild lymphedema for patients with small arms might be underestimated and vice versa for patients with large arms. Therefore, more accurate rates of BCRL occurring after different treatment modalities, particularly type of axillary surgery, are needed. Table 1 summarizes 10 recent randomized studies where lymphedema data were analyzed, of which 6 used diagnostic criteria based on absolute change in either volume or circumference. Whenever feasible, we suggest re-analysis of these results using relative arm volume change as the criterion.
Table 1.
Reference | Years | Sample size | Measurement technique | Definition of LE |
---|---|---|---|---|
Devoogdt [38] | 2011 | 160 BC patients | Water displacement, tape circumferences | ≥200 mL by water displacement ≥2 cm increase |
Kim [39] | 2010 | 40 BC patients w/LE | Tape circumferences, lymphoscintigraphy | > 2 cm difference between arms, LE diagnosis by lymphoscintigraphy |
Ashikaga [45] | 2010 | 3,983 BC patients | Water displacement | ≥10 % relative arm volume difference between arms |
Omar [40] | 2010 | 50 BC patients w/LE | Tape circumferences | > 2 cm and < 8 cm difference between arms |
Smith [48] | 2009 | 643 BC patients | Tape circumferences | Average % increase in arm volume |
Kozanoglu [41] | 2009 | 47 BC patients w/LE | Tape circumferences | ≥2 cm at 3/7 points of affected arm |
Schmitz [31] | 2010 | 154 BC patients | Water displacement, CTC standards | ≥10 % volume difference between arms |
Lucci [37] | 2007 | 891 BC patients, 821 w/LE | Tape circumferences | ≥2 cm difference between arms |
Ahmed [3] | 2006 | 45 BC patients | Tape circumferences | ≥2 cm circumference difference between arms |
SLN sentinel lymph node, ALND axillary lymph node dissection
Data from this analysis should provide evidence that lymphedema should be quantified as a relative arm volume change rather than absolute changes in arm size. Given that 30 % of patients in our series had an asymmetry in arm volume preoperatively exceeding 100 mL, one should adjust for pre-operative arm measurements when quantifying lymphedema. Changes in size of the contralateral arm should also be used as a control to account for temporal fluctuations in BMI. We therefore suggest use of the Relative Volume Change (RVC) formula as a criterion for lymphedema (RVC = (A2U1)/(U2A1) − 1, where A1, A2 are arm volumes on the side of treated breast at two different time points and U1, U2 are arm volumes on the opposite side) [24]. Widespread implementation of this formula for quantification of arm volume changes related to BCRL will facilitate comparison of data collected from clinical trials and result in a better understanding of lymphedema incidence and treatment outcome.
Acknowledgments
The project described was supported by Award no. R01CA139118 (AGT) and Award no. P50CA089393 (AGT) from the National Cancer Institute. The content is solely the responsibility of the authors and does not necessarily represent the official views of the National Cancer Institute or the National Institutes of Health.
Footnotes
Conflicts of interest The authors have no conflicts of interest to disclose.
Contributor Information
Marek Ancukiewicz, Department of Radiation Oncology, Massachusetts General Hospital, 55 Fruit Street, Boston, MA 02114, USA.
Cynthia L. Miller, Department of Radiation Oncology, Massachusetts General Hospital, 55 Fruit Street, Boston, MA 02114, USA
Melissa N. Skolny, Department of Radiation Oncology, Massachusetts General Hospital, 55 Fruit Street, Boston, MA 02114, USA
Jean O’Toole, Department of Physical and Occupational Therapy, Massachusetts General Hospital, Boston, MA, USA.
Laura E. Warren, Department of Radiation Oncology, Massachusetts General Hospital, 55 Fruit Street, Boston, MA 02114, USA
Lauren S. Jammallo, Department of Radiation Oncology, Massachusetts General Hospital, 55 Fruit Street, Boston, MA 02114, USA
Michelle C. Specht, Division of Surgical Oncology, Massachusetts General Hospital, Boston, MA, USA
Alphonse G. Taghian, Email: ataghian@partners.org, Department of Radiation Oncology, Massachusetts General Hospital, 55 Fruit Street, Boston, MA 02114, USA
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