Skip to main content
NIHPA Author Manuscripts logoLink to NIHPA Author Manuscripts
. Author manuscript; available in PMC: 2013 Feb 6.
Published in final edited form as: N Engl J Med. 2010 Feb 18;362(7):614–623. doi: 10.1056/NEJMsa0806033

Newborn Care Training and Perinatal Mortality in Communities in Developing Countries

Waldemar A Carlo 1,2, Shivaprasad S Goudar 3, Imtiaz Jehan 4, Elwyn Chomba 2,5, Antoinette Tshefu 6, Ana Garces 7, Sailajanandan Parida 8, Fernando Althabe 9, Elizabeth M McClure 10, Richard J Derman 11, Robert L Goldenberg 12, Carl Bose 13, Nancy F Krebs 14, Pinaki Panigrahi 15, Pierre Buekens 16, Hrishikesh Chakraborty 10, Tyler D Hartwell 10, Linda L Wright 17; The FIRST BREATH Study Group*
PMCID: PMC3565382  NIHMSID: NIHMS439031  PMID: 20164485

Abstract

Background

Ninety-eight percent of the 3.7 million neonatal deaths and 3.3 million stillbirths per year occur in developing countries, and evaluation of community-based interventions is needed.

Methods

Using a train-the-trainer model, local instructors trained birth attendants from rural communities in six countries (Argentina, Democratic Republic of Congo, Guatemala, India, Pakistan, and Zambia) in the World Health Organization Essential Newborn Care course (routine neonatal care, resuscitation, thermoregulation, breastfeeding, kangaroo care, care of the small baby, and common illnesses), and in a modified version of the American Academy of Pediatrics Neonatal Resuscitation Program (in depth basic resuscitation), except in Argentina.

The Essential Newborn Care intervention was assessed with a before and after design (N=57, 643). The Neonatal Resuscitation Program intervention was assessed as a cluster randomized controlled trial (N=62,366). The primary outcome was 7-day neonatal mortality.

Results

The 7-day follow-up rate was 99.2%. Following Essential Newborn Care training, there was no significant reduction from baseline in all-cause 7-day neonatal (RR 0.99; CI 0.81, 1.22) or perinatal mortality; there was a significant reduction in the stillbirth rate (RR 0.69; CI 0.54, 0.88; p<0.01). Seven-day neonatal mortality, stillbirth, and perinatal mortality were not reduced in clusters randomized to Neonatal Resuscitation Program training as compared with control clusters.

Conclusions

Seven-day neonatal mortality did not decrease following the introduction of Essential Newborn Care training of community-based birth attendants, although the rate of stillbirths was reduced following this intervention. Subsequent training in the Neonatal Resuscitation Program did not significantly reduce the mortality rates. (clinicaltrials.gov number, NCT00136708).

Keywords: neonatal mortality, perinatal mortality, developing countries, health systems, effectiveness

INTRODUCTION

Annually, there are approximately 3.7 million neonatal deaths and 3.3 million stillbirths worldwide.1 Approximately 38% of deaths before age 5 occur during the first 28 days of life, and 75% of the neonatal deaths occur within the first 7 days.1,2,3 Without a major reduction in 7-day neonatal deaths, the United Nations' Millennium Declaration Development Goal 3 (i.e. A reduction in mortality under age 5 years by two-thirds2), is unlikely.

In areas of the world with high home delivery rates, stillbirths are prevalent but difficult to distinguish from early neonatal deaths.4,5 Thus, examining both stillbirths and early neonatal deaths is important when evaluating perinatal programs designed to reduce mortality.4

Major global causes of perinatal mortality are birth asphyxia, low-birth-weight, and prematurity. Low-cost interventions, including neonatal resuscitation training6 and kangaroo (skin-to-skin) care7, may effectively reduce deaths due to these causes; it has been estimated that introducing these interventions as a “package” might decrease perinatal deaths by up to 50% or more.8,9 A recent study showed that training in the World Health Organization Essential Newborn Care course10 using a “before and after” implementation design improved midwives' skill and knowledge11 and reduced early (7-day) neonatal mortality among low-risk women delivering in Zambian first level clinics.12 A systematic review of the literature suggests that perinatal mortality may be decreased by training birth attendants.13 Thus, wide-scale implementation and evaluation of evidence-based interventions are needed to improve perinatal outcomes, particularly in rural settings where over 50% of neonatal deaths occur. The current study was designed to test the primary hypotheses that training birth attendants in the World Health Organization Essential Newborn Care course, followed by training in a modified version of the American Academy of Pediatrics Neonatal Resuscitation Program, would each reduce all-cause 7-day (early) neonatal mortality in infants with birth weights of at least 1500 grams in rural communities in developing countries.

METHODS

Study sites and population

The Essential Newborn Care pre-post study was conducted in rural communities in seven sites of the Global Network for Women's and Children's Health Research in six countries (Argentina, Democratic Republic of Congo, Guatemala, India, Pakistan, and Zambia) between March 2005 and February 2007 (Figure 1) using an active baseline design.14 Active baseline is a design that requires the protocol to be initiated before the prospective controlled data collection is started, followed by the intervention and continuation of data collection. The cluster randomized trial of Neonatal Resuscitation Program training was conducted in 88 communities (none in Argentina) from July 2006 to August 2008. The communities were selected to represent rural areas, to be geographically distinct, and to have at least 300 births per year. Most communities had poor health systems with a high rate of home births assisted by traditional birth attendants.

Figure 1.

Figure 1

Flow chart of the study.

Government officials and community leaders facilitated the training of all birth attendants in the data collection and the two courses. The studies were approved by the institutional review boards of participating sites in the developing countries and in the United States. An independent Data Monitoring Committee reviewed recruitment, outcomes, and adverse events. Additional monitoring included site visits by local and central personnel and monthly recruitment reports.

Maternal and neonatal data were collected on all births considered to be 1500 grams or more including stillbirths. Because advanced medical care for very-low-birth-weight infants was not available in most communities, the hypotheses and analyses were limited to the fetuses/neonates with birth weights 1500 grams or more.

Procedures

A train-the-trainer educational program utilized various teaching methods for participant learning, including clinical practice sessions and demonstrations to train all birth attendants in the study procedures and in the two courses. These courses were first tested in a clinic-based study in Zambia12, 15 and modified for the current study for community-based birth attendants, including the development of materials for illiterate participants. Before baseline data collection, experienced trainers (WAC, EMC, and Monica Collins, RN, MaEd) trained two master trainers per site in data collection, the differentiation of stillbirth and early neonatal death, clinical assessments (fetal heart rate monitoring, signs of life at delivery, and Apgar scores), and adult education/training techniques during a three-day course. The master trainers subsequently trained one or more Community Coordinators (trained research staff, either a physician or nurse) per community. The Community Coordinators trained the birth attendants within each community before the initiation of the baseline period. Birth attendants included traditional birth attendants, nurses, midwives, and physicians. Bags and masks, UNICEF Spring Salter Scales, and clean delivery kits were distributed after training. Following the baseline data collection period, an experienced World Health Organization trainer (Ornella Lincetto, MD), taught master trainers a three-day Essential Newborn Care course (2004 Edition); these trainers subsequent taught Community Coordinators and birth attendants. The Essential Newborn Care course contents included routine neonatal care, initiation of breathing and resuscitation (including bag and mask ventilation), thermoregulation, early and exclusive breastfeeding, kangaroo (skin-to-skin) care, small baby care, recognition of danger signs, and recognition and initial management of complications. The birth attendants taught the mothers to implement the Essential Newborn Care practices. Following completion of the post-Essential Newborn Care data collection period, a three-day Neonatal Resuscitation Program course (2000 Edition) led by an experienced trainer (Susan Niermeyer MD), was conducted only for intervention clusters, with a refresher course six months later. The Neonatal Resuscitation Program course contents included an in-depth hands-on training in basic knowledge and skills, including initial resuscitation steps, bag and mask ventilation, but not chest compressions, endotracheal intubation, or medications.

The birth attendants and/or Community Coordinators obtained consent and collected all data on standardized data forms. Data were reviewed by the Community Coordinators during weekly visits before local data entry and transmission to the data center.

Study outcomes

The primary outcome for both studies was all-cause 7-day mortality. Pre-specified secondary outcomes for both studies included 7-day mortality specifically attributed to birth asphyxia (defined as failure to initiate and/or sustain normal breathing at birth17as determined by the birth attendant), overall stillbirth and fresh stillbirth (defined as absence of maceration); perinatal mortality (stillbirths plus 7-day neonatal mortality), 24 hour mortality, mortality rates stratified by sex, birth weight, birth location, and birth attendant, prespecified dichotomized 1 and 5 minute Apgar scores, the use of resuscitation techniques, and neurological outcome at 7 days assessed with the Ellis examination18 performed by the Community Coordinators.

Sample size

Based on data collected during the post-Essential Newborn care period, it was determined that for the Neonatal Resuscitation Program intervention, randomization of 88 clusters of at least 300–500 births would be required to have a power of more than 80% with a 5% level of significance using a two-tailed test to detect a 20% relative risk reduction (absolute risk reduction of 5/1000 live births based on data collection after Essential Newborn Care training) of all-cause 7-day neonatal mortality, using an estimated intra-cluster coefficient determined by simulation and confirmed with baseline data.16

Data management and study monitoring

Data edits, including consistency checks, were performed. The Data Monitoring Committee reviewed the data for safety and efficacy. There were no formal stopping rules during the Essential Newborn Care study. The O'Brien-Fleming boundary method was used for the stopping boundary for efficacy at the planned interim three and six month reviews during the cluster trial assessing the Neonatal Resuscitation Program. The variances were adjusted for the primary outcome variable to account for the intra-cluster correlation (design effect).19 Chi-square tests and t-tests tested the differences in maternal and neonatal characteristics before and after the Essential Newborn Care intervention, and between the Neonatal Resuscitation Program intervention and control groups.19 Generalized estimating equations for multivariate logistic regression models accounting for cluster effect were used to test for differences in 7-day neonatal mortality, stillbirths, and perinatal mortality, between the pre- and post-Essential Newborn Care phases and to assess interactions with birth attendant and location of birth. Adjustments were made for significant variables in the models among the following explanatory variables: trial site, the maternal age at delivery, maternal education, gestational age, parity, birth weight, sex, birth location, and birth attendant category. Adjustments to P values were not made for multiple comparisons. A “difference of differences” analysis tested whether there were time trend effects. Differences were calculated by dividing each intervention period into equal time periods and using the Wilcoxon rank-sum to evaluate the difference between two differences. The data were analyzed using SAS.20, 21

RESULTS

Essential Newborn Care Study

At study baseline, the largest proportion of births was attended by traditional birth attendants; and this proportion increased after implementation of the Essential Newborn Care intervention (33.2% to 39.2%, Table 1). The majority of births were at the mother's home. The proportion of Apgar scores < 4 at 1 and 5 minutes decreased and the use of bag and mask ventilation increased after the Essential Newborn Care intervention.

Table 1.

Demographic Characteristics of Subjects Before and After Implementation of the Essential Newborn Care Intervention and in Intervention and Control Groups in the Cluster Randomized Trial of the Neonatal Resuscitation Program*

Pre-ENC (N=22,626) n (%) Post-ENC (N=35,017) n (%) P-value Post- vs. Pre-ENC Post-NRP Intervention (N=29,715) n (%) Post-NRP Control (N=32,651) n (%) P value Post-NRP Intervention vs. Control
Birth attendant
 Physician 4,061 (18.0) 5,311 (15.2) <0.001 1,864 (6.3) 4,092 (12.5) < 0.001
 Nurse/midwife 7,326 (32.4) 8,531 (24.4) 10,353 (34.9) 9,764 (29.9)
 Traditional birth attendants 7,521 (33.2) 13,718 (39.2) 10,770 (36.3) 13,327 (40.8)
 Family/unattended/other 3,715 (16.4) 7,418 (21.2) 6,720 (22.6) 5,468 (16.7)
Location of birth
 Hospital 5,980 (26.4) 8,381 (23.9) <0.001 4,304 (14.5) 5,068 (15.5) < 0.001
 Clinic 1,712 (7.6) 3,704 (10.6) 5,253 (17.7) 5,556 (17.0)
 Birth attendant home 1,524 (6.7) 4,224 (12.1) 2,176 (7.3) 2,464 (7.5)
 Home 13,365 (59.1) 18,640 (53.3) 17,932 (60.4) 19,470 (59.6)
 Other 44 (0.2) 51 (0.1) 42 (0.1) 93 (0.3)
Multiple birth 604 (2.7) 977 (2.8) 0.39 617 (2.1) 583 (1.8) 0.008
 Male 11,781 (52.2) 18,262 (52.3) 0.87 14,995 (51.1) 17,371 (53.3) < 0.001
 1500–1999 grams 460 (2.4) 808 (2.4) 0.04 968 (3.3) 649 (2.0) < 0.001
 2000–2499 grams 2,216 (11.6) 3,681 (10.9) 3,810 (13.2) 4,106 (12.8)
 ≥ 2500 grams 16,409 (86.0) 29,311 (86.7) 24,126 (83.5) 27,389 (85.2)
 Apgar 1 min < 4 806 (3.9) 983 (2.9) < 0.001 891 (3.1) 847 (2.7) 0.003
 Apgar 5 min < 4 618 (3.0) 697 (2.1) < 0.001 540 (1.9) 551 (1.8) 0.26
 Apneic at birth 2,071 (9.2) 2,153 (6.2) < 0.001 1,470 (5.0) 1,680 (5.2) 0.41
 Bag and mask ventilation 251 (1.1) 613 (1.8) < 0.001 1,256 (4.2) 1,174 (3.6) < 0.001

ENC=Essential Newborn Care; NRP=Neonatal Resuscitation Program

*

May reflect missing values

P value for subgroups are given for birth attendants (physician row), location of birth (hospital row), gender (male row), and birth weight (1500–1999 grams row)

Birth weight was available for 94.9% of infants

Outcome data at 7-days were available for 99.2% of births. The 7-day neonatal mortality rate did not decrease significantly following Essential Newborn Care training (Table 2) nor did it decrease significantly in any prespecified subgroup (Appendix Table 1). The overall stillbirth rate decreased (Table 2) mostly due to a lower rate of fresh stillbirths (Appendix Table 2). Subgroup analyses based on significant interactions indicated that the rate of stillbirths by delivery attendant decreased significantly for nurses/midwives (RR 0.50; CI 0.35, 0.72) and traditional birth attendants (RR 0.63; CI 0.45, 0.88) but not for physicians (Appendix Table 2). The stillbirth rate among home deliveries decreased. Perinatal mortality did not significantly decrease (Table 2, Appendix Table 3).

Table 2.

Mortality Rates Before and After Implementation of the Essential Newborn Care Intervention and in Intervention and Control Groups in Cluster Randomized Trial of the Neonatal Resuscitation Program*

Pre-ENC n (Rate/1000) Post-ENC n (Rate/1000) RR (95% CI) Post-vs. Pre-ENC Post-NRP Intervention n (Rate/1000) Post-NRP Control n (Rate/1000) RR(95%CI) Intervention vs. Control
7-day neonatal mortality 513 (23.4) 793 (23.2) 0.99 (0.81, 1.22) 543 (18.6) 685 (21.4) 0.87 (0.65, 1.16)
Stillbirth 520 (23.0) 557 (15.9) 0.69 (0.54, 0.88) 468 (15.7) 491 (15.0) 1.05 (0.82, 1.33)
Perinatal mortality 1,033 (45.9) 1,350 (38.9) 0.85 (0.70, 1.02) 1,011 (34.1) 1,176 (36.1) 0.94 (0.76, 1.17)

ENC=Essential Newborn Care; NRP=Neonatal Resuscitation Program

*

May reflect missing values

<0.003

Adjusted generalized estimating equations for multivariate logistic regression models showed that there were no significant differences before and after the Essential Newborn Care intervention in 7-day neonatal mortality (p=0.60) or perinatal mortality (p=0.10) but stillbirth rates were still significantly different (0.04). Interaction analysis using generalized estimating equations for multivariate logistic regression models showed that there was no significant interaction by birth attendant type for 7-day neonatal mortality (p=0.13) or perinatal mortality (p=0.08), but there was a significant interaction for stillbirth (p=0.04). Difference of differences analysis showed that there was a significant difference in 7-day neonatal mortality (p=0.03) between the pre- and post-Essential Newborn Care differences and no significant differences in stillbirth (p=0.60) or perinatal mortality (p=0.32). Assessment of temporal changes within each intervention period suggested that the observed effects were not explained simply by changes over time (Figure 2).

Figure 2.

Figure 2

All-cause early (7-day) neonatal mortality rate, stillbirth rate, and perinatal mortality rate before and after Essential Newborn Care (ENC) training and for the control and intervention clusters in the Neonatal Resuscitation Program (NRP) trial. Data are divided into two consecutive phases (1st and 2nd) for each study period. Following Essential Newborn Care, the stillbirth rate decreased significantly (p<0.01). However, all-cause 7-day neonatal mortality did not change. With Neonatal Resuscitation Program training, the stillbirth rate, the perinatal rate and the 7-day neonatal mortality rate were not significantly different between the intervention versus the control groups.

The rate of moderately/severely abnormal18 neurological examinations at 7 days decreased from 8.0 to 6.4% after (p=0.01). Rates of death within 24 hours after birth were not significantly different before and after Essential Newborn Care training (Appendix Table 4).

Neonatal Resuscitation Program Cluster Randomized Trial

Despite increased use of bag and mask ventilation in the intervention clusters, there were no significant differences in all-cause 7-day neonatal mortality, stillbirth or perinatal mortality rates in the Neonatal Resuscitation Program clusters compared to the control clusters (Table 2). There were no significant differences in mortality between clusters in any of the subgroups (Appendix Tables 14). The difference of differences analyses showed no changes in mortality between the intervention and control clusters.

DISCUSSION

This large multicenter study conducted in rural communities in developing countries demonstrated that Essential Newborn Care training and implementation was not associated with a decrease in the primary outcome of neonatal mortality. In secondary analyses, implementation of this program was associated with a significant decrease in stillbirths but not with a decrease in perinatal mortality. Although the pre-post study design precludes a conclusion of causality, it is plausible that the observed reduction in stillbirths may be due to Essential Newborn Care training.22, 23, 24 Liveborn infants without obvious signs of life may have been misidentified as stillbirths before this training; such misclassification has been previously reported.4,5,2224 After training, resuscitation was more likely, with a reduction in births classified as stillbirths. The decrease in fresh stillbirths, but not in macerated stillbirths, after Essential Newborn Care training supports this hypothesis. Furthermore, recent studies reported that neonatal resuscitation training, which was part of Essential Newborn Care training, decreased the stillbirth rate.23, 24 The decrease in stillbirths was not associated with an increase in neonatal deaths, suggesting that the decrease in deaths was real and not only due to classification bias. The reduction in the stillbirth rate occurred despite a 5% increase in unattended deliveries or deliveries attended by family members in the post-Essential Newborn Care period. The reduction in stillbirths following Essential Newborn Care training appears to be most pronounced in deliveries by nurses/midwives and traditional birth attendants who would likely not have previously been trained in the knowledge and techniques taught. Among these birth attendants, perinatal mortality rates and/or stillbirth rates decreased to levels comparable to those associated with deliveries performed by physicians. In addition to the increased survival, there was a decrease in moderately/severely abnormal18 neurological examination at 7-day follow-up.

Neonatal mortality, stillbirth, and perinatal mortality rates were not decreased further with Neonatal Resuscitation Program training. Neonatal Resuscitation Program training has been shown to be effective in studies of lower level of evidence.

The studies' strengths are the multi-country population-based design, the large sample sizes, the rigorous training using master instructors, the exclusive use of local trainers to train birth attendants, the use of pregnancy/birth registries to capture all births, the inclusion of all birth attendants, and the high consent and 7-day follow-up rates. A limitation of the study of the Essential Newborn Care course was the pre-post-design. We used an active baseline design, in which all training except Essential Newborn Care training was conducted before initiation of data collection. This approach decreased the likelihood that other concurrent changes in practice influenced the outcomes,14 although we cannot rule out this possibility. Because of ethical concerns about withholding a basic World Health Organization course and resource constraints, this intervention was not introduced with a randomization design. With high-quality design and data collection, pre-post analyses can provide meaningful results and supplement studies using random allocation.25 Another limitation was that data collection was performed by the birth attendants who implemented the intervention. However, they were closely supervised by the Community Coordinators to promote reliable data collection.

The Essential Newborn Care course has been used previously26,27 but the assessment of its impact on patient outcomes has been limited. Training doctors, nurses, and midwives in community hospitals in Sri Lanka in the Essential Newborn Care course reported improved care practices in a group of 1186 newborns but major outcomes were not reported.28,29 We recently reported that the current Essential Newborn Care course reduced all-cause 7-day and perinatal mortality in low-risk health care urban health clinics in Zambia.12 Evaluations of other neonatal care packages have been reported.13 Reductions in early neonatal mortality by about 50% in that report and the reduction in stillbirths by over 30% in the current study would have a major impact worldwide However, none of the studies were randomized, and most used historic controls. A recently published pilot study of implementation of community-based perinatal care in four intervention clusters and four control clusters, with almost 11,000 births demonstrated the potential impact of training existing health care workers on reducing perinatal mortality.25 In contrast, the Integrated Management of Childhood Illness, a package of interventions to be started with children a week after birth, improved intermediate care indicators, but did not decrease mortality.30

Many studies evaluating the impact of the Neonatal Resuscitation Program in developing countries suggest that neonatal mortality may be decreased. Large non randomized studies of resuscitation training in facilities6,31,34, and communities32,33, in developing countries have reduced neonatal mortality when compared to historic controls. One small facility-based trial in which birth attendants were randomized to early or late neonatal resuscitation training revealed no effect on neonatal mortality.35 To our knowledge, the current trial of neonatal resuscitation is the largest randomized trial of this intervention. The lack of an effect of this training on perinatal mortality could be due to the fact that Essential Newborn Care training, which includes very basic resuscitation training, was already in place.

In summary, training birth attendants in Essential Newborn Care was not associated with a reduction in neonatal mortality, but was associated with reduced stillbirth rates; further training in neonatal resuscitation did not have a significant impact on neonatal outcomes. These data suggest that training in basic neonatal care may have a role in improving perinatal outcomes in the developing world, although more work is needed to further reduce perinatal mortality.

Acknowledgments

Funded by the Eunice Kennedy Shriver National Institute of Child Health and Human Development Global Network for Women's and Children's Health Research (U01 HD040477, U01 HD043475, U01 HD043464, U01 HD040657, U01 HD042372, U01 HD040607, U01 HD040636, U01 HD040574) and the Bill and Melinda Gates Foundation.

Role of the funding source: The Bill and Melinda Gates Foundation and the Eunice Kennedy Shriver National Institute of Child Health and Human Development, under a cooperative agreement with the grantees, provided funding for the study. National Institute of Child Health and Human Development staff participated in the study design, study conduct, interpretation of the data, and editing of the manuscript.

Appendix Table 1.

7-Day Neonatal Mortality Rates According to Characteristics of the Infant or Delivery*

Pre-ENC
n (Rate/1000)
Post-ENC
n (Rate/1000)
RR (95% CI)
Post-vs. Pre-ENC
Post-NRP
Intervention
n (Rate/1000)
Post-NRP Control
n (Rate/1000)
RR(95%CI)
Post-NRP Intervention
vs. Control
7-day neonatal mortality 513 (23.4) 793 (23.2) 0.99 (0.81, 1.22) 543 (18.6) 685 (21.4) 0.87 (0.65, 1.16)
 Male 287 (25.0) 469 (26.4) 1.05 (0.84, 1.32) 297 (20.2) 401 (23.5) 0.86 (0.64, 1.15)
 Female 225 (21.5) 323 (19.8) 0.92 (0.74, 1.14) 246 (17.5) 282 (18.8) 0.93 (0.67, 1.29)
Birth attendant
 All birth attendants 391 (21.3) 531 (19.7) 0.93 (0.74, 1.16) 429 (19.0) 547 (20.5) 0.93 (0.67, 1.29)
 Physician 75 (19.2) 81 (16.1) 0.84 (0.52, 1.34) 24 (13.2) 83 (20.7) 0.64 (0.35, 1.16)
 Nurse/midwife 176 (24.8) 158 (19.0) 0.77 (0.56, 1.04) 246 (24.2) 177 (18.5) 1.31 (0.85, 2.03)
 Traditional birth attendants 140 (19.1) 292 (21.6) 1.13 (0.86, 1.49) 159 (15.0) 287 (21.9) 0.68 (0.45, 1.03)
 Family/unattended/other 122 (34.0) 261 (36.1) 1.06 (0.74, 1.52) 113 (17.2) 138 (25.7) 0.67 (0.45, 1.00)
Location of birth
 Home/birth attendant home 374 (25.8) 581 (25.8) 1.00 (0.82, 1.22) 402 (20.3) 498 (23.0) 0.88 (0.64, 1.21)
 Clinic 39 (23.3) 100 (27.6) 1.18 (0.80, 1.75) 73 (14.1) 82 (15.1) 0.94 (0.55, 1.61)
 Hospital 100 (17.3) 111 (13.9) 0.80 (0.51, 1.27) 67 (15.9) 105 (21.1) 0.76 (0.35, 1.01)
Birth weight
 1500–1999 grams 80 (198.0) 138 (194.1) 0.98 (0.67, 1.44) 103 (113.9) 115 (190.7) 0.60 (0.35, 1.01)
 2000–2499 grams 128 (59.7) 191 (53.7) 0.90 (0.63, 1.28) 162 (43.4) 191 (47.4) 0.92 (0.65, 1.28)
 ≥ 2500 grams 194 (12.0) 366 (12.7) 1.06 (0.77, 1.45) 236 (9.9) 310 (11.4) 0.87 (0.60, 1.25)

ENC=Essential Newborn Care; NRP=Neonatal Resuscitation Program

*

May reflect missing value; birth weight available for 87.4% of infants with 7-day mortality

Appendix Table 2.

Stillbirth Rates According to Characteristics of the Infant or Delivery*

Pre-ENC
n (Rate/1000)
Post-ENC
n (Rate/1000)
RR (95% CI)
Post-vs. Pre-ENC
Post-NRP
Intervention
n (Rate/1000)
Post-NRP Control
n (Rate/1000)
RR(95%CI)
Post-NRP Intervention
vs. Control
Stillbirth 520 (23.0) 557 (15.9) 0.69 (0.54, 0.88) 468 (15.7) 491 (15.0) 1.05 (0.82, 1.33)
 Fresh stillbirth 440 (19.4) 445 (12.7) 0.65 (0.49, 0.87) 336 (11.3) 347 (10.6) 1.06 (0.82, 1.37)
 Macerated stillbirth 80 (3.5) 112 (3.2) 0.90 (0.55, 1.50) 132 (4.4) 144 (4.4) 1.01 (0.65, 1.57)
 Male 279 (23.7) 317 (17.4) 0.73 (0.57, 0.94) 252 (16.8) 274 (15.8) 1.07 (0.80, 1.42)
 Female 240 (22.2) 237 (14.2) 0.64 (0.47, 0.86) 213 (14.9) 216 (14.2) 1.05 (0.80, 1.37)
Birth attendant
 All birth attendants 411 (21.7) 376 (13.6) 0.63 (0.49, 0.81) 359 (15.6) 419 (15.4) 1.01 (0.79, 1.30)
 Physician 62 (15.3) 89 (16.8) 1.10 (0.57, 2.11) 37 (19.8) 65 (15.9) 1.25 (0.80, 1.95)
 Nurse/midwife 203 (27.7) 119 (13.9) 0.50 (0.35, 0.72) 175 (16.9) 165 (16.9) 1.00 (0.67, 1.48)
 Traditional birth attendants 146 (19.4) 168 (12.2) 0.63 (0.45, 0.88) 147 (13.6) 189 (14.2) 0.96 (0.71, 1.30)
 Family/unattended/other 109 (29.3) 181 (24.4) 0.83 (0.57, 1.22) 109 (16.2) 72 (13.2) 1.23 (0.76, 2.01)
Location of birth
 Home/birth attendant home 392 (26.3) 376 (16.4) 0.63 (0.49, 0.80) 326 (16.2) 326 (14.8) 1.09 (0.86, 1.39)
 Clinic 32 (18.7) 67 (18.1) 0.97 (0.55, 1.70) 65 (12.4) 93 (16.7) 0.74 (0.41, 1.33)
 Hospital 96 (16.1) 114 (13.6) 0.85 (0.49, 1.45) 77 (17.9) 72 (14.2) 1.26 (0.66, 2.39)
Birth weight (grams)*
 1500–1999 grams 49 (106.3) 89 (110.1) 1.04 (0.63, 1.71) 63 (65.1) 45 (69.3) 0.94 (0.46, 1.90)
 2000–2499 grams 67 (30.2) 107 (29.1) 0.96 (0.62, 1.50) 76 (19.9) 75 (18.3) 1.09 (0.59, 2.03)
 ≥ 2500 grams 149 (9.1) 172 (5.9) 0.65 (0.43, 0.97) † 162 (6.7) 144 (5.3) 1.28 (0.82, 2.00)

ENC=Essential Newborn Care; NRP=Neonatal Resuscitation Program

*

May reflect missing values; birth weight available for 58.9% of stillbirths

Appendix Table 3.

Perinatal Mortality Rates According to Characteristics of the Infant or Delivery*

Pre-ENC
n (Rate/1000)
Post-ENC
n (Rate/1000)
RR (95% CI)
Post-vs. Pre-ENC
Post-NRP
Intervention
n (Rate/1000)
Post-NRP Control
n (Rate/1000)
RR(95%CI)
Intervention vs. Control
Perinatal mortality 1,033 (45.9) 1,350 (38.9) 0.85 (0.70, 1.02) 1,011 (34.1) 1,176 (36.1) 0.94 (0.76, 1.17)
 Male 566 (48.2) 786 (43.4) 0.90 (0.74, 1.09) 549 (36.7) 675 (38.9) 0.94 (0.76, 1.17)
 Female 465 (43.4) 560 (33.8) 0.78 (0.63,0.96) 459 (32.1) 498 (32.8) 0.98 (0.77, 1.24)
Birth attendant
 All birth attendants 802 (42.7) 907 (33.3) 0.78 (0.64, 0.94) 788 (34.4) 966 (35.6) 0.96 (0.77, 1.21)
 Physician 137 (34.3) 170 (33.1) 0.97 (0.62, 1.50) 61 (32.8) 148 (36.3) 0.90 (0.62, 1.33)
 Nurse/midwife 379 (51.9) 277 (32.8) 0.63 (0.48, 0.83) 421 (40.8) 342 (35.1) 1.16 (0.82, 1.65)
 Traditional birth attendants 286 (38.2) 460 (33.6) 0.88 (0.71, 1.10) 306 (28.5) 476 (35.8) 0.79 (0.61, 1.03)
 Family/unattended/other 231 (62.6) 442 (59.6) 0.95 (0.72, 1.26) 222 (33.2) 210 (38.6) 0.86 (0.62, 1.19)
Location of birth
 Home/birth attendant home 766 (51.5) 957 (41.8) 0.81 (0.68, 0.97) 728 (36.2) 824 (37.5) 0.97 (0.77, 1.21)
 Clinic 71 (41.7) 167 (45.2) 1.08 (0.73, 1.60) 138 (26.4) 175 (31.6) 0.83 (0.52, 1.34)
 Hospital 196 (33.2) 225 (27.7) 0.83 (0.55, 1.26) 144 (33.6) 177 (35.0) 0.96 (0.56, 1.64)
Birth weight*
 1500–1999 grams 129 (283.8) 227 (283.8) 1.00 (0.74, 1.35) 166 (171.7) 160 (246.9) 0.70 (0.45, 1.08)
 2000–2499 grams 195 (88.2) 298 (81.3) 0.92 (0.69, 1.24) 238 (62.5) 266 (64.9) 0.96 (0.72, 1.30)
 ≥ 2500 grams 343 (21.0) 538 (18.5) 0.88 (0.67, 1.17) 398 (16.5) 454 (16.6) 1.00 (0.76, 1.31)

ENC=Essential Newborn Care; NRP=Neonatal Resuscitation Program

*

May reflect missing values; birth weight available for 74.7% of infants with perinatal mortality

Appendix Table 4.

Mortality within 24 Hours of Birth*

Pre-ENC
n (Rate/1000)
Post-ENC
n (Rate/1000)
RR (95% CI)
Post- vs. Pre-ENC
Post-NRP
Intervention
n (Rate/1000)
Post-NRP Control
n (Rate/1000)
RR (95% CI)
24 hour neonatal mortality 196 (8.9) 340 (9.9) 1.11 (0.74, 1.68) 152 (5.2) 203 (6.3) 0.82 (0.52, 1.30)
 Male 100 (8.7) 194 (10.8) 1.24 (0.78, 1.99) 92 (6.2) 123 (7.2) 0.87 (0.52, 1.45)
 Female 95 (9.0) 145 (8.8) 0.98 (0.65, 1.47) 60 (4.3) 78 (5.2) 0.82 (0.52, 1.28)
Birth attendant
 All birth attendants 156 (8.4) 276 (10.2) 1.20 (0.77, 1.88) 123 (5.4) 158 (5.9) 0.92 (0.57, 1.50)
  Physician 23 (5.8) 32 (6.1) 1.07 (0.56, 2.04) 7 (3.8) 24 (6.0) 0.64 (0.13, 3.15)
  Nurse/midwife 55 (7.7) 90 (10.7) 1.39 (0.71, 2.69) 58 (5.7) 38 (4.0) 1.44 (0.52, 3.95)
 Traditional birth attendants 78 (10.6) 154 (11.4) 1.07 (0.69, 1.68) 58 (5.5) 96 (7.3) 0.75 (0.44, 1.27)
 Family/unattended/other 40 (11.1) 63 (8.7) 0.78 (0.29, 2.11) 28 (4.2) 45 (8.3) 0.51 (0.23, 1.11)
Location of birth
 Home/birth attendant home 133 (9.1) 217 (9.6) 1.05 (0.68, 1.64) 79 (4.0) 144 (6.6) 0.60 (0.36, 1.01)
 Clinic 24 (14.3) 78 (21.4) 1.50 (0.83, 2.73) 43 (8.3) 38 (7.0) 1.19 (0.52, 2.71)
 Hospital 39 (6.6) 44 (5.3) 0.80 (0.44, 1.46) 29 (6.9) 21 (4.2) 1.63 (0.53, 5.05)
Birth weight
 1500–1999 grams 34 (82.5) 64 (89.0) 1.08 (0.53, 2.19) 27 (29.8) 27 (44.7) 0.67 (0.22, 2.04)
 2000–2199 grams 41 (19.1) 68 (19.0) 1.00 (0.54, 1.83) 32 (8.6) 34 (8.4) 1.02 (0.46, 2.25)
 ≥ 2500 grams 81 (5.0) 171 (5.9) 1.18 (0.66, 2.11) 67 (2.8) 81 (3.0) 0.94 (0.47, 1.87)

ENC=Essential Newborn Care; NRP=Neonatal Resuscitation Program

*

May reflect missing values

Footnotes

Authors' Contribution Statement/Conflict of Interest Statement:

The authors have seen and approved the final manuscript and have contributed substantially to the conception and design of the trial, the analysis and interpretation of the data, and the drafting of the manuscript. The undersigned authors warrant that the article is original; does not infringe upon any copyright or other proprietary right of any third party; is not under consideration by another publication; and its essential substance, tables, and figures have not been previously published. No author has financial interest in the product tested.

Each of the authors signing below attests by his/her signature that he/she has read the final manuscript, approved it, and assures the integrity of the work. Each also attests that he/she has fulfilled the criteria of the Uniform Requirements for Manuscripts Submitted to Biomedical Journals. Dr. Waldemar A. Carlo is the corresponding author for the manuscript; his contact information appears on the title page of the paper.

REFERENCES

  • 1.Neonatal and perinatal mortality: Country, regional and global estimates. World Health Organization; Geneva: 2006. [Accessed January 29, 2008]. at http://www.who.int/reproductive-health/docs/neonatal_perinatal_mortality/text.pdf. [Google Scholar]
  • 2.Lawn JE, Cousens S, Zupan J, Lancet Neonatal Survival Steering Team 4 million neonatal deaths: When? Where? Why? Lancet. 2005;365:891–900. doi: 10.1016/S0140-6736(05)71048-5. [DOI] [PubMed] [Google Scholar]
  • 3.Murray CJ, Laakso T, Shibuya K, Hill K, Lopez AD. Can we achieve Millennium Development Goal 4? New analysis of country trends and forecasts of under-5 mortality to 2015. Lancet. 2007;370:1040–1054. doi: 10.1016/S0140-6736(07)61478-0. [DOI] [PubMed] [Google Scholar]
  • 4.Lawn J, Shibuya K, Stein C. No cry at birth: global estimates of intrapartum stillbirths and intrapartum-related neonatal deaths. Bull World Health Organ. 2005;83:409–17. [PMC free article] [PubMed] [Google Scholar]
  • 5.Stanton C, Lawn JE, Rahman HZ, Wilczynska-Ketende K, Hill K. Stillbirth rates: delivering estimates in 190 countries. Lancet. 2006;367:1487–1494. doi: 10.1016/S0140-6736(06)68586-3. [DOI] [PubMed] [Google Scholar]
  • 6.Deorari AK, Paul VK, Singh M, Vidyasagar D, Medical Colleges Network Impact of education and training on neonatal resuscitation practices in 14 teaching hospitals in India. Ann Trop Paediatr. 2001;21:29–33. [PubMed] [Google Scholar]
  • 7.Conde-Agudelo A, Diaz-Rossello JL, Belizan JM. Kangaroo mother care to reduce morbidity and mortality in low birth weight infants. 2003 doi: 10.1002/14651858.CD002771. http://www.nichd.nih.gov/cochrane/Conde-Agudelo/CONDE-AGUDELO.HTM. [DOI] [PubMed]
  • 8.Darmstadt GL, Bhutta ZA, Cousens S, Adam T, Walker N, de Bernis L, Lancet Neonatal Survival Steering Team Evidence-based, cost-effective interventions: how many newborn babies can we save? Lancet. 2005;365:977–988. doi: 10.1016/S0140-6736(05)71088-6. [DOI] [PubMed] [Google Scholar]
  • 9.Haws RA, Thomas AL, Bhutta ZA, Darmstadt GL. Impact of packaged interventions on neonatal health: a review of the evidence. Health Policy and Plan. 2007;22:193–215. doi: 10.1093/heapol/czm009. [DOI] [PubMed] [Google Scholar]
  • 10.WHO . Essential newborn care. Geneva; World Health Organization: 1996. [Accessed January 29, 2008]. at http://www.who.int/reproductive.health/publications/MSM_96_13/MSM_96_13_table_of_contents_en.html. [Google Scholar]
  • 11.McClure EM, Carlo WA, Wright LL, Chomba E, Lincetto O, Bann C. Evaluation of the educational impact of the WHO Essential Newborn Care course in Zambia. Acta Paediatr. 2007;96:1135–1138. doi: 10.1111/j.1651-2227.2007.00392.x. [DOI] [PubMed] [Google Scholar]
  • 12.Carlo WA, McClure EM, Chomba E, Chakraborty H, Harris H, Lincetto O, Wright LL. Impact of World Health Organization (WHO) Essential Newborn Care Course (ENC) training: a multicenter study. http://www.pas-meeting.org/2009Baltimore/Abstracts/default.asp.
  • 13.Bhutta ZA, Darmstadt GL, Hasan BS, Haws RA. Community-based interventions for improving perinatal and neonatal health outcomes in developing countries: A review of the evidence. Pediatrics. 2005;115:519–617. doi: 10.1542/peds.2004-1441. [DOI] [PubMed] [Google Scholar]
  • 14.Spilker B. Guide to Clinical Trials. Lippincott Williams & Wilkins; 1997. [Google Scholar]
  • 15.Carlo WA, Wright LL, Chomba E, et al. Educational impact of the neonatal resuscitation program in low-risk delivery centers in a developing country. J Pediatr. 2009;154:504–508e. doi: 10.1016/j.jpeds.2008.10.005. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 16.Chakraborty H, Moore J, Carlo WA, Hartwell TD, Wright LL. A simulation based technique to estimate intra-cluster correlation for a binary variable. Contemporary Clinical Trials. 2009;30:71–80. doi: 10.1016/j.cct.2008.07.008. [DOI] [PubMed] [Google Scholar]
  • 17.Safe Motherhood: Basic Newborn Resuscitation: a practical guide. World Health Organization; Geneva: 1997. [Google Scholar]
  • 18.Ellis M, Manandhar DS, Manandhar N, Wyatt J, Bolam AJ, Costello AM, de L. Stillbirths and neonatal encephalopathy in Kathmandu, Nepal: an estimate of the contribution of birth asphyxia to perinatal mortality in low-income urban population. Pediatr Perinatal Epidemiol. 2000;14:39–52. doi: 10.1046/j.1365-3016.2000.00233.x. [DOI] [PubMed] [Google Scholar]
  • 19.Chakraborty H. The Design and Analysis Aspects of Cluster Randomized Trials. In: Biswas A, Datta S, Fine JP, Segal MR, editors. Statistical Advances in the Bio-Medical Sciences: Clinical Trials, Epidemiology, Survival Analysis, and Bioinformatics. John Wiley & Sons, Inc.; New York: 2008. [Google Scholar]
  • 20.Stokes ME, Davis CS, Koch GG. Categorical Data Analysis Using the SAS System. SAS Institute, Inc; Cary, North Carolina: 2000. [Google Scholar]
  • 21.SAS Institute Inc. SAS release 9.1.3. Cary, North Carolina: 2007. [Google Scholar]
  • 22.Spector JM, Daga S. Preventing those so-called stillbirths. Bulletin WHO. 2008;86:315–316. doi: 10.2471/BLT.07.049924. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 23.Daga SR, Daga AS, Dighole RV, Patil RP, Dhinde HL. Rural neonatal care: Dahanu experience. Indian Pediatr. 1992;29:189–193. [PubMed] [Google Scholar]
  • 24.Cowles W. Decreasing perinatal mortality in rural India: a basic neonatal resuscitation program. Acad Emerg Med. 2007;14:e109. dol:10.1197/j.aem.2007.02.004. [Google Scholar]
  • 25.Bhutta ZA, Memon ZA, Soffi S, Salat S, et al. Implementing community-based perinatal care: results from a pilot study in rural Pakistan. Bull World Health Organ. 2008;86:452–459. doi: 10.2471/BLT.07.045849. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 26.Uxa F, Bacci A, Mangiaterra V, Chiaffoni GP. Essential newborn care training activities: 8 years of experience in Eastern European, Caucasian and Central Asian countries. Semin Fetal Neonatal Med. 2006;11:58–64. doi: 10.1016/j.siny.2005.10.006. [DOI] [PubMed] [Google Scholar]
  • 27.Vidal SA, Ronfani L, da Mota Silveira S, et al. Comparison of two training strategies for essential newborn care in Brazil. Bull World Health Organ. 2001;79:1024–1031. [PMC free article] [PubMed] [Google Scholar]
  • 28.Senarath U, Fernando DN, Rodrigo I. Newborn care practices at home: effect of a hospital-based intervention in Sri Lanka. J Trop Pediatr. 2007;53:113–8. doi: 10.1093/tropej/fml080. [DOI] [PubMed] [Google Scholar]
  • 29.Senarath U, Fernando DN, Rodrigo I. Effect of training care providers on practice of Essential Newborn Care in hospitals in Sri Lanka. J Obstet Gynecol Neonatal Nurs. 2007;36:531–541. doi: 10.1111/j.1552-6909.2007.00183.x. [DOI] [PubMed] [Google Scholar]
  • 30.Arifeen SE, Hogue DME, Akter T, et al. Effect of the integrated management of childhood illness strategy on childhood mortality and nutrition in a rural area in Bangladesh: a cluster randomized trial. Lancet. 2009;374:393–403. doi: 10.1016/S0140-6736(09)60828-X. [DOI] [PubMed] [Google Scholar]
  • 31.Zhu XY, Fang HQ, Zeng SP, Li YM, Lin HL, Shi SZ. The impact of the neonatal resuscitation program guidelines (NRPG) on the neonatal mortality in a hospital in Zhuhai, China. Singapore Medical Journal. 1997;38:485–487. [PubMed] [Google Scholar]
  • 32.Bang AT, Bang RA, Baitule SB, Reddy HM, Deshmukh MD. Management of birth asphyxia in home deliveries in rural Gadchiroli: the effect of two types of birth attendants and of resuscitation with mouth-to-mouth, tube-mask or bag-mask. J Perinat. 2005:S82–91. doi: 10.1038/sj.jp.7211275. [DOI] [PubMed] [Google Scholar]
  • 33.Kumar R. Teaching traditional birth attendants for resuscitation of newborns. Trop Doctor. 1995;35:29–30. doi: 10.1177/004947559502500109. [DOI] [PubMed] [Google Scholar]
  • 34.O'Hare BA, Nakakeeto M, Southall DP. A pilot study to determine if nurses trained in basic neonatal resuscitation would impact the outcome of neonates delivered in Kampala, Uganda. J Trop Pediatr. 2006;52:376–379. doi: 10.1093/tropej/fml027. [DOI] [PubMed] [Google Scholar]
  • 35.Opiyo N, Were F, Govedi F, Fegan G, Wasunna A, English M. Effect of newborn resuscitation training on health worker practices in Pumwani Hospital Kenya. PLoS One. 2008;3:e1599. doi: 10.1371/journal.pone.0001599. doi:10.1371/journal.pone.0001599. [DOI] [PMC free article] [PubMed] [Google Scholar]

RESOURCES