Carcinoembryonic antigen is the preferred biomarker for in vivo colorectal cancer targeting

Abstract

Background:

Colorectal cancer-specific biomarkers have been used as molecular targets for fluorescent intra-operative imaging, targeted PET/MRI, and selective cytotoxic drug delivery yet the selection of biomarkers used is rarely evidence-based. We evaluated sensitivities and specificites of four of the most commonly used markers: carcinoembryonic antigen (CEA), tumour-associated glycoprotein-72 (TAG-72), folate receptor-α (FRα) and Epithelial growth factor receptor (EGFR).

Methods:

Marker expression was evaluated semi-quantitatively in matched mucosal and colorectal cancer tissues from 280 patients using immunohistochemistry (scores of 0–15). Matched positive and negative lymph nodes from 18 patients were also examined.

Results:

Markers were more highly expressed in tumour tissue than in matched normal tissue in 98.8%, 79.0%, 37.1% and 32.8% of cases for CEA, TAG-72, FRα and EGFR, respectively. Carcinoembryonic antigen showed the greatest differential expression, with tumours scoring a mean of 10.8 points higher than normal tissues (95% CI 10.31–11.21, P<0.001). Similarly, CEA showed the greatest differential expression between positive and negative lymph nodes. Receiver operating characteristic analyses showed CEA to have the best sensitivity (93.7%) and specificity (96.1%) for colorectal cancer detection.

Conclusion:

Carcinoembryonic antigen has the greatest potential to allow highly specific tumour imaging and drug delivery; future translational research should aim to exploit this.

There is much interest in developing strategies for tumour-specific delivery of agents to increase our diagnostic capability or enhance the selectivity and effectiveness of therapeutics. These strategies rely on the ability to target tumour cells accurately using biomarkers that are differentially expressed between tumour and normal tissue. In colorectal cancer, the most commonly used biomarkers include carcinoembryonic antigen (CEA) (Muguruma et al, 1999; Sharkey et al, 2005; Kaushal et al, 2008; Yazaki and Kassa et al 2008; Heine et al, 2011), tumour-associated glycoprotein-72 (TAG-72) (Tang et al, 2007; Chen et al, 2008; Zou et al, 2009; Chen et al, 2011), Epithelial growth factor receptor (EGFR) (Goetz et al, 2010; Jeong et al, 2012; Qi et al, 2012), and folate receptor-α (FRα) (Reddy and Low, 1998; Chen et al, 2005; Yang et al, 2010). Carcinoembryonic antigen and TAG-72 are membrane-bound glycoproteins that are expressed in over 80% of colorectal cancers with relatively little expression in normal mucosa (Johnson et al, 1986; Jantscheff et al, 2003). Folate receptor-α is a membrane-bound protein that binds and transports folic acid and is overexpressed in epithelial-derived cancers, including those of the colorectum (Shia et al, 2008). It appears to be expressed relatively infrequently in colorectal tumours but is absent in the vast majority of normal tissues, hinting at a potentially high specificity (Shia et al, 2008). Epithelial growth factor receptor is a well-known target for anti-cancer therapies but the literature concerning the degree and frequency of EGFR overexpression in colorectal cancer is contradictory, with reported expression varying from 33% to 97% of cases (Koretz et al, 1990; Lee et al, 2002; Spano et al, 2005; Bhargava et al, 2006). It is also reported to be expressed in up to 48% of normal colorectal samples (Koretz et al, 1990), which could compromise its specificity for cancer tissue.

Identification of biomarkers that are sensitive and specific for colorectal cancer opens up many avenues for diagnostic and therapeutic exploitation. The ability to visualise tumours and their metastases during surgery may facilitate more accurate and disease-specific operations. Fluorescence-based, laparoscopic imaging, using antibodies targeting antigens found on tumour cells, has already shown considerable potential (Mahmood, 2010; Tiernan et al, 2012). In non-invasive imaging, iodine-124 labelled antibodies to CEA have been administered to enhance PET cancer scanning (Schoffelen et al, 2010; Boerman and Oyen, 2011; Carrasquillo et al, 2011; Meller et al, 2011; O'Donoghue et al, 2011; Schoffelen et al, 2012), and CEA antibodies have been conjugated to iron oxide nanoparticles to improve MRI imaging (Vigour et al, 2010). In therapeutic applications, radioisotope antibodies, usually directed towards CEA or TAG-72, have been used to deliver tumour selective radiotherapy (Meredith et al, 1996; Meyer et al, 2009; de Jong et al, 2011) and have been shown to be particularly effective in small-volume disease (Koppe et al, 2005; Barbet et al, 2012). Similarly, targeted cytotoxic drug delivery has the potential to deliver high-dose chemotherapy to cancer cells, while limiting damage to normal cells, and has utilised a variety of biomarkers, including FRα (Li et al, 2011; Zhang et al, 2012), EGFR (Kopansky et al, 2011) and CEA (Conaghan et al, 2008).

A surprising feature of all the above examples of targeted tumour delivery is that the choice of biomarker used is rarely justified in terms of its tumour sensitivity and specificity. The characteristics of suitable cancer biomarkers are that they must be highly expressed in a large majority of tumours and have low or no expression in normal tissue, encompassing the normal tissue from which the tumour is derived and – ideally – most or all normal adult tissues accessible to systemic delivery. Suitable molecules must also be located on the external facing surfaces of cancer cells so as to be accessible to systemically delivered recognition molecules. To our knowledge, expression of the most commonly used markers for colorectal cancer has never been rigorously evaluated in a well-defined cohort of cancer and normal tissue. We aimed to evaluate the sensitivity and specificity of the four most commonly used markers for colorectal cancer, CEA, TAG-72, FRα, and EGFR, to define which is most suitable for in vivo tumour targeting.

Materials and Methods

Ethical issues and patient cohort

Ethical approval was obtained from the National Research Ethics Service (London-Dulwich Committee), reference 12/LO/1327. Formalin-fixed paraffin-embedded tissue blocks containing primary colorectal carcinoma and matched normal colorectal mucosa, collected prospectively for the MRC CLASICC trial (Guillou et al, 2005), were available from 280 patients. Table 1 shows patient and tumour characteristics. Formalin-fixed paraffin-embedded blocks containing mesenteric lymph nodes (both tumour cell positive and negative) were available for 18 of the patients.

Table 1. Clinico–pathological details of patient cohort.

Characteristics	Number of cases (%) n=280
Age range: 33–93 years
Mean age: 68.9 years
Male	144 (51.4)
Female	136 (48.6)
pT stage
1	10 (3.6)
2	54 (19.3)
3	161 (57.5)
4	52 (18.6)
Unknown	3 (1.1)

Antibodies and immunohistochemistry

Antibody suppliers and evidence for antibody specificity are described below. A5B7 humanised anti-CEA antibody was supplied by the Cancer Research UK Biotherapeutics Development Unit (Clare Hall Laboratories, UK) and has been used in clinical trials of targeted therapies (Dawson et al, 1991; Meyer et al, 2009). Mouse anti-TAG-72 antibody (clone CC49; Santa Cruz, CA, USA) has been used widely to target colorectal cancer in radioimmunoguided surgery (Sun et al, 2007; Povoski et al, 2012). Mouse anti-EGFR antibody (clone 31G7; Invitrogen, Carlsbad, CA, USA) has been shown to be highly sensitive in detection of EGFR positive colorectal tumours (Buckley and Kakar, 2007). Mouse anti-FR-α antibody (clone BN3.2; Leica Biosystems, Newcastle, UK) has been validated across a wide range of tissues, including colorectal tissue (Smith et al, 2007). Antibodies were optimised for use in immunohistochemistry on whole colorectal cancer tissue sections to give a broad range of epithelial staining intensities with minimal background staining. Tissue microarrays were constructed from formalin-fixed paraffin-embedded resection samples of colorectal cancer and matched normal colorectal mucosa using 0.6-mm cores. For each patient, three cores were selected from the most representative tumour area (as determined by haematoxylin and eosin staining) and three cores from normal mucosa. Tissue microarray blocks or lymph nodes blocks were sectioned onto SuperFrost Plus microscope slides (Menzel-Glaser, Braunschweig, Germany), dewaxed with xylene and rehydrated through ethanol before rinsing in water for 5 min. Epitopes were retrieved either by heating slides in pre-warmed 10 mℳ citric acid buffer (pH 6.0, microwave 900 W, 10 min; anti-CEA and anti-TAG-72), using a pressure cooker (anti-FRα), or incubating in proteinase K (25 min, 37 °C; anti-EGFR). Endogenous peroxidase activity was blocked with 0.6% hydrogen peroxide for 10 min before rinsing in water for 5 min. Slides were mounted in Sequenzas (Thermo Scientific, Waltham, MA, USA) and rinsed with tris-buffered saline (TBS) followed by antibody diluent reagent solution (Invitrogen). Primary antibodies were used in diluent reagent at 1 : 100, 1 : 150 000, 1 : 25, 1 : 50 and 1 : 50 for anti-TAG-72, anti-CEA, anti-FRα, and anti-EGFR, respectively. Incubations were at room temperature for 1 h (CEA, TAG-72) or overnight at 4 °C (FRα, EGFR). Slides were washed twice with TBS-T (TBS, 10% Tween 20) and once with TBS before incubating with an appropriate horseradish peroxidise conjugated secondary antibody (Dako, Glostrup, Denmark) for 30 min at room temperature. The slides were washed with TBS-T and TBS. 100 μl of 3,3′-diaminobenzidene (Dako) solution was added to each slide for 10 min before a 5-min wash in water. Slides were then stained with haematoxylin, dehydrated with ethanol and xylene, and mounted with DPX Histology mountant (Fluka, St. Louis, MO, USA).

Scoring and statistical analyses

Slides were digitally scanned using Scanscope XT (Aperio, Vista, CA, USA) at 20 × magnification and were observed for scoring using ImageScope v11 (Aperio). Staining was assessed semi-quantitatively using a bespoke scoring system developed in consultation with two pathologists (ETV and NPW). Cores were scored for intensity of epithelial cell staining (0, no staining; 1, mild; 2, moderate; 3, strong) and percentage of epithelial cells staining positively (0, <5% 1, 5–20% 2, 21–40% 3, 41–60% 4, 61–80% 5, 81–100%). These scores were multiplied to give final scores of 0–15. Tumour cores with no tumour cells and normal cores with no epithelial cells visible were discounted. Carcinoembryonic antigen and TAG-72 were scored for apical membranous staining only. Folate receptor-α showed mild cytoplasmic staining only, and was scored solely for this. Epithelial growth factor receptor showed membranous, and – more rarely – cytoplasmic and nuclear staining. However, following established literature (Scartozzi et al, 2004; Buckley and Kakar, 2007) EGFR was scored for membranous expression only. Two independent observers were involved in the scoring: JPT scored all cores and ETV scored cores representing 15% of the cases. Scoring reproducibility was determined for each antibody using the intra-class correlation coefficient; the process of calculating the mean score for each patient led to 61 possible outcomes, and therefore the data were treated as continuous rather than categorical. Scores for each case of tumour or normal tissue were means of scores allocated by JPT for each core from that tissue. If only one core score was available, for example owing to lack of appropriate cell types or core loss, this single score was used; a method that has been validated previously (Camp et al, 2000; Torhorst et al, 2001)). Means for normal and tumour tissue were compared using Wilcoxon signed-rank tests for paired non-parametric data. Sensitivities and specificities were calculated from the mean scores for tumour and normal tissue expression for each case using two different cutoff points: the 95th percentile of the normal tissue score distribution and optimal cutoffs identified by receiver operating characteristic curves (Maraqa et al, 2008).

Results

Expression of markers in normal colorectal tissue and tumours

We examined expression of CEA, TAG-72, FRα and EGFR in a cohort of 280 colorectal carcinomas and matched normal tissues. Clinical and pathological features of this cohort are shown in Table 1. Representative images of staining for each antigen in both normal and tumour tissues are shown in Figure 1. All four markers showed epithelial cell specific staining that was diffuse with some luminal accentuation. No staining for any marker was noted in blood cells within the sections, suggesting that expression in this compartment is negligible. The intra-class correlation coefficient was 0.89, demonstrating good agreement between scorers. Both the proportion of epithelial cells staining positively and the intensity of staining varied widely throughout the cohort in normal and tumour tissues (Figure 2). Strongly positive staining in normal tissues was relatively uncommon for all antigens, especially for FRα (negative in over 99% at the concentrations used). In the tumours, by contrast, strongly positive staining was prevalent for CEA and TAG-72, and was more common for FRα than in normal tissue although tumours were also mostly negative (61%). Epithelial growth factor receptor staining in tumours showed a similar range of scores to those in normal tissues. Carcinoembryonic antigen, TAG-72 and FRα, but not EGFR, were significantly more highly expressed in colorectal tumour tissues than in the normal tissues (P<0.001; Table 2).

Figure 1.

Representative tissue microarray cores of normal colorectal tissue (top row) and colorectal tumours (bottom row) showing immuno-reactivity as labelled. The normal tissue cores shown demonstrate the median score for that antigen in normal colorectal tissues (CEA=1; TAG-72=2; EGFR=0; FRα=0). The tumour cores shown demonstrate the median positive score for that antigen in colorectal tumours (CEA=15; TAG-72=10; EGFR=2; FRα=1). Scale bar=100 μm.

Figure 2.

Expression levels of CEA, TAG-72, EGFR or FRα in normal colorectal tissue (left) and in colorectal tumours (right). Expression levels were determined in 280 matched normal and tumour tissues by immunohistochemistry using semi-quantitative scores of 0–15. The scores for each marker are arranged independently in ascending order to demonstrate the distributions across the cohort.

Table 2. CEA, TAG-72 and FRα are significantly more highly expressed in colorectal tumour tissue than matched normal tissue.

Antigen	Mean normal score	Mean tumour score	P-value
CEA	1.7	12.4	<0.001
TAG-72	2.7	7.8	<0.001
FRα	0.0	0.7	<0.001
EGFR	0.9	1.3	0.08

Abbreviations: CEA=carcinoembryonic antigen; EGFR=Epithelial growth factor receptor; FRα=folate receptor-α; TAG-72=tumour-associated glycoprotein-72.

Differential expression between matched normal and tumour tissue

If markers are to be used for tumour-specific imaging or therapeutic delivery, the frequency and the magnitude of increased expression in tumours are key parameters. Expression scores were higher in tumours as compared with matched normal tissues in 98.8%, 79.0%, 37.1% and 32.8% of cases for CEA, TAG-72, FRα and EGFR, respectively. Although this percentage is relatively low for FRα it should be noted that expression was higher in tumours as compared with matched normal tissue in almost all cases where positive staining was detected in either tissue. However, in the case of EGFR, expression was higher in normal tissue (34% of cases) more frequently than in tumours (33% of cases), indicating little or no bias for tumour-specific expression. We have estimated the magnitude of the differences in expression between matched tumour and normal tissues as the tumour expression score minus the normal expression score (Figure 3). Carcinoembryonic antigen demonstrated the greatest difference in expression, with tumours scoring on average 10.8 (95% CI 10.31–11.21) points higher than normal tissues. This difference was more than twice that of the next best marker, TAG-72, which showed tumour expression 5.1 (95% CI 4.35–5.77) points higher than normal tissue, while FRα and EGFR showed only very small increases in expression within the tumours.

Figure 3.

Carcinoembryonic antigen shows the most consistent overexpression in tumour tissues and the greatest differential expression between matched normal and tumour tissues. Left: Expression scores for normal tissues were subtracted from those for matched tumour tissues to quantify the degree of tumour overexpression for each case. Overexpression scores for each marker are arranged in ascending order to demonstrate the distributions across the cohort (left). Minus scores reflect cases where tumour expression was lower than expression in the matched normal tissue. Mean overexpression scores (central marker) with 95% confidence intervals (error bars) are also shown (right).

Expression of markers in lymph nodes

If markers are to be used for imaging or therapeutic targeting of tumour deposits within lymph nodes, marker expression both of tumour cells in tumour-cell positive lymph nodes and of normal lymph node tissues are critical. We examined expression of the four markers in lymph nodes taken during resection from 18 of the patients from our cohort. In each case, we examined a node found to contain metastatic tumour cells (‘positive') and a node that was clear of metastatic deposits (‘negative') (Figure 4). Expression of all markers was uncommon in negative nodes; TAG-72 showed the most staining, being expressed at only low levels by cells in the germinal centres in 5 out of 18 cases. The distributions of expression in positive nodes were similar to the patterns seen in primary tumours, with prevalent and strong expression of CEA and TAG-72, and less frequent and weaker expression of FRα and EGFR.

Figure 4.

Expression levels of CEA, TAG-72, EGFR or FRα in lymph nodes, containing colorectal tumour deposits (‘positive' right) and in matched lymph nodes lacking tumour cells (‘negative' left). Expression levels were determined by immunohistochemistry using scores of 0–15 in 18 cases. The scores for each marker are arranged independently in ascending order to demonstrate the distributions across the cohort (note: datapoints are linked by lines to aid interpretation of the distributions not to imply adjacent datapoints are directly related).

Specificity and sensitivity of markers for tumour detection

Accurate imaging of tumours based on the expression of any marker is heavily influenced by the limit of detection of the imaging system for marker expression. We have modelled this influence for each marker by examining what proportion of tumours would be successfully visualised when different expression scores were defined as the limit of detection; this is the sensitivity. We have also tested what proportion of normal tissues would be ‘invisible', as required for tumour-specific imaging, using the same limits; this is the specificity. First, we arbitrarily set this cutoff point as the 95th percentile of the normal score distribution, thereby tolerating a 5% chance of incorrectly detecting normal tissue as positive (a specificity of 95%). This cutoff gave sensitivities of 93.7%, 45.4%, 39.3% and 11.8% for CEA, TAG-72, FRα and EGFR, respectively. We then plotted a ROC curve for each marker (Supplementary Figure S1) and used these to select the cutoff scores that gave the greatest combined sensitivity and specificity. These cutoff scores gave sensitivities and specificities of 93.7% and 96.1% for CEA, 70.3% and 78.5% for TAG-72, 39.3% and 99.2% for FRα, and 21.7% and 90.5% for EGFR.

Discussion

In vivo tumour-specific targeting is a central requirement of many novel diagnostic and therapeutic strategies being developed for cancer. In colorectal cancer, the ability to detect and stage cancers intra-operatively has the potential to improve patient outcomes by accurate determination of resection margins and assessment of disease dissemination. Similarly, tumour-specific delivery of cytotoxic drugs or contrast agents for enhanced imaging has the potential to improve adjuvant treatment and diagnosis, respectively. Experimental work to date has relied mainly on antibodies directed at cell membrane proteins, such as CEA, TAG-72, FRα or EGFR (Reddy and Low, 1998; Muguruma et al, 1999; Zou et al, 2009; Goetz et al, 2010), although the field is advancing with the introduction of aptamer-based approaches. Surprisingly, given the dependency on accurate biomarker localisation, the selection of the markers used for tumour targeting is rarely justified based on their sensitivity or specificity. One would not contemplate using a marker giving poor specificity and sensitivity in routine laboratory analysis, and the same stringent criteria should therefore apply to in vivo tumour identification.

We examined the expression of four most commonly used colorectal cancer biomarkers in a large cohort of matched normal and tumour tissue using immunohistochemistry to determine their potential suitability for in vivo diagnostic and therapeutic application. Markers proving unsuitable in this analysis would most likely have no potential utility for the in vivo applications, which are even further limited by additional variables, such as tissue penetration, immunological response, and expression of markers within other normal tissues. To make our assessment we investigated three key criteria: (i) the proportion of the cohort in which tumours stained positively for markers, (ii) the proportion of the cohort in which tumours stained more strongly for markers than the matched normal tissues, and (iii) the magnitude of overexpression in tumours. Carcinoembryonic antigen out-performed other markers dramatically in all three measures, showing the most frequent tumour expression, and the most frequent and greatest tumour overexpression (Figures 2 and 3). In particular, differential CEA expression within normal/tumour pairs was notably greater as compared with other markers, providing evidence that CEA is the most reliable marker for differentiating between normal and tumour tissue. In the context of lymph nodes, CEA was again the superior target, with high levels and frequency of expression within positive nodes, and only minimal expression in normal lymph node tissue (Figure 4).

In practical imaging situations, the threshold, or cutoff, used to differentiate between normal and tumour would be determined by the user, by adjusting the signal gain. This could be altered to favour either sensitivity (lowering the cutoff to detect tumours more easily at the risk of detecting normal tissue erroneously) or specificity (raising the cutoff to avoid detection of normal tissue at the risk of missing tumour cells). We quantified the abilities of the markers to be used in tumour cell detection using their optimal cutoffs, as determined using ROC analyses, in terms of sensitivity (proportion of tumours correctly detected) and specificity (proportion of normal tissues correctly not detected). Carcinoembryonic antigen was the most sensitive marker by a considerable margin (93.7%, as compared with the nearest alternative TAG-72 at 70.3%), and was also highly specific (96.1%). Folate receptor-α was the most specific marker (99.2%); however, its utility is limited by the fact that it was not detectable in the majority of tumours, as previously reported (Shia et al, 2008), resulting in a poor sensitivity (39.3%). In addition, the magnitude of differential expression between normal and tumour was relatively narrow, providing less security in determining tumour or normal identities. Most notably, EGFR was a surprisingly poor marker, being detected in less than half the tumours and being commonly more highly expressed in normal tissues than in tumours. For applications aiming at targeted delivery of therapeutics, similar considerations apply. Markers must allow a balance between ensuring tumour cells receive the cytotoxic insult while minimising collateral damage in normal cells that may express the antigen. In this context, FRα may be an appropriate target in the tumours that express it, with very high specificity allowing minimal damage to normal cells. However, CEA is more suitable in a much larger proportion of tumours, accepting that normal tissues may suffer some dose of drug, albeit a much lower dose than the tumour cells.

We therefore conclude that of the four biomarkers tested, CEA alone is the most suitable for tumour targeting, and this should be reflected in future strategies for in vivo tumour diagnosis and therapeutic delivery.