Tachikawa project for prevention of posttraumatic stress disorder with polyunsaturated fatty acid (TPOP): study protocol for a randomized controlled trial

Abstract

Background

Preclinical and clinical studies suggest that supplementation with omega-3 fatty acids after trauma might reduce subsequent posttraumatic stress disorder (PTSD). To date, we have shown in an open trial that PTSD symptoms in critically injured patients can be reduced by taking omega-3 fatty acids, hypothesized to stimulate hippocampal neurogenesis. The primary aim of the present randomized controlled trial is to examine the efficacy of omega-3 fatty acid supplementation in the secondary prevention of PTSD following accidental injury, as compared with placebo. This paper describes the rationale and protocol of this trial.

Methods/design

The Tachikawa Project for Prevention of Posttraumatic Stress Disorder with Polyunsaturated Fatty Acid (TPOP) is a double-blinded, parallel group, randomized controlled trial to assess whether omega-3 fatty acid supplementation can prevent PTSD symptoms among accident-injured patients consecutively admitted to an intensive care unit. We plan to recruit accident-injured patients and follow them prospectively for 12 weeks. Enrolled patients will be randomized to either the omega-3 fatty acid supplement group (1,470 mg docosahexaenoic acid and 147 mg eicosapentaenoic acid daily) or placebo group. Primary outcome is score on the Clinician-Administered PTSD Scale (CAPS). We will need to randomize 140 injured patients to have 90% power to detect a 10-point difference in mean CAPS scores with omega-3 fatty acid supplementation compared with placebo. Secondary measures are diagnosis of PTSD and major depressive disorder, depressive symptoms, physiologic response in the experiment using script-driven imagery and acoustic stimulation, serum brain-derived neurotrophic factor, health-related quality of life, resilience, and aggression. Analyses will be by intent to treat. The trial was initiated on December 13 2008, with 104 subjects randomized by November 30 2012.

Discussion

This study promises to be the first trial to provide a novel prevention strategy for PTSD among traumatized people.

Trial registration

ClinicalTrials.gov Identifier NCT00671099

Background

Accidental injury occurs worldwide and accounted for approximately 16% of the world’s burden of disease in 1998 [1]. Advances in injury care systems have since increased the number of seriously injured people who can survive their injuries [2] and severely injured patients might be at higher risk for developing posttraumatic stress disorder (PTSD) [3]. The prevalence of PTSD determined by structured clinical interviews with injured patients consecutively admitted to intensive care units (ICUs) or emergency departments is in the range of 5–30% at 0–3 months after accidental injury [4-10] to 2–23% at 4–12 months after [4-8,10-12]. Comorbidity between PTSD and depressive disorder is also highly prevalent in these injured patients [4,9,13]. Among Japanese patients admitted to the ICU at our hospital after motor vehicle accident (MVA), 8% developed full PTSD, 16% developed partial PTSD, and 23% developed depressive disorder (16% major depressive disorder, 7% minor depressive disorder) at 1 month after accidental injury [9]. This amounts to roughly one in every four patients developing some form of PTSD after MVA. The need for a selective, preventive intervention strategy is therefore clear.

A few studies have reported some positive outcomes in regard to preventing PTSD. These include a randomized controlled trial of cognitive therapy given in the initial months after MVA [14], an open trial of propranolol after accidental injury in a small study population [15], and a randomized controlled trial of propranolol after accidental injury in a small study population [16]. In Japan, however, psychiatric services provided in emergency hospitals are limited [17] and currently fall short of providing adequate and effective psychiatric care.

A growing number of epidemiological studies suggest an association between depression and low dietary intake of omega-3 fatty acids [18-21]. Although several studies have pointed out discrepancies relating to the differential effects of eicosapentaenoic acid (EPA, 20:5n-3) versus docosahexaenoic acid (DHA, 22:6n-3), previous meta-analyses are supportive of omega-3 fatty acid supplementation in reducing depressive symptoms [22-27]. However, there have been no trials on PTSD conducted thus far. Several biological mechanisms potentially explain the effects of omega-3 fatty acids on psychiatric illness, especially mood and anxiety disorder [22]. Animal studies have revealed that short-term augmentation of dietary omega-3 fatty acids relative to omega-6 fatty acids up-regulated adult neurogenesis [28], and that dietary omega-3 fatty acids elevated levels of brain-derived neurotrophic factor (BDNF), which promotes neuronal survival and growth [29]. In addition, DHA was shown to increase neurite extension and branching of hippocampal neurons in vitro [30] as well as the maturation of neurons and hippocampal neurogenesis in adult rats [31]. Venna at al. showed that the increase in newborn hippocampal cells by polyunsaturated fatty acids occurred in parallel with an increase in hippocampal volume and over-expression of BDNF mRNA and protein in the hippocampus [32].

The hippocampus is crucial for converting short-term memory into long-term memory [33] and can process and temporarily store new memory during the transition period before transferring labile memory to the cortex for permanent storage [34]. In the pathogenesis of PTSD, fear memory becomes excessively consolidated and extinction learning does not progress [35]. Kitamura et al. recently found that the period of hippocampus-dependent fear memory is longer in mice with decreased hippocampal neurogenesis and shorter in mice with active hippocampal neurogenesis [36], indicating that the level of hippocampal neurogenesis is a crucial factor in determining the duration of hippocampal-dependent fear memory. The possibility arises then that the fear memory characteristic to PTSD might be controllable by aptly regulating hippocampal neurogenesis [37].

We hypothesized that promoting adult neurogenesis early in the transition period might facilitate clearance of fear memory in humans [37]. Our preliminary open trial found that post-trial PTSD symptoms were significantly alleviated in injured patients who all took the omega-3 fatty acids compared with historical controls [38,39]. The present study aims to examine the effectiveness of omega-3 fatty acids for preventing PTSD in physically injured patients admitted to the ICU at National Disaster Medical Center, Japan immediately following accidental injury (mostly MVA). This study is called the Tachikawa Project for Prevention of PTSD with Polyunsaturated Fatty Acid (TPOP).

Methods

Study design

TPOP is a double-blinded, parallel group, randomized controlled trial that compares an intervention group that receives omega-3 fatty acid supplementation with a parallel control group that receives placebo supplementation. This study was registered at http://clinicaltrials.gov/ct2/show/NCT00671099.

Participants/eligibility criteria

Participants are solely recruited from the ICU of the National Disaster Medical Center. The following inclusion criteria apply to patients with accidental injury: (1) aged 18 years or older; (2) a native Japanese speaker or non-native speaker with Japanese conversational ability; (3) contact with us within 240 h after injury; and (4) physical and psychological ability to understand the scope of the present trial and to provide written consent for study participation. Exclusion criteria are presence of the following: (1) acute brain parenchymal damage that is obviously irretrievable or subdural or subarachnoidal bleeding detected by computed tomography and/or magnetic resonance imaging; (2) cognitive impairment, defined as a score of <24 on the Mini-Mental State Examination [40]; (3) a serious drinking problem or high γ-GTP blood level of ≥100 IU/L on admission; (4) a smoking habit of ≥40 cigarettes per day; (5) history and current suspicion of psychosis or bipolar I disorder; (6) suspicion of alcohol- or capsule-related disorder or eating disorder; (7) serious psychiatric symptoms such as suicidal ideation, self-harm behavior or severe dissociation, or in need of rapid psychiatric treatment; (8) regular treatment with anti-epilepsy medication, lithium, ethyl icosapentate, aspirin, or warfarin within the last 3 months; (9) regular consumption of polyunsaturated fatty acid supplements within the last 3 months; and (10) a habit of eating fish ≥4 times per week, to ensure comparability to patients studied in Western countries.

All participants receive a gift voucher for their participation after each assessment (1,000 JPY [11 USD] during hospitalization, 2,000 JPY [22 USD] after discharge).

Enrollment procedure

Patients receive a comprehensive physical examination including computed tomography or magnetic resonance imaging before the study commences. Eligible patients are screened through the daily conference records for patients newly admitted to the ICU in cooperation with physicians in the Department of Critical Care and Traumatology. From the viewpoint of ethical concerns, all patients are given a self-help leaflet entitled Understanding Your Reactions to Accidental Injury before checking the criteria. After receiving a psychological education session for 15–20 min, patients are invited to participate in the study by clinical research coordinators who are well-trained nurses with a Master’s degree in Clinical Psychology. The overall procedure of the trial is shown in Figure 1.

Figure 1.

Flow diagram of the study.

Informed consent

The following information is used in obtaining consent from eligible participants.

1. Participation in the study is voluntary, and non-participants will not be penalized in any way. Participants can withdraw from the study at any time even after starting participation in the study.

2. The purpose of the study is to examine whether omega-3 capsules are effective in alleviating mental stress after physical trauma compared with placebo capsules in patients with physical trauma transferred to an emergency room.

3. Participants will be randomly assigned to either of the two intervention groups. Participants in both groups will be interviewed at 1 month and 3 months after providing consent.

4. Effectiveness of the intervention will be assessed through interviews as well as testing capsules related to the autonomic nervous systems and biological defense mechanism and neurotrophic factors.

5. Participants surveyed during their hospital stay will receive an incentive item for each interview. Because those who are surveyed after discharge will need to visit the hospital more frequently than usual resulting in increased transportation costs, they will receive incentive items to cover additional transportation costs.

6. Participants will be contacted via telephone, email, or confidential letters. To avoid inconveniencing the participants, their families may be contacted within the agreed conditions.

7. Collected information will be securely stored to protect personal information. Before analysis, identifying information such as name, address, telephone number, date of birth, and patient record number will be removed and new numbers will be assigned (making the data anonymous).

8. All biological samples will be locked in a refrigerator or freezer in the laboratory. They will be stored over the long term because analyses will be conducted after all clinical trials are completed and the materials are needed later for confirmatory experiments.

9. In cases where a new health problem develops during the study, no special compensation will be provided to such participants, but a physician will examine and treat them under universal health insurance.

10. Participants will be immediately provided with information related to the study, including that which may affect their decision to participate in the study.

11. At the request of participants, they can examine any materials such as the research plan, except for other patients’ information.

12. Results from this study may be utilized to improve intervention for mental health treatment for large-scale natural and/or human-made disasters in the future.

13. The study results will be reported by our research team and presented in medical journals and at conferences. However, participants’ personal information will not be revealed.

14. If a patent is granted based on the findings of the study, it will be owned by the principal investigator and the research institute.

15. This study will be conducted with public funding.

16. Participants can contact the investigators if they have any questions.

Informed consent is obtained from eligible patients as follows. Clinical research coordinators first explain the potential public health benefits of the study results as well as the study procedures. Coordinators then explain the study plan, intervention methods, evaluation methods, and means used to obtain information. Eligible patients may take as much time as necessary to assess the information and to decide whether to participate or not. After the study is explained, written documented consent is obtained, and their participation starts (investigators make sure the consent has been filed in the medical record).

During a hospital stay, meetings are regularly held with the participants to ensure they clearly understand some study aspects that lay people may not easily understand, such as the study purpose and treatment assignment. They are asked to strictly adhere to taking the test capsules.

Intervention

Participants are asked to take 7 capsules per day after eating for 12 weeks and additionally told that they might take a full day’s dosage at one time. Concomitant psychiatric medications are not allowed during the study period except for minimal and intermittent use of hypnotics and antidepressants.

Active omega-3 capsule

We prepared new capsules for this trial, containing a higher concentration of DHA than used in our previous trial [41]. Each capsule contains 300 mg of oil with 0.3% alpha-tocopherol. A total of 7 capsules containing 1470 mg DHA and 147 mg EPA are administered daily.

Placebo capsule

The content of the control oil was slightly modified from our previous study [42]. The present control oil is a mixture of rapeseed oil (47%), soybean oil (25%), olive oil (25%), fish oil (3%), and 0.3% α-tocopherol. The fatty acid composition of this mixture is similar to the average composition of fatty acid intake in Japan. We added a small amount of not fully deodorized fish oil to the base of the control oil to make it fishy and undistinguishable from the active oil.

Management of intervention

During hospitalization, ward nurses administer all capsules and confirm that participants take them. In the case of discharge before completing the trial, participants take the capsules by themselves, and clinical research coordinators telephone or email them to confirm at least once a week. Our weekly e-newsletters are also sent to the participants to maintain their interest in the study and to provide general health care advice. If participants forget to take capsules, they are asked to take a double dose on the next day or later.

Randomization

An independent statistician (Dr. Akiko Kada) composed tables of block randomization with three stratification factors using a computer-generated random allocation sequence. Stratification factors included sex, age (<40 or ≥40 years), and sense of life threat. This resulted in eight (2×2×2) different stratified tables of supplement numbers. Those tables were sent to an independent pharmacist (Professor Satoru Kobayashi); he securely kept the tables and prepared numbered supplements bottles according to the tables. Both the research team and participants will be blinded to randomization until the last participant has completed the protocol and the spreadsheets of all results are finalized. Stratification by sex, age, and sense of life threat has been justified by previous studies; the prevalence of PTSD and major depressive disorder were higher in women than in men [43,44]; and our previous cohort study of MVA survivors showed that sense of life threat was a strong predictor of subsequent PTSD [9]. Moreover, according to the National Health and Nutrition Survey on food group consumption by age group, the amount of meat products consumed such as pork and beef is higher for both sexes before age 40, but after this age the amount of seafood consumption increases. Also omega 3 fatty acid contents in red blood cells increase with age in the Japan population [45].

Baseline assessment

Baseline data are collected on enrollment on the following items: general socio-demographics, smoking and alcohol consumption habits, detailed information about the accident, Injury Severity Score [46], Glasgow Coma Scale score [47], mild traumatic brain injury (i.e., concussion) defined by Hoge’s criteria [any of the following three conditions: losing consciousness (knocked out), being dazed, confused or seeing stars, or not remembering the injury] [48], type of accident, vital signs first assessed at the accident site and in the emergency room, regular medication, inhalation analgesic, past medical history, family history of psychopathology as determined in a structured interview, a sense of life threat during the accident as determined in the structured interview, the extent of memory regarding the accident as evaluated by the Memory of Traumatic Event Questionnaire [49], bodily pain at rest and on effort as measured subjectively using a visual analogue scale [50], performance status as defined by the Eastern Cooperative Oncology Group [51], and past history of traumatic event using the trauma checklist of the Clinician Administered PTSD Scale (CAPS) [52,53]. Other employed instruments include: the Peritraumatic Distress Inventory (PDI) [54,55], Conner-Davidson Resilience Scale (CD-RISC) [56], Buss-Perry Aggression Questionnaire (BAQ) [57], and the Food Frequency Questionnaire (FFQ) [58,59]. In a validation study, relatively high correlations between fatty acid intakes estimated from the FFQ and the corresponding serum phospholipid levels were observed as follows: EPA, r = 0.43 and r = 0.59 and DHA, r = 0.35 and r = 0.49 for crude value (g/day) and percentage of total fatty acid intake, respectively [60].

Biological samples

Routine laboratory examination

Hematological parameters: white blood cell, erythrocyte, platelet, hemoglobin, and hematocrit.

Biochemistry: total protein, total albumin, total cholesterol, creatinine, BUN, GOT, GPT, γGTP, C-reactive protein.

Erythrocytes for fatty acid analysis

Seven milliliters of whole blood are obtained with ethylene-diamine tetraacetic acid in the emergency room (before ICU admission, baseline) and at the 3-month assessment for determination of fatty acids. Erythrocytes are washed twice with saline and frozen at −80°C until analysis. Total lipids are extracted according to the method of Bligh and Dyer [61]. Total phospholipid fractions are separated by thin-layer chromatography. After transmethylation with HCl–methanol, the fatty acid composition is analyzed by gas chromatography (GC-2014 Shimadzu Corporation, Kyoto, Japan) equipped with a DB-225 capillary column (length, 30 m; internal diameter, 0.25 mm; film 0.25 μm; J&M Scientific, Folsom, CA). The entire system is controlled using the gas chromatography software GC-solution version 2.3 (Shimadzu Corporation, Kyoto, Japan).

Serum for BDNF analysis

To assess the serum level of BDNF, 7–10 ml of blood are drawn at baseline, 1 month, and 3 months, and serum samples are stored in separate freezers at −80°C until analysis. We analyze all samples on the same day and under the same conditions. For the baseline blood sample, it is difficult to control for diurnal variation because the accident and admission can occur at any time; however, all blood samples at 1 month and 3 months are drawn between 10:00 and 16:00. Serum BDNF levels are measured using the BDNF Emax Immunoassay System kit (Promega, Madison, WI) according to the manufacturer’s instructions. The biochemist is blind to the diagnostic status of the participants. Other biomarkers such as neuropeptide-Y, dehydroepiandrosterone, activin A, and amino acids are also measured for comparison.

Outcome measures

Psychiatric evaluations

The primary efficacy variable is the total score on the CAPS-DX [52,53]. Because there is potential overlap between organic and psychogenic symptoms with regard to PTSD, we will take care to ensure the symptoms are psychogenic in origin. Generally, if a symptom is better accounted for by an alternative explanation, we will categorize it as not being a psychological symptom [62]. Because injured patients involved in accidents often experience partial or full loss of traumatic memory, it can sometimes be difficult to differentiate organic from psychogenic amnesia on item 8 (psychogenic amnesia in criterion C3) of the CAPS. In this study, we adopt the standard manner of calculating all items for assessing PTSD symptoms as the primary outcome.

The secondary efficacy variables consist of the following: PTSD diagnosis as determined by CAPS-DX with all items including item 8, CAPS-DX total scores without item 8 when assessing PTSD symptoms [8], PTSD diagnosis as determined by CAPS-DX scores without item 8, total scores on the Montgomery-Asberg Depression Rating Scale (MADRS) [63,64], and major depressive disorder (MDD) as determined by the Mini International Neuropsychiatric Interview (MINI) [65,66]. Other secondary outcome measures are described elsewhere. Trained psychiatrists (YM, DN) conduct all of the face-to-face structured interviews for the evaluation of PTSD and other psychiatric morbidity at 1 and 3 months.

In this trial, participants are deemed to have partial PTSD if they fulfill two of three symptom criteria [B (re-experiencing), C (avoidance), or D (hyper-arousal)], and also the criteria A-1 (stressor), E (duration), or F (impairment). The inter-rater reliability of the diagnosis of PTSD and MDD was reported previously [67].

Psychological and psychophysiological evaluations

1. Impact of Event Scale-Revised [68]

The Impact of Event Scale-Revised (IES-R) is a self-reporting questionnaire about PTSD symptoms that was developed in the U.S. It is the most widely used measure internationally in all forms of disaster-area research. The IES-R is composed of 22 items on the three largest symptoms in the diagnostic criteria of PTSD, namely re-experiencing, avoidance, and increased physiological arousal. Respondents rate symptoms experienced in the previous week. The validity and reliability of the Japanese version of the IES-R has been confirmed [69].

2. Hospital Anxiety and Depression Scale [70]

The Hospital Anxiety and Depression Scale (HADS) includes a 7-item anxiety subscale and a 7-item depression subscale for assessing general psychological distress for the preceding week. Each item is rated on a scale of 0–3, with high scores denoting greater psychological distress. The validity and reliability of the Japanese version of the HADS has been confirmed [71].

3. The Medical Outcomes Study 36-Item Short Form Health Survey [72]

The Medical Outcomes Study 36-Item Short Form Health Survey (SF-36) is based on a conceptual model consisting of physical and mental health constructs, and is designed to measure perceived health status and daily functioning. It consists of 36 items scored in the following 8 domains: physical functioning, role-physical functioning, bodily pain, general health perception, vitality, social functioning, role-emotional functioning, and mental health [73]. The validity and reliability of the Japanese version of the SF-36 has been confirmed [74].

4. Connor-Davidson Resilience Scale [56]

The self-rating Connor-Davidson Resilience Scale (CD-RISC) comprises of 25 items, each rated on a 5-point scale (0–4), with high scores reflecting greater resilience. The Japanese version of the CD-RISC was translated by Nakajima and Kim and they are currently conducting a validation study.

5. Buss-Perry Aggression Questionnaire [57]

The Buss-Perry Aggression Questionnaire (BAQ) is a 29-item questionnaire where participants rank certain statements along a 5-point continuum from "extremely uncharacteristic of me" to "extremely characteristic of me." The scores are normalized on a scale of 0 to 1, with 1 being the highest level of aggression. It has 4 dimensions of aggression: physical aggression, verbal aggression, anger, and hostility. The validity and reliability of the Japanese version of the BAQ has been confirmed [75].

6. Physiological assessment

To avoid any confounding effect that the psychological and psychiatric assessment might have on autonomic response, we perform the physiologic assessment first [76]. The physiological data to be collected include heart rate, skin conductance, and continuous blood pressure while the patient is subjected to startling tones and idiographic trauma-related cues. The startling tones to be used in this study are essentially the same as those described in a previous study [77]. The idiographic script-driven imagery to be used is essentially the same as that described in a previous study [78]. The detailed experimental procedures were reported elsewhere [79].

Data collection schedule

Data collection listed is conducted according to the appropriate timing and each aspect of the relevant information. The follow-up assessment schedule from baseline to 3 months is shown in Table 1.

Table 1.

Outcome measures and assessments

	ADMISSION	BASELINE	1 MONTH	3 MONTH
Primary outcome
CAPS			+	+
Secondary outcome
MINI			+	+
MADRS			+	+
IES-R			+	+
HADS			+	+
SF-36			+	+
CD-RISC		+		+
BAQ		+		+
Physiologic experiment				+
Other measures
Alcohol, smoking, FFQ		+
PDI		+
Life event after the accident			+	+
Serum	+		+	+
Erythrocyte	+			+

Table legend text: CAPS, Clinician-Administered PTSD Scale; MINI, Mini International Neuropsychiatric Interview; MADRS, Montgomery-Asberg Depression Rating Scale; IES-R, Impact of Event Scale revised; HADS, Hospital Anxiety and Depression Scale; SF-36, The 36-item short form of the MOS Questionnaire; CD-RISC, Conner-Davidson Resilience Scale; BAQ, Buss-Perry Aggression Questionnaire; FFQ, Food Frequency Questionnaire; PDI, Peritraumatic Distress Inventory.

Data collected at time of enrollment

1. Whole blood and serum: A blood sample is taken from patients when transferred to our emergency room and treated for the first time. If consent to participate in the study is provided, test samples are obtained by the Clinical Laboratory Department.

2. Demographic characteristics

3. Alcohol, smoking, food frequency questionnaire (FFQ)

4. Detailed information about accidental injury

5. Psychological response to accidental injury: sense of life threat, subjective severity of injury, MTEQ, PDI

6. Psychological assessment: CD-RISC, BAQ

7. Physical examination: Performance status, blood pressure at rest (right hand), heart rate, laboratory data

Data collected at 1 month after informed consent provided

1. Life events after accidental injury

2. Outpatient or inpatient treatment

3. Physical examination: Performance status, blood pressure at rest (right hand), heart rate, laboratory data

4. Psychiatric evaluation: MINI, CAPS, MADRS

5. Psychological response: IES-R, HADS

6. Serum

7. Adverse events

Data collected at 3 months after informed consent provided

1. Life events after accidental injury

2. Outpatient or inpatient treatment

3. Physical examination: Performance status, blood pressure at rest (right hand), heart rate, laboratory data

4. Psychiatric evaluation: MINI [65,66], CAPS [52,53], MADRS [63,64]

5. Psychological responses: IES-R, HADS, SF-36, CD-RISC [56], BAQ [57]

6. Physiological assessment

7. Whole blood and serum

8. Adverse events

9. Number of days of leave from work taken from the time of injury

Procedure of psychiatric evaluation

Trained psychiatrists (YM, DN) conduct all of the face-to-face structured interviews for the evaluation of PTSD and other psychiatric morbidity at months 1 and 3. The primary method of evaluation is set as the face-to-face interview. However, conducting an interview via phone is also acceptable when an interview proves difficult to arrange. Clinical research coordinators notify participants of the upcoming follow-up survey no later than 5 days before a psychiatric evaluation. An outcome evaluator reserves a date for the next evaluation after the survey. When notifying participants via e-mail, an email template created specifically for this study is used and sent from an email account address designated for this study.

Reporting of adverse events and protection of participants

An adverse event is defined as any unwanted or unintended sign, symptom, or disease seen in trial participants, regardless of the causal relationship with the study interventions. After enrollment, patients undergo a short physical examination and then complete the questionnaires and interviews. Safety issues concerning omega-3 fatty acid supplementation, including monitoring of vital signs and records of adverse events, are investigated at least twice a week during hospitalization. After discharge, safety issues are checked by telephone or email contact. When an adverse event is suspected, researchers and clinical research coordinators evaluate and record the event. Based on the following criteria, adverse events are evaluated for severity according to the following three levels.

1. Mild: Some symptoms or signs observed, but the participant can continue the trial without treatment.

2. Moderate: Some symptoms or signs observed, but the participant can continue the trial with treatment, such as reducing the dose of the test capsules or administering drugs.

3. Severe: Clinical status and daily activities are significantly affected, and discontinuation of the test capsules may be needed. Examples include headache, diarrhea, soft stool, and belching that are severe enough to reduce daily activities.

An association between the adverse event and test capsules is evaluated on four levels based on the following criteria. If it is judged there is “No association,” the reason for the judgment is also explained in the report.

1. Not related: Symptoms can be clearly explained by factors other than the test capsules.

2. Possibly related: Although the symptoms can be considered to be caused by factors other than the test capsules, a possible relationship between them cannot completely be ruled out.

3. Probably related: The symptoms are unlikely to be caused by factors other than the test capsules.

4. Related: Causal relationship with the test capsules is strongly suspected, due to a temporal relationship between test capsule administration and occurrence of the adverse event, a correlation between the dose of the test capsules and symptom severity, or when occurrence of the adverse event cannot be explained by factors other than the test capsules.

Serious adverse events include the following, regardless of the dose of the test capsules. Administration of the test capsules is discontinued upon the occurrence of any such event.

1. An event resulting in death

2. A life-threatening event (the participant is facing the possibility of death at the occurrence of the event)

3. An event requiring hospitalization or an extension of hospitalization to provide treatment

4. An event resulting in permanent or prominent disorder or functional failure

5. An event causing a subsequent congenital anomaly or congenital deficiency

6. Other events or reactions considered medically significant

Clinical research coordinators immediately contact the principal investigator (YM) and research committee when an adverse event or serious adverse event occurs. Any adverse event or serious adverse event is reported on a monitoring report and evaluated by the Data and Safety Monitoring Board regularly. A reported event gives the date of occurrence and description of the event. In addition, information is reported on the dose of the capsule, concomitant drug(s) and dosage, consumed supplements, types of food, and dates of start or discontinuation of the test capsules. The principal investigator gathers information about the occurrence of a serious event or event that may affect study continuation. The principal investigator also communicates and shares the information with the Data and Safety Monitoring Board independently from the other researchers and the provider of the test capsules. The ethics committee receives reports as needed.

Failure to attend a hospital visit or failure to reach the participant or family

If a participant does not visit the hospital for a follow-up appointment, the clinical research coordinator calls the participant or their family and encourages a visit soon after confirming the reason for not visiting. If visiting is judged to be difficult, a phone interview is conducted instead. When contacting the participant, the coordinator confirms that the person talking over the phone is the participant himself or herself. When mailing materials, a confidential form is used to protect personal information.

Outcomes

Primary outcome

Total score of the CAPS-DX at 3 months follow-up.

Secondary outcomes

1. Incidence of diagnosis of PTSD (full PTSD and partial PTSD) at 1 and 3 months follow-up

2. Total score of the CAPS-DX at 1 month follow-up

3. MADRS score at 1 and 3 months follow-up

4. Incidence of diagnosis of major depressive disorder evaluated by MINI at 1 and 3 months follow-up

5. Physiological response to script-driven imagery and audiovisual stimuli at 3 months follow-up

6. IES-R score at 1 and 3 months follow-up

7. HADS score at 1 and 3 months follow-up

8. SF-36 score at 1 and 3 months follow-up

9. CD-RISC score at baseline and 3 months follow-up

10. BAQ score at baseline and 3 months follow-up

11. Serum BDNF at baseline and 1 and 3 months follow-up

12. Number of days of leave from work taken from the time of injury

13. Dehydroepiandrosterone at 1 and 3 months follow-up

14. Neuropeptide Y at 1 and 3 months follow-up

15. Interleukin 1 beta at 1 and 3 months follow-up

16. Interleukin 6 at 1 and 3 months follow-up

17. Tumor necrosis factor alpha at 1 and 3 months follow-up

18. D-serine at 1 and 3 months follow-up

19. L-serine at 1 and 3 months follow-up

20. DL-serine at 1 and 3 months follow-up

21. Activin at 1 and 3 months follow-up

Statistical analyses

All analyses are conducted according to the intention-to-treat principle.

Primary analysis

The primary purpose of this trial is to examine whether patients receiving omega-3 fatty acid supplementation after physical trauma score on average 10 points lower on the CAP scale at 3 months follow-up than those receiving placebo. Using analysis of covariance, mean score differences, 95% confidence intervals, and P values are calculated. Two-tailed tests will be used, and the α level will be set at 5%. If background factors are found that may influence prognosis even if the assignment code is blinded, those factors will be entered as covariates in the analysis.

Exploratory analysis

To complement the primary analyses, additional evaluation of secondary outcomes and sub-groups will be analyzed. The analysis will be exploratory, thus multiplicity will not be controlled. Evaluation with regression models in repeated measures as a mixed effect model will be conducted. Sensitivity analysis and imputed methods to missing variables will be used to examine the validity of the findings.

Estimation of sample size

Forty-nine cases are required, given that the expected CAP score difference between the groups at 3 months is set as 10, with an α level of 0.05 (two-tailed), a β level of .10, and standard deviation of 15. Discontinuation and dropout are estimated to be around 30% of the participants, indicating that 70 cases are needed. Thus, the desired number of participants in each group is 70, with a total of 140 cases. However, if this trial becomes difficult to continue due to finances, man-power, or physical factors, there is a possibility that the accumulation of cases will be stopped before the desired number is achieved.

Time periods of the study

Study period: December 2008 through December 2013

Enrollment period: December 2008 through June 2013

Follow-up period: December 2008 through December 2013

Ethical considerations

The present study protects the rights and welfare of participants in the spirit of ethical guidelines outlined under the Declaration of Helsinki. The study further respects the ethical principles of the Ministry of Health, Labour, and Welfare of Japan. Confidence is assured in the ethics, safety, scientific rigor, and reliability of the research. Personal information obtained in the course of the research is strictly secured to avoid external leaks. No special compensation is paid in the event of health damage directly related to the research. The research plan (2007–12) was deliberated upon and approved by the Ethics Committee of the National Disaster Medical Center on February 8, 2008.

Criteria for discontinuing intervention, evaluation, and follow-up

The criteria for discontinuing intervention, evaluation, and follow-up with participants are set as follows.

Discontinuing intervention

Investigators discontinue the intervention if the participant refuses to continue the treatment with the test capsules or placebo, or if further intervention is difficult because concomitant drug administration is required medically. Investigators ask the participant whether he or she can participate in later evaluations and follow-up. The process for discontinuing registration is initiated and reasons for the discontinuation are fully reported. Later evaluations and follow-up are conducted as designed.

Discontinuing evaluation

Psychiatric evaluation is discontinued if a participant refuses to undergo evaluation. Investigators ask the participants whether they can participate in later evaluations and follow-up. The process for discontinuing registration is initiated and reasons for the discontinuation are fully reported. Later evaluations and follow-up are conducted as designed.

Discontinuing follow-up

Study participation is discontinued if a participant refuses to be followed up. Investigators undertake the process of discontinuing registration for follow-up and record the relevant details. Later evaluations and follow-up are not conducted.

Retraction of consent

When a participant retracts his or her consent, all intervention, evaluation, and follow-up is discontinued.

Deviation from the study protocol

When a participant deviates from the study protocol as noted in the following, a follow-up session is conducted as far as is possible: 1) capsules are not supplied or taken as scheduled, 2) documents necessary for evaluation are missing, and 3) continuing intervention is deemed difficult by the investigators for other reasons. Reasons for the deviation are recorded.

Discontinuation of the study

The study is discontinued in the event of any of the following.

1. The Data and Safety Monitoring Board recommends discontinuation of the study.

2. Serious adverse events and side-effects occur that make continuing the study difficult, and the Board recommends discontinuation of the study.

3. The principal investigator decides to discontinue the study.

Data and safety monitoring

The data manager provides a report using a pre-determined template to the principal investigator and the Data and Safety Monitoring Board on a regular basis (once every 6 to 12 months). The Data and Safety Monitoring Board consists of the following three professionals with experience in clinical trials, who are not involved in this trial: Professor Yasuhiro Otomo (critical care medicine), Dr. Tetsuo Nakabayashi (regulatory science), and Professor Ataru Inagaki (psychopharmacology). The statistical analysis manager reviews the reports filed by the data manager in advance. Contents of the template include the following.

1. Study progress with case registration

2. Status of psychiatric evaluations and relevant issues

3. Occurrence of adverse events

4. Discussion of other relevant issues, problematic cases, and events

Revision of the research plan and change of processes

The principal investigator will summon or e-mail investigators to discuss possible revisions to the research plan when the regular monitoring report indicates the presence of serious adverse events or events that may affect continuation of the study, thus suggesting safety problems in the study.

Data access and responsibility

Drs. Yutaka Matsuoka and Daisuke Nishi have full access to all of the data in the study and take responsibility for the integrity of the data and the accuracy of analysis.

Presentation of the trial results

The findings will be presented in medical journals and at academic conferences. The founding body will also be notified of the results. An application for a press release at the Press Club will be initiated if significant research results are obtained and the study is accepted for publication by an influential academic journal. Mainly the principal investigator is the corresponding author in all presentations, and the first author and co-authors will be determined according to their intellectual contributions. In addition, individuals who join the study after it was approved and work fully toward the implementation and progress of the study may obtain authorship with the approval of the principal investigator.

Funding

This study was supported by CREST, the Japan Science and Technology Agency (YM). The funding body peer reviewed proposal documents which included digest version of this study protocol as part of the selection process. All of the supplements used in the study were supplied by Kentech Co, Ltd., Toyama, Japan. They had no role in the study design and conduct, in the collection, analysis and interpretation of the data, or in the preparation, review, and approval of the manuscript.

Discussion

It is suggested that hippocampal neurogenesis may play an important role in the periodic clearance of hippocampal memory traces in contextual fear conditioning [36]. Thus, hippocampal neurogenesis is emerging as a possible mediator of the effect of omega-3 fatty acids on fear memory. Modulating adult hippocampal neurogenesis by omega-3 fatty acid supplementation may well then be a good target for the prevention of PTSD. Intervention with omega-3 fatty acid appears acceptable in broad clinical practice because of its convenience, empirical results in animal studies, and much less serious side effects than any psychotherapeutic drugs.

The TPOP study is designed to evaluate the efficacy of omega-3 fatty acid supplementation for PTSD prevention among injured patients. The open trial [38] provided promising support for our hypothesis: omega-3 fatty acid supplementation significantly attenuated PTSD symptoms at 3 months as a primary outcome, as compared with the hypothetical mean. We believe the results of the TPOP will be of importance: accidental injury occurs across the globe and omega-3 fatty acid supplementation, if found to be efficacious for preventing PTSD, could maintain the mental health of the injured.

Abbreviations

BAQ: Buss-Perry Aggression Questionnaire; BDNF: Brain-derived neurotrophic factor; CAPS: Clinician-Administered PTSD Scale; CD-RISC: Connor-Davidson Resilience Scale; DHA: Docosahexaenoic acid; EPA: Eicosapentaenoic acid; FFQ: Food Frequency Questionnaire; HADS: Hospital Anxiety and Depression Scale; ICU: Intensive care unit;IES-R: Impact of Event Scale-Revised; MADRS: Montgomery-Asberg Depression Rating Scale; MDD: Major depressive disorder; MINI: Mini International Neuropsychiatric Interview; MVA: Motor vehicle accident;PTSD: Posttraumatic stress disorder; SF-36: The 36-item short form of the MOS Questionnaire; TPOP: Tachikawa Project for Prevention of PTSD with Polyunsaturated Fatty Acid

Competing interests

Dr. Matsuoka has received research support from the Japan Science and Technology Agency, CREST and the Ministry of Health, Labor, and Welfare of Japan, an Intramural Research Grant for Neurological and Psychiatric Disorders from NCNP and lecture fees from Suntory Wellness Ltd, Eli Lilly Japan KK, and Otsuka Pharmaceutical Co., Ltd. Dr. Nishi has received research support from Toray Industries, Inc. and the Foundation for Total Health Promotion, and lecture fees from Qol Co., Ltd, DHA & EPA Association, and NTT DoCoMo, Inc. Dr. K. Hamazaki has received research support from the Japan Society for the Promotion of Science, an Intramural Research Grant for Neurological and Psychiatric Disorders from NCNP, the Tamura Foundation for Promotion of Science and Technology, and the Ichiro Kanehara Foundation for Promotion of Medical Sciences and Medical Care, and consultant fees from Polyene Project, Inc. and Otsuka Pharmaceutical Co., Ltd., and lecture fees from Nippon Suisan Kaisha, Ltd. Dr. T. Hamazaki has received research support from the Japan Society for the Promotion of Science, Open Research Center for Lipid Nutrition (Kinjo Gakuin University), and Nippon Suisan Kaisha, Ltd., and consultant fees from Polyene Project, Inc. and Otsuka Pharmaceutical Co., Ltd., and lecture fees from Mochida Pharmaceutical Co., Ltd. Dr. Matsumura has received research support from the Japan Society for the Promotion of Science and the 26th Research Grant in Medical and Health Science from Meiji Yasuda Life Foundation of Health and Welfare. All other authors declare that they have no competing interests with this work.

Authors’ contributions

YM is a principal investigator. YM and DN conceived the study and drafted the original protocol. NY calculated sample size and decided the analytic strategy. YM, DN, NY, KH and TH participated in the refinements of the protocol. YM, DN, KH, and TH decided the content of the omega-3 fatty acid supplementation. KM decided the method of psychophysiological experiment, KM and HN managed the experiment. HN managed clinical research coordinators. YM and DN managed the enrolment procedure and overall regulation of the trial. KH managed the serum analysis. All authors read and approved the final manuscript.

Authors’ information

Daisuke Nishi is now at the Department of Mental Health Policy and Evaluation, National Institute of Mental Health, National Centre of Neurology and Psychiatry.

Kenta Matsumura is now at the School of Mechanical Engineering, College of Science and Engineering, Kanazawa University.

Tomohito Hamazaki is an ex-board member of International Society for the Study of Fatty Acids and Lipids and is now at Toyama Jonan Onsen Daini Hospital.

Pre-publication history

The pre-publication history for this paper can be accessed here:

http://www.biomedcentral.com/1471-244X/13/8/prepub

Acknowledgements

The authors thank Satoru Kobayashi, PhD, for his technical assistance with preparing allocated bottled supplement. All staff of the Department of Critical Care and Traumatology, National Disaster Medical Center provided practical support for blood sampling in the emergency room.