Abstract
We identified cell surface markers associated with repression of p16INK4a/cyclin-dependent kinase inhibitor 2A(CDKN2A), a critical determinant in the acquisition of a plastic state. These cell surface markers allowed direct isolation of rare cells from healthy human breast tissue that exhibit extensive lineage plasticity. This subpopulation is poised to transcribe plasticity markers, OCT3/4, SOX2, and NANOG, at levels similar to those measured in human embryonic stem cells and to acquire a plastic state sensitive to environmental programming. In vitro, in vivo, and teratoma assays demonstrated that either a directly sorted (uncultured) or a single-cell (clonogenic) cell population from primary tissue can differentiate into functional derivatives of each germ layer, ectodermal, endodermal, and mesodermal. In contrast to other cells that express OCT3/4, SOX2, and NANOG, these human endogenous plastic somatic cells are mortal, express low telomerase activity, expand for an extensive but finite number of population doublings, and maintain a diploid karyotype before arresting in G1.
Keywords: NT5E/CD73, pluripotency
Current observations are expanding our classic perceptions about phenotypic plasticity, i.e., the ability to be shaped or programmed to a specific cell type. Recent studies indicate that intestine and skin not only contain classic tissue-specific stem cells that maintain tissue homeostasis but also independent cell populations that generate the same range of differentiated cells in response to wound healing (1, 2). We have also learned that stromal cues not only dictate which cell population will respond to specific environmental signals but also which phenotypes will manifest. For example, placement of neural stem cells within the mammary stroma results in mammary cell differentiation (3). Thus, cell lineage plasticity can be directed by chemical and mechanical stromal signals to generate tissues (4).
Extensive studies have demonstrated that repression of p16INK4a/CDKN2A (cyclin-dependent kinase inhibitor 2A) is associated with the acquisition of a plastic state, i.e., the ability of a cell to change phenotypes. In epithelial cells, repression of p16INK4a does not only inactivate cell cycle arrest in response to stress but also allows increased expression of chromatin remodeling proteins that are important for epigenetic plasticity underlying differentiation (5). In Drosophila, the up-regulation of such chromatin remodeling proteins sets the expression pattern of pluripotent cells (6). In undifferentiated murine myoblasts, an increase in chromatin remodeling proteins inhibits differentiation and dictates the decision between progenitor and differentiated states (7). Furthermore, mice engineered for knock-out of B-lymphoma Mo-MLV insertion region 1 homolog (BMI-1), a polycomb protein that inhibits p16INK4a transcription fail to repress p16INK4a activity and fail to generate hematopoietic and neural stem cells (8–10). Given these observations, we reasoned that repression of p16INK4a might also modulate expression of cell surface markers that could be used for the prospective isolation of cells with extensive lineage plasticity.
Results
Selected Cell Surface Markers Regulated by p16INK4a.
Comparative massively parallel RNA sequencing of human mammary epithelial cells with or without naturally repressed p16INK4a allowed us to search for cell surface markers that would offer the opportunity for positive selection, i.e., markers which would exhibit differential expression in cells with p16INK4a activity compared with cells with repressed p16INK4a. We observed that p16INK4a repression is relieved upon differentiation into luminal and myoepithelial cells (Fig. S1A) and used these cell populations for comparison. Most markers, such as IGF1R (insulin-like growth factor 1 receptor), EGFR (epidermal growth factor receptor), cadherins and integrins, failed to demonstrate differential expression in the presence or absence of p16INK4a activity (Fig. S1B). CD133, a gene reported to be expressed in neural and hematopoietic stem/progenitor cells, was significantly down-regulated and thus could not be used for positive selection (11, 12). Strikingly, this analysis identified a dramatic coincident overexpression and down-regulation of CD73 and CD90, respectively (Fig. S1B). To confirm the causal role of p16INK4a in modulating these two ideal candidates, human mammary epithelial cells with low expression of CD73 and high expression of CD90 were transfected with sh p16INK4a (short hairpin to p16INK4a) and assayed for changes in CD73 and CD90 expression (Fig. S1 C and D). Introduction of sh p16INK4a caused a 77% reduction in basal p16INK4a expression (Fig. S1C). The down-regulation of p16INK4a activity was accompanied by a dramatic increase (>100-fold on average) in the number of cells expressing CD73 and repressing CD90 (CD73+CD90− cells; Fig. S1D).
Having identified CD73+CD90− as a signature for cells with p16INK4a repression and a potential for plasticity, we analyzed 10 disease-free human breast tissues (reduction mammoplasties) for the presence of CD73+CD90− cells. All tissues were devoid of visible disease, bacterial, fungal, or viral contamination, and exhibited a normal diploid 46, XX karyotype (SI Methods and Fig. S2A). Freshly isolated single-cell populations were first depleted of the lineage-positive (Lin+) fraction (hematopoietic, endothelial, and fibroblast cells) (Fig. S2B) then fractionated using the gating shown in Fig. S2C. The resultant lineage-negative (Lin−) population was partitioned into four subpopulations, CD73+CD90− (R1) (5.3%), CD73+CD90+ (R2) (1.9%), CD73−CD90− (R3) (84.6%), and CD73−CD90+ (R4) (8.2%) (Fig. S2D and Dataset S1).
Differentiation into Three Germ Lineages.
Analysis of the R1–R4 subpopulations by quantitative RT-PCR (qPCR) array revealed distinctive expression of genes in R1 previously reported to confer multi- and pluripotency (Fig. 1A). In contrast to R2–R4, R1 expressed several (but not all) of these genes at levels comparable to human embryonic stem cells (hESCs). Thus, we examined the capacity of R1–R4 to differentiate into ectodermal, endodermal, and mesodermal lineages.
To examine the capacity of directly sorted (uncultured) R1–R4 to differentiate into an ectodermal lineage, R1–R4 were evaluated for breast multipotency using standard techniques of mammosphere formation and multilineage differentiation (Fig. S2E) (13–15). Each subpopulation was cultured under mammosphere-forming conditions (Fig. 1B) and subjected to serial passages (Fig. 1C). Robust and sustained mammosphere generation was observed only for R1 cells and is shown for four passages (Fig. 1 B and C and Fig. S3A). Importantly, only a small fraction (∼3%) of R1 (CD73+CD90−) cells, accounting for only ∼0.15% of total epithelial cells, exhibited this complete and sustained, clonogenic, serial mammosphere-forming capacity in vitro.
First, in vitro lineage differentiation potential was assessed on serial passages of mammosphere-derived cells by flow cytometry and immunocytochemistry analysis of colonies derived from R1–R3 mammospheres from multiple women. Because R4 cells did not generate mammospheres, they could not be assessed for lineage differentiation. Mammospheres were dissociated into single cells and cultured in suspension to test for subsequent mammosphere-forming capacity and multilineage potential by plating on collagen-coated coverslips at colony-producing densities (Fig. S2E). Differentiation was monitored by staining cells for expression of mammary myoepithelial and luminal markers, CD49f (α-6-integrin) and MUC-1 (mucin 1), respectively (Fig. S3B) (16, 17). Flow cytometry identified R1 as the only population with multilineage potential (Fig. 1D). The first mammosphere passage generated colonies representative of all three mammary lineages. With subsequent passages, the bipotent progenitors (CD49f+/MUC-1+) increased over passages 1–3: 20%, 32%, and 66%, respectively, at the expense of the differentiated progeny. Using the complementary morphologic colony-producing assay, R1 mammosphere-derived (single) cells differentiated into three types of colonies: colonies containing exclusively myoepithelial cells (Fig. S3B, R1, Top), exclusively luminal epithelial cells (Fig. S3B, R1, Middle) or bipotent cells (coexpressing both lineage markers) along with cells of both lineages (Fig. S3B, R1, Bottom). This differentiation potential was maintained in subsequent passages (Fig. 1D). In contrast, R2 and R3 mammosphere-derived cells differentiated predominantly into myoepithelial and luminal colonies or only into luminal colonies, respectively (Fig. 1D and Fig. S3B).
In a second assay, acquisition of functional alveolar differentiation was assessed by cellular production of human β-casein with human-specific antibodies (Fig. S2E and Fig. 1E). Cells derived from R1–R3 mammospheres were allowed to differentiate on a collagen substratum, overlaid with reconstituted basement membrane gel devoid of growth factors (Matrigel), supplemented with prolactin. Under these conditions, only R1 mammosphere-derived cells produced β-casein, consistent with alveolar differentiation. R2 and R3 produced luminal cells that failed to differentiate in the presence of prolactin. We speculate that these cells are much like the mature luminal cells reported by Lim et al. that fail to respond to lactogenic cues and to form ducts/lobules in 3D Matrigel culture (18).
The third in vitro differentiation assay (Fig. S2E) compared the ability of R1–R3 mammosphere-derived cells to organize into two types of multicellular structures observed in vivo: small acinar-like structures of luminal origin and solid spherical colonies of myoepithelial origin (19, 20). Single cells from dissociated mammospheres (R1–R3) were cultured at colony-producing densities in 3D Matrigel. Only R1 mammosphere-derived cells generated both structures: 26% branched, ductal–acinar structures and 74% acinar-like structures (Fig. S3C). Thus, R1 exhibited true multilineage differentiation potential in vitro, whereas R2 and R3 were significantly restricted in potential.
Finally, we evaluated the in vivo ability of R1–R4 to enrich for mammary gland reconstituting potential as previously described (14). R1–R4 were sorted and directly transplanted into cleared, humanized mammary fat pads of female nonobese diabetic (NOD)/SCID mice. Only R1 had outgrowth potential, as shown by duct formation upon implantation of as few as 5,000 cells. R2–R4 failed to repopulate the mammary gland (Fig. S4A). As observed in the human mammary tree, these acinar and ductal-lobular outgrowths were composed of an inner luminal cell layer and an outer myoepithelial cell layer (Fig. 1F and Fig. S4B). The human origin of these epithelial outgrowths was validated with human-specific antibodies for cytokeratin 8/18 (CK8/18) (luminal cells) and α-smooth muscle actin (α-SMA) (myoepithelial cells) (Fig. 1F). To test whether these human ductal structures had undergone complete functional differentiation, mice were mated and mammary glands were harvested at day 18 of pregnancy. Human β-casein was expressed within human-origin luminal cells lining the acini and secreted into the lumina of human ductal structures only in R1 outgrowths (Fig. S4 C and D). These results established the mammary gland multipotent capacity of R1 both in vitro and in vivo.
To examine the capacity of R1–R4 subpopulations to differentiate into endodermal lineages, directly sorted (uncultured) R1–R4 were placed under conditions that allow hESCs to differentiate into definitive endoderm (21) and immunostained for expression of transcription factors SOX17 (sex determining region Y-box 17) and FOXA2 (forkhead box A2). R3 and R4 failed to survive under these conditions. R2 survived but failed to proliferate and showed very weak cytoplasmic expression of SOX17 and no expression of FOXA2. Only R1 displayed definitive endoderm phenotypes, with 40% of cells exhibiting SOX17 nuclear expression. Under proper conditions, R1 cells expressing SOX17 could further differentiate toward the pancreatic lineage as demonstrated by the expression of the pancreatic differentiation markers PDX1 (pancreatic and duodenal homeobox 1) and NKX6.1 (NK6 homeobox 1) in cell clusters (Fig. 2A).
To determine mesodermal potential, directly sorted (uncultured), R1–R4 cells were exposed to differentiation media previously reported to induce adult human mesenchymal stem cells (MSCs) and hESCs toward adipocyte (22) or endothelial (23) cell lineages. Under adipogenic conditions, only R1 cells attached and grew, produced lipid-filled adipocytes, and uniformly coexpressed the adipocyte-specific markers FABP4 (fatty acid binding protein 4), LEPTIN, and PPARγ (peroxisome proliferator-activated receptor gamma), as observed with positive control MSCs (Fig. 2B). Expression differences were validated at the protein level for FABP4 (Fig. 2B). Under endotheliogenic conditions, R1 survived, whereas R2–R4 died. A fraction of R1 cells expressed the endothelial marker CD31 and subsequently generated tubule-forming endothelial cells (Fig. 2 C and D).
To further document the lineage plasticity of R1 toward mesodermal derivatives, R1 cells were cultured on human placental fibroblast feeders and grown under conditions that promote embryoid body formation and hESC differentiation into cardiomyocytes (24). In these conditions, spontaneous beating of cardiomyocytes was observed in focal patches within the culture (∼5%) (Movie S1).
Clonal Evidence for Extensive Lineage Plasticity of Rare Somatic Cells.
The power of assessing differentiation potential in directly sorted, uncultured R1 cells is that the results cannot be attributed to cell expansion in culture. However, with this approach, one cannot ascertain if the R1 subfraction consists of single cells, each of which has the ability to generate all three germ lineages or if, alternatively, the population represents a collection of cells, each with restricted potency for a single-germ lineage. To distinguish between these two possibilities, we isolated single cells from the R1 population and assessed their potential for generating multiple-tissue lineages.
R1 cells, isolated from primary tissue, were separated into EpCAM+ (epithelial cell adhesion molecule-positive) and EpCAM− (epithelial cell adhesion molecule-negative) fractions and placed under conditions known to allow expansion of hESCs (25). Under these conditions, ∼3% of R1 cells from the EpCAM+ fraction formed single-cell–derived colonies by day 14 (Fig. 3A) with robust induction of the canonical pluripotency genes, NANOG, OCT3/4, and SOX2. Immunostaining provided expression levels and confirmed nuclear localization (Fig. 3A). FACS analysis demonstrated that >95% of cells within each colony coexpressed the three pluripotency proteins and the epithelial cell surface marker EpCAM (Fig. 3B). Marker expression was also confirmed at the protein and transcript level using Western blot analysis (Fig. 3C) and qPCR (Fig. 5A and Dataset S2), respectively. Expression of these pluripotency markers was not observed within R2 and R3 (Dataset S2) nor within R4 (Fig. 3 A and C and Dataset S2). Importantly, EpCAM− R1 cells also failed to exhibit any of these phenotypes (Fig. 3A).
To examine the extent of plasticity of R1 cells at a clonal level, progeny of R1 single-cell–derived subclones were manually divided into three parts, placed in each of the in vitro differentiation assays described above, and assessed for potency. These single-cell–derived R1 subclones generated all three previously described lineage derivatives: ectodermal mammary cell multilineage derivatives, endodermal pancreatic derivatives, and beating cardiomyocytes (Fig. S5 and Movie S2). Thus, directly sorted R1 cells and single-cell–derived R1 subclones are equally potent in generating all three germ-line derivatives in vitro.
To confirm the origin and individual identity of R1 cells, we used short tandem repeat (STR) forensic analysis to compare markers in flow cytometry-isolated cells and a matched mesodermally differentiated R1 derivative (beating cardiomyocytes) derived from two independent breast tissues. Each pair of parental and differentiated samples exhibited identical genetic markers for a given donor, each being distinct from markers for hESC and K562 control cell lines (Table S1). Collectively, these data demonstrate that a single endogenous plastic somatic (ePS) cell can express OCT3/4, SOX2, and NANOG proteins and generate all three germ lineages when exposed to proper conditions.
R1 Cells Can Form Teratomas.
Given the extensive lineage plasticity of R1 cells in vitro, we assessed their plasticity in vivo. Because human blastocyst rescue is not possible for ethical reasons, we instead used a teratoma assay. R1–R4 cells were grafted under the renal capsules of immunocompromised mice and assessed for the generation of multiple human tissue derivatives using human-specific antibodies (Fig. S6). We found that the R1 fraction of cells, either sorted directly (uncultured) from breast tissue (Fig. 4A) or expanded from a single-cell subclone from breast tissue (Fig. 4B and Fig. S7A), generated teratomas with representation of all three germ layers. The differentiated structures of ecto-, endo-, and mesodermal lineages were equally diverse and extensive in teratomas whether derived from clonogenic or directly sorted (uncultured) R1 cells and were indistinguishable from the structures in teratomas generated by the positive control, hESC H7 (Fig. S7 A and B).
Staining with a panhuman lamin A/C antibody confirmed the human origin of the differentiated structures within the teratomas, whereas staining with human-specific, tissue-specific antibodies confirmed their lineage and functional status. GFAP+ (glial fibrillary acidic protein-positive) neuroepithelial cells as well as PDX1+ structures, reminiscent of those seen in normal tissues (Fig. S6), were documented (Fig. 4 A and B and Fig. S7B). The generation of cartilage structures was validated by the expression of HAPLN1 (hyaluronan and proteoglycan link protein 1) marker (Fig. 4 A and B and Figs. S6 and S7B), bone using Alizarin Red stain, intestinal goblet cells by expression of the gastrointestinal transcription factor TFF3 (trefoil factor 3, intestinal) (Fig. 4A and Fig. S6), and gut derivatives by AFP(alpha-fetoprotein)-positive staining (Fig. 4B and Fig. S6). None of these markers are routinely expressed in the human breast (Fig. S6). Together, these data demonstrate that ePS cells, either directly sorted from tissue (uncultured) or expanded in a clonogenic fashion, exhibit lineage plasticity and can generate derivatives of all three developmental lineages.
R2–R4 populations, as well as premalignant mammary cells (184A1), failed to form any cell mass. Metastatic mammary cells (MDA-MB-231) used in the same assay formed a malignant tumor with no differentiated structures (Fig. S7C) nor expression of tissue-specific markers other than those typical for breast tissue. Importantly, these data demonstrate that ePS cells can generate derivatives of all three developmental lineages and that these cells are not malignant.
ePS Cells Are Distinct from hESCs, Induced Pluripotent Stem Cells, and MSCs.
We sought to determine molecular commonalities and distinctions between this newly characterized ePS cell population and well-characterized hESCs and human induced pluripotent stem cells (iPSCs). Additionally, because CD73 is a cell surface marker in MSCs, we also included MSCs in our comparison. To this end, we measured transcript levels of 43 selected pluripotency, stress, and reprogramming genes in R1 populations directly sorted from reduction mammoplasties (n = 4), single cell (clonogenic) expanded R1 populations grown on feeder layers (n = 3), or in media (n = 3) by qRT-PCR. Expression levels were compared with those from independent samples of hESCs (n = 2), iPSCs (n = 3), and MSCs (n = 4) (Dataset S2). R1, although sharing some commonalities with hESCs and iPSCs, exhibited distinct other commonalities with MSCs (Fig. 5A, green and red shaded values, respectively). Two critical shared characteristics among ePS cells, hESCs, and iPSCs, that distinguished them from differentiated cells or MSCs, was high expression of pluripotency genes OCT3/4, SOX2, and NANOG and high expression of the epithelial marker, EpCAM (Fig. 5A and Dataset S2). Importantly, only the CD73+CD90− subpopulation expressing EpCAM contained ePS cells verifying their epithelial nature and the requirement for EpCAM as an enrichment marker for ePS (Fig. 3A). However, unlike hESCs or iPSCs, and similar to MSCs, ePS cells expressed much reduced levels of the epigenetic plasticity marker DNMT3B [DNA (cytosine-5-)-methyltransferase 3 beta] (Fig. 5A and Dataset S2). Furthermore, R1 cells clearly displayed reduced expression of CD90, this latter phenotype distinguishing them from hESCs, iPSCs, and MSCs (Fig. 5A and Dataset S2). Similar results were obtained using either single-cell–derived clonal populations grown on feeder layers or in media or directly sorted uncultured populations (Fig. 5A and Dataset S2). Thus, ePS cells exhibited a unique expression profile that supported their extensive plasticity and clearly distinguished them from hESCs, iPSCs, and MSCs. Finally, also in distinction to immortal hESCs and iPSCs, ePS cells were mortal, grew for up to 58 population doublings (Fig. 5B), and maintained a diploid karyotype before arresting in G1 (Fig. 5 C and D). The ePS population exhibited very low levels of human telomerase reverse transcriptase (hTERT) and telomerase activity, comparable to those observed in differentiated cells but much lower than those observed in hESCs or malignant cells (Fig. 5E).
Discussion
We have identified a unique population of somatic cells isolated from disease-free human breast tissue that exhibits remarkable lineage plasticity. Our studies demonstrate (i) lineage plasticity without cell culture, (ii) clonal evidence of lineage plasticity, (iii) cell-type–specific gene expression, and (iv) functionality of all three lineage derivatives (ectodermal, secretion of human milk in transplanted mice; mesodermal, lipid-accumulating adipocytes, tubule-forming endothelial cells, and beating cardiomyocytes; and endodermal, intestinal goblet cells). Finally, exclusion of cell–cell fusion or contamination events (through STR analysis and karyotyping of multiple cell populations before and after differentiation) confirms the origin of the cells. Taken together, these studies provide morphological, molecular, and functional evidence of pluripotency of these cells.
Notably, we demonstrate here the mortal and nonmalignant state of the ePS cells isolated from breast tissue obtained from multiple disease-free women, both parous and nonparous, and of various ages and ethnicities. The ePS cells, either directly isolated from human tissue or expanded in culture, exhibit normal diploid 46, XX karyotypes, low telomerase expression and activity, and ultimately enter replicative senescence, distinguishing them from immortal, genomically unstable tumor cells and from hESCs and iPSCs. Of particular note, a single-cell–derived clone can generate all three lineage derivatives both in vitro and in vivo. Whereas ePS cells exhibit enough proliferation potential to generate the fully expanded and differentiated tissues of teratomas, the mortality of these cells suggests a short-term contribution to tissue function under yet-to-be-determined conditions such as tissue replacement during wound healing (1, 2). Similar to hESCs and other stem cells (3, 26), ePS cells are directed to express different cell fates by an instructive microenvironment (Figs. 1F and 4). Thus, this work not only addresses the plastic state of the ePS cells and their proliferative potential but also highlights the importance of the stromal environment (niche) in programming their cell fate.
Importantly, the ePS cell population described here differs from previously characterized tissue-specific mammary gland stem cell populations (18) and plastic populations (27–29) in their range of cell fate choices, growth requirements, expression of selected genes, and cell surface markers (Figs. 1 and 5). These studies do not challenge the long-accepted concept of lineage commitment of tissue-specific adult stem cells and do not suggest that transdifferentiation or dedifferentiation is occurring. Rather, the cells we describe here exist in the body devoid of commitment. In time, studies will determine if the expression of pluripotency proteins can be found in vivo (as seen in vitro) and if their function underlies this plasticity phenotype. Encouragingly, rare events have been described by pathologists (choristomas, heterotopias, metaplasias, or ectopic tissues) that consist of normal tissues in abnormal locations, such as bone in the colon and eye (30, 31), liver in gallbladder (32) and pancreas in brain (33). Thus, cells with extensive lineage plasticity exist in healthy tissues and evidence for their plasticity is sometimes observed.
The observation that repressed p16INK4a, a key tumor suppressor gene, links epigenetic (5) and phenotypic plasticity, suggests functional links between tumor suppressor genes and plastic states that are yet to be determined and may some day be exploited for disease intervention. We anticipate that ePS cells may be used in the future as a non-embryonic resource to study acquisition of pluripotency, self-repair, replacement and complications in regenerative medicine and cancer.
Methods
Breast tissues obtained from disease-free women exhibited a normal diploid karyotype (Fig.5 and Fig. S2). Tissues were dissociated and epithelial cell clusters (organoids) were further digested to generate single-cell suspensions. All procedures are described in SI Methods.
Supplementary Material
Acknowledgments
We thank Drs. Arnold Kriegstein and Robert Blelloch and members of the T.D.T. laboratory for discussions; Dr. Susan Fisher [Eli and Edythe Broad Center of Regeneration Medicine and Stem Cell Research, University of California, San Francisco (UCSF)] for providing human placental fibroblasts; Drs. Judy Tjoe and James Marx (Comprehensive Breast Health Center Aurora Sinai Medical Center, Milwaukee); Drs. David Baer, Karen M. Yokoo, Benjamin Hornik, and Jane H. Kim (Kaiser Foundation Research Institute, Oakland, CA) and Ms. Kerry Wiles (Cooperative Human Tissue Network, Nashville, TN) for providing breast tissue samples; Matthew Donne and Don Home (UCSF) for assistance with hESC culture conditions and teratoma assays; Jo Dee Fish and Caroline Miller (Gladstone Histology Core, UCSF) for assistance with immunohistochemistry; and Dr. Charles Streuli for providing the human-specific β-casein antibody. We thank the UCSF National Institutes of Health Reference Epigenomics Mapping Consortium (UCSF-NIH-REMC; ref. 34), Dr. Joe Costello, principal investigator, for the use of the public database. This work was supported by National Cancer Institute Grants CA097214, CA107584, ES017154, and CA135626; Avon Foundation Research Grant 07-2007-074; Cancer League, Inc.; and California Institute for Regenerative Medicine Grant RS1-00444-1 (to T.D.T.).
Footnotes
The authors declare no conflict of interest.
*This Direct Submission article had a prearranged editor.
This article contains supporting information online at www.pnas.org/lookup/suppl/doi:10.1073/pnas.1218682110/-/DCSupplemental.
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