Abstract
The spectrum of the -Neumann Laplacian on the Fock space is explicitly computed. It turns out that it consists of positive integer eigenvalues, each of which is of infinite multiplicity. Spectral analysis of the -Neumann Laplacian on the Fock space is closely related to Schrödinger operators with magnetic fields and to the complex Witten Laplacian.
Keywords: -Neumann problem, Spectrum, Compactness
1. Introduction
The spectrum of the -Neumann Laplacian for the ball and annulus was explicitly computed by Folland [3]. Fu [5] determined the spectrum for the polydisc, showing that it need not be purely discrete like for the usual Dirichlet Laplacian. Here we will exhibit the weighted case, where the weight function is , showing that the essential spectrum is non-empty, which is equivalent to the fact that the -Neumann operator (the inverse to the -Neumann Laplacian) fails to be compact [2].
Let be a plurisubharmonic -weight function, and define the space
where denotes the Lebesgue measure, the space of -forms with coefficients in , for . Let
denote the inner product and
the norm in .
We consider the weighted -complex
where for -forms with coefficients in we have
and
where .
There is an interesting connection between and the theory of Schrödinger operators with magnetic fields; see, for example, [6] for recent contributions exploiting this point of view.
The complex Laplacian on -forms is defined as
where the symbol is to be understood as the maximal closure of the operator initially defined on forms with coefficients in , i.e., the space of smooth functions with compact support.
is a self-adjoint and positive operator, which means that
The associated Dirichlet form is denoted by
| (1.1) |
for . The weighted -Neumann operator is–if it exists–the bounded inverse of .
We indicate that a square integrable -form belongs to if and only if
where the derivative is to be taken in the sense of distributions, and that forms with coefficients in are dense in in the graph norm (see [8]).
We consider the Levi matrix
of , and suppose that the sum of any (equivalently: the smallest ) eigenvalues of satisfies
| (1.2) |
We show that (1.2) implies that there exists a continuous linear operator
such that , for any .
If we suppose that the sum of any (equivalently: the smallest ) eigenvalues of satisfies
| (1.3) |
then the -Neumann operator is compact (see [9,10] for further details).
To find the canonical solution to , where is a given -form such that , one can take , and will also satisfy . For further results on the canonical solution operator to , see [11,14].
If the weight function is , the corresponding Levi matrix is the identity. The space of entire functions belonging to is the Fock space, which plays an important role in quantum mechanics. In this case,
| (1.4) |
where , and
| (1.5) |
where .
For , there is a connection to Schrödinger operators with magnetic fields (see [1] for properties of its spectrum), and to Dirac and Pauli operators [13]: the operators
defined on are the Pauli operators; is also a Schrödinger operator with magnetic field, and the square of the corresponding Dirac operator satisfies
For and , the -Neumann Laplacian acts diagonally (see [12]): for
we have
| (1.6) |
2. Determination of the spectrum
In order to determine the spectrum of for , we use the following lemma (see [2, Lemma 1.2.2]).
Lemma 2.1
Let be a symmetric operator on a Hilbert space with domain , and let be a complete orthonormal set in . If each lies in and there exist such that for every , then is essentially self-adjoint. Moreover, the spectrum of is the closure in of the set of all .
For the sake of simplicity, and in order to explain the general method, we start with the complex one-dimensional case. Looking for the eigenvalues of , we have, by (1.4),
| (2.1) |
It is clear that the space is contained in the eigenspace of the eigenvalue .
For any positive integer , the antiholomorphic monomial is an eigenfunction for the eigenvalue .
In the following, we denote .
Lemma 2.2
Let . For and , the functions
(2.2) are eigenfunctions for the eigenvalue of the operator .
For and , the functions
(2.3) are eigenfunctions for the eigenvalue of the operator .
Proof
To prove (2.2), we set
and compute
as well as
which implies that the function is an eigenfunction for the eigenvalue , and from (2.1) we obtain, comparing the highest exponents of and ,
hence . Comparing the next lower exponents, we get
and . In general, we find that, for ,
which proves (2.2).
In order to show (2.3), we set
and compute
as well as
which implies that the function is an eigenfunction for the eigenvalue , for each , and from (2.1) we obtain, comparing the highest exponents of and ,
hence . Comparing the next lower exponents, we get
and . In general, we find that, for ,
which proves (2.3). □
Now we are able to prove the following theorem.
Theorem 2.3
Let and . The spectrum of consists of all non-negative integers , each of which is of infinite multiplicity, so 0 is the bottom of the essential spectrum. The spectrum of consists of all positive integers , each of which is of infinite multiplicity.
Proof
We already know that the whole Bergman space is contained in the eigenspace of the eigenvalue 0 of the operator and, for any positive integer , the antiholomorphic monomial is an eigenfunction for the eigenvalue . In addition, all functions of the form with can be expressed as a linear combination of functions of the form (2.2) and (2.3). For a fixed , the functions of (2.3) have infinite multiplicity, as the parameter is free. So all eigenvalues are of infinite multiplicity. All the eigenfunctions considered so far yield a complete orthogonal basis of , since the Hermite polynomials for form a complete orthogonal system in (see for instance [4]), and, since , we can apply Lemma 2.1 and obtain that the spectrum of is . The statement for the spectrum of follows from (1.5). □
For several variables we can adopt the method from above to obtain the following result.
Theorem 2.4
Let , , and . The spectrum of consists of all integers , each of which is of infinite multiplicity.
Proof
Recall that the -Neumann Laplacian acts diagonally, and that
The factor in the last formula is responsible for the fact that the eigenvalues start with , which can be seen, in each component separately, by
Now let and . Then the function
is a component of an eigenfunction for the eigenvalue of the operator , which follows from (1.6) and (2.2).
Similarly, it follows from (1.6) and (2.3) that, for and , the function
is an eigenfunction for the eigenvalue .
All other possible -fold products with factors or (also mixed) appear as eigenfunctions of .
From this we obtain that all expressions of the form for arbitrary , can be written as a linear combination of eigenfunctions of , which proves that all these eigenfunctions constitute a complete basis in ; see the proof of Theorem 2.3. So we can again apply Lemma 2.1. □
Remark 2.5
(i) Since in all cases the essential spectrum is non-empty, the corresponding -Neumann operator fails to be with compact resolvent (see for instance [2]).
(ii) If one considers the weight function
the situation is completely different: the operators are with compact resolvent (see [13]), so the essential spectrum must be empty.
We can use the results from above to settle the corresponding questions for the so-called Witten Laplacian which is defined on .
For this purpose, we set and , and we consider -forms , where means that we sum up only increasing multiindices and where . We define
| (2.4) |
and
| (2.5) |
where denotes the contraction, or interior multiplication by , i.e. we have
for each -form .
The complex Witten Laplacian on -forms is then given by
| (2.6) |
for .
The general -complex has the form
| (2.7) |
It follows that
| (2.8) |
We remark that
| (2.9) |
In particular, we get, for a function ,
| (2.10) |
and, for a -form , we obtain
| (2.11) |
where we set
and
In general, we have that
| (2.12) |
for .
For more details, see [13,7].
In our case , we get
| (2.13) |
for
The spectrum of , in an even more general form, was calculated by Ma and Marinescu; see [15] and [16].
Using (2.12) and Lemma 2.1, we get that and have the same spectrum. Hence, by Theorem 2.4, we obtain the following theorem.
Theorem 2.6
Let and . The spectrum of the Witten Laplacian consists of all integers , each of which is of infinite multiplicity.
Submitted by E.J. Straube
Footnotes
Partially supported by the FWF-grant P23664.
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