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. 2013 Jun 15;402(2):739–744. doi: 10.1016/j.jmaa.2013.01.071

Spectrum of the ¯-Neumann Laplacian on the Fock space

Friedrich Haslinger 1
PMCID: PMC3607073  PMID: 23776306

Abstract

The spectrum of the ¯-Neumann Laplacian on the Fock space L2(Cn,e|z|2) is explicitly computed. It turns out that it consists of positive integer eigenvalues, each of which is of infinite multiplicity. Spectral analysis of the ¯-Neumann Laplacian on the Fock space is closely related to Schrödinger operators with magnetic fields and to the complex Witten Laplacian.

Keywords: ¯-Neumann problem, Spectrum, Compactness

1. Introduction

The spectrum of the ¯-Neumann Laplacian for the ball and annulus was explicitly computed by Folland [3]. Fu [5] determined the spectrum for the polydisc, showing that it need not be purely discrete like for the usual Dirichlet Laplacian. Here we will exhibit the weighted case, where the weight function is φ(z)=|z|2, showing that the essential spectrum is non-empty, which is equivalent to the fact that the ¯-Neumann operator (the inverse to the ¯-Neumann Laplacian) fails to be compact [2].

Let φ:CnR+ be a plurisubharmonic C2-weight function, and define the space

L2(Cn,eφ)={f:CnC:Cn|f|2eφdλ<},

where λ denotes the Lebesgue measure, the space L(0,q)2(Cn,eφ) of (0,q)-forms with coefficients in L2(Cn,eφ), for 1qn. Let

(f,g)φ=Cnfg¯eφdλ

denote the inner product and

fφ2=Cn|f|2eφdλ

the norm in L2(Cn,eφ).

We consider the weighted ¯-complex

L(0,q1)2(Cn,eφ)φ¯¯L(0,q)2(Cn,eφ)φ¯¯L(0,q+1)2(Cn,eφ),

where for (0,q)-forms u=|J|=quJdz¯J with coefficients in C0(Cn) we have

¯u=|J|=qj=1nuJz¯jdz¯jdz¯J,

and

¯φu=|K|=q1k=1nδkukKdz¯K,

where δk=zkφzk.

There is an interesting connection between ¯ and the theory of Schrödinger operators with magnetic fields; see, for example, [6] for recent contributions exploiting this point of view.

The complex Laplacian on (0,q)-forms is defined as

φ,q¯¯φ+¯φ¯,

where the symbol φ,q is to be understood as the maximal closure of the operator initially defined on forms with coefficients in C0, i.e., the space of smooth functions with compact support.

φ,q is a self-adjoint and positive operator, which means that

(φ,qf,f)φ0,forfdom(φ).

The associated Dirichlet form is denoted by

Qφ(f,g)=(¯f,¯g)φ+(¯φf,¯φg)φ, (1.1)

for f,gdom(¯)dom(¯φ). The weighted ¯-Neumann operator Nφ,q is–if it exists–the bounded inverse of φ,q.

We indicate that a square integrable (0,1)-form f=j=1nfjdz¯j belongs to dom(¯φ) if and only if

eφj=1nzj(fjeφ)L2(Cn,eφ),

where the derivative is to be taken in the sense of distributions, and that forms with coefficients in C0(Cn) are dense in dom(¯)dom(¯φ) in the graph norm f(¯fφ2+¯φfφ2)12 (see [8]).

We consider the Levi matrix

Mφ=(2φzjz¯k)jk

of φ, and suppose that the sum sq of any q (equivalently: the smallest q) eigenvalues of Mφ satisfies

lim inf|z|sq(z)>0. (1.2)

We show that (1.2) implies that there exists a continuous linear operator

Nφ,q:L(0,q)2(Cn,eφ)L(0,q)2(Cn,eφ),

such that φ,qNφ,qu=u, for any uL(0,q)2(Cn,eφ).

If we suppose that the sum sq of any q (equivalently: the smallest q) eigenvalues of Mφ satisfies

lim|z|sq(z)=, (1.3)

then the ¯-Neumann operator Nφ,q:L(0,q)2(Cn,eφ)L(0,q)2(Cn,eφ) is compact (see [9,10] for further details).

To find the canonical solution to ¯f=u, where uL(0,1)2(Cn,eφ) is a given (0,1)-form such that ¯u=0, one can take f=¯φNφ,1u, and f will also satisfy fKer¯. For further results on the canonical solution operator to ¯, see [11,14].

If the weight function is φ(z)=|z|2, the corresponding Levi matrix Mφ is the identity. The space A2(Cn,e|z|2) of entire functions belonging to L2(Cn,e|z|2) is the Fock space, which plays an important role in quantum mechanics. In this case,

φ,0u=¯φ¯u=14u+j=1nz¯juz¯j, (1.4)

where udomφ,0L2(Cn,e|z|2), and

φ,nu=¯¯φu=14u+j=1nz¯juz¯j+nu, (1.5)

where udomφ,nL(0,n)2(Cn,e|z|2).

For n=1, there is a connection to Schrödinger operators with magnetic fields (see [1] for properties of its spectrum), and to Dirac and Pauli operators [13]: the operators

P+=e|z|2/2¯¯φe|z|2/2,P=e|z|2/2¯φ¯e|z|2/2

defined on L2(C) are the Pauli operators; P+ is also a Schrödinger operator with magnetic field, and the square of the corresponding Dirac operator satisfies

D2=(P00P+).

For n>1 and 1qn1, the ¯-Neumann Laplacian φ,q acts diagonally (see [12]): for

u=|J|=quJdz¯Jdomφ,qL(0,q)2(Cn,e|z|2),

we have

φ,qu=(¯¯φ+¯φ¯)u=|J|=q(14uJ+j=1nz¯juJz¯j+quJ)dz¯J. (1.6)

2. Determination of the spectrum

In order to determine the spectrum of φ,q for φ(z)=|z|2, we use the following lemma (see [2, Lemma 1.2.2]).

Lemma 2.1

Let H be a symmetric operator on a Hilbert space H with domain L, and let (fk)k=1 be a complete orthonormal set in H . If each fk lies in L and there exist μkR such that Hfk=μkfk for every k, then H is essentially self-adjoint. Moreover, the spectrum of H¯ is the closure in R of the set of all μk.

For the sake of simplicity, and in order to explain the general method, we start with the complex one-dimensional case. Looking for the eigenvalues μ of φ,0, we have, by (1.4),

φ,0u=uzz¯+z¯uz¯=μu. (2.1)

It is clear that the space A2(Cn,e|z|2) is contained in the eigenspace of the eigenvalue μ=0.

For any positive integer k, the antiholomorphic monomial z¯k is an eigenfunction for the eigenvalue μ=k.

In the following, we denote N0=N{0}.

Lemma 2.2

Let n=1 . For kN0 and mN, the functions

uk,m(z,z¯)=z¯k+mzm+j=1m(1)j(k+m)!m!j!(k+mj)!(mj)!z¯k+mjzmj (2.2)

are eigenfunctions for the eigenvalue k+m of the operator φ,0u=uzz¯+z¯uz¯.

For kN and mN0, the functions

vk,m(z,z¯)=z¯kzk+m+j=1k(1)j(k+m)!k!j!(k+mj)!(kj)!z¯kjzk+mj (2.3)

are eigenfunctions for the eigenvalue k of the operator φ,0u=uzz¯+z¯uz¯.

Proof

To prove (2.2), we set

uk,m(z,z¯)=z¯k+mzm+a1z¯k+m1zm1+a2z¯k+m2zm2++am1z¯k+1z+amz¯k,

and compute

2zz¯uk,m(z,z¯)=(k+m)mz¯k+m1zm1+a1(k+m1)(m1)z¯k+m2zm2++am1(k+1)z¯k

as well as

z¯z¯uk,m(z,z¯)=(k+m)z¯k+mzm+a1(k+m1)z¯k+m1zm1++am1(k+1)z¯k+1z+amkz¯k,

which implies that the function uk,m is an eigenfunction for the eigenvalue μ=k+m, and from (2.1) we obtain, comparing the highest exponents of z¯ and z,

(k+m)ma1(k+m1)=(k+m)a1;

hence a1=(k+m)m. Comparing the next lower exponents, we get

a1(k+m1)(m1)a2(k+m2)=a2(k+m)

and a2=12(k+m)(k+m1)m(m1). In general, we find that, for j=1,2,,m,

aj=(1)j(k+m)!m!j!(k+mj)!(mj)!,

which proves (2.2).

In order to show (2.3), we set

vk,m(z,z¯)=z¯kzk+m+b1z¯k1zk+m1+b2z¯k2zk+m2++bk1z¯zm+1+bkzm,

and compute

2zz¯vk,m(z,z¯)=k(k+m)z¯k1zk+m1+b1(k1)(k+m1)z¯k2zk+m2++bk1z¯zm+1

as well as

z¯z¯vk,m(z,z¯)=kz¯kzk+m+b1(k1)z¯k1zk+m1++bk1z¯zm+1

which implies that the function vk,m is an eigenfunction for the eigenvalue μ=k, for each mN, and from (2.1) we obtain, comparing the highest exponents of z¯ and z,

k(k+m)b1(k1)=kb1;

hence b1=(k+m)k. Comparing the next lower exponents, we get

b1(k1)(k+m1)b2(k2)=b2k

and b2=12(k+m)(k+m1)k(k1). In general, we find that, for j=1,2,,k,

bj=(1)j(k+m)!k!j!(k+mj)!(kj)!,

which proves (2.3).  □

Now we are able to prove the following theorem.

Theorem 2.3

Let n=1 and φ(z)=|z|2 . The spectrum of φ,0 consists of all non-negative integers {0,1,2,}, each of which is of infinite multiplicity, so 0 is the bottom of the essential spectrum. The spectrum of φ,1 consists of all positive integers {1,2,3,}, each of which is of infinite multiplicity.

Proof

We already know that the whole Bergman space A2(C,e|z|2) is contained in the eigenspace of the eigenvalue 0 of the operator φ,0 and, for any positive integer k, the antiholomorphic monomial z¯k is an eigenfunction for the eigenvalue μ=k. In addition, all functions of the form z¯νzκ with ν,κN0 can be expressed as a linear combination of functions of the form (2.2) and (2.3). For a fixed kN, the functions of (2.3) have infinite multiplicity, as the parameter mN0 is free. So all eigenvalues are of infinite multiplicity. All the eigenfunctions considered so far yield a complete orthogonal basis of L2(C,e|z|2), since the Hermite polynomials {H0(x)Hk(y),H1(x)Hk1(y),,Hk(x)H0(y)} for k=0,1,2, form a complete orthogonal system in L2(R2,ex2y2) (see for instance [4]), and, since x=1/2(z+z¯),y=i/2(z¯z), we can apply Lemma 2.1 and obtain that the spectrum of φ,0 is N0. The statement for the spectrum of φ,1 follows from (1.5).  □

For several variables we can adopt the method from above to obtain the following result.

Theorem 2.4

Let n>1, φ(z)=|z1|2++|zn|2, and 0qn . The spectrum of φ,q consists of all integers {q,q+1,q+2,}, each of which is of infinite multiplicity.

Proof

Recall that the ¯-Neumann Laplacian φ,q acts diagonally, and that

φ,qu=|J|=qdom(14uJ+j=1nz¯juJz¯j+quJ)dz¯J.

The factor q in the last formula is responsible for the fact that the eigenvalues start with q, which can be seen, in each component separately, by

14uJ+j=1nz¯juJz¯j=(μq)uJ.

Now let k1,k2,,knN0 and m1,m2,,mnN. Then the function

uk1,m1(z1,z¯1)uk2,m2(z2,z¯2)ukn,mn(zn,z¯n)

is a component of an eigenfunction for the eigenvalue j=1n(kj+mj) of the operator φ,q, which follows from (1.6) and (2.2).

Similarly, it follows from (1.6) and (2.3) that, for k1,k2,,knN and m1,m2,,mnN0, the function

vk1,m1(z1,z¯1)vk2,m2(z2,z¯2)vkn,mn(zn,z¯n)

is an eigenfunction for the eigenvalue j=1nkj.

All other possible n-fold products with factors ukj,mj or vkj,mj (also mixed) appear as eigenfunctions of φ,q.

From this we obtain that all expressions of the form z1α1z¯1β1znαnz¯nβn for arbitrary αj,βjN0,j=1,,n, can be written as a linear combination of eigenfunctions of φ,q, which proves that all these eigenfunctions constitute a complete basis in L(0,q)2(Cn,e|z|2); see the proof of Theorem 2.3. So we can again apply Lemma 2.1.  □

Remark 2.5

(i) Since in all cases the essential spectrum is non-empty, the corresponding ¯-Neumann operator fails to be with compact resolvent (see for instance [2]).

(ii) If one considers the weight function

φ(z)=(|z1|2+|z2|2++|zn|2)αforα>1,

the situation is completely different: the operators φ,q are with compact resolvent (see [13]), so the essential spectrum must be empty.

We can use the results from above to settle the corresponding questions for the so-called Witten Laplacian which is defined on L2(Cn).

For this purpose, we set Zk=z¯k+12φz¯k and Zk=zk+12φzk, and we consider (0,q)-forms h=|J|=qhJdz¯J, where means that we sum up only increasing multiindices J=(j1,,jq) and where dz¯J=dz¯j1dz¯jq. We define

D¯q+1h=k=1n|J|=qZk(hJ)dz¯kdz¯J (2.4)

and

D¯qh=k=1n|J|=qZk(hJ)dz¯kdz¯J, (2.5)

where dz¯kdz¯J denotes the contraction, or interior multiplication by dz¯k, i.e. we have

α,dz¯kdz¯J=dz¯kα,dz¯J

for each (0,q1)-form α.

The complex Witten Laplacian on (0,q)-forms is then given by

Δφ(0,q)=D¯qD¯q+D¯q+1D¯q+1, (2.6)

for q=1,,n1.

The general D¯-complex has the form

L(0,q1)2(Cn)D¯qD¯qL(0,q)2(Cn)D¯q+1D¯q+1L(0,q+1)2(Cn). (2.7)

It follows that

D¯q+1Δφ(0,q)=Δφ(0,q+1)D¯q+1andD¯q+1Δφ(0,q+1)=Δφ(0,q)D¯q+1. (2.8)

We remark that

D¯qh=k=1n|J|=qZk(hJ)dz¯kdz¯J=|K|=q1k=1nZk(hkK)dz¯K. (2.9)

In particular, we get, for a function vL2(Cn),

Δφ(0,0)v=D¯1D¯1v=j=1nZjZj(v), (2.10)

and, for a (0,1)-form g==1ngdz¯L(0,1)2(Cn), we obtain

Δφ(0,1)g=(D¯1D¯1+D¯2D¯2)g=(Δφ(0,0)I)g+Mφg, (2.11)

where we set

Mφg=j=1n(k=1n2φzkz¯jgk)dz¯j

and

(Δφ(0,0)I)g=k=1nΔφ(0,0)gkdz¯k.

In general, we have that

Δφ(0,q)=eφ/2φ,qeφ/2, (2.12)

for q=0,1,n.

For more details, see [13,7].

In our case φ(z)=|z1|2++|zn|2, we get

Δφ(0,q)h=|J|=q(14hJ+12j=1n(z¯jhJz¯jzjhJzj)+14|z|2hJ+(qn2)hJ)dz¯J, (2.13)

for

h=|J|=qhJdz¯JdomΔφ(0,q)L(0,q)2(Cn).

The spectrum of Δφ(0,0), in an even more general form, was calculated by Ma and Marinescu; see [15] and [16].

Using (2.12) and Lemma 2.1, we get that Δφ(0,q) and φ,q have the same spectrum. Hence, by Theorem 2.4, we obtain the following theorem.

Theorem 2.6

Let φ(z)=|z1|2++|zn|2 and 0qn . The spectrum of the Witten Laplacian Δφ(0,q) consists of all integers {q,q+1,q+2,}, each of which is of infinite multiplicity.

Submitted by E.J. Straube

Footnotes

Partially supported by the FWF-grant P23664.

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