Abstract
Background
Congenital central hypoventilation syndrome (CCHS) patients show brain injury in areas that control chemosensory, autonomic, motor, cognitive, and emotion functions, which are deficient in the condition. Many of these abnormal characteristics are present from the neonatal period; however, it is unclear if tissue injury underlying the characteristics progressively worsens with time. We hypothesized that several brain areas in CCHS subjects would show increased gray matter volume loss over time.
Methods
We collected high-resolution T1-weighted images twice (four years apart) from 7 CCHS (age at first study, 16.1±2.7 years; 4 males) and 3 control subjects (15.9±2.1 years; 3 males) using a 3.0-Tesla MRI scanner, and evaluated regional gray matter volume changes with voxel-based-morphometry procedures.
Results
Multiple brain sites in CCHS, including frontal, prefrontal, insular and cingulate cortices, caudate nuclei and putamen, ventral temporal and parietal cortices, and cerebellar cortices showed significantly reduced gray matter volume over time. Only limited brain areas, including sensory, temporal, and medullary regions emerged with increased gray matter at the later age.
Conclusions
CCHS patients show reduced gray matter volume with age progression in autonomic, respiratory, and cognitive regulatory areas, an outcome that may contribute to deterioration of functions found in the syndrome with increasing age.
INTRODUCTION
Congenital central hypoventilation syndrome (CCHS), a genetic condition associated with PHOX2B mutations,1 is characterized by reduced sensitivity to CO2 and O2, diminished drive to breath during sleep, and multiple abnormal physiological, motor, and neuropsychological characteristics.2–4 The syndrome is accompanied by neural injury in both gray and white matter regions, as assessed by MRI-based T2-relaxometery, manual volumetric, 3D surface morphometry, and diffusion tensor imaging (DTI) procedures,5–8 in regions that are implicated in autonomic, physiological, motor, and neuropsychological regulation. The injuries may have arisen from developmental consequences of the PHOX2B gene, mutations of which appear to underlie the syndrome.1 However, affected children are also exposed to intermittent hypoxia, an outcome developing from inadequate ventilatory support, especially during sleep, but occasionally during the day in periods of elevated temperature or inactivity. Such hypoxic exposure has the potential to induce or aggravate neural injury.9–12 In addition, impaired perfusion resulting from PHOX2B influences on autonomic development may also contribute to injury progression. It is unclear whether such brain injury increases with time in patients with CCHS.
Several quantitative MRI procedures, including T2-relaxometry and DTI methods, can be used to assess tissue changes over time.13 Both procedures require consistent MRI data acquisition parameters to allow comparison of pathological changes, and for longitudinal studies, because of scanner upgrades and other issues, scanning parameters may change with time. However, high-resolution T1-weighted images, together with voxel-based-morphometry (VBM) analytical procedures can be used to assess gray matter changes across the brain over time. Since VBM procedures involve partitioning gray from white matter and cerebrospinal fluid tissue types, and comparing regional gray matter voxel-by-voxel across the brain, slightly-altered data acquisition parameters can be expected not to influence findings for longitudinal assessment or data collected from multiple scanners.14 The techniques have been used to assess gray matter changes in longitudinal and cross-sectional studies,14,15 and may be useful for evaluating gray matter changes with time in CCHS subjects.
Gray matter tissue injury can be reflected as volume loss in both adult and pediatric conditions. Regional gray matter volume increases with development in early stages of life in many brain areas, and significantly reorganizes during adolescence.16 However, gray matter volume declines with time in adulthood due to normal aging processes.17 Disease-related gray matter volume loss can be assessed only after accounting for normal age-related volume changes in CCHS subjects.
Our aim was to examine the progression of gray matter injury across the brain in CCHS patients with VBM procedures using high-resolution T1-weighted images. Because of the substantial potential for hypoxic exposure during daily life of CCHS children, we hypothesized that multiple brain areas would show increased gray matter injury over time.
METHODS
Subjects
We studied 7 CCHS and 3 control subjects twice approximately four years apart. The demographic data and other characteristics of CCHS and control subjects are summarized in the Table 1. The diagnosis of CCHS was based on the American Thoracic Society criteria (1999),2 and CCHS subjects were recruited through the CCHS family network (http://www.cchsnetwork.org). All CCHS subjects were of moderate severity, with requirement of ventilator support only during night; subjects requiring ventilatory support during the day were not included. CCHS subjects with other conditions that may induce brain injury, including cardiovascular or neurological conditions, or with diagnosed Hirschsprung’s disease, which may introduce malnutrition (increased risk for neural injury) through malabsorption issues, were excluded as well. All control subjects were healthy, without any history of neurological or other issues that may induce brain injury, and were recruited through advertisements at the university campus and surrounding area.
Table 1.
Variables | CCHS (n = 7) | Controls (n = 3) | P values | |||
---|---|---|---|---|---|---|
Ist time [A] | IInd time [B] | Ist time [C] | IInd time [D] | [A] vs [C] | [B] vs [D] | |
Age (years) | 16.1±2.7 | 20.6±2.8 | 15.9±2.1 | 20.4±2.2 | 0.92 | 0.95 |
Gender (Male: Female) | 4:3 | 4:3 | 3:0 | 3:0 | · | · |
BMI (kg/m2) | 19.7±4.8 | 23.5±5.8 | 22.6±5.9 | 26.0±9.2 | 0.45 | 0.61 |
PHOX2B mutations | 2 positive; 1 negative; 4 not tested | · |
Brain imaging studies of CCHS and control subjects were performed without any anesthesia or sedatives, and subjects were provided rest from the scanner if required. The study protocol was approved by the Institutional Review Board of the University of California at Los Angeles, and CCHS and control subjects or their parents/caretakers provided informed written consent before the study.
Magnetic resonance imaging
Brain imaging studies were performed using a 3.0-Tesla MRI scanner (Magnetom Trio; Siemens, Erlangen, Germany), with a receive-only 8-channel phased-array head-coil and a whole-body transmitter coil. Both studies at the different ages were performed in the same MRI scanner. We used foam pads on both sides of the head to minimize head motion. Two high-resolution T1-weighted image series were acquired using a magnetization prepared rapid acquisition gradient-echo (MPRAGE) pulse sequence [repetition-time (TR) = 2200 ms; echo-time (TE) = 3.05 ms; inversion time = 1100 ms; flip angle (FA) = 10°; matrix size = 256×256; field-of-view (FOV) = 220×220 mm; slice thickness = 1.0 mm], and proton-density (PD) and T2-weighted images were collected using a dual-echo turbo spin-echo pulse sequence (TR = 8000 ms; TE1, 2 = 17, 133 ms; FA = 150°; matrix size = 256×256; FOV = 240×240 mm; slice thickness = 5.0 mm; turbo factor = 5). After four years, two high-resolution T1-weighted image series were collected again using a MPRAGE pulse sequence (TR = 2200 ms; TE = 2.34 ms; inversion time = 900 ms; FA = 9°; matrix size = 320×320; FOV = 230×230 mm; slice thickness = 0.9 mm), and PD- and T2-weighted images were acquired using a dual-echo turbo spin-echo pulse sequence (TR = 10,000 ms; TE1, 2 = 12, 119 ms; FA = 130°; matrix size = 256×256; FOV = 230×230 mm; slice thickness = 3.5 mm; turbo factor = 5).
Data analysis
We examined high-resolution T1-weighted, PD-, and T2-weighted images of all CCHS and control subjects for presence of any major brain pathology, including cystic lesions, tumors, or major infarcts. No CCHS or control subjects showed any such abnormality on brain images. High-resolution T1-weighted images were also examined to confirm the absence of any head motion-related or other imaging artifacts.
The statistical parametric mapping package (SPM8, http://www.fil.ion.ucl.ac.uk/spm/), MRIcroN, and MATLAB-based (The MathWorks Inc, Natick, MA) custom software were used to process and analyze data.
Realignment, segmentation, normalization, and smoothing
For each study, both high-resolution T1-weighted image volumes were realigned to remove any potential variation from head-motion, and averaged to increase signal-to-noise ratio. The averaged images were bias-corrected for signal intensity differences, partitioned into gray, white, and cerebrospinal fluid (CSF) tissue types, and normalized to the Montreal Neurological Institute (MNI) space, using the unified segmentation approach. The normalized gray matter maps were modulated (scaled to native space) and smoothed with a Gaussian filter (full width at half maximum, 10 mm).
The averaged and bias-corrected T1-weighted images from individual CCHS and control subjects were also normalized to MNI space. The normalized images of all CCHS and controls were averaged to create background images for structural identification.
Statistical analysis
The normalized and smoothed gray matter maps of control subjects were compared voxel-by-voxel between the two time points using paired t-tests (uncorrected threshold, p = 0.001; minimum extended cluster size, 5 voxels). Similarly, the normalized and smoothed gray matter maps of CCHS subjects were also compared between first and second time points using paired t-tests (uncorrected threshold, p = 0.001; minimum extended cluster size, 5 voxels). The clusters showing significantly reduced gray matter volume across the brain in control subjects were converted into a brain mask, and used to exclude brain sites showing reduced gray matter volume from CCHS subjects for partitioning normal age-related changes. The statistical parametric maps with clusters showing significant differences between two time points in CCHS subjects, corrected for normal age-related changes, were overlaid onto background images for structural identification.
RESULTS
Multiple brain areas in control subjects showed reduced gray matter volume with development. Brain sites that emerged with reduced gray matter volume in controls at the later scans over the first scans included both anterior insulae (Fig. 1a), bilateral genu extending to anterior cingulate (Fig. 1b,e), and ventral medial prefrontal cortices (Fig. 1h), mid cingulate (Fig. 1g), bilateral frontal (Fig. 1i), parietal (Fig. 1f), and temporal operculum (Fig. 1d), prefrontal and fronto-medial cortices (Fig. 1j,k), and right caudal cerebellar cortex (Fig. 1l). A few regions showed increased gray matter volume at the later scan over the earlier scans in control subjects, and included the left rostral cerebellar and right midline occipital cortices.
Several brain regions showed reduced gray matter volume in CCHS subjects, corrected for normal age-related changes, at the second time point over the initial scans. Brain regions that showed reduced gray matter in CCHS at the later age included the bilateral ventral medial (Fig. 2a), dorsal prefrontal (Fig. 2b), and fronto-medial (Fig. 2d) cortices, anterior insula (Fig. 2e), caudate nuclei and putamen (Fig. 2f,h), genu (Fig. 2i), anterior (Fig. 2c), mid (Fig. 2j), and posterior cingulate cortices (Fig. 2k), ventral temporal (Fig. 2m), occipital (Fig. 2n), and parietal cortices (Fig. 2l), and bilateral cerebellar cortices (Fig. 2o). Only a few sites in CCHS subjects showed increased gray matter volume over time, and these areas included a bilateral region of the dorsal parietal sensory cortex bordering the motor cortices (Fig. 3a), temporal (Fig. 3b), and dorsal medullary regions (Fig. 3c).
DISCUSSION
Overview
We investigated the progressive gray matter volume changes across the brain in patients with CCHS, controlling for normal developmental-related changes. Multiple brain regions showed reduced gray matter volume in CCHS subjects with time in autonomic, mood, motor, and cognitive regulatory areas, which may contribute to deterioration of those regulatory functions over time in the condition. The pathological processes that contribute to such increased injury are unknown, but may include hypoxic processes frequently encountered in CCHS subjects or sustained perfusion issues resulting from the vascular consequences of the condition.
Gray matter changes with age
In healthy control subjects, gray matter volume increases at an early stage of life, due to increase in neurons and glia, and volume begins to decline from puberty, a consequence of gray matter maturation and increase in neuronal density.16 Such neuro-anatomic changes are region-specific, and appear with variable maturation patterns in pediatric subjects.16 In adult stages of life, with normal aging, neuronal and other cell loss over time leads to gray matter volume reduction with age.15 Other MRI measures, including T2-relaxation values and DTI-based indices, also indicate a similar pattern of tissue changes in gray, as well as white matter regions in adult and pediatric control subjects.18–20
Many sites in CCHS subjects showed reduced gray matter volume, even after controlling for normal age-related volume changes. Such significant reductions in gray matter volume indicate progression of tissue injury over time that may result from hypoxic mechanisms commonly encountered in the condition. A few brain regions in CCHS subjects emerged with increased gray matter volume over time, which possibly results from delayed developmental changes in the condition.
Reduced gray matter volume in autonomic regulatory areas
Brain sites that play significant roles in autonomic regulation include insular, hypothalamic, ventral medullary, and cerebellar regions.21–25 Most of these areas, including bilateral insular and cerebellar sites, showed increased injury with time in CCHS subjects. The augmented damage may contribute to worsening autonomic functions in the syndrome, possibly furthering conditions that lead to the reduced life-span in affected children.
Cerebellar structures, including the cortices, play major roles in blood pressure regulation, especially in coordination of blood pressure changes with body motion or dampening of low and high of blood pressure.21,22 To our knowledge, no evidence yet exists that postural blood pressure issues worsen with development in CCHS, but such an issue could readily be examined.
The autonomic roles of the right insular cortex are principally related to sympathetic regulation, and the left side, parasympathetic activity.26,27 Stimulation of the right anterior insula in humans greatly diminishes the baroreflex, while posterior insular stimulation elicits cardiac arrhythmia.23 Stroke-related injury of the right insula is followed by a high incidence of myocardial infarction,28 possibly from high sympathetic action related to the right insular damage.
CCHS subjects show a range of aberrant cardiovascular issues, including reduced heart rate variability, decreased nocturnal “dipping” of blood pressure, and a propensity for potentially fatal cardiac arrhythmia;29–31 subjects also have a limited life-span, with sudden death common in the condition. At least some of the sudden deaths apparently result from cardiovascular irregularities in the syndrome.32 Positive associations occur between cardiac disturbances and CCHS severity; with some severities, cardiac deficits appear to be progressive as well.32 Altered autonomic tone resulting from progressive injury in insular and other autonomic area may contribute to the worsening of the arrhythmia incidence.
Gray matter volume changes in cognitive, motor, and mood regulatory sites
Multiple brain regions in CCHS subjects showed reduced gray matter volume over time in motor, mood, and cognitive regulatory regions. These sites included caudate, cingulate, prefrontal, frontal, and temporal areas. The caudate nuclei are implicated in motor and cognitive behaviors, including learning, verbal fluency, attention, short- and long-term memory, mental flexibility, and motivation,33–35 and prefrontal and frontal cortices are involved in executive function.36,37 Although prefrontal and frontal cortices also showed increased volume loss in CCHS over time, extensive injury in the caudate nuclei, which project to the frontal and prefrontal cortices, may contribute to the underlying executive dysfunction.38
The progression of injury in regions serving motivation, as well as in frontal cortices for judgment and behaviors based on comprehension of consequences, is a particular concern, since such neural injury likely contributes to the frequent anecdotal reports of CCHS children engaging in high risk behaviors. Some of these behaviors are life-threatening, e.g., underwater breath-holding competitions, alcohol consumption, and some lead to carelessness in nocturnal ventilatory use, which places the individual at grave risk, certainly contributing to the short lifespan in these individuals.
Along with autonomic deficits, CCHS subjects show a variety of motor deficits in addition to the reduced drive to the breathing musculature during sleep.2 These deficits include unilateral smiling following a joke (despite ability to voluntarily smile bilaterally), and eye movement issues.39 Other deficits in CCHS include learning, working memory, attention, and social interaction.3,4 These deficits in motor function and cognition aspects, including learning and memory and executive function in CCHS may result from injury in caudate, frontal, and prefrontal cortices.33,34,36 However, we lack evidence as to whether these functional deficits progressively worsen with age in CCHS.
Potential mechanisms of gray matter injury
Multiple pathological mechanisms in CCHS may have contributed to gray matter volume loss over time. Since the major signs, including failed breathing drive during sleep and severe autonomic symptoms appear early in life, brain injury incurred by PHOX2B mutations in early stages may contribute to these deficient functions. However, the autonomic sequelae in CCHS subjects also alter the cerebral vasculature,40 and those changes may modify perfusion to brain structures, with obvious deleterious consequences, in addition to the repeated hypoxia exposure from loss of ventilatory drive during sleep with failed ventilatory support. We believe that much of the injury to medullary areas in CCHS, especially injury to the raphe system,7 the damage to the locus coeruleus, one structure where PHOX2B is localized, and possibly the hypothalamic damage, due to unique pattern of injury,8 result from initial PHOX2B mutations, with hippocampal, possibly cerebellar, and cortical damage found here resulting from perfusion and hypoxia issues.
Limitations
Some limitations of the study should be acknowledged, including use of different MRI scanning parameters for data acquisition that may influence the findings, and the limited number of subjects, including only male controls. The relative neuroprotection offered by the female sex may significantly reduce hypoxic or other injury in female adolescents. The MRI scanner software was upgraded repeatedly over time, disallowing identical scanning parameters, resulting in slightly different scanning parameters to acquire the high-resolution T1-weighted images. However, the analytical procedures used here, VBM, require partitioning gray matter from other tissue types, and comparison of whole brain regional gray matter changes; small differences in scanning parameters should not drastically influence findings. Such procedures, with variable scanning parameters, have been used reliably to assess tissue changes using data collected from multiple scanners.14 The rare nature of the CCHS condition restricted follow-up to a limited number of CCHS subjects. Moreover, relocation issues limited follow-up of control subjects.
Conclusions
CCHS patients show progressive gray matter volume loss, after partitioning for normal age-related tissue changes, in several brain regions which control autonomic, mood, motor, and cognitive functions. Only a few areas emerge with increased gray matter over time in CCHS subjects. Such progressive gray matter injury in autonomic, motor, and cognitive regulatory regions may contribute to worsening of essential functions found in the condition, including protection against life-threatening risk behaviors and autonomic characteristics that enhance protection against fatal arrhythmia. The pathological mechanisms contributing to progression of injury with age are unknown, but likely include hypoxic processes that accompany the syndrome.
Acknowledgments
Grant support: This study was supported by the National Institute of Child Health and Human Development R01 HD-22695.
We thank Ms. Rebecca Harper, Mr. Edwin Valladares, and Ms. Annaise Magliore for assistance with data collection; parents and children for participating in this research, and the family of Evan Tessier for their support.
Footnotes
Conflicts of interest: No authors have any conflicts of interest.
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