Abstract
Diverse developmental and degenerative single-gene disorders such as polycystic kidney disease, nephronophthisis, retinitis pigmentosa, the Bardet–Biedl syndrome, the Joubert syndrome, and the Meckel syndrome may be categorized as ciliopathies — a recent concept that describes diseases characterized by dysfunction of a hairlike cellular organelle called the cilium. Most of the proteins that are altered in these single-gene disorders function at the level of the cilium–centrosome complex, which represents nature’s universal system for cellular detection and management of external signals. Cilia are microtubule-based structures found on almost all vertebrate cells. They originate from a basal body, a modified centrosome, which is the organelle that forms the spindle poles during mitosis. The important role that the cilium–centrosome complex plays in the normal function of most tissues appears to account for the involvement of multiple organ systems in ciliopathies. In this review, we consider the role of the cilium in disease.
STRUCTURE AND FUNCTION OF THE CILIUM– CENTROSOME COMPLEX
Primary cilia consist of a microtubule-based ciliary axoneme, assembled from a basal body, which represents one of the two centrioles of the centrosome (Fig. 1). Primary cilia are surrounded by a membrane lipid bilayer that maintains a lipid and protein content distinct from that of the plasma membrane. Cilia are classified as 9+2 or 9+0, depending on whether the axoneme includes an additional central pair of microtubules.5 The boundary between the ciliary and other cell compartments is demarcated by the transition zone (Fig. 1). Motor proteins transport cargo proteins along the ciliary axoneme, a process known as intraflagellar transport.
Cilia are highly conserved throughout evolution. Thus, studies in the green alga Chlamydomonas reinhardtii have identified evolutionarily conserved intraflagellar-transport proteins and have enhanced our understanding of cilia biology.6 Virtually all vertebrate tissues or cell types can produce primary cilia, also termed sensory cilia, which transmit signals to the interior of cells (Fig. 1). Cilia sense a wide variety of extracellular signals and transduce them into decisions regarding proliferation, polarity, nerve growth, differentiation, or tissue maintenance. A broad range of signals can be received by specific ciliary receptors, including photosensation, mechanosensation, osmosensation, thermosensation, hormone sensation, and olfactory sensation. Another type of cilia, termed motile cilia, is structurally similar to primary cilia. Genetic defects of motile cilia cause primary ciliary dyskinesia, which characterizes a group of diseases, such as Kartagener’s syndrome, that are beyond the scope of this review.
SINGLE-GENE CILIOPATHY SYNDROMES
Genes causing ciliopathies are highly conserved. Many different genes are involved in the maintenance of cilia, and their encoded proteins interact dynamically within multimeric protein complexes that are expressed at the cilium, basal body, centrosome, and mitotic spindle in a cell-cycle–dependent manner. Since cilia are widespread, mutations in these genes affect a variety of tissues and organ systems in which the functions of the cilium–centrosome complex are critical. Figure 2 summarizes the strong evolutionary conservation of ciliopathy-related genes and the finding that functional convergence at cilia and centrosomes may underlie the multiorgan involvement in ciliopathies.
THE CILIUM–CENTROSOME COMPLEX IN CYSTIC KIDNEY DISEASES
The possibility that dysfunction of nonmotile cilia might play a role in human disease was first considered after the orthologous protein of human polycystin-1, the gene for which is mutated in autosomal dominant polycystic kidney disease (ADPKD) type 1, was shown to be expressed in ciliated neurons of the nematode Caenorhabditis elegans.6 Subsequently, protein products of the mutated genes in cystic kidney diseases were found to localize in primary cilia, best exemplified by the intraflagellar-transport protein IFT88/polaris.8 It was shown that polycystin-2, the second gene mutated in ADPKD, is located in kidney cilia, as are many other proteins.9–12 In addition, positional cloning of NPHP2/inversin and NPHP313 — genes involved in the degenerative cystic kidney disease nephronophthisis — and the demonstration that the encoded proteins of these genes localize to primary cilia12,13 further supported the pathogenic role of ciliary proteins in cystic kidney disease.11–14 Similar observations made in the Bardet–Biedl syndrome,15 a disorder characterized by variable combinations of kidney disease, blindness, mental retardation, polydactyly, obesity, and diabetes, offered additional evidence to support a major role of ciliary proteins in cystogenesis and indicated that ciliary dysfunction can lead to pleiotropic clinical effects; these observations, in turn, led to the hypothesis that a group of diseases can be classified as ciliopathies.12–16 Figure 2 summarizes the pathogenic basis for the concept of ciliopathies, in which mutated genes and their products cause cystic kidney diseases in humans, mice, and zebrafish and are expressed in the primary cilia or centrosomes of renal epithelial cells.11–13
We now consider the most prominent single-gene ciliopathies, their clinical features, and their pathogenic relationship to the function of the cilium–centrosome complex (Fig. 2). Thereafter, we describe the signaling mechanisms downstream to this complex and the mechanisms of multiorgan involvement.
DOMINANT DISORDERS
Autosomal Dominant Polycystic Kidney Disease
In the United States and Europe, ADPKD is the most common potentially lethal autosomal dominant disease, afflicting about 1 in 1000 persons.17 The two mutated genes in ADPKD, PKD1 (in the majority of cases) and PKD2, encode polycystin-1 and polycystin-2, respectively, and both these proteins are important in renal tubular cell differentiation and maintenance.17,18 End-stage renal disease (ESRD) generally develops by 55 to 75 years of age. At an earlier age, the manifestations of ADPKD include hypertension, abdominal pain, a palpable abdominal mass, hematuria, urinary tract infections, cerebral aneurysms, and intestinal diverticulosis. ADPKD types 1 and 2 exhibit autosomal dominant segregation within families. However, the cellular defect that leads to cyst formation is probably the result of rare spontaneous somatic mutations of the second allele in a few cells within the kidney and other organs (the second-hit hypothesis).19 Thus, the pathogenic effect of loss of function of PKD1 or PKD2 is genetically recessive (i.e., the loss of both alleles appears to be required). Studies of a conditional knockout mouse model for Pkd120 have confirmed the central role of polycystin-1 in renal tubular morphogenesis, as well as in tissue maintenance and repair.18
Von Hippel–Lindau Disease
An autosomal dominant disorder, von Hippel–Lindau disease is caused by heterozygous germ-line inactivation of the VHL tumor-suppressor gene, which resides on chromosome 3p25.21 It is characterized by the development of multiple hemangioblastomas in the central nervous system and retina, clear-cell carcinoma of the kidney, and pheochromocytoma. The relationship between von Hippel–Lindau disease and ciliary function is discussed in the Supplementary Appendix, available with the full text of this article at NEJM.org.
RECESSIVE DISORDERS
Autosomal Recessive Polycystic Kidney Disease
Autosomal recessive polycystic kidney disease (ARPKD) is characterized by bilateral renal cystic enlargement that may become evident in utero. ESRD may develop in the neonatal period, in infancy, in childhood, in adulthood, or not at all, depending on the severity of the two recessive mutations of the causative gene in polycystic kidney and hepatic disease type 1, PKHD1.22 Intrahepatic bile-duct dysplasia causes chronic liver fibrosis in this rare disorder. The PKHD1 gene was identified by positional cloning and by the demonstration that mutations in the orthologous rat gene (pck) cause polycystic kidney disease in the rat model.23,24 PKHD1 encodes the membrane-associated receptor-like protein fibrocystin (also known as polyductin), which plays a role in terminal differentiation of the collecting-duct and biliary systems. PKHD1 is found in the primary cilia of renal epithelial cells, where it colocalizes with polycystin-2.25
Nephronophthisis
Nephronophthisis is the most frequent genetic cause of ESRD during the first three decades of life (median age, 13 years).7,26 In contrast to polycystic kidney disease, nephronophthisis is characterized by cysts that are restricted for the most part to the corticomedullary junction, and kidney size is normal or reduced. Mutations in 11 different recessive genes (NPHP1 to NPHP11) have been identified as causing nephronophthisis.7,27 Mutations in NPHP1 cause juvenile nephronophthisis type 1.28,29 NPHP1 encodes the protein nephrocystin-1 (NPHP1),1 and NPHP1 interacts with the products of other genes associated with nephronophthisis, such as NPHP2 (also known as inversin),14 NPHP3,13 and NPHP4,30–32 as well as with other signaling proteins33,34 (Fig. 3). Whereas mutations of the inversin gene (INVS) cause infantile nephronophthisis (NPHP2), either with or without situs inversus or cardiac ventricular septal defect, missense mutations in NPHP3 are associated with disease of adolescent onset.13 Demonstration of the interaction of NPHP2 with β-tubulin, the major component of the ciliary axoneme, and localization of NPHP2 and NPHP3 expression in primary cilia extended the discovery of ciliary expression to the nephronophthisis group of cystic kidney diseases (Fig. 3).11,12,14,27,35 Mutations in NPHP4 were identified in patients who had nephronophthisis with or without retinal degeneration.30,31 Interestingly, NPHP4 is conserved in C. elegans and is expressed in a group of ciliated neurons in the heads and tails of this nematode,36,37 where the mutated genes in the Bardet–Biedl syndrome15 and in ADPKD38 are also expressed (Fig. 2). Knockout of nphp-1 and nphp-4 function in C. elegans led to male mating defects36,37 that are similar to those described in association with pkd1 and pkd2 loss of function38 (Fig. 2). These mating difficulties were attributed to defects of osmosensor ciliated neurons in the nematode.39
Retinal–Renal Syndromes
Nephronophthisis is often accompanied by extrarenal symptoms. Nephronophthisis in association with retinal degeneration is known as the Senior–Løken syndrome. Although retinal degeneration is not present in all forms of nephronophthisis, it is invariably present when there are mutations in NPHP5.40 Nephrocystin-5 interacts with the GTPase regulator in retinitis pigmentosa (RPGR), which, if mutated, causes X-linked retinitis pigmentosa.41 Nephrocystin-5 and RPGR are both localized in the connecting cilia of photoreceptors and in the primary cilia of renal epithelial cells.40 The fact that these two types of cilia are structural equivalents probably explains why both the eye and the kidney are affected in persons with the Senior–Løken syndrome (Fig. 2).
Joubert’s Syndrome
Another disorder frequently associated with nephronophthisis is Joubert’s syndrome, which is characterized by mental retardation and ataxia due to hypoplasia of the cerebellar vermis in association with retinal coloboma, and by an irregular breathing pattern during the neonatal period.42,43 Joubert’s syndrome is characterized by a peculiar malformation of the midbrain–hindbrain junction, which appears radiologically as the “molar-tooth sign” and consists of hypoplasia or aplasia of the cerebellar vermis, thick and maloriented superior cerebellar peduncles, and abnormally deep interpeduncular fossae. Recessive mutations in NPHP3,44 NPHP6/CEP290,45,46 NPHP8/RPGRIP1L,47–49 AHI1,50,51 MKS3,52 ARL13B,53 INPP5E,54 and TMEM21655 and NPHP1 deletions56 can cause Joubert’s syndrome. NPHP6/CEP290 serves as a good example of two specific characteristics of ciliopathies. First, ciliopathy proteins localize to the cilium–centrosome complex in a cell-cycle–dependent manner, as indicated by the finding that NPHP6 (or CEP290) is part of the centrosomal proteome57 but is also expressed at the mitotic spindle45 (Fig. 3). Second, the type of the two recessive mutations can determine the severity of the disease phenotype, in that the presence of two “strong” (protein-truncating) mutations in NPHP6/CEP290 causes a severe, early-onset developmental disorder, with a broad range of organ involvement (as in Meckel’s syndrome),52 whereas the presence of at least one “weak” (missense) mutation leads to a mild, late-onset, degenerative disorder with limited organ involvement (as in NPHP).41,58,59
Meckel’s Syndrome
Meckel’s syndrome is an autosomal recessive disease that leads to perinatal death as a result of dysplasia and malformation of multiple organs. It is characterized by occipital meningoencephalocele, microphthalmia, lung hypoplasia, polycystic kidneys or renal hypodysplasia or dysplasia, bile-duct dilatation, postaxial polydactyly, and situs inversus. As stated above, it now appears that different recessive mutations in each of many different ciliopathy genes may cause a wide spectrum of organ involvement, depending on the severity of the mutated allele involved. This effect of multiple allelism has been described for the genes that cause Meckel’s syndrome — MKS1,60–62 MKS3,52 NPHP3,44 NPHP6/CEP290,63 NPHP8/RPGRIP1L,47,49 TMEM216,55 and CC2D2A64,65 — and has led to the realization that different combinations of recessive mutations may cause a wide range of disorders or syndromes.
Bardet–Biedl, Orofaciodigital, and Jeune Syndromes
The Bardet–Biedl syndrome is a multisystem disorder characterized by retinal degeneration, cystic kidney disease or urinary tract malformation, cognitive impairment, diabetes mellitus, obesity, infertility, and postaxial polydactyly. Mutations in 16 genes (BBS1 to BBS12, MKS1, NPHP6/CEP290, SDCCAG8, and SEPT7 [septin 7]) can cause the Bardet–Biedl syndrome phenotype. The relationships between ciliary function and the Bardet–Biedl, orofaciodigital, and Jeune syndromes are described in the Supplementary Appendix.
SIGNALING DEFECTS AS A CAUSE OF CILIOPATHIES
Cilia transmit signals to the interior of the cell. Many receptors are expressed at the ciliary membrane and are required for the cell to perceive physical stimuli (e.g., mechanical strain), light, the binding of hormones, chemokines and growth factors (e.g., somatostatin, stromal-cell–derived factor 1 [SDF-1], and platelet-derived growth factor), or modulation of signaling pathways through morphogens (e.g., sonic hedgehog [SHH] or Wnt). Although it is now clear that mutations of many genes lead to ciliopathies, much less is known about specific ciliary signaling pathways and the pathogenic principles that ultimately result in the disease phenotypes at the tissue and organ levels. Multiple signaling mechanisms act in concert with primary cilia, including the Wnt signaling–planar cell polarity pathway, signaling at focal adhesions and at adherens junctions, hedgehog signaling, notch signaling, and the JAK–STAT (Janus-associated kinase–signal transducers and activators of transcription) pathway (Fig. 3). All of them play a direct or indirect role in mechanisms of planar cell polarity that are central to the ciliopathies described above.
NONCANONICAL WNT SIGNALING AND PLANAR CELL POLARITY
Planar cell polarity refers to a conserved signaling pathway for the coordinated polarization of cells within the plane of an epithelial cell layer. It is also required during organ morphogenesis for polarized cellular rearrangements, known as convergent extension. During such signaling, core planar cell polarity proteins are sorted asymmetrically along the polarization axis. This sorting is thought to direct coordinated downstream morphogenetic changes across the entire tissue. Jones et al. found that the protein ift88/polaris, the gene for which is mutated in cystic kidney disease in mice, is required for establishing epithelial planar cell polarity.66 Proper positioning of ciliary basal bodies and the formation of polarized cellular structures are disrupted in mice with mutant ciliary proteins.67–69 This finding points to a distinct requirement for ciliary genes in basal-body positioning and morphologic polarization during the regulation of planar cell polarity (Fig. 4).
HEDGEHOG SIGNALING
The connection between hedgehog (HH) signaling and cilia emerged from a mouse mutagenesis screen that identified mutations in IFT genes as a cause for hedgehog mutant phenotypes.70,71 HH is a secreted protein that regulates development through binding to its transmembrane receptor patched homologue 1 (PTCH1) on the ciliary membrane.72 Moreover, mutations in NPHP7/GLIS2, encoding the transcription factor Gli-similar protein 2 (GLIS2), have been identified as the cause of nephronophthisis.73 Glis2-mutant mice have severe renal atrophy and fibrosis resembling human nephronophthisis.73 Because GLIS2 is related to the Gli transcription factor, it will be interesting to investigate a possible connection between GLIS2 and the HH pathway.
CELL-CYCLE CONTROL
Recent studies suggest that cilia signaling has an important role in the control of cell division. As described above, the ciliary axoneme emanates from the basal body, the mother centriole of the centrosome, which directs assembly of the bipolar spindle during mitosis. Disassembly of the primary cilium and liberation of its captive centriole are essential for cell division. The signaling pathways that control cilia resorption involve the mitotic kinase aurora A and HEF1, a scaffolding protein, which interact and activate HDAC6, a tubulin deacetylase, resulting in disassembly of the primary cilium.74 Moreover, mutations in NPHP9/ NEK8 (never in mitosis kinase 8) cause nephronophthisis type 975–77 through defects in ciliary and centrosomal localization.78 Since NEK8 plays a major role in cell-cycle regulation, these data provide another link between proteins that are defective in ciliopathies and the control of the cell cycle. In this context, it is interesting that polycystin-1 and polycystin-2 signaling is linked to the regulation of cell growth. Polycystin-1 expression activates the JAK–STAT pathway, thereby up-regulating p21(WAF1) and inducing cell-cycle arrest in G0/G1.19 Involvement of cell-cycle regulation in renal cystic disease was confirmed in a study in which two mouse models of polycystic kidney disease (jck and cpk) were effectively treated with the cyclin-dependent kinase inhibitor roscovitine.79
MECHANISMS OF GENOT YPE–PHENOT YPE CORREL ATION
FOUR GENETIC MECHANISMS TO DETERMINE CILIOPATHY PHENOTYPE
Nephronophthisis-like ciliopathies are recessive disorders (i.e., the two recessive mutations in a single gene are sufficient to cause disease). However, for patients with nephronophthisis-like ciliopathies, the extent and severity of organ involvement are determined by four independent genetic mechanisms. The first is heterogeneity of the genetic locus: mutations in specific genes determine disease severity. For example, homozygous deletions of NPHP1 primarily cause nephronophthisis, whereas two truncating mutations of NPHP6/ CEP290 cause a severe Meckel’s syndrome–like phenotype.59 The second mechanism is multiple allelism: two truncating mutations of NPHP3,44 NPHP6,59 NPHP8,47 or NPHP11/MKS380 cause Meckel’s syndrome, but the presence of at least one missense mutation may favor the milder phenotype of Joubert’s syndrome. The third mechanism concerns modifier genes: in patients with homozygous NPHP1 deletions, the presence of an additional heterozygous mutation in NPHP6 or NPHP8 causes additional eye or cerebellar involvement. The fourth mechanism concerns “true oligogenicity”: it has been proposed that the actions of two or more recessive genes with heterozygous mutations (which are not sufficient to result in a phenotype) may result in a phenotype only when the mutations act together. This last mechanism has been proposed in some instances of the Bardet–Biedl syndrome.81
DYSPLASTIC AND DEGENERATIVE CILIOPATHIES CAUSED BY THE SAME GENE
A surprising discovery is that a mutation of the same recessive gene may cause different nephronophthisis-like ciliopathy phenotypes.44,47,59,80 If a gene defect becomes manifest during organ development, dysplasia will result, whereas if NPHP defects become manifest in adult tissue, degeneration will develop in organs that had normal architecture at birth. A similar effect was first described for Pkd1, in which the occurrence of cysts in the kidney depends on developmental status.20 Studies of ciliopathy in the kinesin family member 3A (Kif3A) knockout mouse model have also shown this to be true.82 In addition, it has been suggested that sporadic kidney cysts that develop during tissue-repair processes in acute renal injury may be related to aberrant planar cell polarity and consecutive malorientation of mitotic spindles,82 although this concept has been challenged.83 A strikingly similar dependence of phenotypic severity on developmental status is seen in other organ systems involved in ciliopathies. In nephronophthisis-like ciliopathies, most organs appear to express one of two contrasting groups of possible disease phenotypes, depending on the severity of the gene mutation in NPHP3,44 NPHP6,59 NPHP8,47 or NPHP11.80 In one group, two truncating mutations that act during development cause a severe, early-onset, developmental phenotype that affects morphogenesis and leads to organ dysplasia or malformation. In the other, two mis-sense mutations that act during tissue maintenance and repair in adult tissue cause a mild, late-onset, mature tissue phenotype that affects tissue maintenance and repair and leads to organ degeneration, as is seen in nephronophthisis. The severe phenotype is found preferentially in diseases such as Meckel’s syndrome and ARPKD, whereas the mild phenotype is seen primarily in the Senior–Løken syndrome and nephronophthisis. The Joubert’s syndrome phenotype is characterized by moderate severity.
In addition, Pkd1 and Pkd2 mutations result primarily in cystic phenotypes, whereas most of the nephronophthisis genes result in a primarily fibrotic phenotype. This suggests that at least some of the ciliopathy proteins have nonoverlapping functions. Furthermore, the core ciliary gene Tg737 (polaris) has a function in a cell type that has no known cilia — that is, lymphocytes. As ciliary proteins localize to subcellular locations other than the cilium–centrosome complex, they presumably have additional functions at those locations. One of the major challenges ahead will be determining which cellular functions are associated with ciliary versus nonciliary localization of the various proteins.
SUMMARY
Ciliopathies may be framed as a genetically heterogeneous group of disorders that are caused by mutations in genes with products that localize to the cilium–centrosome complex. The phenotypes due to the altered proteins vary from cystic kidney disease and blindness to neurologic phenotypes, obesity, and diabetes. A common feature of monogenic ciliopathies such as polycystic kidney disease, nephronophthisis, Joubert’s syndrome, Meckel’s syndrome, and the Bardet–Biedl syndrome is that the disease-relevant gene products are expressed at primary cilia or centrosomes. Cilia are complex sensory organelles involved in the control of a variety of cellular signaling pathways, and although the complexity of these signaling pathways has been in part delineated, many essential questions remain.
Footnotes
Dr. Benzing reports receiving lecture fees from Novartis, Amgen, and Shire; and Dr. Katsanis, lecture fees from the Beijing Genomics Institute. No other potential conflict of interest relevant to this article was reported.
Disclosure forms provided by the authors are available with the full text of this article at NEJM.org.
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