Abstract
Purpose
By using data from North Central Cancer Treatment Group Phase III Trial N0147, a randomized adjuvant trial of patients with stage III colon cancer, we assessed the relationship between smoking and cancer outcomes, disease-free survival (DFS), and time to recurrence (TTR), accounting for heterogeneity by patient and tumor characteristics.
Patients and Methods
Before random assignment to infusional fluorouracil, leucovorin, and oxaliplatin (FOLFOX) or FOLFOX plus cetuximab, 1,968 participants completed a questionnaire on smoking history and other risk factors. Cox models assessed the association between smoking history and the primary trial outcome of DFS (ie, time to recurrence or death), as well as TTR, adjusting for other clinical and patient factors. The median follow-up was 3.5 years among patients who did not experience events.
Results
Compared with never-smokers, ever smokers experienced significantly shorter DFS (3-year DFS proportion: 70% v 74%; hazard ratio [HR], 1.21; 95% CI, 1.02 to 1.42). This association persisted after multivariate adjustment (HR, 1.23; 95% CI, 1.02 to 1.49). There was significant interaction in this association by BRAF mutation status (P = .03): smoking was associated with shorter DFS in patients with BRAF wild-type (HR, 1.36; 95% CI, 1.11 to 1.66) but not BRAF mutated (HR, 0.80; 95% CI, 0.50 to 1.29) colon cancer. Smoking was more strongly associated with poorer DFS in those with KRAS mutated versus KRAS wild-type colon cancer (HR, 1.50 [95% CI, 1.12 to 2.00] v HR, 1.09 [95% CI, 0.85 to 1.39]), although interaction by KRAS mutation status was not statistically significant (P = .07). Associations were comparable in analyses of TTR.
Conclusion
Overall, smoking was significantly associated with shorter DFS and TTR in patients with colon cancer. These adverse relationships were most evident in patients with BRAF wild-type or KRAS mutated colon cancer.
INTRODUCTION
Cigarette smoking is associated with a modest increased risk of colorectal cancer (CRC), particularly after long durations or high levels of exposure.1–7 Increasing evidence, however, indicates that this association differs by certain tumor characteristics. In particular, smoking appears to be most strongly associated with risk of CRC exhibiting high microsatellite instability (MSI-H)3,4,6,7) or BRAF mutations.3,8) Differences in the association between smoking and CRC risk according to such molecular features may suggest a differential impact of tobacco exposure on specific pathways of colorectal carcinogenesis.
The relationship between smoking history and tumor characteristics in CRC may also have prognostic implications to the extent that such tumor characteristics are associated with survival. To date, the relatively few studies that have assessed the relationship between smoking and survival after CRC diagnosis have yielded inconsistent results. In an analysis of patients with stage III colon cancer enrolled onto a phase III clinical trial, McCleary et al9 reported no significant association between current or former smoking and disease-free survival (DFS) or overall survival. Smaller studies have reported an increased risk of 30-day mortality,10 postoperative complications,11 and cause-specific mortality following surgical resection12 for smokers with CRC. Another recent analysis from a population-based cohort of individuals with incident CRC found that those who reported being current smokers around the time of diagnosis were significantly more likely to die from their disease than never-smokers (hazard ratio [HR], 1.30; 95% CI, 1.09 to 1.74).13 This adverse association was restricted to patients with MSI-H disease,13 which could suggest that smoking has an adverse impact on treatment response and promotes tumor progression via pathways specific to MSI-H CRC; however, to the best of our knowledge, no other studies have assessed interaction between tumor characteristics and smoking in relation to CRC survival. We addressed this knowledge gap by using data from a large, multicenter clinical trial of adjuvant chemotherapy for stage III colon cancer.
PATIENTS AND METHODS
Study Population
N0147 is a multicenter phase III trial led by the North Central Cancer Treatment Group (NCCTG) in which patients with resected stage III colon cancer were randomly assigned to treatment with infusional fluorouracil, leucovorin, and oxaliplatin (FOLFOX) with or without adjuvant cetuximab.14 Eligible patients had histologically confirmed adenocarcinoma of the colon, at least one pathologically confirmed positive lymph node, complete surgical resection performed ≤ 56 days before random assignment, and Eastern Cooperative Oncology Group (ECOG) performance status of 0 to 2. Patients with evidence of metastatic disease, prior or concurrent malignancies, previous EGFR therapy, age younger than 18 years, or one of several exclusionary comorbid conditions at the time of random assignment were excluded from participation. Between February 10, 2004, and November 25, 2009, a total of 2,686 patients were randomly assigned as part of the trial. On the basis of emerging data indicating limited or no benefit from cetuximab in patients with KRAS mutated tumors,15 changes were made to the study enrollment criteria in early 2008 such that all participants were subsequently tested for somatic KRAS mutations before random assignment, and only participants with KRAS wild-type tumors were randomly assigned to treatment arms per the original protocol. Details of this change to the protocol have been reported elsewhere.14 This analysis is limited to patients enrolled onto the primary treatment comparison arms (FOLFOX v FOLFOX plus cetuximab) who had completed a patient questionnaire at the baseline study visit (n = 1,968; Fig 1). Each participant signed an institutional review board-approved, protocol-specific informed consent in accordance with federal and institutional guidelines.
Fig 1.
Derivation of translational analytic cohort in North Central Cancer Treatment Group Phase III Trial N0147.
Exposure Ascertainment
Until a change in protocol in 2008, participants in N0147 were asked at study enrollment to complete a questionnaire eliciting information on family history of cancers, use of common medications, and risk behaviors, including smoking history. Specifically, participants were asked to report if they had ever been a regular cigarette smoker (defined as smoking ≥ 100 cigarettes in one's lifetime) and, if yes, whether they were currently (at enrollment) a smoker. Participants who reported having ever been a smoker were asked to report the age at which they began and, if applicable, quit regular smoking and the average number of cigarettes smoked per day.
Tumor Characterization
Colon tumor tissue blocks from the original surgical resection were obtained for all study participants and sent to the Mayo Clinic for centralized KRAS mutation testing and additional molecular analyses. DNA isolated from tumor specimens was used to test for seven mutations in codons 12 and 13 of KRAS exon 2 (Therascreen; DXS, Manchester, United Kingdom) and to test for the BRAF V600E mutation, as previously described.16 DNA mismatch repair (MMR) status was determined by immunohistochemical assessment of three proteins: hMLH-1, hMSH-2, and hMSH-6.17 Patients with tumors exhibiting a loss of protein expression for any of these markers were classified as having defective MMR (dMMR); patients with no loss of expression were classified as having proficient MMR (pMMR). Assays for tumor characterization were interpreted without knowledge of treatment, patient, and outcome information.
Survival Outcomes
The primary clinical end point for this analysis was DFS. DFS was defined as the time from surgery to the earliest occurrence of the first documented colon cancer recurrence or death as a result of any cause. Associations were also assessed with respect to time to recurrence (TTR), in which TTR was defined as the time from surgery to first documented disease recurrence, and participants who died before any recurrence were censored at the time of their last study visit. On the basis of the consistency of available follow-up information, both outcomes were censored at 4 years postsurgery.
Statistical Analysis
Descriptive statistics were tabulated by smoking status and compared between groups by Kruskal-Wallis18 and χ219 tests for continuous and categorical factors, respectively. The distributions of survival times by smoking history were assessed by using Kaplan-Meier methods20 and log-rank tests.21 Cox regression models22 were used to calculate HRs with associated 95% CIs for associations between time-to-event outcomes and multiple smoking parameters: history of ever smoking (ever smoker, never-smoker), current smoking status at the time of enrollment (never, former, current), age at smoking initiation (< 20, ≥ 20 years), duration of smoking interval (ie, age at cessation [former smoker] or current age [current smoker] minus age at initiation; less than 10, 10 to 19, 20 to 29, 30 to 39, ≥ 40 years), packs smoked per day (never-smoker, ≤ 0.5 packs per day, > 0.5 to 1, > 1 to 1.5, > 1.5 to 2, > 2 packs per day), and time since smoking cessation (never-smoker, current smoker, < 10 years, ≥ 10 years). In multivariable Cox proportional hazards regression models, these associations were evaluated with adjustment for the following factors selected a priori: tumor subsite (distal, proximal), lymph node involvement (one to three, four or more nodes involved), T stage (T1 to T2, T3, T4), MMR status (pMMR, dMMR), BRAF mutation status (wild-type, mutated), ECOG performance score (0, 1, 2), age at diagnosis (continuous), sex (male, female), self-reported frequency of vigorous physical activity (never, monthly, weekly), body mass index (< 20, 20 to 24.9, 25 to 29.9, ≥ 30 kg/m2), and alcohol consumption (never, former, current) at enrollment. Information on study arm was not included in the adjusted model, given previous reports of no difference in DFS according to receipt of cetuximab in the clinical trial14 and no difference in the distribution of treatment according to smoking status. Tests for interaction with history of ever smoking were conducted with respect to sex, age, T stage, lymph node involvement, tumor subsite, KRAS mutation status, BRAF mutation status, and MMR status by using categorizations listed earlier, except for age (≤ 50, > 50 years). Proportional hazards assumptions were verified by testing for a nonzero slope of the scaled Schoenfeld residuals on ranked failure times.23
Analyses were based on follow-up time through September 7, 2011, and were performed by using SAS version 9.2 (SAS Institute, Cary, NC). Two-sided P values less than .05 were considered statistically significant. All data collection and statistical analyses were performed by the Alliance Statistics and Data Center.
RESULTS
Characteristics of the study population are presented in Table 1 according to smoking status. Compared with never-smokers, participants who were former or current smokers were older and were more likely to be male, to have colon tumors that were dMMR and/or BRAF mutated, to report no regular vigorous physical activity, and to be current alcohol consumers (all P < .01).
Table 1.
Characteristics of Study Participants From North Central Cancer Treatment Group Phase III Trial N01477 According to Self-Reported Cigarette Smoking History at the Time of Enrollment
Characteristic | Cigarette Smoking Status |
P | |||||||
---|---|---|---|---|---|---|---|---|---|
Never-Smokers (n = 931) |
Ever Smokers (n = 1,028) |
||||||||
No. | % | Mean | SD | No. | % | Mean | SD | ||
Age, years | 56.6 | 11.7 | 59.4 | 10.5 | < .001 | ||||
Sex | |||||||||
Male | 434 | 47 | 590 | 57 | < .001 | ||||
Female | 497 | 53 | 438 | 43 | |||||
Study arm | |||||||||
FOLFOX | 463 | 50 | 513 | 50 | .94 | ||||
FOLFOX plus cetuximab | 468 | 50 | 515 | 50 | |||||
Tumor subsite | |||||||||
Distal colon | 449 | 48 | 465 | 45 | .21 | ||||
Proximal colon | 471 | 51 | 547 | 53 | |||||
Both | 9 | 1 | 16 | 2 | |||||
Missing | 2 | 0 | |||||||
No. of affected nodes | |||||||||
1-3 | 539 | 58 | 613 | 60 | .44 | ||||
> 3 | 392 | 42 | 415 | 40 | |||||
T stage | |||||||||
T1-T2 | 137 | 15 | 145 | 14 | .44 | ||||
T3 | 695 | 75 | 763 | 74 | |||||
T4 | 98 | 11 | 120 | 12 | |||||
Missing | 1 | 0 | |||||||
MMR status | |||||||||
pMMR | 807 | 90 | 838 | 85 | .001 | ||||
dMMR | 87 | 10 | 146 | 15 | |||||
Missing | 37 | 44 | |||||||
BRAF mutation status | |||||||||
Wild type | 755 | 89 | 811 | 84 | .006 | ||||
Mutated | 98 | 11 | 154 | 16 | |||||
Missing | 78 | 63 | |||||||
KRAS mutation status | |||||||||
Wild type | 559 | 64 | 651 | 66 | .20 | ||||
Mutated | 320 | 36 | 342 | 34 | |||||
Missing | 52 | 35 | |||||||
ECOG performance score | |||||||||
0 | 737 | 79 | 760 | 74 | .02 | ||||
1 | 185 | 20 | 260 | 25 | |||||
2 | 9 | 1 | 8 | 1 | |||||
Frequency of vigorous physical activity | |||||||||
Never | 591 | 64 | 719 | 71 | < .001 | ||||
Monthly | 253 | 27 | 231 | 23 | |||||
Weekly | 84 | 9 | 67 | 7 | |||||
Missing | 3 | 11 | |||||||
Body mass index, kg/m2 | |||||||||
< 20 | 30 | 3 | 46 | 4 | .06 | ||||
20-24.9 | 222 | 24 | 254 | 25 | |||||
25.0-25.9 | 327 | 35 | 392 | 38 | |||||
≥ 30.0 | 350 | 38 | 331 | 32 | |||||
Missing | 2 | 5 | |||||||
Alcohol consumption | |||||||||
Never | 413 | 45 | 184 | 18 | < .001 | ||||
Former | 203 | 22 | 375 | 37 | |||||
Current | 310 | 33 | 466 | 45 | |||||
Missing | 5 | 3 |
NOTE. Excludes nine participants with missing smoking history.
Abbreviations: dMMR, defective mismatch repair; ECOG, Eastern Cooperative Oncology Group; FOLFOX, infusional fluorouracil, leucovorin, and oxaliplatin; MMR, mismatch repair; pMMR, proficient MMR; SD, standard deviation.
The median follow-up time was 3.5 years. Overall, DFS was significantly shorter in ever versus never-smokers (HR, 1.23; 95% CI, 1.02 to 1.49; P = .03; Table 2). This association with poorer DFS was somewhat stronger for current (HR, 1.47; 95% CI, 1.04 to 2.09) than for former smokers (HR, 1.20; 95% CI, 0.99 to 1.46). Associations with patterns of packs per day, duration of smoking interval, and time since smoking cessation were not statistically significant. However, results did suggest that DFS was poorest in individuals who smoked more than 30 cigarettes per day (ie, > 1.5 packs per day) and those who began smoking at age ≥ 20 years. Patterns of association were similar with respect to TTR (Table 2).
Table 2.
Cigarette Smoking History, DFS, and TTR in Patients With Stage III Colon Cancer (North Central Cancer Treatment Group phase III trial N0147)
Variable | No. | % | DFS |
TTR |
||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
Unadjusted HR | 95% CI | LR P | Multivariate- Adjusted HR | 95% CI | LR P | Unadjusted HR | 95% CI | LR P | Multivariate- Adjusted HR | 95% CI | LR P | |||
Smoking status | ||||||||||||||
Never-smoker | 931 | 48 | 1.0 (ref) | 1.0 (ref) | 1.0 (ref) | 1.0 (ref) | ||||||||
Ever smoker | 1,028 | 53 | 1.21 | 1.02 to 1.42 | .03 | 1.23 | 1.02 to 1.49 | .03 | 1.17 | 0.98 to 1.39 | .08 | 1.23 | 1.01 to 1.49 | .04 |
Former smoker | 888 | 45 | 1.19 | 1.00 to 1.41 | .08 | 1.20 | 0.99 to 1.46 | .04 | 1.15 | 0.95 to 1.38 | .15 | 1.19 | 0.97 to 1.46 | .07 |
Current smoker | 140 | 7 | 1.31 | 0.95 to 1.82 | 1.47 | 1.04 to 2.09 | 1.33 | 0.95 to 1.86 | 1.47 | 1.03 to 2.11 | ||||
Missing | 9 | |||||||||||||
No. of cigarettes per day | ||||||||||||||
Never-smoker | 931 | 48 | 1.0 (ref) | .21 | 1.0 (ref) | .27 | 1.0 (ref) | .34 | 1.0 (ref) | .28 | ||||
1-10 | 330 | 17 | 1.13 | 0.89 to 1.43 | 1.23 | 0.96 to 1.58 | 1.11 | 0.87 to 1.43 | 1.20 | 0.92 to 1.56 | ||||
11-20 | 387 | 20 | 1.21 | 0.97 to 1.51 | 1.29 | 1.02 to 1.65 | 1.18 | 0.93 to 1.48 | 1.28 | 1.00 to 1.66 | ||||
21-30 | 190 | 10 | 1.23 | 0.92 to 1.63 | 1.17 | 0.84 to 1.62 | 1.16 | 0.85 to 1.57 | 1.15 | 0.81 to 1.62 | ||||
31-40 | 70 | 4 | 1.47 | 0.97 to 2.21 | 1.35 | 0.86 to 2.12 | 1.53 | 1.00 to 2.33 | 1.53 | 0.97 to 2.40 | ||||
> 40 | 39 | 2 | 1.47 | 0.87 to 2.48 | 1.40 | 0.80 to 2.44 | 1.39 | 0.80 to 2.43 | 1.36 | 0.74 to 2.47 | ||||
Missing | 21 | |||||||||||||
Age at smoking initiation (years) | ||||||||||||||
Never-smoker | 931 | 48 | 1.0 (ref) | .12 | 1.0 (ref) | .04 | 1.0 (ref) | .26 | 1.0 (ref) | .08 | ||||
≥ 20 | 279 | 15 | 1.26 | 0.99 to 1.60 | 1.39 | 1.08 to 1.80 | 1.17 | 0.90 to 1.52 | 1.32 | 1.01 to 1.75 | ||||
< 20 | 681 | 36 | 1.15 | 0.96 to 1.39 | 1.18 | 0.96 to 1.46 | 1.16 | 0.95 to 1.41 | 1.20 | 0.96 to 1.49 | ||||
Missing | 77 | |||||||||||||
Time since smoking cessation (years) | ||||||||||||||
Never-smoker | 931 | 49 | 1.0 (ref) | .17 | 1.0 (ref) | .07 | 1.0 (ref) | .28 | 1.0 (ref) | .10 | ||||
≥ 10 | 585 | 31 | 1.20 | 0.99 to 1.46 | 1.24 | 1.00 to 1.55 | 1.16 | 0.95 to 1.48 | 1.22 | 0.97 to 1.54 | ||||
< 10 | 248 | 13 | 1.13 | 0.87 to 1.47 | 1.16 | 0.88 to 1.55 | 1.12 | 0.85 to 1.42 | 1.17 | 0.87 to 1.58 | ||||
Current smoker | 140 | 7 | 1.31 | 0.95 to 1.81 | 1.51 | 1.07 to 2.14 | 1.33 | 0.95 to 1.86 | 1.50 | 1.04 to 2.15 | ||||
Missing | 64 | |||||||||||||
Duration of smoking interval (years)* | ||||||||||||||
Never-smoker | 931 | 50 | 1.0 (ref) | .56 | 1.0 (ref) | .26 | 1.0 (ref) | .69 | 1.0 (ref) | .29 | ||||
< 10 | 146 | 8 | 1.15 | 0.83 to 1.59 | 1.36 | 0.96 to 1.19 | 1.15 | 0.82 to 1.62 | 0.35 | 0.94 to 1.94 | ||||
10-19 | 230 | 12 | 1.12 | 0.86 to 1.47 | 1.11 | 0.82 to 1.49 | 1.09 | 0.82 to 1.46 | 1.07 | 0.78 to 1.47 | ||||
20-29 | 199 | 11 | 1.19 | 0.90 to 1.58 | 1.33 | 0.99 to 1.80 | 1.22 | 0.91 to 1.63 | 1.36 | 0.99 to 1.86 | ||||
30-39 | 205 | 11 | 1.27 | 0.96 to 1.66 | 1.30 | 0.96 to 1.75 | 1.21 | 0.91 to 1.61 | 1.27 | 0.92 to 1.75 | ||||
≥ 40 | 149 | 8 | 1.12 | 0.81 to 1.55 | 1.15 | 0.81 to 1.63 | 1.10 | 0.79 to 1.55 | 1.17 | 0.80 to 1.69 | ||||
Missing | 108 |
NOTE. Adjusted for tumor site, number of involved lymph nodes, T stage, MMR status, performance score, physical activity, body mass index, alcohol consumption, age, and sex.
Abbreviations: DFS, disease-free survival; HR, hazard ratio; LR, log rank; ref, reference category; TTR, time to recurrence.
Duration defined as the age at smoking cessation (former smoker) or age at reference (current smoker) minus the age at smoking initiation.
There was evidence of significant interaction between smoking and BRAF mutation status (interaction P = .03) in relation to DFS (Figs 2 and 3 ). Analyses stratified by BRAF mutation status indicated that the observed poorer DFS in ever versus never-smokers was limited to participants with BRAF wild-type tumors (HR, 1.36 [95% CI, 1.11 to 1.66] v HR, 0.80 [95% CI, 0.50 to 1.29] in those with BRAF mutated tumors). Although interaction was not statistically significant, there was also some suggestion of a difference in the association between smoking and DFS by KRAS mutation status: among participants with KRAS mutated disease, ever smokers experienced significantly poorer DFS than never-smokers (HR, 1.50; 95% CI, 1.12 to 2.00), whereas no association was evident in participants with KRAS wild-type disease (HR, 1.09; 95% CI, 0.85 to 1.39; interaction P = .07; Figs 2 and 3). In analyses stratified by BRAF or KRAS, differences in associations were most pronounced for comparisons of DFS in current versus never-smokers (HRBRAF wild-type, 1.60 [95% CI, 1.10 to 2.32]; HRBRAFmutated, 0.82 [95% CI, 0.29 to 2.35]; HRKRASwild-type, 1.08 [95% CI, 0.65 to 1.77]; HRKRASmutated, 2.30 [95% CI, 1.40 to 3.77]). Smoking was also associated with significantly shorter TTR in patients with BRAF wild-type (HR, 1.27; 95% CI, 1.11 to 1.70) or KRAS mutated disease (HR, 1.57; 95% CI, 1.17 to 2.12) but was not associated with TTR in patients with BRAF mutated (HR, 0.69; 95% CI, 0.42 to 1.15) or KRAS wild-type disease (HR, 1.03; 95% CI, 0.79 to 1.33; interaction P = .01 and P = .02 by BRAF and KRAS mutation status, respectively; data not shown).
Fig 2.
Comparison of disease-free survival in ever versus never cigarette smokers according to patient and tumor characteristics. Adjusted for tumor site, nodal status, T stage, mismatch repair (MMR) status, performance score, physical activity, body mass index, alcohol consumption, age, and sex. Analyses among participants with T1–T2 stage disease not shown because of small numbers. dMMR, defective MMR; HR, hazard ratio; pMMR, proficient MMR.
Fig 3.
Disease-free survival by cigarette smoking history among patients with (A) KRAS wild-type, (B) KRAS mutated, (C) BRAF wild-type, and (D) BRAF mutated colon cancer. M.HR, multivariate-adjusted hazard ratio.
There was no evidence of interaction in associations between smoking history and DFS by sex, age, T-stage, number of affected nodes, tumor subsite, or MMR status, although numbers in some strata were limited (Fig 2). Patterns of association between smoking and TTR across these strata were similar to associations with DFS (not shown).
DISCUSSION
In this cohort of clinical trial participants with stage III colon cancer, we found that cigarette smokers experienced significantly shorter DFS and TTR than never-smokers. This adverse association with smoking differed according to tumor characteristics. In particular, there was evidence of significant interaction in the association between smoking and DFS by BRAF mutation status, with observed associations limited to patients with BRAF wild-type disease. There was also suggestive evidence of interaction by KRAS mutation status, such that smoking was most strongly adversely associated with DFS in patients with KRAS mutated disease.
Overall, results presented here are consistent with findings from two recent studies assessing the relationship between prediagnostic smoking and prognosis after colon cancer diagnosis.9,13 As in this analysis, McCleary et al9 evaluated the relationship between smoking and DFS in a phase III clinical trial of stage III colon cancer (Cancer and Leukemia Group B 89803). Authors of that study found that current smokers (assessed midway through adjuvant therapy) had a nonsignificant 1.30-fold (95% CI, 0.93-fold to 1.84-fold) increased risk of disease recurrence or death relative to never-smokers; however, this finding was attenuated in multivariable adjusted analyses (HR, 1.10; 95% CI, 0.73 to 1.64).9 Results from a population-based study of prediagnostic smoking and CRC survival indicated a somewhat stronger 1.51-fold (95% CI, 1.24-fold to 1.83-fold) increased risk of all-cause mortality and a 1.30-fold (95% CI, 1.09-fold to 1.74-fold) increased risk of cause-specific mortality in current versus never-smokers.13 Other studies, however, have suggested that prediagnostic smoking is not associated with colon cancer outcomes.24,25
Observed inconsistencies in the literature regarding the association between smoking and colon cancer outcomes may be due, in part, to heterogeneity in this association by patient and tumor characteristics. For example, our finding that smoking was not associated with DFS or TTR among patients with BRAF mutated or KRAS wild-type colon cancer suggests that studies conducted in settings in which these tumor characteristics are more prevalent might yield more modest findings. Accordingly, we found no significant association between smoking and colon cancer DFS among women, patients diagnosed at age ≥ 50 years, and patients with dMMR tumors, all of whom are more likely to have BRAF mutated disease.26–29
Consistent with our general findings of heterogeneity in the association between smoking and colon cancer outcomes by tumor characteristics, one previous study reported that the adverse association between smoking and overall survival was significantly stronger in patients with MSI-H CRC (HR, 3.40; 95% CI, 1.59 to 7.29) than in those with microsatellite stable (MSS) disease (HR, 1.33; 95% CI, 1.03 to 1.70; Pinteraction = .02).13 Although we did not evaluate associations with smoking by MSI status, we conversely found that the association between smoking and colon cancer DFS was null or more modest in patient groups with characteristics associated with MSI-H disease (ie, older age,8,30 female sex,8,30,31 BRAF mutated disease28–30,32). We analyzed associations on the basis of MMR protein expression patterns, which may be viewed as a proxy for MSI status, given that almost all MSI-high tumors are dMMR and almost all MSS tumors are pMMR17; however, we found no association between smoking and clinical outcomes among dMMR patients. This inconsistency with previous reports may reflect differences in study outcomes (ie, DFS v mortality), the distribution of stage, treatment, the duration of follow-up, and/or small numbers within patient subgroups (n = 215 dMMR patients in our analysis and n = 255 MSI-H patients in the prior analysis13). It is also plausible that the selection protocols and inclusion criteria for our randomized trial population differed from those of the prior population-based study in a manner that contributed to differences in associations; compared with the population-based study, the prevalence of ever smoking was lower in this study (53% v 59%), as was the prevalence of current smoking (7% v 18%). Overall, however, our findings and those of the previous analysis highlight the importance of considering patient and tumor characteristics in evaluating associations with potential prognostic factors for colon cancer.
Our findings are consistent with the substantial evidence of heterogeneity in the association between smoking and colon cancer risk according to various tumor markers.3,4,6–8,33,34 In particular, recent analyses from the Iowa Women's Health Study indicated that smoking is most strongly, if not exclusively, associated with an increased risk of BRAF mutated,3 MSI-H,3 and KRAS wild-type CRC.33 Several other studies have also noted that smoking is more strongly associated with risk of MSI-H CRC than with risk of MSS disease.4,6,7 Consistent with such heterogeneity, smokers in our study population were more likely than never-smokers to have BRAF mutated colon cancers and to have dMMR cancers. Such observations may relate to an effect of smoking on induction of methylation-related tumorigenesis: smoking has been associated with the induction of CpG island methylation,35,36 which is more frequently observed in BRAF mutated colon cancers30 and is responsible for the dMMR phenotype in patients with nonfamilial disease.37 However, we found that smoking was not associated with DFS among patients with these tumor characteristics, suggesting that the effect of smoking on risk of BRAF mutated and dMMR colon cancers is not mediated via an effect on tumor progression but rather via an effect on tumor initiation. In contrast, the fact that we found smoking to be associated with significantly shorter DFS in patients with colon cancer with BRAF wild-type, KRAS mutated, or pMMR tumors (ie, disease subtypes not previously associated with smoking in risk factor studies3,6–8) suggests that smoking may have an impact on colon cancer progression and/or response to treatment through pathway-specific mechanisms that remain to be defined. The thousands of compounds contained in cigarette smoke could plausibly have an impact on multiple pathways of tumor initiation, progression, and treatment-response via numerous distinct mechanisms.38 As one example, it has been observed that nicotine induces increased proliferation and decreased apoptosis, which may be mediated via activation of the PI3K/AKT pathway.39 This effect could plausibly be synergistically amplified in the presence of a KRAS mutation, given that KRAS also activates PI3K. Additional research is necessary to better understand the mechanisms through which specific compounds in cigarette smoke have an impact on colon cancer risk and survival.
Results from this analysis should be interpreted in the context of study limitations. Although the study population was large, patients numbers were modest within some strata defined by patient or tumor characteristics, which reduced our ability to evaluate associations with more detailed aspects of smoking history. In addition, the study questionnaire could not fully capture all aspects of smoking history, because use patterns can be complex.40 Because information on smoking history was collected only at the time of study enrollment, we were unable to evaluate associations with postdiagnostic smoking or changes in smoking status after diagnosis. At least one previous study has reported a particularly poor prognosis in patients who were actively smoking at the time of their first postoperative visit after curative resection as compared with former or never-smokers (HR, 2.6; 95% CI, 1.4 to 4.6).12 Analyzing smoking as a categorical factor may be an oversimplification; however, evaluating smoking history as a continuous variable is also problematic.40 Given that this study was conducted within the context of a randomized clinical trial population, the generalizability of study findings to the broader population of patients with colon cancer is not fully known. Patients who enroll onto randomized trials represent a more selected population; however, the distribution of measured tumor characteristics observed here is consistent with previous reports outside the clinical trial setting.4,13,28,30,34,41,42
This analysis also has several important strengths, including the availability of detailed information on multiple aspects of smoking history, tumor markers, and potential confounders in the context of a clinical trial with detailed outcome follow-up.43 To date, few studies have evaluated the association between smoking and clinical outcomes after colon cancer diagnosis, although the literature evaluating the relationship between smoking and colon cancer risk is extensive.1,2 This analysis thus contributes to a sparse literature and provides evidence that the effects of smoking may extend beyond an adverse impact on colon cancer risk to also adversely impact outcomes after diagnosis. Further research is needed to confirm and better understand observed differences in the association between smoking and survival outcomes in patients with colon cancer according to BRAF and KRAS mutation status and the mechanisms responsible for these patterns of association.
Supplementary Material
Footnotes
Listen to the podcast by Dr Land at www.jco.org/podcasts
Written on behalf of the Alliance for Clinical Trials in Oncology.
Supported by Grants No. R25 CA94880 and K05 CA152715 from the National Cancer Institute, National Institutes of Health, No. CA025224 from the North Central Cancer Treatment Group, and No. CA33601 from the Alliance Statistics and Data Center.
Presented in part at the 48th Annual Meeting of the American Society of Clinical Oncology, Chicago, IL, June 1-5, 2012.
The contents of this manuscript do not necessarily reflect the views or policies of the National Cancer Institute.
Authors' disclosures of potential conflicts of interest and author contributions are found at the end of this article.
AUTHORS' DISCLOSURES OF POTENTIAL CONFLICTS OF INTEREST
Although all authors completed the disclosure declaration, the following author(s) indicated a financial or other interest that is relevant to the subject matter under consideration in this article. Certain relationships marked with a “U” are those for which no compensation was received; those relationships marked with a “C” were compensated. For a detailed description of the disclosure categories, or for more information about ASCO's conflict of interest policy, please refer to the Author Disclosure Declaration and the Disclosures of Potential Conflicts of Interest section in Information for Contributors.
Employment or Leadership Position: None Consultant or Advisory Role: Paul J. Limburg, Genomic Health (C) Stock Ownership: Paul J. Limburg, Exact Sciences Honoraria: Paul J. Limburg, Imedex Research Funding: None Expert Testimony: None Other Remuneration: None
AUTHOR CONTRIBUTIONS
Conception and design: Amanda I. Phipps, Qian Shi, Polly A. Newcomb, Daniel J. Sargent, Steven R. Alberts, Paul J. Limburg
Administrative support: Qian Shi, Polly A. Newcomb, Daniel J. Sargent
Provision of study materials or patients: Steven R. Alberts
Collection and assembly of data: Qian Shi, Daniel J. Sargent, Steven R. Alberts, Paul J. Limburg
Data analysis and interpretation: Amanda I. Phipps, Qian Shi, Garth D. Nelson, Daniel J. Sargent, Steven R. Alberts
Manuscript writing: All authors
Final approval of manuscript: All authors
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