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. Author manuscript; available in PMC: 2014 Jun 1.
Published in final edited form as: Hum Mutat. 2013 Apr 12;34(6):801–811. doi: 10.1002/humu.22313

Novel FOXF1 mutations in sporadic and familial cases of Alveolar Capillary Dysplasia with Misaligned Pulmonary Veins imply a role for its DNA binding domain

Partha Sen 1,, Yaping Yang 2, Colby Navarro 1, Iris Silva 1, Przemyslaw Szafranski 2, Katarzyna E Kolodziejska 2, Avinash V Dharmadhikari 2, Hasnaa Mostafa 1, Harry Kozakewich 3, Debra Kearney 4, John B Cahill 5, Merrissa Whitt 5, Masha Bilic 6, Linda Margraf 7, Adrian Charles 8, Jack Goldblatt 9, Kathleen Gibson 10, Patrick Lantz 10, Julian Garvin 11, John Petty 11, Zeina Kiblawi 12, Craig Zuppan 13, Allyn McConkie-Rosell 14, Marie T McDonald 14, Stacey L Peterson-Carmichael 14, Jane T Gaede 15, Binoy Shivanna 1, Deborah Schady 4, Philippe S Friedlich 16, Stephen R Hays 17, Irene Valenzuela Palafoll 18, Ulrike Siebers-Renelt 19, Axel Bohring 19, Laura S Finn 20, Joseph R Siebert 20, Csaba Galambos 21, Lananh Nguyen 21, Melissa Riley 22, Nicolas Chassaing 23, Adeline Vigouroux 23, Gustavo Rocha 24, Susana Fernandes 25, Jane Brumbaugh 26, Kari Roberts 26, Luk Ho-ming 27, Ivan Lo 27, Stephen Lam 27, Romana Gerychova 28, Marta Jezova 29, Iveta Valaskova 30, Florence Fellmann 31, Katayoun Afshar 31, Eric Giannoni 32, Vincent Muhlethaler 32, Jinlong Liang 33, Jacques S Beckmann 31,34, Janet Lioy 35, Hitesh Deshmukh 35, Lakshmi Srinivasan 35, Daniel T Swarr 35, Melissa Sloman 36, Charles Shaw-Smith 37, Rosa Laura van Loon 38, Cecilia Hagman 39, Yves Sznajer 40, Catherine Barrea 41, Christine Galant 42, Thierry Detaille 43, Jennifer A Wambach 44, F Sessions Cole 44, Aaron Hamvas 44, Lawrence S Prince 45, Karin EM Diderich 38, Alice S Brooks 38, Rob M Verdijk 46, Hari Ravindranathan 47, Ella Sugo 48,50, David Mowat 48,51, Michael L Baker 4, Claire Langston 4, Stephen Welty 1, Pawel Stankiewicz 2
PMCID: PMC3663886  NIHMSID: NIHMS454282  PMID: 23505205

Abstract

Alveolar capillary dysplasia with misalignment of pulmonary veins (ACD/MPV) is a rare and lethal developmental disorder of the lung defined by a constellation of characteristic histopathological features. Non-pulmonary anomalies involving organs of gastrointestinal, cardiovascular, and genitourinary systems have been identified in approximately 80% of patients with ACD/MPV. We have collected DNA and pathological samples from more than 90 infants with ACD/MPV and their family members. Since the publication of our initial report of four point mutations and ten deletions, we have identified an additional thirty eight novel nonsynonymous mutations of FOXF1 (nine nonsense, seven frameshift, one inframe deletion, twenty missense, and one no stop). This report represents an up to date list of all known FOXF1 mutations to the best of our knowledge. Majority of the cases are sporadic whereas four familial cases with three showing maternal inheritance, consistent with paternal imprinting of the gene. Twenty five mutations (60%) are located within the putative DNA binding domain, indicating its plausible role in gene regulation. Five mutations map to the second exon. We identified two additional genic and eight genomic deletions upstream to FOXF1. These results corroborate and extend our previous observations and further establish involvement of FOXF1 in ACD/MPV and lung organogenesis.

Keywords: Lung, Development, Angiogenesis, ACD/MPV, FOXF1, Imprinting

Background

Alveolar capillary dysplasia with misalignment of pulmonary veins (ACD/MPV; MIM# 265380) is a rare lethal developmental disorder of the lung and its vasculature [Bishop, et al., 2011]. Affected patients typically develop severe respiratory distress and pulmonary hypertension a few hours after birth, although rare late presentations have also been reported [Ahmed, et al., 2008; Licht, et al., 2004]. Supportive treatment with supplemental oxygen, inhaled nitric oxide, extracorporeal membrane oxygenation (ECMO) and, more recently, sildenafil provide only temporary improvement [Al-Hathlol, et al., 2000; Kitayama, et al., 1997; Plat, et al., 2007]. There is no cure for the disease and affected infants usually die within the first month of their life. The diagnosis of ACD/MPV has been based on the presence of a constellation of histologic abnormalities on lung biopsies or at autopsy and include malposition (misalignment) of pulmonary veins adjacent to small pulmonary arteries, medial thickening of the smooth muscle walls of small pulmonary arteries, deficient pulmonary lobular development, and severe paucity of normally positioned alveolar wall capillaries (Fig. 1) [Wagenvoort, 1986]. About a third of the patients with ACD/MPV also have pulmonary lymphangiectasis [Langston, 1991] and most (approximately 80%) have anomalies of other organs, particularly of the cardiovascular, gastrointestinal, and genitourinary systems [Sen, et al., 2004]. The vast majority of ACD/MPV cases are sporadic although a few familial cases have been reported [Boggs, et al., 1994; Gutierrez, et al., 2000; Sen, et al., 2012].

Figure 1.

Figure 1

Sections of formalin fixed paraffin embedded lung tissue obtained either at autopsy (Cases 1 and 2) or diagnostic lung biopsy (Case 7) are examined stained with hematoxylin and eosin for the constellation of changes seen in ACD/MPV. These changes are often confirmed with a variety of additional stains including Movat pentachrome, trichrome and elastic stains and immunostains for pulmonary epithelium (CK7), the microvasculature (CD31) and vascular smooth muscle (Smooth Muscle Actin) (not shown). These changes include increased medial smooth muscle in small pulmonary arteries (black arrows), malposition of pulmonary veins (white arrows) adjacent to small pulmonary arteries in their normal parabronchiolar location (B identified bronchioles), and lobular underdevelopment seen in all panels. Other changes include paucity of alveolar capillaries and abnormal capillary size and location, seen in panels “a” and “b” as centrally located thin-walled dilated and congested alveolar wall vessels. Images are from Case 1 (a), Case 2 (b), and Case 7 (c); all H&E stain.

In 2009, we reported four unique heterozygous inactivating point mutations (one nonsense, one no stop, and two frameshift; patients 38–41 in Table 1), and 10 microdeletions involving FOXF1 and its upstream interval in the 16q24 (Fig. 2, D1–D6, D8–D10) region, in about 40% of patients with ACD/MPV analyzed [Stankiewicz, et al., 2009]. Since the publication of that report, we have accumulated material from 53 additional cases of histologically diagnosed ACD/MPV and five cases identified genetically. Recently, we have shown that FOXF1 is incompletely paternally imprinted in humans [Sen, et al., 2012; Szafranski, et al., 2013].

Table 1.

List of mutations inf FOXF1 coding sequence

Patient ID Exon/Intron DNA Variant Mutalyzer Protein Variant Mutalyzer Type Located in DNA binding domain Parental origin Predicted effect on protein Reference
1 exon 1 c.145C>T p.Pro49Ser missense de novo Probably deleterious This Study
2 exon 1 c.89C>A p.Ser30* nonsense de novo deleterious This Study
3 exon 1 c.872_879del8 p.Ser291* nonsense de novo deleterious This Study
4 exon 1 c.899_903dup5 p.Gly302Cysfs*79 frameshift de novo deleterious This Study
5 exon 1 c.191C>A p.Ser64* nonsense de novo deleterious This Study
6 exon 1 c.691_698del8 p.Ala231Argfs*61 frameshift de novo deleterious This Study
7a exon 1 c.235C>T p.Gln79* nonsense de novo deleterious This Study
7b exon 2 c.988C>T p.Arg330Trp missense de novo Probably deleterious This Study
8 exon 1 c.256C>T p.Arg86Trp missense de novo Probably deleterious This Study
9 exon 1 c.302C>T p.Ser101Leu missense de novo Probably deleterious This Study
10 exon 1 c.338_358del21 p.Leu113_Gly119del inframe deletion de novo deleterious This Study
11 exon 2 c.1139G>C p.*380Serext*73 no stop de novo deleterious This Study
12 exon 1 c.158A>G p.Tyr53Cys missense de novo Probably deleterious This Study
13 exon 1 c.936del1 p.Tyr313Ilefs*66 frameshift de novo deleterious This Study
14 exon 1 c.899del1 p. Leu300Argfs*79 frameshift de novo deleterious This Study
15 exon 1 c.286G>A p.Val96Met missense de novo Probably deleterious This study
16 exon 1 c.221T>A pIle74Asn missense de novo Probably deleterious This Study
17 exon 1 c.710dupC p.His238Alafs*57 frameshift de novo deleterious This Study
18 exon 1 c.276G>A p.Trp92* nonsense de novo Probably deleterious This Study
19 exon 2 c.1021_1022insA p.Arg341Glnfs*70 frameshift de novo deleterious This Study
20 exon 1 c.155C>T p.Ser52Phe missense de novo Probably deleterious This Study
21 exon 1 c.272_273delinsAA p.Gly91Glu missense de novo Probably deleterious This Study
22 exon 1 c.849_850del2 p.Ile285Glnfs*9 frameshift de novo deleterious This Study
23 exon 1 c.539C>A p.Ser180* nonsense de novo deleterious This Study
24 exon 1 c.290G>A p.Arg97His missense de novo Probably deleterious This Study
25 exon 1 c.254T>C p.Phe85Ser missense de novo Probably deleterious This Study
26 exon 1 c.356G>A p.Gly119Asp missense de novo Probably deleterious This Study
27 exon 1 c.272G>T p.Gly91Val missense de novo Probably deleterious This study
28 exon 1 c.310G>T p.Glu104* nonsense not known deleterious This study
29 exon 1 c.810G>A p.Trp270* nonsense de novo deleterious This study
30 exon 1 c.862C>T p.Gln288* nonsense de novo deleterious This study
31 exon 1 c.146C>A p.Pro49Gln missense not known Probably deleterious This study
32 exon 1 c.377C>T p.Pro126Leu missense not known Probably deleterious This study
33 exon 1 c.316T>C p.Phe106Leu missense not known Probably deleterious This study
34§ exon 1 c.253T>A p.Phe85Ile missense likely germline mosaicism Probably deleterious This study
35§ exon 1 c.253T>C p.Phe85Leu missense maternal Probably deleterious This study
36§ exon 1 c.294C>A p.His98Gln missense maternal Probably deleterious This Study
37§ exon 1 c.416G>T p.Arg139Leu missense maternal Probably deleterious Sen et al 2012
38 exon 1 c.225C>A p.Tyr75* nonsense de novo deleterious Stankiewicz et al 2009
39 exon 1 c.850dupT p.Tyr284Leufs*11 frameshift de novo deleterious Stankiewicz et al 2009
40 exon 2 c.1031_1032del2 p.Phe344Cysfs*66 frameshift de novo deleterious Stankiewicz et al 2009
41 exon 2 c.1138T>C p.*380Argext*73 no stop de novo deleterious Stankiewicz et al 2009

DNA binding domain (Mahlapuu et al 1998)

§

Familial case, present in the mother

Predicted by in silico prediction programs (SIFT; PolyPhen2)

The RefSeq used was NM_001451.2 and the mutations have been named using directions from Mutalyzer (https://humgenprojects.lumc.nl/trac/mutalyzer)

Figure 2.

Figure 2

Genomic and genic deletions identified in the 16q24.1 region in patients with ACD/MPV. Patients D1–D6 and D8–D10 have been reported in Stankiewicz et al 2009 and the remainder except 94.3 and 104.3 have been reported in Szafranski et al (2013). Note that many of the deletions are flanked by Alu repetitive segments. SDR represents the smallest deletion overlap defining the cis-regulatory region mapping 250 kb upstream of FOXF1 (Szafranski et al 2012). The numbers with decimals refer to patients with ACD/MPV in our cohort.

We now report 34 novel de novo and four familial mutations of which three are maternally inherited, in unrelated patients with ACD/MPV that imply a role for FOXF1 DNA-binding domain (DBD) (Table 1). This report represents an up to date list of all known FOXF1 mutations to the best of our knowledge. Our data further substantiate the notion that mutations in FOXF1 lead to manifestation of ACD/MPV and that this transcription factor is involved in the development of the pulmonary, cardiovascular, gastrointestinal, and genitourinary systems. Three maternally inherited cases are consistent with the finding that FOXF1 is paternally imprinted [Sen, et al., 2012; Szafranski, et al., 2013].

Variants

The exact location and other pertinent information for each mutation are detailed in Table 1 and Fig. 3. Patient 7 has two mutations of unknown phase. Twenty nine of the newly identified mutations (patients 1, 2, 5, 7a & b, 8, 9, 11, 12, 15, 16, 18, 20, 21, and 23 – 37) are substitution point mutations (missense, nonsense, and no stop), one generates a premature stop codon at the site of the deletion (patient 3), one is an in frame deletion (patient 10), one is indel (patient 21) and four (patients 6, 13, 14, and 22) are small deletions, and two (patients 4 and 17) are insertions, resulting in a shift in the FOXF1 reading frame. These are all unique mutations and only patient 37 [Sen, et al., 2012] and 38–41 [Stankiewicz, et al., 2009] have been previously reported. Two groups of mutations affect the same codon but involve different nucleotides; thus resulting in different amino acids (Table 1): patients 25,34 and 35 (c.254T>C, p.Phe85Ser, c.253T>A;p.Phe85Ile & c.253T>C, p.Phe85Leu); and a pair of one new (patient 11) and a previously reported (patient 37) mutation change the stop codon while involving separate nucleotides, and extend the protein by 73 amino acids (c.1139G>C, p.*380Ser ext*73& c.11138T>C, p.*380Argext*73).

Figure 3.

Figure 3

A: Schematic representation of FOXF1 at 16q24.1. The upper segment depicts the genomic arrangement of FOXF1 with two exons in the gene shown by open boxes. The non-coding part of the gene is shown in shaded boxes. The numbers underneath show the beginning and end of the coding sequences and the exon intron junctions. The lower segment depicts the protein with the relative location of the DNA binding “Forkhead box” domain (DBD) and, the Cell-type specific activation domain in exon 1 and the general activation domain in exon 2. The numbers underneath indicate the position of amino acids for the domains.

B: Positional representation of all reported and novel mutations in FOXF1. The green solid lines and green shaded boxes represent the first exon while the red solid line and the red shaded box represent the second exon. The first exon contains the DNA binding domain and the cell-type specific activation domain and the second exon contains the general activation domain. The locations of the mutations are shown with arrows. Golden arrows indicate nonsense mutations, purple, blue and green arrows indicate missense mutations, frameshift and indel mutations and no-stop mutations, respectively. The details of the mutations are shown above respective arrows. The black arrow indicates the nonsynonymous SNP.

C: Evolutionary conservation of the amino acid sequence of the DNA binding domain of FOXF1 among vertebrates and conservation of the mutated amino acids within other forkhead family proteins. The identical amino acids are shown in blue while conservative changes are shown in burgundy and non-conservative changes shown in green. Only missense mutations are shown. The resulting amino acids after mutations are shown between the two panels. Although two of the missense mutations in unrelated patients involve the same amino acids the resulting changed amino acids are different in each case. The resulting amino acids are shown one above the other.

The identified mutations are not reported in the dbSNP and are not cited in the Exome Variant Server, NHLBI Exome Sequencing Project (ESP), Seattle, WA (URL: http://evs.gs.washington.edu/EVS/), that covers more than 10,000 alleles. There are three known SNPs (rs61740819, rs61753347, and rs8061302) [Common SNPs (135)] in the first exon of FOXF1 outside the DBD. SNPs rs61740819 and rs61753347 map within the cell specific activation domain of FOXF1 (Mahlapuu, et al., 1998; Pierrou, et al., 1994) [Mahlapuu, et al., 1998; Pierrou, et al., 1994], and are both synonymous. The third one, rs8061302, changes a proline to threonine at position 299 (Fig. 3B). Although this proline is conserved among other FOXF1 orthologs, we believe this SNP is neutral because it is present outside the DBD of the protein. The sources of these SNPs are unknown. The reference sequence used in this study is NM_001451.2.

Figure 3B shows the locations and types of all identified mutations. In patient 1 and 31, the nonsynonymous missense mutation is predicted to lead to a proline to serine or glutamine change, respectively, at the 49th position that is within the DBD of FOXF1 and is conserved in members of the forkhead family of proteins (Fig. 3C) [Pierrou, et al., 1994]. A proline residue is known to create a kink in protein structure [Langelaan, et al., 2010; Vanhoof, et al., 1995]. Therefore, these changes in the primary structure of the protein is likely to produce a substantial alteration in its three dimensional structure, especially in the forkhead domain, thus affecting its DNA binding function. Missense mutations in patients 8 (p.Arg86Trp), 9 (p.Ser101Leu), 12 (p.Tyr53Cys), 15 (p.Val96Met), 16 (p.Ile74Asn), 20 (p.Ser52Phe), 21 (p.Gly91Glu), 24 (p.Arg97His), 25 (p.Phe85Ser), 26 (p.Gly119Asp), 27 (p.Gly91Val), 32 (p.Pro126Leu), 33 (p.Phe126Leu), 34 (p.Phe85Ile), 35 (p.Phe85Leu), 36 (p.His98Gln), 37 (p.Arg139Leu) also map within the DBD of the protein. Arginine and serine residues have also been shown to be involved in DNA binding [Kirchler, et al., 2010; Wache, et al., 2005; Wei, et al., 2003]. All of the 15 amino acids within the DBD of FOXF1 that are altered due to missense mutations are conserved in vertebrates and other members of the forkhead family (Fig 3C). These missense mutations are important since they provide information regarding the function of FOXF1 as a transcription factor with DNA binding ability.

Patients 2 (p.Ser30*), 5 (p.Ser64*), 7a (p.Gln79*), 18 (p.W92*), 23 (p.Ser180*), 28 (p.Glu104*), 29 (p.W270*), and 30 (p.Q288*) have nonsense mutations introducing premature stop codons. The mutations in patients 5, 7, and 18 also map to the DBD. In patient 7, an additional variant of unknown significance was identified in the second exon and is predicted to lead to p.Arg330Trp (Table 1) change.

Deletion of eight bases in patient 3 introduces a stop codon at the point of rearrangement. Patients 6 (p.Ala231Argfs*61), 13 (p.Tyr313Ilefs*66), 14 (p. Leu300Argfs*79), 17 (p.His238Alafs*57), and 19 (p.Arg341Glnfs*70) have deletions of various numbers of bases thereby altering the reading frame and introducing premature stop codons. Patient 10 (p.Leu113_G119del) has an inframe deletion of seven amino acids resulting in a shorter polypeptide without altering the reading frame. Patient 21 has a deletion and reciprocal insertion of two bases, thereby maintaining the reading frame with a p.Gly91Glu missense mutation (Table 1). All except one (patient 19) of these deletion mutations are in the first exon of the FOXF1 with the mutation in patients six and 10 being present within the DBD of the protein. Interestingly, in patient 10, the deletion is flanked by a direct repeat sequence AAGGGCC, which might have provided microhomology for the deletion [Boone, et al., 2011; Hastings, et al., 2009].

The insertion of five nucleotides (CCTGT) after 903 bases from the first codon in patient 4 results in no change in the size of the predicted polypeptide although only first 301 amino acids remain unchanged. The mutation in patient 19 also represents an out-of-frame insertion of a single base in the first exon, leading to an extension of 30 amino acids in the protein.

The three familial cases (patients 35, 36 and 37) show maternal inheritance of the mutated allele. Investigation of one of the families (patient 37) showed that the missense mutation in the children arose de novo on the paternal allele of the mother [Sen, et al., 2012]. Patients 34.1 and 34.2 have the same mutation although none of their parents have it. This situation could be explained as an example of germline mosaicism most probably in the mother since the gene is paternally imprinted. However, in patient 36 we could not determine whether the mutation is inherited or de novo on the paternal allele in the mother due to lack of DNA samples from her parents. The familial cases represent almost 10% of the total mutations presented herein. It is likely that other inactivating mutations in FOXF1 might be present in the general population but they do not manifest ACD/MPV and thus remain undetected as they are most likely located on the paternal chromosome 16 of unaffected carriers.

Fifteen nonsense and frameshift mutations of the 42 new and previously reported mutations presented here, map to the first exon of the FOXF1 gene, resulting in premature stop codons. Thus, the aberrant mRNA is likely to be destroyed by the nonsense mediated decay (NMD) surveillance mechanism [Bhuvanagiri, et al., 2010; Nicholson, et al., 2010] and, leading to FOXF1 haploinsufficiency. The frameshift mutations in patients 4, 13, 14, and 19 change the predicted amino acid sequence from their respective point of mutation and while mutation in patient 19 extends the predicted polypeptide sequence, mutations in patients 4, 13 and 14, result in predicted polypeptides that are equal in size with the wild type protein. The missense mutations p.Arg330Trp in patient 7, p.*380Serext*73 in patient 11, the no stop mutation extending the protein with 73 amino acids, and an insertion of a single base c.1021_1022insA in patient 19, are predicted to escape the NMD. We reported another no stop mutation previously [Stankiewicz, et al., 2009].

In addition to the previously reported 12 microdeletions involving FOXF1 and its upstream region [Garabedian et al., 2012; Handrigan et al., 2013; Stankiewicz, et al., 2009; Yu, et al., 2010; Zufferey, et al., 2011], we have recently identified ten novel de novo deletions: two involving FOXF1 and eight mapping upstream to FOXF1(Fig. 2). Interestingly, among deletions for which parental origin could be determined (eight upstream and seven others harboring FOXF1) each arose de novo on the maternal chromosome, consistent with the fact that FOXF1 is paternally imprinted. The deletions enabled identification of a distant cis-regulatory region (Fig. 2; SDR: Smallest Deleted Overlapping Region) mapping at 250 kb upstream to FOXF1 that harbors lncRNA genes, a differentially methylated CpG island that binds GLI2 depending on its methylation status, and physically interacts with and up-regulates the FOXF1 promoter [Szafranski, et al., 2013].

The data presented here corroborate our earlier results of involvement of FOXF1 in ACD/MPV where we had identified point mutations or deletions involving FOXF1 in about 40% of 46 patients studied. We have since identified mutations in FOXF1 in 70% (37/53) of 53 additional patients and also found 10 more deletions. This further proves that FOXF1 haploinsufficiency is the major cause of ACD/MPV and its essential role in the development of the lungs and other organs. With approximately 60% (25/42) of the mutations located in the DBD, our data also indicate that this domain of the protein plays an important role in mediating its function as a transcription factor. All mutations are predicted to be deleterious by bioinformatics analysis (Table 1) [Adzhubei, et al., 2010; Kumar, et al., 2009; Mathe, et al., 2006].

Databases

The mutations have been deposited in the LOVD database (www.lovd.nl/FOXF1).

Consortium

FOXF1 is one of the research interests of a few laboratories (Dr. Vladimir Kalinichenko, Cincinnati Children’s Hospital, Ohio, USA and Dr. Charles Shaw-Smith, Peninsula College of Medicine and Dentistry, Exeter, UK). However, we are the only group that is interested in the genetic abnormalities of FOXF1, related to ACD/MPV, and there are currently no consortia that specifically study this particular entity, although the Childhood Interstitial Lung Disease Research Network has considered inclusion of patients with ACD/MPV in an as yet not activated patient registry. Our group has benefited from the activities of the “ACD-Association (ACDA)” (http://www.acd-association.com), an organization formed in 1996 to support families affected by ACD/MPV. This organization has been a source of information and support for parents of ACD/MPV patients. Recently, “The Breath of Life Project” (http://breathoflifeproject.com/), has provided information about ACD/MPV to physicians and other health professionals as part of a CDC (Centers for Disease Control and Prevention, Atlanta, GA) funded awareness project.

Biological Relevance

The FOXF1 protein is a dosage-sensitive transcription factor that binds to the promoter regions of other genes involved in organogenesis [Madison, et al., 2009; Mahlapuu, et al., 2001; Shaw-Smith, 2010]. It contains a forkhead (DNA binding) domain between amino acids 44–148 [Pierrou, et al., 1994] and two more activation domains, one of which, between amino acids 135 and 260 (encoded by the first exon), has been shown to specifically activate genes in the lung. The last 28 amino acids at the C terminus of the protein constitute the second activation domain that is involved in general gene expression in all cell types (Fig. 2) [Mahlapuu, et al., 1998]. Moreover, it is known that FOXF1 binds as a monomer [Pierrou, et al., 1994]. Further, FOXF1 has recently been shown to be incompletely paternally imprinted in human [Sen, et al., 2012; Szafranski, et al., 2013]. The members of the Fox family of transcription factors (Forkhead box) are a group of ancient proteins that originated in unicellular eukaryotes. Through evolution, they have multiplied to several copies and currently there are approximately 40 such proteins in mammals [Hannenhalli and Kaestner, 2009]. They play important roles in functions as diverse as cell cycle controls, organ development, and language disorders. Some of the Fox proteins have been implicated in various types of cancer [Katoh et al., 2013].

Homozygous Foxf1−/− mice die by embryonic day 8.5 because of defects in the development of extra-embryonic mesoderm [Kalinichenko, et al., 2001a; Mahlapuu, et al., 2001]. Heterozygous knockout mice (Foxf1+/−) showed phenotypes similar to ACD/MPV. Although there is no misalignment of veins, reduction in the number of alveolar capillaries and lymphangiectasis are observed both in mice and humans. Interestingly, half of the newborn mice (Foxf1+/−) died of severe defects in alveolarization, vasculogenesis, and pulmonary hemorrhage [Kalinichenko, et al., 2001b]. Other defects such as fusion of lung lobes, abnormal gall bladder, and esophageal atresia were also observed [Kalinichenko, et al., 2001a; Kalinichenko, et al., 2001b; Mahlapuu, et al., 2001]. The remaining Foxf1+/− mice showed normal lung morphology that was interpreted as “compensation” for the defect [Kalinichenko, et al., 2001b].

Transcription factors bind to specific DNA sequences and thereby affecting gene expression. This is done through a DBD of which there are many different types. Members of the forkhead family have a winged helix-turn-helix domain that is known as the “forkhead domain” that functions as the DBD in them. It is interesting to note that 60% of all the mutations reported here are located within the DBD of FOXF1. Further, 88% of the mutations in the first exon and 95% of all missense mutations are clustered in the DBD of the protein. This clearly suggests that this domain plays a crucial role in the proper functioning of this important transcription factor since changes in this domain of the FOXF1 protein may affect its DNA binding properties resulting in ACD/MPV. Specific in vitro DNA binding experiments with the modified proteins mimicking the missense mutations are required to conclusively determine their role in the DBD of FOXF1.

Foxf1 expression in mice is thought to be regulated by Bmp4 [Astorga and Carlsson, 2007] Gli2 [Astorga and Carlsson, 2007; Tseng, et al., 2004], and by Pten [Tiozzo, et al., 2012]. A reduced expression of Vegfa, Vegfr2, Bmp-4, Tbx, Lklf, Fgf-10, Gli3, and Notch-2 has been observed in Foxf1−/− mice [Hellqvist, et al., 1996; Kalinichenko, et al., 2004; Kalinichenko, et al., 2001b; Lim, et al., 2002; Mahlapuu, et al., 2001].

Clinical Relevance

Patients with ACD/MPV were recruited after having signed consent approved by the IRB of Baylor College of Medicine (BCM). ACD/MPV is a rare and lethal developmental disorder presenting as respiratory distress and persistent pulmonary hypertension of the newborn [Abazov, et al., 2003; Bishop et al., 2011]. Initially, patients with ACD/MPV typically present with a clinical course consistent with persistent pulmonary hypertension without ready explanation. Further, approximately 80% of patients with ACD/MPV also have defects of non-pulmonary organ system [Sen, et al., 2004]. In addition, approximately 65% of the ACD/MPV families reported a history of miscarriages (data unpublished). As FOXF1 is also expressed in the placenta [Hellqvist, et al., 1996; Shaut, et al., 2008], this finding needs to be further investigated. A clinical summary of the presented cases is outlined in Table 2.

Table 2.

Clinical information of the reported cases

patient # Gender Ethnicity Birth weight (kg) Mother’s age, pregnancy Gestation (weeks) Apgar 1 & 5 min Delivery Life span (days) Diagnosis Medications ECMO Associated anomalies
1 M Caucasian 2.06 28y, G2P2 37 & 3/7 8, 9 Vaginal 29 Autopsy Sildenafil No Incomplete rotation of bowel, high arched palate, hypocalvaria, incomplete lung lobation, incomplete rotation of bowel
2 F Hispanic 2.8 26y, G3P2 39 & 5/7 8, 9 Vaginal 18 Autopsy Nitric Oxide, Milrinone, Dopamine, Fentanyl Yes Malrotation of intestine, imperforate anus, butterfly vertebra
3 M Caucasian 3.3 22y, G4P2 36 9, 9 Vaginal 35 Autopsy N/A Yes Aortic coarctation, Meckel’s diverticulum
4 F Hispanic 3.6 28y, G3P2Ab1 39 9, 9 Elective c-section 16 Autopsy N/A Yes Bilateral incomplete lobation of lungs, lymphangiectasis, limited autopsy
5 M Caucasian 3.0 38 & 2/7 9, 9 Elective c-section 5 Autopsy Nitric oxide, Milrinone,, Sildenafil, Epinephrine, Dobutamine, Neuromuscular blockers Yes Abnormal lung lobation, malrotation of the intestine, duodenal atresia
6 F Caucasian 3.2 28y, G2P1 39 8, 9 Vaginal 28 Biopsy Nitric oxide, Milrinone, Epoprostenol Yes No autopsy
7 M Hispanic 2.7 25y, G1P0→1 36 & 4/7 8, 9 Vaginal 10 Biopsy Nitric oxide, Dopamine, Milrinone, Sildenafil, Epinephrine, hydrocortisone Yes None identified
8 F Caucasian 3.3 28y, G3P2 39 6, 9 Vaginal 120 Autopsy Sildenafil No Bilobed right lung
9 F Caucasian 4.02 38y, G2P1 38 8, 9 C-section for polyhydramnios 10 Autopsy Nitric oxide, morphine, dopamine Yes None identified
10 F African American 3.1 25y, G2P2 40 & 4/7 8, 9 Vaginal 14 Autopsy Nitric oxide, epinephrine, dopamine, epoprostenol, Sildenafil Yes None identified, Limited autopsy
11 F Caucasian 3.7naline 38y, G2P1→2 40 8, 9 Vaginal 95 Nitric Oxide, Sildenafil, Epoprostenol, Milrinone, Hydrocortisone, Morphine, Yes Atrial septal defect
12 F Caucasian 4.1 N/A, G1P1 42 N/A Vaginal 111 Biopsy Nitric Oxide, Sildenafil Yes N/A
13 F Caucasian 3.2 39y, G1P1 39 10, 10 Vaginal 42 Biopsy Sildenafil, Epoprostenol, Milrinone, Dopamine, Epinephnire, Norepinephrine Yes No lung lobation
14 M Caucasian 3.3 26y, G1p1 41 & 2/7 9, 10 Vaginal 15 Autopsy Nitric oxide, epoprostenol, surfactant and catecholeamines No None identified
15 M Caucasian 3.0 36y, G2P1 39 8, 9 C-section (h/o prior c-section) 7 Biopsy Nitric oxide, Milrinone, dopamine, epoprostenol No Malrotation of the intestine, atrial septal defect, thickened distended bladder with muscular hypertrophy
16 M Caucasian 2.1 31y, G3P2 32 4, 8 Vaginal 0.75 Autopsy Dopamine, epinephrine, fentanyl No Hyaline membrane disease, patent ductus arteriosus, multiple intestinal atresias, imperforate anus, undescended testis, Hirschprung disease
17 F Caucasian 1.4 30y, G1P1 33 & 3/7 10, 10 Vaginal 7 Autopsy Epoprostenol No Duodenal atresia, polysplenia, annular pancreas and left hydronephrosis
18 M Caucasian 2.8 42y, G3P3 38 9, 10 Vaginal 19 Biopsy Nitric Oxide, Milrinone, Dopamine, Ambrisentan Yes Hydronephrosis, partial stenosis at transition to colon transversum
20 M Caucasian 26y, G1P0→1 40 8, 8 Vaginal 51 Autopsy Nitric oxide, dopamine, epinephrine, Fentanyl, Yes Malrotation of the intestine, hydronephrosis, bilateral hydroureter, enlarged and thick bladder
22 M Asian 3.3 39y, G2P0→1 38 & 2/7 8, 9 C-section 16 Clinical characteristic and genetic mutation Nitric Oxide, epinephrine, dopamine, Fentanyl, Milrinone, Sildenafil Yes N/A
23 F Caucasian 2.8 15y, G1P1 36 5, 9 Vaginal 15 Autopsy Nitric Oxide, dobutamine, norepinephrine, sildenafil, epoprostenol No Duodenal stenosis, annular pancreas, malrotation of large intestine
24 F Caucasian 2.9 24y, G1P0 39 & 4/7 4, 7 Vaginal 11 Biopsy Dobutamine, Dopamine, Epinephrine, Milrinone Yes Meckel’s divurticulum, moderate acute cortical involution of thymus
25 F Caucasian 2.7 33y, G4P3→4 37 & 5/7 7, 9 Vaginal 19 Autopsy Nitric oxide, Noradrenalin, Milrinone, Dobutamine Yes Intestinal malrotation
26 M Caucasian 3.5 38, G4P1 39 9, 9 Vaginal 21 Biopsy Nitric oxide No Megaduodenum, pyloric stenosis, annular pancreas
27 F Caucasian 2.7 34y, G1P1 37 & 2/7 8, 8 Vaginal 16 Biopsy Nitric oxide, Sildenafil, Bosentan Yes None identified
28 M Caucasian 2.6 34y, G5P1 39 9, 9 C-section 19 Autopsy Nitric oxide, Milrinone, Sildenafil, Noeepinephrine No Duodenal atresia
29 F Caucasian 2.4 20y, G1P1 34 &5/7 8, 9 Vaginal 12 Biopsy Nitric oxide, dopamine, dobutamine, hydrocortisone Yes Suspected jejuna atresia, no autopsy
30 F Caucasian 2.9 34y, G1P0→1 39 &6/7 7, 9 Vaginal 15 Autopsy Dopamine, dobutamine, hydrocortisone Yes Thickening of the pylorus
31 M Asian 3.5 24, G1P1 38 N/A Vaginal N/A Biopsy Nitric oxide, furosemide, nifedipine No Posterior urethral valves
32 F African American 1.7 37, G5P3→4 34 8, 9 Vaginal N/A Biopsy Nitric oxide, sildenafil, milrinone No Atrial septal defects
33 F Caucasian 3.2 37, G2P2 37 7, 9 C-section 24 Biopsy Nitric oxide No Butterfly vertebra T5
34.1 M Caucasian 0.5 29 Terminated at 23 4/7 N/A Vaginal N/A Autopsy N/A No Duedenal atresia, malrotation of the large intestine, anal atresia, gallbladder agenesis
34.2 M Caucasian 2.6 30 39 3/7 N/A Vaginal 17 Autopsy Nitric oxide, sildenafil, bosentan, dobutamine, adrenaline, noradrenaline Yes None detected
35 F Caucasian 2.8 30y, G3 P1 38 & 5/7 3, 9 Elective C-section 50 Clinical characteristic and genetic mutation Dobutamine, Milrinone, Bosentan, Sildenafil No Atrial septal defect, polyhydramnios
36 M Asian/Caucasian 3.0 31y, G3P3 37 & 5/7 7, 8 C-section (breech presentation) 2 Autopsy Dobutamine, dopamine, adrenaline, noeepinephrine No Atrial septal defect, polyhydramnios
37.1 F Caucasian 3.4 25y, G2P1 39 9, 9 Vaginal 17 Autopsy Nitric oxide, dopamine, dobutamine, tolazolin No N/A
37.2 M Caucasian N/A 25y Terminated at 21 weeks N/A Vaginal N/A Autopsy N/A No Uretral stenosis, hydronephrosis,
37.3 M Caucasian 3.2 27y, G4P2 37 & 1/7 9, 10 Vaginal 0.166 Autopsy Surfactants & Catecholamines No Pulmonary hypoplasia, hydrothorax, polyhydramnios
37.4 F Caucasian 3.2 31y, G5P3 39 9, 9 Vaginal 1 Autopsy Nitric oxide, Catecholamines No Isolated arhinencephaly
37.5 M Caucasian N/A 36y Terminated at 22 weeks N/A Vaginal N/A Autopsy N/A No Obstructive uropathy

N/A Not available. Clinical information of cases 19 and 21 are not available. The clinical information of cases 38 – 41 have been presented in Stankiewicz et al 2009.

We would like to emphasize that although ACD/MPV is a rare diffuse disorder of the neonatal lung, it is very likely that the diagnosis is missed in a significant number of patients due to lack of biopsies and autopsies. Further, we advocate that FOXF1 testing be done in patients with refractory pulmonary hypertension. This will result in a much larger cohort. Two retrospective studies have confirmed this notion [Eulmesekian, et al., 2005; Tibballs and Chow, 2002].

Diagnostic Relevance

About 200 cases of ACD/MPV have been reported in the literature [Sen, et al., 2010]. As physicians, pathologists, genetic counselors and care givers are becoming more cognizant with the disorder; more diagnoses are being made through histological examination of lung biopsies. A CLIA (Clinical Laboratory Improvement Amendment) certified service for the detection of mutation and deletion in suspected prenatal and postnatal cases is now available through the Medical Genetics Laboratories at the BCM, Houston, TX (https://www.bcm.edu/geneticlabs/). We continue to offer the analyses for genetic alterations of FOXF1 including mutation and deletion on a research basis. Results of such studies will help to provide better genetic counseling and estimates of recurrence risks to facilitate parents of ACD/MPV patients planning for future pregnancies. Very few lung transplants have been performed successfully. However, all of these patients have atypical late presentation of ACD/MPV (personal communication, Jennifer Wambach, Washington University, St. Louis, MO).

Future Prospects

We continue to investigate the molecular bases of lung development with a particular reference to FOXF1 and interacting genes. As a transcription factor, FOXF1 expectedly might regulate the expression of a number of downstream genes that are involved in lung and pulmonary vascular development. The early identification of affected infants by analysis for abnormalities of the FOXF1 gene may aid management decisions for these infants, conserving health care resources.

Acknowledgments

We would like to thank Rosemary Fantozzi for her help in preparation of the manuscript. Part of this work was supported by a NORD grant and Pilot Project Award from the Texas Children’s Hospital, Houston TX to P. Sen and NIH grant 1RO1HL101975-01 to P. Stankiewicz.

Footnotes

The authors declare no conflict of interest.

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