Abstract
The rat somatosensory system contains multiple thalamocortical loops (TCLs) that altogether process, in fundamentally different ways, tactile stimuli delivered passively or actively sampled. To elucidate potential top-down mechanisms that govern TCL processing in awake, behaving animals, we simultaneously recorded neuronal ensemble activity across multiple cortical and thalamic areas while rats performed an active aperture discrimination task. Single neurons located in the primary somatosensory cortex (S1), the ventroposterior medial, and the posterior medial thalamic nuclei of the trigeminal somatosensory pathways exhibited prominent anticipatory firing modulations before the whiskers touching the aperture edges. This cortical and thalamic anticipatory firing could not be explained by whisker movements or whisker stimulation, because neither trigeminal ganglion sensory-evoked responses nor EMG activity were detected during the same period. Both thalamic and S1 anticipatory activity were predictive of the animal's discrimination accuracy. Inactivation of the primary motor cortex (M1) with muscimol affected anticipatory patterns in S1 and the thalamus, and impaired the ability to predict the animal's performance accuracy based on thalamocortical anticipatory activity. These findings suggest that neural processing in TCLs is launched in anticipation of whisker contact with objects, depends on top-down effects generated in part by M1 activity, and cannot be explained by the classical feedforward model of the rat trigeminal system.
Introduction
The rat's primary somatosensory cortex (S1) is the main cortical target of tactile information transmitted from the animals' facial whiskers upstream by the parallel pathways of the trigeminal system (Woolsey and Van der Loos, 1970). The feedforward “labeled line” model postulates that information generated by stimulation of each whisker ascends through parallel streams of hierarchical processing levels, within which distinctive neuronal clusters, named barrelets (in the brainstem), barreloids (thalamus), and barrels (cortex), isomorphically match the spatial organization of the whisker arrays on the rat's face (Woolsey and Van der Loos, 1970; Van Der Loos, 1976; Welker, 1976; Belford and Killackey, 1979).
More recently, several lines of evidence have suggested that, in addition to this bottom-up flow of information, somatosensory processing is significantly affected by top-down modulations that reflect past experience (Nicolelis and Chapin, 1994; Ghazanfar and Nicolelis, 1997; Krupa et al., 1999; Gutierrez et al., 2010; Wiest et al., 2010; Ego-Stengel et al., 2012), ongoing motor activity (Fanselow et al., 2001; Brecht et al., 2004; Urbain and Deschenes, 2007b; Lee et al., 2008; Hill et al., 2011), reward expectations (Pantoja et al., 2007), and interhemispheric coordination (Shuler et al., 2001; Wiest et al., 2005).
During the past decade, we have studied the physiological properties of ensembles of cortical and thalamic neuronal ensembles while rats actively discriminated the width of an aperture (Krupa et al., 2001, 2004). Using this task, we showed previously that the activity of S1 neurons in awake rats is fundamentally different depending on whether an animal actively explores tactile stimuli with their whiskers or whether these mechanical stimuli are delivered passively to their vibrissae (Fanselow et al., 2001; Krupa et al., 2004). Moreover, during active tactile exploration, a significant number of S1 neurons modulate their firing rates before the whisker contact with the stimulus (Krupa et al., 2004; Wiest et al., 2010). Further experiments have shown that this anticipatory S1 activity is refined as animals learn a tactile discrimination task (Wiest et al., 2010).
Several lines of evidence support the hypothesis that such anticipatory firing modulations in S1 may be produced, among other sources, by afferents from the primary motor cortex (M1) (Lee et al., 2008), a cortical area that has a fundamental role in active exploratory behavior, particularly in whisker positioning (Hill et al., 2011). This hypothesis derives from the notion that centrally generated corollary discharges originating in M1 would have the function of modulating sensory neurons at cortical and subcortical levels before the arrival of ascending tactile information generated by peripheral sensory stimuli (Sperry, 1950).
In the present study, we investigate the role of M1 in the formation of anticipatory activity in multiple thalamocortical loops (TCLs). To achieve this goal, we recorded from neuronal ensembles in M1 and S1 or M1 and both the ventral posterior medial nucleus (VPM) and posterior (POM) nucleus of the thalamus while rats performed the same active aperture discrimination task. Additionally, we inactivated M1 with muscimol while rats were performing the aperture discrimination task.
Materials and Methods
Subjects and active tactile discrimination task.
All animal procedures were performed in accordance with the National Research Council's Guide for the Care and Use of Laboratory Animals and were approved by the Duke University Institutional Animal Care and Use Committee. Long Evans female rats (n = 23) weighing between 250 and 350 g were used in all experiments. The animals were mildly water deprived and trained to perform a behavioral discrimination task as described previously (for a task description, see Fig. 2B) (Krupa et al., 2001). Briefly, this task required animals to discriminate between a wide or narrow aperture to receive a water reward. At the beginning of each session, animals were placed in the behavioral box compartment called the outer chamber, where they waited for the central door to open and allow access to the second compartment, the inner chamber. After the animal entered the inner chamber, it had to use its whiskers to touch the edges of an aperture, formed by computer-controlled bars (hereafter referred to as the discrimination bars). The width of this aperture varied from trial to trial. Rats had to judge the aperture diameter and then nose poke the center of the front wall (see Fig. 2B). Animal presence near the discrimination bars and near the front wall was detected by a photobeam. The nose poke in the inner chamber opened two water reward pokes located in the outer chamber from which the animal had to select one. The reward poke on the right corresponded to the wide aperture, whereas the poke on the left corresponded to the narrow aperture. As the animal chose a reward poke, the door separating the inner and outer chambers closed. Correct responses were rewarded by 50 μl water rewards, after which both reward pokes were closed. Incorrect responses were followed by their immediate closing. The aperture was set for a new trial 5–8 s after the reward pokes were closed.
The animal's performance was measured by calculating the percentage of trials performed correctly during a session. The average number of trials per session (n = 101.5 ± 3.0) and the mean time spent (n = 270 ± 0.8 ms) between the door and discrimination bars were used as measures of motor performance. High-resolution video recordings were conducted in sessions separate from the ones where neural activity was recorded using a high-speed camera (SI-1300M-H-CL; Silicon Imaging) to assess the animal's behavior quantitatively. Video analysis of task performances was conducted using in house semiautomated software. The amount of time that the animal's whiskers were in contact with the discrimination bars was measured and compared across conditions (control, saline, and muscimol conditions) for 12 sessions (four for each condition). Additionally, high-resolution video recordings of 24 sessions presented previously (Wiest et al., 2010) were reanalyzed to determine the distribution of early whisker contacts [i.e., preceding the beam break (BB)].
Multielectrode implants.
After the animals were trained in the behavioral task, microelectrodes were surgically implanted in multiple cortical and thalamic areas. The animals were given access to water for a period of at least 24 h before surgery, and for at least 7 d after the surgery. Cannula–microelectrode bundles and/or arrays of electrodes were implanted in the M1, S1, VPM, and POM. Six animals received unilateral implants in both M1 and S1. The other six animals were implanted in three areas: M1, VPM, and POM. Three animals had bilateral implants in M1 and S1.
Craniotomies were made and arrays lowered at the following stereotaxic coordinates for each area: S1, −3.0 mm AP, 5.5 mm ML, −0.2 mm DV; M1, +2.0 mm AP, +2.0 mm ML, −1.5 mm DV; VPM, −3.5 mm AP, 3.3 mm ML, −5.2 mm DV; POM, −3.5 mm AP, 2.1 mm ML, −5.2 mm DV. Recording sites were histologically verified by comparing cresyl-stained 60 μm coronal brain sections with reference anatomical planes (Paxinos and Watson, 1998).
To provide control data for potential peripheral afferent activation during the anticipatory period, five additional rats were implanted: two were implanted bilaterally in the trigeminal ganglion (TG; −1.5 mm AP, ±2.5 mm ML) with movable electrode bundles, and three rats were implanted unilaterally in the trigeminal ganglion and in VPM and S1 (contralateral to the implanted trigeminal ganglion). TG electrodes were implanted at the depth of 10.4 mm from the cortical surface and were then gradually advanced (in 63–250 μm steps) during the recording sessions as described previously (Nicolelis et al., 1995; Wiest et al., 2010). TG activity was identified at depths of ∼10.4–11.2 mm by noting clear whisker-evoked responses in the audio of the spiking activity and clear short-latency sensory-evoked responses.
Electrophysiological recordings.
A multineuronal acquisition processor (64 channels; Plexon) was used to record neuronal spikes as described previously (Nicolelis et al., 1999). Briefly, neural signals were recorded differentially, amplified (20,000–32,000×), filtered (filtering band between 400 Hz and 5 kHz), and digitized at 40 kHz. Up to four single neurons per recording channel were sorted online (Sort Client 2002; Plexon). Online sorting was validated offline using Offline Sorter 2.8.8 (Plexon) according to the following cumulative criteria: (1) signal-to-noise ratio >2.5 (as verified on the oscilloscope screen); (2) <0.1% of interspike intervals (ISIs) smaller than 1.0 ms; (3) stereotypy of waveform shapes, as determined by a waveform template algorithm and principal component analysis. These cumulative criteria were complemented with inspection of metrics of the quality of single unit isolation in behaving animals (J3, Davis–Bouldin, F, and pseudo-F) (Nicolelis et al., 2003).
In S1, VPM, and POM, microelectrodes were lowered from initial positions of −0.2 mm, −5.2, and −5.2 mm, respectively. Steps of at least 62.5 μm were used to move the microelectrodes after a similar number of control, saline, and muscimol sessions were recorded (typically two), or when a very small number of units were recorded in one session. It is possible that the same units were repeatedly recorded by the same electrode in different sessions. However, we did not assume that the same units were recorded on each channel on different days because muscimol inactivation very often was associated with masking and unmasking of neurons in M1 and the other areas recorded, making it difficult to judge if a waveform reappearing after a muscimol session belonged to the same or different neuron.
Inactivation with muscimol.
To inactivate M1, muscimol (500 ng in 500 nl of saline) or saline (500 nl) was slowly injected unilaterally with a microperfusion precision pump (Harvard Apparatus) for a period of 4 min under isofluorane anesthesia or in awake, behaving animals in an open field (in four animals). This dose of muscimol inactivates an injected cortical volume for 6–8 h (Martin, 1991; Krupa et al., 1999; Shuler et al., 2001, 2002). The inactivation effect was confirmed by an absence of action potentials on the electrodes surrounding the injected area.
The sequence of control, saline, and muscimol sessions was changed randomly in the same animals to avoid any possible bias. Video recordings of four sessions in each condition were made to assess possible motor impairments due to muscimol effects in M1.
Bilateral facial nerve lesions combined with EMG recordings.
To test whether whisker movements were required for anticipatory activity to occur, we performed bilateral facial nerve lesions in three rats. The nerve cut procedure was performed as described previously (Krupa et al., 2001). Briefly, rats were anesthetized with ketamine (100 mg/kg) and xylazine (10 mg/kg). The facial fur posterior to the whisker pad was shaved. An incision was made in the skin ∼3–4 mm posterior to whisker E1. The soft tissue below the skin was carefully dissected to expose the facial nerve. A small loop of 3-0 surgical suture was then tied tightly around the nerve and secured with a small hemostat. A portion of ∼2 mm of the nerve was then cut, and each cut end was crushed with a small hemostat. To control for muscle contractions possibly remaining after these facial nerve lesions, bundles of four electrodes for EMG recordings were implanted in the whisker pad. The wires were passed subcutaneously through a catheter and exited at the top of the scalp near the connector used for neuronal recordings. The wound was then closed with a suture, and the procedure was repeated on the opposite side of the face. Rats were given 5 d of postsurgical recovery with access to food and water ad libitum.
Data analysis.
Neuronal data obtained from a total of 151 recording sessions were processed and analyzed using NeuroExplorer (version 3.266; NEX Technologies) and custom scripts written in MATLAB (7.9.0; MathWorks). A trial was defined as the period from −2.0 to 2.0 s relative to the time when the rat broke the photobeam at the discrimination aperture (see Fig. 2B). The beam break was defined as time 0 s in all analyses and figures presented. Anticipatory activity was defined as neuronal modulations occurring in the period of −0.5 to 0 s. Anticipatory activity was further divided according to early anticipatory (from −0.5 to −0.2 s) and late anticipatory (from −0.2 to 0 s). Statistical significance of neural responses was evaluated using a method based on cumulative-summed spike counts (Wiest et al., 2005; Gutierrez et al., 2006). The period of −1.5 to −0.5 s was used as a baseline in this test. Depending on the firing rate change, response types were classified as “increased,” “decreased,” or “multiphasic” (i.e., a combination of rate increases and decreases). The proportion of single units presenting each type of firing modulation was compared using χ2 tests. For statistical tests with two comparisons (e.g., control versus saline and control versus muscimol), we used α = 0.025; otherwise we used α = 0.05. Response magnitude was defined as the average difference in firing rate between the period of interest and the background. Response duration was defined as the time interval during which a unit's firing significantly deviated from the background. Comparisons of characteristics of neural responses for different conditions were performed using nonparametric tests (Mann–Whitney–Wilcoxon or Kruskal–Wallis).
Principal component analysis was applied to normalized data (divided by the maximum value) for all the parameters examined and calculated using a custom MATLAB script. The principal components that cumulatively explained the largest portion of variance (at least 80%) were selected, and the loadings of each variable in these components were further analyzed. Color-coded plots of each neuron's activity were normalized by dividing each value by the maximum firing rate.
In the offline analysis, EMG signals were high-pass filtered with a bandpass Butterworth filter run sequentially in the forward and reverse directions. A cutoff frequency of 50 Hz was used. Rectified EMG signals were then calculated as the absolute value, |ΔEMG|. EMG events were considered as periods of EMG activity with increases of more than three SDs from the mean.
Analysis of patterns of increased and decreased neuronal activity.
To characterize the neuronal activity patterns across multiple thalamocortical loops during the performance of an active tactile task, we pooled data from all subjects used in control studies, including those that received saline injections. We also included 261 units recorded in S1 from seven animals injected with 500 nl of saline in S1 contralateral to the recording site. Neuronal data from each trial were time-aligned when the rats entered the aperture. Neuronal discharges were counted in sequential 10 ms time bins and normalized to the maximum value across all bins. The normalized values were then smoothed with a moving average window of 250 ms (since this was a typical duration of neuronal responses in the behavioral task). These smoothed firing rates were then used to describe activity modulations (both increased and decreased responses) in multiple cortical areas and thalamic structures, and to relate these activity changes to specific task events. In particular, we analyzed responses occurring before, during, and after whisker contact with the tactile stimulus.
Linear regression for tactile performance prediction.
Linear regression was used to analyze the relationship between neuronal activity and behavioral parameters, such as task performance accuracy. Animals' performance accuracy was also compared with their speed. First, we examined increased responses that occurred in the period between −250 and 0 ms relative to the aperture area entrance. This period corresponded to the rat going from the central door to the discrimination bars. Anticipatory neural activity increases were concentrated in this period. The pattern of inhibited firing was not used in this analysis because this type of modulation was distributed across the whole length of a trial. For each session, we first identified significant deviations in firing rate from baseline for all units during the period between −250 and 0 ms. The average of these values was considered as the response onset for that session. Animal speed was derived from the average time that it took the rat to get from the door to the discrimination bars. Sessions where the animals got trapped in the door between the reward and discrimination chamber or performed close to chance (<60% of correct responses) were not used in the linear regression analysis.
Neural events of interest.
Trial-by-trial analysis of neuronal ensemble activity was conducted for the compound activity calculated for all S1 units recorded in a single session. This approach allowed us to test whether the effects of cortical inactivation could be observed in the overall activity of the entire recorded ensemble (including the units whose modulations alone were not statistically significant). Each trial was divided into 50 ms bins, and the interval −2 to −0.5 s was used to build a baseline probability distribution. Since the number of bins that constituted the baseline was fairly small (N = 30, for a total period of 1.5 s), we analyzed only the first bin in the anticipatory period −0.5 to 0 s where statistically significant (p ≤ 0.05) differences in spike counts were found. As our neuronal baseline firing distribution was built only with the bin counts from a specific trial, it cannot be considered a true baseline distribution. Consequently, we did not consider bin counts with a probability p ≤ 0.05 to be significant, but instead we used the term “neural event of interest” (NEI).
A total of 57 sessions from data recorded across S1 layers were analyzed. Ensembles with less than six units were not analyzed because a very small number of cells could potentiate increases in the probability of anticipatory NEIs even with small variations in activity. We set the value of 6 as the lowest number of units since it allowed us to have at least two units with every type of response sampled (increased, decreased, multiphasic), making it more likely that a large number of sessions could be analyzed, while extreme variations in the firing pattern of one unit would have little or no effect. For the comparison of variation in the ensemble firing rate before and after whiskers contacted the stimulus, we used the average values for the periods −500–0 ms and 0–300 ms. The interval of −500–0 ms was used since the overall ensemble activity suggested that changes started during this interval.
To perform the analysis, we first identified which trials contained NEIs during the early or late anticipatory period (intervals of −500 to −200 ms and −200 to 0 ms, respectively). Second, for each “early” or “late” NEI trial, we calculated the difference between the average of the firing rate before and after the whiskers contacted the tactile discriminanda. This allowed us to quantify the variation in the ensemble mean firing rate before and after the tactile discrimination when NEIs were present in early or late periods. Last, we compared the variation in each condition using a Mann–Whitney–Wilcoxon test.
Results
A total of 15 rats were implanted with microelectrode arrays and an injection cannula for muscimol delivery. Single-unit activity was recorded simultaneously in S1 and M1, or in M1, VPM, and POM while rats performed an active aperture discrimination task (Krupa et al., 2001; Wiest et al., 2010) before, during, and after pharmacological inactivation of M1 ipsilateral to the recording sites.
A total of 2575 single S1, VPM, and POM units were recorded in 120 behavioral sessions from the microelectrodes implanted across four different regions (see Figs. 2–4). Figure 1 illustrates examples of the quality of cluster separation (A) waveforms, (B) ISI distribution (C,D), as well as cluster-related statistics (Nicolelis et al., 2003) (J3, 2.939 ± 0.08; pseudo-F, 49,773 ± 2507; Davies–Bouldin, 0.1981 ± 0.01; F, 1.725 ± 0.02; Fig. 1E–H). All of these measurements confirmed the high quality of single unit isolation obtained in each of the sampled brain structures. The proportion of units recorded in each region was as follows: 39.42% in S1 (n = 1015 units), 19.57% in VPM (n = 504 units), 17.94% in POM (n = 462 units), and 23.07% in M1 (n = 594 units). In the S1, 40.99% (n = 416 units) were recorded from the supragranular layers, 30.44% (n = 309 units) were recorded from the granular layer, and 28.56% (n = 290 units) were recorded from the infragranular layers. Additionally, we recorded single units (n = 31 units) and multiunits (n = 705 multiunits) from the TG. Note that as the electrode arrays were not moved every session, it is possible that the number of single units could be slightly smaller than values reported above. We estimate that ∼20% of the neurons recorded remained the same across different sessions.
Overall, statistically significant modulations of firing rates were found in a large proportion (75%) of neurons in all conditions and regions tested (Table 1). Specifically, we found patterns of concurrent increased and decreased neuronal activity that varied across different layers of S1 and thalamic nuclei (VPM and POM). In the control condition, anticipatory firing modulations were observed in 40.19% of the S1 units, 49.67% of the VPM units, and 37.93% of the POM neurons recorded in this study. The magnitude of anticipatory firing in S1 was 2.72 ± 0.1 spikes per trial, and its duration was 195.4 ± 14.62 ms. In VPM, the magnitude of the anticipatory firing was 2.61 ± 0.3 spikes per trial, and its duration was 247.4 ± 19.51 ms. In POM, the magnitude of the anticipatory firing was 2.4 ± 0.2 spikes per trial, and its duration was 184.0 ± 32.58 ms. Such modulation in neuronal firing frequently started several hundred milliseconds before the animals' facial whiskers made any physical contact with the tactile stimulus (Figs. 2A, 3). Characteristic examples of these anticipatory firing modulations in different S1 layers and VPM and POM nuclei can be observed in the peristimulus time histograms (PSTHs) depicted in Figure 2A. Note that multiple increases and decreases of cortical and thalamic firing occur before the animals break the infrared beam and touch the edges of the bar with their facial whiskers (Fig. 2B). Different colors in Figure 2B schematically illustrate the relationship between the behavioral task and the different analysis periods. The anticipatory epoch corresponds to the period before the whiskers make contact with the discrimination bars (light blue), while the discriminatory period (green) corresponds to the period immediately after the whiskers touch the target bars. The observed cortical and thalamic firing modulations were not restricted to one specific task period, but instead occurred during many different time epochs. Figure 2, C and D, depicts the average performance and average number of trials for each condition studied (see below for detailed description).
Table 1.
Modulated (fraction) | Increased (fraction) | Decreased (fraction) | Multiphasic (fraction) | χ2 | df | p | |
---|---|---|---|---|---|---|---|
Supragranular | |||||||
Control | 0.81 | 0.41 | 0.26 | 0.34 | |||
Saline | 0.65 | 0.48 | 0.26 | 0.26 | 1.63 | 2 | 0.4426 (n.s.) |
Muscimol | 0.67 | 0.46 | 0.20 | 0.34 | 0.84 | 2 | 0.657 (n.s.) |
Granular | |||||||
Control | 0.83 | 0.64 | 0.11 | 0.25 | |||
Saline | 0.77 | 0.52 | 0.17 | 0.32 | 2.63 | 2 | 0.2685 (n.s.) |
Muscimol | 0.69 | 0.61 | 0.17 | 0.22 | 1.29 | 2 | 0.5247 (n.s.) |
Infragranular | |||||||
Control | 0.82 | 0.27 | 0.27 | 0.46 | |||
Saline | 0.83 | 0.47 | 0.18 | 0.35 | 4.02 | 2 | 0.134 (n.s.) |
Muscimol | 0.75 | 0.56 | 0.05 | 0.39 | 18.9 | 2 | <0.0001*** |
POM | |||||||
Control | 0.78 | 0.47 | 0.21 | 0.32 | |||
Saline | 0.74 | 0.51 | 0.21 | 0.28 | 0.56 | 2 | 0.7558 (n.s.) |
Muscimol | 0.73 | 0.54 | 0.15 | 0.31 | 1.91 | 2 | 0.3848 (n.s.) |
VPM | |||||||
Control | 0.82 | 0.29 | 0.21 | 0.50 | |||
Saline | 0.74 | 0.33 | 0.29 | 0.38 | 3.79 | 2 | 0.1503 (n.s.) |
Muscimol | 0.72 | 0.47 | 0.30 | 0.22 | 21.42 | 2 | <0.0001*** |
Supragranular, granular, and infragranular refer to firing modulations recorded from depths corresponding to the layers II/III, layer IV, and layers V/VI, respectively. Active tactile discrimination was characterized by increases and decreases in neural activity that were region and layer specific. Characteristic patterns of neuronal firing were found in different areas and layers. Significant differences in the type of modulations found were clearer in infragranular layers of S1 and in VPM. Inactivation of M1 induced an increase in the number of neurons exhibiting exclusive increased firing modulations. In VPM, the inactivation of M1 reduced the number of cells with multiphasic patterns of activity, increasing the number of neurons with exclusive excitatory activity.
***p < 0.001.
Each panel of Figure 3 shows the normalized firing activity (relative to the maximum firing rate of each neuron) of all of the cortical and thalamic neurons recorded during the execution of the tactile discrimination task in control conditions, and after saline or muscimol injections in M1. Continuous changes in neuronal activity occurred before and after stimulus contact within all cortical and thalamic regions sampled during the animals' performance of the tactile discrimination task (Figs. 3, 4). Anticipatory activity, i.e., before any whisker contact with aperture edges, was represented by both increases and/or decreases in neuronal firing. In VPM and granular layer of S1, anticipatory activity was mostly associated with a decrease in firing. In POM and S1 infragranular layers, the pattern of anticipatory activity followed the opposite trend (i.e., firing rate increased immediately before tactile discrimination). Based on previous published studies from our laboratory (Krupa et al., 2004; Wiest et al., 2010), the presence of these different patterns of neuronal firing modulations, within and between different structures, suggested that cortical and thalamic neuronal anticipatory firing was fundamental for task performance. To demonstrate the relationship between the animal's behavior during a trial and the diversity of neuronal firing modulations observed across multiple cortical and thalamic structures sampled in this study, Figure 4A depicts neuronal activity rank ordered by time, from −2.0 to 2 s. The multiple PSTHs presented show peaks of increased and decreased activation in all cortical and thalamic regions throughout a trial. The sequential order by which these peaks appear suggests the hypothesis that active tactile discrimination relies significantly on top down effects that cannot be explained by the classic feedforward model of tactile information processing. This hypothesis is supported by the finding that TG neurons (Fig. 4A, bottom PSTH) only start modulating their firing rate after the rat's whiskers touch the aperture edges. In Figure 4B, the fraction of neurons with significant increases or decreases in responses is shown by cortical area or thalamic nucleus. As noted above, virtually identical patterns of anticipatory firing activity occurred in VPM and in the granular layer of S1. Conversely, the patterns of anticipatory firing increases in the POM, M1, and infragranular layers of S1 also look similar.
Histological analysis (Fig. 5A) was used to locate the thalamic recordings sites. Different functional compartments (Fig. 5B), coincident with different depths of recording, have been described previously for the VPM, namely, the “head” and “core” of the barreloids (Urbain and Deschenes, 2007a). Thus, we further investigated whether neural anticipatory modulations during tactile discrimination were restricted to a specific VPM depth. Solely for this analysis, we pooled data from all the control and saline sessions reported here and added 99 units recorded in VPM and 168 units recorded from POM (n = 4 animals in 10 sessions from a different study that used the same task; these animals were either control subjects or injected with 500nl of saline in S1). Figure 5A–C illustrates that the depths of the recordings coincident with the head (starting at −5.2 mm) and core (starting at −5.4 mm) of the barreloids in VPM are associated with fundamentally different physiological properties, as reported previously in anesthetized animals (Urbain and Deschenes, 2007a). The region of the head of the barreloids was characterized by anticipatory activity coincident with the major periods of increased activity in POM, M1, and S1 infragranular layers. On the other hand, the core of the barreloids was coincident with the pattern of decreased–increased–decreased activity found in layer IV of S1 (see Fig. 5C). These two subregions of the VPM nucleus exhibited different proportions of anticipatory firing increases (VPM head, 31 of 64 units; VPM core, 54 of 256 units; χ2 = 18.25; df = 1; p < 0.0001) and decreases (VPM head, 4 of 64 units; VPM core, 107 of 256 units; χ2 = 29.2; df = 1; p < 0.0001). Despite these differences, cells with anticipatory increased activity were found at all depths studied.
Last, due to the proximity of POM and VPM head regions (Fig. 5A,B), we compared the physiological properties of neurons recorded from these two areas. Clear differences were found in the proportion of significant increased responses in POM in the anticipatory period corresponding to the rat entering the inner chamber (VPM head, 6 of 31 responses; POM, 50 of 125 responses; χ2 = 3.75; df = 1; p = 0.05), in the magnitude of decreased neural activity (VPM head, 1.68 ± 0.1 spikes per trial; POM, 1.44 ± 0.1 spikes per trial; Mann–Whitney U = 4616; p = 0.0187), and in the duration of increased neural responses (VPM head, 153.0 ± 25.31 ms; POM, 182.4 ± 9.94 ms; Mann–Whitney U = 12540; p = 0.05). Together, these results show that distinct compartments associated with the head and core of the VPM exhibit anticipatory increased and decreased neural activity before whisker contact with a discriminanda.
Overall, cortical and thalamic neuronal firing preceding the tactile stimulus could have originated from three possible sources: (1) whiskers contacting chamber walls or floor surface during the interval from the door opening and the aperture beam break, (2) whisker movements producing sensory reafference that triggered thalamic activity, or (3) top down neuronal afferents that induced anticipatory firing unrelated to whisker contact or movement. The first two possibilities have been mostly ruled out in previous studies conducted in our laboratory that demonstrated that whisker movements or early whisker contacts with the chamber walls are not the basis for anticipatory activity observed in S1 (Krupa et al., 2001, 2004; Wiest et al., 2010). To rule out these possibilities once and for all, we conducted two additional control experiments.
Neurons in the trigeminal ganglion are not modulated before any contact with the tactile stimulus
To control for the possibility of early whisker contacts with the chamber walls or floor, we simultaneously recorded neuronal activity from TG, S1, and VPM in the same subjects while rats performed the same tactile discrimination task. TG is the main recipient of primary afferent inputs from the whiskers, and thus the presence of neuronal responses in this ganglion provides a very reliable indicator of any mechanical displacement of the animal's facial vibrissae. Figure 6A depicts a sample of PSTHs to illustrate the characteristic TG neuron firing modulations during execution of the tactile discrimination task. Analysis of these TG neurons' firing rate modulations revealed three main periods of increased activation corresponding to whisker contacts with the chamber's door, whisker contact with the aperture edges (immediately after beam break), and whisker contacts with the center nose poke. These accounted for the sensory-evoked responses of 81.73% (528 of 736 single units or multiunits) of the TG neurons recorded. The firing patterns of all TG neurons recorded in this study (31 single units and 705 multiunits) are depicted in Figure 6B. Neurons in the TG exhibited clear sensory-evoked responses just after time 0 (beam break), indicating that these first-order cells fired maximally immediately after the whiskers contacted the aperture edges. Interestingly, a large percentage (68.42%, 442 of 736) of TG neurons also exhibited significant decreases of activity as rats ran through the corridor that separated the door from the beam break. These modulations can be explained somewhat by the fact that during the period used to collect baseline firing data (before the door opened), the rats' whiskers often made contact with the surface of the closed doors.
Using the same PSTH analysis used for examining the cortical and thalamic data, we observed that a meager 5.02% of the neurons (37 of 736 of the units/multiunits) showed increased activations around the 250 ms before beam break. Careful analysis of the trials in which these 37 TG neurons fired revealed that such sensory-evoked responses were due to late whisker contacts with the chamber doors. In another words, these sensory-evoked responses did not occur during the anticipatory period. Restricting the time window to −0.2 to −0.05 s to omit such occasional late whisker contacts with the doors reduced the number of excitatory responses in the anticipatory period to 1.902% (14 of 736 of the multiunits). Comparison of the activity occurring in the interval between −0.3 and 0 s (Fig. 6C) further showed that the TG presented a period of increased activity coinciding with the animal's whiskers contacting door. Again, this epoch did not match the period of increased anticipatory activity observed in VPM and S1. This point is highlighted even further when individual PSTHs of simultaneously recorded TG, VPM, and S1 neurons in three different rats are plotted together (Fig. 6D). This plot shows that after TG neurons respond to the whiskers contacting the doors, their firing rate tends to decrease rapidly to almost zero. Thus, S1 and VPM increases in anticipatory firing tend to occur precisely during the period in which TG neurons are virtually quiet. However, when the animal's whiskers touched the aperture edges, immediately after the beam break (Fig. 6D, bottom, BB, PSTHs), neurons in all three regions (TG, VPM, and S1) produced vigorous firing increases.
In conclusion, our control data, involving the largest sample to date of TG neurons recorded in behaving rats, clearly indicates that the anticipatory activity observed in S1, VPM, and POM during the period the animal crosses the corridor that separates the door from the aperture edge cannot be explained by peripheral activation of first-order TG neurons.
Yet, since well-trained animals would typically protract their whiskers to perform this task, one could argue that in some trials whisker contacts could have occurred slightly earlier than the beam break. To additionally test whether primary afferent neuron activation could occur during the time required for the animals to cross the corridor that separated the door and the aperture, we reanalyzed video recordings presented previously (Wiest et al., 2010) and calculated the difference between whisker contacts and beam break in 24 sessions. The video analysis directly showed that the rat's whiskers had no contact with any surface before the moment they touched the aperture edges. Also, the distribution of the timing, within a trial, of whisker contacts with the bar showed that typical whisker contacts (43.0% of the trials) occurred at Frame 0 (the video frame of contact is the same as the frame of beam break) or at −20 ms (44.2% of the trials; the video frame of whisker contact immediately precedes the frame of the beam break). Since the onset of neuronal anticipatory firing activity in M1, S1, VPM, and POM typically starts at −250 ms, even if the onset of TG activity was further corrected for the possibility of whisker contacts at −40 ms (which would include 96.8% of the trials analyzed), we would still observe clear peaks of anticipatory neuronal activity in M1, S1, VPM, and POM that cannot be explained at all by early whisker contacts.
Together, these two control experiments, as well as extensive data already published (Krupa et al., 2001, 2004; Wiest et al., 2010) rule out the hypothesis that increased S1, VPM, and POM anticipatory activity before the beam break is in any way related to early whisker mechanical stimulation by spurious whisker contacts with the chamber walls or floor.
Anticipatory firing in the S1 and thalamic nuclei are not due to reafference of whisking signals
Having excluded the possibility of early whisker contacts, we tested the possibility that increased neuronal activity before contact with the tactile discriminanda could be due to some other form of whisker movements that led to sensory reafference. Using video recordings, we repeatedly observed that no whisking of any sort occurred as rats performed this tactile discrimination task (Krupa et al., 2001, 2004; Wiest et al., 2010). Instead, well-trained animals tend to spread their whiskers, which seems to improve their tactile perception of approaching objects (Krupa et al., 2001, 2004; Wiest et al., 2010). We refer to this type of whisker positioning as the object-detection mode. This behavior, which is present in very well-trained rats moving at a high speed, was described only recently (Arkley et al., 2011). In our experiments, animals also tended to perform the task at a high locomotion speed as well, and sample the tactile discriminanda for a very small amount of time (Wiest et al., 2010). Yet, to test for the possibility that the anticipatory increases in S1 and thalamic neuronal activity could be related to reafferent peripheral inputs produced by some other type of whisker positioning, we further conducted recordings in three rats (two implanted in the VPM and one implanted in both VPM and POM) with bilateral facial nerve lesions. In the same animals, we also recorded EMGs from the whisker pad as a control for facial musculature activation. By simultaneously recording EMG activity and neuronal activity from thalamic nuclei, we were able to measure directly whether anticipatory neuronal activity was related to whisking. Overall, we found that bilateral facial nerve lesions prevented the animals from positioning their whiskers in the object-detection mode as well as from making large exploratory movements. EMG recordings allowed detection of small facial muscle contractions or artifacts associated with the possibility of wall contacts.
After recovery from surgery, these animals quickly learned that chewing or sniffing allowed them to make small whisker movements, although they could no longer make the large exploratory whisking movements or position their whiskers in the object-detection mode. These small whisker movements were easily detected by the EMG activity. Figure 7 shows the EMG activity of one of these animals in an open field. Different frequencies of EMG events were found for exploring, sniffing, and grooming in an open field.
We then recorded neural and EMG activity while the animals performed the tactile discrimination task (N = 4 sessions). We found that, on average, the animals displayed detectable EMG activity during the anticipatory period in only 7.64 ± 3.4% of the trials. This value is below the ∼15% reported previously by us (Wiest et al., 2010), possibly due to the bilateral facial nerve lesions. After removing the trials where EMG events were present, analysis of neural activity showed that anticipatory modulations were present in 40.0% (26 of 65) of the thalamic (VPM and POM) units and multiunits recorded, a value that is virtually identical to those found in our control experiments. In Figure 8A we show examples of several trials with clear anticipatory thalamic activity in the absence of any EMG events. In all the trials shown in this figure, thalamic anticipatory firing began >100 ms before the beam break occurred, excluding the possibility of early whisker contacts (which as demonstrated above can be ruled out with an extremely conservative measure of up to 40 ms). Trials 2 and 4 in Figure 8A also show that EMG activity (red triangles) did not necessarily evoke any increases in neuronal firing either during the anticipatory period or after the beam break.
Next, in all rats, EMG activity was cross correlated with the beam break and with the EMG events (Fig. 8B). While EMG events were surrounded by peaks of EMG activity reflecting the frequencies of behaviors observed (note the repeated peaks at ∼6 Hz), no clear peak of EMG activity occurs before the beam break. Last, comparison of neuronal activity centered at the beam break or at the EMG events (Fig. 8C) further suggests that the peaks of activity related to anticipatory activity or related to EMG events occur in fundamentally different classes of thalamic neurons. These results demonstrate that the type of anticipatory neuronal activity observed in S1 and thalamic nuclei cannot be caused at all by sensory reafference related to whisker positioning or whisker movements.
Having ruled out the possibility that anticipatory neuronal activity was originated by early whisker contacts or early whisker movements, we further analyzed whether this anticipatory activity could result from a top-down signal originating from the primary motor cortex.
Anticipatory firing modulations in lemniscal and paralemniscal pathways can be explained by two principal components
The multitude of increased and decreased anticipatory neuronal firing modulations found in all thalamic and cortical regions studied here suggests that the TCLs continuously integrate information from both ascending and descending pathways, originating at subcortical and cortical levels. To determine whether the similar patterns of neuronal activity observed at cortical and thalamic levels were the result of largely independent modulations or, alternatively, they reflected wide interregional and correlated modulations across the TCLs, we performed a principal component analysis on all increased and decreased firing modulations in M1, VPM, POM, and each S1 layer for the period of −0.5 to 1.0 s. This analysis revealed that the first two principal components accounted for 71.03% of the variance of the entire data set (Table 2). When a third principal component was added, 93% of the variance of the firing patterns observed across multiple cortical and thalamic structures was explained. This result clearly supports the existence of highly correlated patterns of anticipatory activity across the TCLs. For example, the first component included decreased activity from all S1 layers, M1, POM, and increased activity in VPM, while the second component included increased activity in all S1 layers, VPM, and POM, and decreased activity in VPM and S1 granular layer (for positive and negative loadings in each component, see Table 2). The presence of such a high portion of variance explained with only three principal components suggests that patterns of anticipatory activity are linearly correlated across cortical and thalamic structures, and that three of these neuronal patterns are sufficient to explain most of the response variability found across the TCLs. These concurrent patterns of responses also suggest that active tactile encoding is widely distributed across the multiple TC loops of the trigeminal system and results from large-scale, temporally asynchronous interactions between the many structures that define this circuit (Ghazanfar and Nicolelis, 2001).
Table 2.
Cumulative variance (%) | pc variance | Response | pc1 | pc2 | pc3 | pc4 | ||
---|---|---|---|---|---|---|---|---|
pc1 | 44.21030281 | 0.1629294 | Supragranular | Increased | 0.192969 | 0.4848809 | −0.312331 | 0.0005789 |
pc2 | 71.03246885 | 0.0988484 | Decreased | 0.4076718 | −0.205153 | 0.1687933 | −0.0543012 | |
pc3 | 92.99443819 | 0.080937 | Granular | Increased | 0.166108 | 0.2601034 | −0.3648693 | −0.0260106 |
pc4 | 96.89447643 | 0.0143729 | Decreased | 0.3399926 | 0.2139566 | 0.2859596 | −0.5156428 | |
pc5 | 98.60621637 | 0.0063083 | Infragranular | Increased | 0.0512769 | 0.4105422 | −0.0402117 | −0.1843402 |
pc6 | 99.61462124 | 0.0037163 | Decreased | 0.4235365 | −0.2734356 | −0.2119353 | −0.3806003 | |
pc7 | 99.83804586 | 0.0008234 | M1 | Increased | 0.084304 | 0.1439821 | −0.1092586 | 0.3450707 |
pc8 | 99.94689553 | 0.0004011 | Decreased | 0.3603517 | −0.0147926 | 0.0682632 | 0.2510888 | |
pc9 | 99.9710496 | 8.90E-05 | VPM | Increased | 0.1967974 | 0.2950371 | −0.2542239 | 0.0260476 |
pc10 | 99.98996768 | 6.97E-05 | Decreased | 0.1489934 | 0.3088844 | 0.7176482 | 0.0854539 | |
pc11 | 99.99776799 | 2.87E-05 | POM | Increased | −0.1273602 | 0.3553321 | 0.1261817 | 0.2783481 |
pc12 | 100 | 8.23E-06 | Decreased | 0.5072061 | −0.1907687 | −0.0188202 | 0.5329833 |
Analysis of significant increased and decreased responses across all areas studied showed that two principal components (pcs) were able to explain a large portion of the sample's variance. The first component included mostly decreased activity from all S1 layers, M1, and POM, and increased activity in VPM. The second component included increased activity in all S1 layers, VPM, and POM, and decreased activity in VPM and all S1 layers. The presence of such a large portion of variance explained solely by two components indicates that common concurrent patterns of increased and decreased activity occur at all times in the TCLs, suggesting a distributed mode of processing during active tactile discrimination.
Anticipatory activity predicts tactile performance
The presence of both cortical and thalamic neurons exhibiting anticipatory firing activity suggests that all these brain areas are engaged during the time period that precedes whisker contact with the stimulus (Figs. 2–4). Since we have shown that facial whiskers do not move during this precontact phase (see Results, above), this finding cannot be explained by the classical feedforward model of tactile processing proposed to account for the main physiological properties of the trigeminal somatosensory system. As a typical increase or decrease in cortical and thalamic neuronal activity started around −250 ms relative to the whiskers' contact with the bars and ended at the time of discrimination, this anticipatory firing was related to the period that separated the crossing of the chamber door and the facial whisker contact with the aperture edges (typically 250 ms).
A linear regression analysis of the relationship between the onset of anticipatory firing in cortical and thalamic units and the percentage of correct trials in each session revealed that, both in control and saline conditions, the timing of the onset of anticipatory cortical activity in M1 and S1 was a good predictor of the animal's task performance (Fig. 9C, C1, C2). Such a correlation between onset of neuronal anticipatory responses and behavioral performance was also observed for VPM (F(1,5) = 6.941; p = 0.0463; R2 = 0.58) and POM neurons (F(1,14) = 18.69; p = 0.0007; R2 = 0.57; Fig. 9C, C4). Therefore, the timing of the onset of anticipatory neuronal firing activity, in both the lemniscal and paralemniscal pathways of the trigeminal system, can predict the animal's tactile performance in our tactile discrimination task: the earlier the onset of anticipatory firing, the better the animal's performance. This finding suggests that this type of neural modulation may be functionally significant for sensory-motor integration in a tactile discrimination task that does not require whisker movements.
M1 inactivation affects tactile discrimination
Intracortical injection of 500 ng of muscimol in 500 nl of saline induced a temporary inactivation of M1. This was confirmed by an initial reduction in neural activity, followed by a complete absence of action potentials from M1 neurons recorded by the microelectrodes surrounding the injection cannula (Krupa et al., 1999; Ghazanfar et al., 2001; Shuler et al., 2002). Our M1 inactivation was very localized and did not induce any gross motor impairment such as a reduction in the number of trials performed (Fig. 2D; control, 102.9 ± 3.15 trials; saline, 102.0 ± 3.66 trials; muscimol, 103.5 ± 4.00 trials; one-way ANOVA, F(2,118) = 0.04142, p = 0.9594) or reduced locomotion speed (control, 22.7 ± 1.19 cm/s; saline, 26.5 ± 1.69 cm/s; muscimol, 23.7 ± 1.60 cm/s; Kruskal–Wallis statistic, 0.8736; p = 0.6461). The only behavioral impairment observed in these animals was a decrease in their ability to discriminate with their whiskers a 14 mm difference in width between a narrow versus a wide aperture (control, 83.2 ± 1.01% correct trials; saline, 82.9 ± 1.66% correct trials; muscimol, 70.3 ± 3.50% correct trials; Kruskal–Wallis statistic, 10.21; p = 0.0061; post hoc comparisons with Dunn's test, control vs saline, p > 0.05, nonsignificant (n.s.); control vs muscimol, p < 0.05; Fig. 2C). As we have demonstrated repeatedly here and previously (see above), whisker movements were not required for rats to discriminate the aperture width with their vibrissae (Krupa et al., 2004; Wiest et al., 2010).
High-resolution video analysis of the whisker angles and duration of contact of the whiskers with the stimulus showed no differences across all three different conditions (control, saline, and muscimol). Comparison of whisker angles showed an overall significant effect for face side, suggesting that animals have a natural bias toward larger angles between the right whiskers and the right whisker pad (F(1,8) = 77.57; p < 0.0001, n.s., for post hoc analysis in all conditions; control, left, 32.32 ± 6.085°; right, 41.29 ± 4.048°; t(6) = 1.227, p = 0.2657; saline, left, 35.38 ± 4.754°; right, 43.10 ± 4.389°; t(6) = 1.194, p = 0.2775; muscimol, left, 36.30 ± 5.502°, right, 45.96 ± 6.235°; t(4) = 1.161, p = 0.3101). Also, no interaction (F(2,8) = 0.7364; p < 0.7364) or experimental condition effects (F(2,6) = 0.08416; p = 0.9203) were found. Comparison of the amount of time that the whiskers contacted the tactile stimulus did not differ between conditions (control, 0.245 ± 16.74 s; saline, 0.213 ± 9.81 s; muscimol, 0.201 ± 12.44 s; one-way ANOVA, F(2,8) = 2.694, p = 0.1275).
M1 inactivation modulates anticipatory activity across the TCL
After M1 inactivation with muscimol, S1 neuronal firing modulations were widely affected. The proportion of units with increased responses in S1 rose in the anticipatory period (control, 27.9%, 36 units; saline, 24.0%, 29 units; muscimol, 46.2%, 49 units; control vs saline, χ2 = 0.32, df = 1, p = 0.57; control vs muscimol, χ2 = 7.68, df = 1, p = 0.0056), and fewer cells exhibited decreased activity in infragranular layers (control, 26.88%, 24 units; saline, 17.72%, 14 units; muscimol, 4.84%, 3 units; χ2 = 18.9, df = 2, p < 0.0001). In addition, the magnitude of increased neuronal activity was larger (control, 1.9 ± 0.1 spikes per trial; saline, 2.1 ± 0.2 spikes per trial; muscimol, 2.24 ± 0.2 spikes per trial; Kruskal–Wallis statistic, 6.305; p = 0.0427; post hoc comparisons with Dunn's test, control vs saline, p > 0.05, n.s.; control vs muscimol, p < 0.05). Moreover, the magnitude of neuronal activity reduction was lowered in the infragranular S1 layers (control, 19.8 ± 2.0 spikes per trial; saline, 18.0 ± 2.0 spikes per trial; muscimol, 9.105 ± 1.6 spikes per trial; Kruskal–Wallis statistic, 8.523; p = 0.0141; post hoc comparisons with Dunn's test, control vs saline, p > 0.05, n.s.; control vs muscimol, p < 0.05).
M1 inactivation also led to a reduction in the magnitude of anticipatory activity both in the POM (control, 2.4 ± 0.2 spikes per trial; saline, 2.2 ± 0.2 spikes per trial; muscimol, 1.7 ± 0.1 spikes per trial; Kruskal–Wallis statistic, 13.57; p = 0.0011; post hoc comparisons with Dunn's test, control vs saline, p > 0.05, n.s.; control vs muscimol, p < 0.01) and VPM (control, 2.7 ± 0.3 spikes per trial; saline, 1.9 ± 0.1 spikes per trial; muscimol, 1.3 ± 0.1 spikes per trial; Kruskal–Wallis statistic, 15.05; p < 0.001; post hoc comparisons with Dunn's test, control vs saline, p > 0.05, n.s.; control vs muscimol, p < 0.01), as shown in Figure 9A. The effects of M1 inactivation in a POM unit in three consecutive sessions are shown in Figure 9B. This cell presented similar firing rates, waveforms, ISIs, and response profiles (increased anticipatory followed by decreased discriminatory activity) in all three sessions. During control and saline conditions, the response profile shows a sharp peak of significant increased activity that begins in the anticipatory period and ends when the whiskers make contact with the discrimination bars. After M1 inactivation, the peak of activity was not as sharp as in other two conditions; the neuron's activity remained significantly high after the whiskers made contact with the bars and its period of significant reduced firing activity was longer than in the previous conditions.
To study whether the two different compartments recorded in the VPM were differentially affected by M1 inactivation, we further analyzed the magnitude of neural anticipatory activity in the head and core of the barreloids for the animals used in the inactivation experiments. A total of 77 neurons recorded from nine sessions were used for analysis of the VPM head of barreloids, while 391 neurons recorded in 33 sessions were used for the analysis of the VPM barreloids core. No significant differences were found in the anticipatory activity in the VPM head following M1 inactivation. In the core region of VPM, which sends thalamocortical projections to layer IV of S1 cortex, M1 inactivation lowered the magnitude of decreased neural anticipatory activity (control, 2.8 ± 0.5 spikes per trial; saline, 1.7 ± 0.1 spikes per trial; muscimol, 1.0 ± 0.2 spikes per trial; Kruskal–Wallis statistic, 18.16; p = 0.0001; post hoc comparisons with Dunn's test, control vs saline, p > 0.05, n.s.; control vs muscimol, p < 0.0001). Also, a nonsignificant trend was found in the magnitude of increased neural anticipatory activity (control, 1.8 ± 0.3 spikes per trial; saline, 2.1 ± 0.2 spikes per trial; muscimol, 1.3 ± 0.2 spikes per trial; Kruskal–Wallis statistic, 9.076, p = 0.0107; post hoc comparisons with Dunn's test, control vs saline, p > 0.05, n.s.; control vs muscimol, p > 0.05, n.s.). Thus, M1 inactivation induced an overall increase in significant neuronal responses in the granular and infragranular layers of S1, before and after the whiskers contacted with the aperture's edge. At the same time, the same manipulation produced a reduction in anticipatory and discriminatory activity in both the POM and the VPM.
To measure whether M1 inactivation, and the consequent changes in anticipatory S1 neuronal activity, affected the prediction of the animal's tactile performance, a linear regression analysis was performed between the onset of anticipatory firing in S1 units and the percentage of correct responses after M1 inactivation with muscimol. Although speed remained a good predictor of the performance in the task (F(1,18) = 22.19; p = 0.0002; R2 = 0.55), indicating that no major motor deficits were present (consistent with previously unpublished observations), the onset of anticipatory units in S1 (F(1,19) = 0.3414; p = 0.79; R2 = 0.075; Fig. 9C, C3) was no longer predictive of the performance in the task. This result clearly indicates that blocking M1 activity affected spatiotemporal patterns of S1 anticipatory neural activity that predicted the animal's tactile performance.
Encoding of tactile stimulus depends on anticipatory activity
Next, we asked whether single trial alterations in anticipatory activity onset timing in S1 neurons influenced the encoding of the tactile stimulus. To achieve this goal, we first analyzed firing rate changes in neural ensemble activity before the whiskers made contact with the tactile stimulus. Specifically, for each trial, we selected the first bin presenting an ensemble firing rate that was significantly different (at p ≤ 0.05) from baseline. These changes were termed neural events of interest (for details, see Materials and Methods). Note that this analysis was restricted to S1 units and that, to match previous results from our laboratory, we exceptionally used 50 ms bins only in this analysis.
A similar number of NEIs was found across different conditions (control, 26.23% of trials; saline, 31.34% of trials; muscimol, 27.16% of trials; control vs saline, χ2 = 2.97, df = 1, p = 0.0849; control vs muscimol, χ2 = 1.5, df = 1, p = 0.2207), indicating that changes in neural activity occurred in a similar proportion of trials in all conditions. However, comparison of the distribution of anticipatory NEIs between the control condition and during M1 inactivation suggests that blocking M1 activity induced a major disruption in the normal timing pattern of anticipatory activity (Fig. 10). Specifically, the distribution of NEIs did not exhibit a clear peak in the interval of −400 to −200 ms before contact with the stimulus (Fig. 10A). This suggests that normal M1 activity affects the precise timing of anticipatory activity in S1 neurons.
To test whether precise timing of anticipatory activity was related to tactile discrimination performance, we then compared the proportion of NEIs that were present before correct and incorrect trials in early −500 to −200 ms or late anticipatory periods −200 to 0 ms. The probability of a correct trial after an NEI was 51.6% of trials in control sessions and 45.1% of trials in saline sessions (χ2 = 0.7921; p = 0.1867). However, after M1 inactivation only 36% of the trials with neural anticipatory NEI were correct (χ2 = 4.229; p = 0.0199; Fig. 10B). These results suggest that in the absence of M1 modulation, the late onset of S1 anticipatory activity was associated with tactile discrimination deficits.
Because neurons with anticipatory activity often decreased their firing activity during contact with the tactile stimulus (Figs. 2A,F, 9B), we then tested whether anticipatory NEIs in −500 to −200 ms or late anticipatory −200 to 0 ms periods were associated with different ensemble firing rates during the tactile encoding period 0 to 300 ms. Comparison of the variation between the S1 ensemble firing rate before and after discrimination showed that early anticipatory NEIs were associated with larger decreases in firing rates during the tactile discrimination period in control (control early, −0.05924 ± 0.0059 spikes per trial; late, −0.03223 ± 0.0093 spikes per trial; Mann–Whitney = 9651, p = 0.0368) and saline conditions (saline early, −0.03774 ± 0.0063 spikes per trial; late, −0.01483 ± 0.0077 spikes per trial; Mann–Whitney = 7255, p = 0.0276), but not after M1 inactivation with muscimol (muscimol early, −0.06672 ± 0.0059 spikes per trial; late, −0.05190 ± 0.0098 spikes per trial; Mann–Whitney = 6247, p = 0.4055, n.s.). This finding suggests that in the absence of M1 modulation, the time onset of anticipatory activity was delayed, possibly affecting the encoding of the tactile stimulus by S1 neuronal ensembles.
Discussion
By simultaneously recording the activity of neuronal ensembles in M1, S1, VPM, and POM as rats performed an aperture discrimination task, we demonstrated the occurrence of anticipatory neuronal activity in all major cortical and thalamic structures that define the multiple TCLs of the rat trigeminal somatosensory system. The presence of prestimulus anticipatory activity has been identified previously in the S1 of rats performing this task (Krupa et al., 2004; Pantoja et al., 2007; Wiest et al., 2010). In the present study, however, we observed for the first time the widespread presence of such anticipatory firing activity in the major thalamic nuclei of both the lemniscal and paralemniscal pathways of the rat trigeminal system. The patterns of anticipatory activity were region and layer specific.
Control experiments revealed that trigeminal ganglion neurons, recorded simultaneously from S1 and VPM neurons, did not exhibit any excitatory sensory-evoked responses during the anticipatory period. Thus, activation of peripheral first-order whisker afferents cannot account for the widespread anticipatory activity observed at cortical and thalamic levels. Additional control experiments obtained from simultaneous EMGs, facial nerve lesions, and thalamic recordings, and high-speed video analysis of whisker movements confirmed categorically that the anticipatory activity observed in the S1, VPM, and POM was not caused by whisker movements or contact with any objects.
The anticipatory activity recorded across the TCLs was comprised of increases and decreases in neuronal activity that occurred in both lemniscal and paralemniscal thalamic relays of the trigeminal system. The timing of the onset of increased anticipatory activity in S1 and thalamic nuclei was linearly related to the animal's overall discrimination performance, which in turn was linearly related to the animal's locomotion speed.
Inactivation of M1 induced distinct changes in the magnitude and duration of anticipatory neuronal firing modulations across multiple areas. First, M1 inactivation changed the proportions of individual neurons modulated in S1 in a layer-specific fashion. It also reduced the magnitude of anticipatory activity in POM and VPM, and disrupted the duration and the timing of anticipatory activity onset in S1. M1 inactivation resulted in a decrease in the animal's discrimination performance, although no gross motor impairments occurred. However, the onset of S1 anticipatory activity was no longer a good predictor of the performance. Also, M1 modulation of S1 anticipatory activity was associated with different encoding of tactile information at single trials. These results suggest that top-down modulations by M1 neurons affect the entire somatosensory thalamocortical loop and play an important role in active tactile discrimination.
Anticipatory activity is not related to whisker movements
Our present and previous findings suggest that thalamic and cortical anticipatory activity does not result from whisker or head movements, or from whiskers contacting the surfaces or objects in the recording box. Our extensive control experiments demonstrated that (1) anticipatory S1 and VPM neuronal modulations are present while TG is silent or EMG activity is abolished by facial nerve lesions (Wiest et al., 2010; present study), (2) these cortical modulations appear during training of the active tactile discrimination task and are present even in the absence of the tactile stimulus (Wiest et al., 2010), (3) animals perform well after facial nerve lesions (Krupa et al., 2004), and (4) video analysis repeatedly demonstrated that no whisker contacts or head movements are present as the animal moves between the door and the discrimination bars (Krupa et al., 2004; Wiest et al., 2010; present study). These results rule out peripheral input as an essential contributor to anticipatory cortical and thalamic activity.
Anticipatory activity is primarily cortically driven
Our results suggest that M1 significantly contributes to anticipatory activity in multiple TCLs simultaneously. Previous studies in anesthetized animals have shown that pharmacological enhancement of M1 activity facilitates neuronal responses to whisker stimulation in infragranular layers of S1 and VPM (Lee et al., 2008). These authors showed that although responses in S1 and VPM were lower when awake animals were whisking, the inactivation of the nucleus interpolaris increased these responses, suggesting that gating of tactile responses during whisking was mediated, at least partially, by the trigeminal nuclei. As corticofugal cells in M1 do not project to the trigeminal nuclei (Miyashita et al., 1994; Miyashita and Mori, 1995) and the effects of M1 stimulation are abolished after S1 and S2 lesions (Urbain and Deschenes, 2007b), it is likely that the anticipatory effects we observed in multiple cortical and subcortical areas were formed by complex loops involving M1, S1, S2, and the thalamic and trigeminal nuclei (Furuta et al., 2010; Viaene et al., 2011). It is important to stress that in the present study we did not specifically test whether M1 affected anticipatory thalamic activity through corticobulbar loops. This important issue will be addressed by future studies.
Anticipatory activity, speed, and performance
It is not entirely clear how neurons exhibiting anticipatory activity may be involved in gating during whisking, since animals do not generally whisk during this task (Krupa et al., 2004; Wiest et al., 2010; present study). Yet, based on the results presented here, we hypothesize that anticipatory activity represents a form of motor gating by M1 related to the animal's locomotion speed. Although motor gating has a long history in the somatosensory literature (Chapin and Woodward, 1981, 1982a,b), in the rat trigeminal system it has mostly been attributed to active whisking (Fanselow and Nicolelis, 1999; Fanselow et al., 2001; Nicolelis and Fanselow, 2002). Interestingly, previous reports have shown that trained rats moving at fast speeds do not whisk (Arkley et al., 2011). In our task, the same type of behavioral strategy (high locomotion speed without whisking) may have been used by our subjects. It is likely that different speeds generate different tactile representations of the stimulus and that disruption of such motor gating by muscimol inactivation of M1 would alter the animal's behavioral performance. Anticipatory increases in cortical and thalamic activity (with an origin in M1) end the moment that the tactile stimulus information arrives. We speculate that after inactivation of M1, the onsets and offsets of anticipatory activity are no longer coordinated with the sampling of tactile information. This could in turn disrupt the coordinated activity along multiple thalamocortical structures and diminish the animal's tactile discrimination performance. This hypothesis is in line with our previous findings (Fanselow and Nicolelis, 1999; Fanselow et al., 2001; Nicolelis and Fanselow, 2002).
Trigeminal pathways are not functionally independent
In this study, we found that the main periods of increased and decreased neural anticipatory activity are shared by multiple cortical areas and thalamic nuclei. The overall patterns of activation described here are in line with the functional roles attributed previously to the lemniscal and paralemniscal pathways. Specifically, the characteristic patterns of activity found in the VPM barreloid core and S1 layer IV both support the previously known role of these regions in active tactile processing (Armstrong-James and Fox, 1987; Krupa et al., 2004). Also, the overall increases in anticipatory activity present in infragranular layers of S1, POM (Pierret et al., 2000; Veinante et al., 2000; Furuta et al., 2006; Masri et al., 2008), and the head of the barreloids in the VPM (Urbain and Deschenes, 2007a) suggest that these regions are under the influence of M1, possibly being associated with sensorimotor integration (Urbain and Deschenes, 2007b; Lee et al., 2008; Hill et al., 2011; Petreanu et al., 2012). However, the widespread but specific effects of M1 inactivation found in all thalamic nuclei and regions in the present study clearly indicate that to regard the lemniscal and paralemniscal pathways as parallel and independent processing units would constitute a serious underrepresentation of the true rich physiological cross-talk interactions that take place within these multiple streams of the trigeminal system.
Conclusion
Our results suggest that the overall state of the thalamocortical neural network, rather than a single cortical or thalamic relay, determines how information is processed following a tactile stimulus presentation. More generally, the results of this and other studies from our laboratory strongly support the asynchronous convergence hypothesis (Nicolelis et al., 1995; Nicolelis, 2005), i.e., that active tactile discrimination results from the dynamic interplay of multiple descending, ascending, and local afferents that converge asynchronously on neurons located at each stage of the trigeminal pathway. Such an arrangement determines the emergence of highly dynamic and distributed spatiotemporal patterns of neuronal ensemble activity in each of these locations. The present results also suggest that before and at the moment of contact with a tactile stimulus, the somatosensory system is already performing a series of preparatory operations that constrain or facilitate the discrimination of the tactile stimulus that is about to touch the facial whiskers. According to the asynchronous hypothesis, modulation of any of the afferents or components of the trigeminal system may affect the overall state of the network and influence tactile processing at all other levels of the system. Accordingly, our present findings frontally challenge the classical labeled line hypothesis (Welker, 1976) that proposes that strict and highly segregated ascending feedforward pathways account for the entire processing of tactile information in the rat trigeminal system.
Footnotes
This work was supported by NIH Grants R01DE011451, R01NS073125, and RC1HD063390, and by National Institute of Mental Health Award DP1MH099903 (M.A.L.N.). The content is solely the responsibility of the authors and does not necessarily represent the official views of the National Institutes of Health. We thank Eric Thomson for his thoughtful comments on this manuscript, Laura Oliveira and Susan Halkiotis for miscellaneous assistance, Jim Meloy for outstanding electrode manufacturing, and Zheng Li and Solaiman Shokur for help with animation.
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