Abstract
Background
This study assessed the effects of heavy drinking with high or low congener beverages on next-day neurocognitive performance, and the extent to which these effects were mediated by alcohol-related sleep disturbance or alcoholic beverage congeners, and correlated with the intensity of hangover.
Methods
Healthy heavy drinkers age 21–33 (n = 95) participated in two drinking nights after an acclimatization night. They drank to a mean of 0.11 g% BrAC on vodka or bourbon one night with matched placebo the other night, randomized for type and order. Polysomnography recordings were made overnight; self-report and neurocognitive measures were assessed the next morning.
Results
After alcohol, people had more hangover and more decrements in tests requiring both sustained attention and speed. Hangover correlated with poorer performance on these measures. Alcohol decreased sleep efficiency and REM sleep, and increased wake time and next-day sleepiness. Alcohol effects on sleep correlated with hangover but did not mediate the effects on performance. No effect of beverage congeners was found except on hangover severity, with people feeling worse after bourbon. Virtually no sex differences appeared.
Conclusions
Since drinking to this level affects complex cognitive abilities, safety could be affected, with implications for driving and for safety sensitive occupations. Congener content affects only how people feel the next day so does not increase risk. The sleep disrupting effects of alcohol did not account for the impaired performance so other mechanisms of effect need to be sought. Since hangover symptoms correlate with impaired performance, these might be contributing to the impairment.
Keywords: Hangover, polysomnography, neuropsychology, alcohol administration, congeners, residual alcohol effects
INTRODUCTION
Evidence is mixed on whether the residual effects of heavy drinking cause performance deficits the day after intoxication. “Residual effects” refers to any subjective, physiological, and/or behavioral effects of heavy drinking when blood alcohol concentration (BAC) has fallen to near zero after an episode of heavy drinking. Hangover is the subset of residual effects defined by symptoms, typically headache, nausea, thirst, and fatigue, that peak when BAC reaches 0 g% (Rohsenow et al., 2007). Residual alcohol effects are of importance to the extent that they may affect safety-sensitive occupational performance, driving, or student learning or performance (Howland et al., 2006).
Surveys and qualitative studies find positive relationships between frequency of intoxication or hangovers and the frequency of workplace performance problems (Ames et al., 1997; Mangione et al., 1999), and of poorer college grades (Singleton and Wolfson, 2009). Experimental studies show residual effects of heavy drinking on occupational performance the next morning using workplace simulators (Chait and Perry, 1994; Finnigan et al., 1998; Lemon et al., 1993; Morrow et al., 1990, 1991, 1993; Streufert, et al., 1995; Taylor et al., 1994, 1996; Törnros and Laurell, 1991; Wolkenberg et al., 1975; Yesavage et al., 1994; Yesavage and Leirer, 1986). Using neuocognitive tasks specifically, while negative results were found for some measures (Finnigan et al., 1998; Lemon et al., 1993; McCaul et al., 1991; Vester et al., 2003), documented detrimental effects were found for visual perception (Dowd, et al., 1973); codification and identification tasks (Myrsten et al. 1980); alertness (Roehrs et al, 1991); divided attention and tracking (Roehrs and Roth, 2001a, b); eye-hand and multi-limb coordination, and attention (Seppala et al., 1976); immediate and delayed (1 h) free recall (Verster et al. 2003); visual, memory and intellectual processing (Kim et al., 2003; McKinney and Coyle, 2004); time-reaction error in a go-no-go task (Alford and Wadling, 2004); sustained attention/reaction time (Finnigan et al, 2005); and choice reaction time (McKinney and Coyle, 2004; Kruisselbrink et al. 2006; Seppälä et al., 1976). Inconsistencies among study findings may be the result of factors such as the type of performance measured, the amount of alcohol administered, age and experience of participants, length of time from drinking to testing, and confounds. When some studies tested residual effects before BAC returned to near zero, alcohol effects confounded the residual effects.
Mechanisms accounting for the residual effects of alcohol on performance have received less investigation, despite a number of hypotheses (Wiese, et al., 2000; Swift and Davidson, 1998). Some of the possible mediators considered below include sleep disturbance effects of intoxication (Rohsenow et al., 2006), effects of beverage congeners (Nathan et al., 1970), and distracting effects of unpleasant hangover symptoms.
Consuming alcohol (0.16–1.0 g/kg) before bed produces reliable changes in sleep continuity and sleep architecture in young, healthy adults. Alcohol initially reduces sleep onset latency, and may increase total sleep time at low doses (0.16 g/kg) but not at moderate or high doses (Stone, 1980). Most studies with low to moderate doses report no significant changes in sleep efficiency (percent of time devoted to sleep actually asleep) (Roehrs et al., 1991). Light stage 1 sleep has been found to both increase (Kobayashi et al., 1998; Williams et al., 1983) and decrease (Roehrs et al., 1991) following alcohol ingestion. Sleep effects can differ in the first half of the night, when alcohol is being metabolized, from the second half, when it is being eliminated. The first half of the night typically has enhanced slow wave sleep and reduced REM (rapid eye movement) sleep (less time in REM, longer latency to REM) (Gillin et al., 2005; Kobayashi et al., 1998; MacLean and Cairns, 1982; Roehrs et al., 1991; Williams et al., 1983; Yules et al., 1966, 1967). The second half of the night is characterized by increased wakefulness and light Stage 1 sleep (Roehrs et al., 2001a, 2001b; Gillin et al., 2005; Knowles et al., 1968; MacLean and Cairns, 1982; Rundell et al., 1972; Williams et al., 1983) and a rebound in REM (Roehrs et al., 2001a, 2001b). Thus, sleep is lighter and more disturbed, particularly during the second half of the night. Subjectively, young adults reported improved sleep quality after drinking beer to .11 g% BAC versus placebo; with their perception possibly influenced by the more rapid sleep onset they reported (Rohsenow et al., 2006). However, the objectively poorer sleep particularly in the second half of the night could result in impaired performance after awakening.
Most alcoholic beverages contain small amounts of chemicals other than ethanol as a byproduct of the materials used in the fermenting process (e.g., grains, wood casks). Congeners are complex organic molecules with toxic effects including acetone, acetaldehyde, fusel oil, tannins and furfural, with bourbon having 37 times the amount of congeners as vodka (Nathan et al., 1970). While methanol has also been implicated (Calder, 1997), the elimination of methanol from the body coincides with the onset of hangover, although it does leave formaldehyde and formic acid as byproducts (Jones, 1987). In some studies (Katkin et al., 1970), but not others (Nathan et al, 1970; McMurphree et al., 1966), intoxication with bourbon was more impairing than with vodka. However, high congener beverages such as bourbon did produce more hangover than low congener beverages (Chapman, 1970) and more EEG signs of drowsiness (McMurphree et al., 1966). While the main cause of hangover symptoms is ethanol (e.g., Chapman, 1970; Ylikahri et al., 1974), congeners may increase symptom severity. However, this aspect has been virtually unstudied since these early studies and never examined for effects on performance measures.
Finally, the experience of headache, nausea, and other physical discomfort might interfere with attention, concentration, or rapid responses, abilities central to many safety-sensitive operations. While symptoms cannot be experimentally manipulated separately from other residual effects, correlational data can be supportive or disconfirming. The only study exploring this hypothesis found no association between next-day psychomotor skill impairment and intensity of hangover (Seppala et al., 1976).
This study investigated the effects of drinking to above legal intoxication on next-day neurocognitive performance and the extent to which these effects were mediated by alcohol-related sleep disturbance or alcoholic beverage congeners, and correlated with the incidence and intensity of hangover. Sleep was assessed using polysomnography and neurocognitive performance was measured using selected neurobehavioral tasks. While Prat and colleagues (2008) recommended using neuropsychological tests that have shown results across various drug effects (executive or frontal function, impulsive decision-making), hangover involves the absence rather than presence of drug. Since the primary symptoms expected to affect neurocognitive performance are fatigue, dysphoria, and difficulty concentrating, more specific hypotheses were made based on these effects so as to reduce the number of tests to the most relevant ones. The hypotheses were that heavy drinking would result in decrements in abilities requiring speed or sustained concentration (e.g., sustained attention/vigilance, reaction time), and more disrupted lighter sleep (decreased sleep efficiency due to more time awake and more wake-ups, less time in REM sleep, and increased light Stage 1 sleep), and that the sleep deficits would mediate the effects of alcohol on the performance measures. Hypotheses about congener content were that the high congener beverage, compared to the low congener beverage, would result in more hangover, decrements in neurocognitive performance requiring speed or sustained concentration, and more disrupted sleep. Finally, degree of hangover was hypothesized to correlate with the sleep decrements and with the degree of performance decrements after heavy drinking.
MATERIALS AND METHODS
Participants
Participants were university students or recent graduates recruited by advertisements from greater Boston, Massachusetts. They needed to be (1) between 21 and 35 years of age (actual range = 21–33), (2) score < 5 on the Short Michigan Alcohol Screening Test (SMAST; Selzer et al., 1975) and no history of treatment or counseling for alcohol problems; (3) ≥ 5 drinks on a single occasion (≥ 4 if female) at least once in the 30 days prior to screening; (4) no health problems or current medication use contraindicated for alcohol; (5) no sleep disorders; (6) graduated from or currently attending a college or university; and (7) negative pregnancy test and not nursing, if female. Females were not scheduled by menstrual cycle (Brick et al., 1986; Niaura et al., 1987; Terner and deWit, 2006). Participants were required to abstain from alcohol, illicit drugs, sleep aids, and caffeine for 24-hours prior and food/beverages for 3 hours prior to their evening sessions. Participant characteristics are shown in Table 1. There were no significant differences in background characteristics by beverage type administered. Genders did not differ significantly in quantity or frequency of typical drinking.
Table 1.
M (SD) or n (%) | |
---|---|
Male (%) | 37 (39%) |
White | 79 (83%) |
Black | 3 (3%) |
Asian | 4 (4%) |
Other race | 9 (10%) |
In college currently | 29 (31%) |
Age | 24.5 (2.8) |
# Drinks on typical day | 3.4 (1.5) |
Drank at least once/week | 87 (92%) |
High or drunk ≥ 3 days/mo. | 62 (65%) |
Note: Total n = 95
Participants were paid $450. The Institutional Review Boards at Boston Medical Center, Brown University, and the University of Michigan approved this study.
Study Design
The design was 2 × 2 × 2: alcohol content (alcohol vs. placebo) by congener (high vs. low congener alcohol) by order (alcohol on Day 1 vs. alcohol on Day 2). Alcohol content was the within subjects factor; congener and order were between-groups factors. The high-congener beverage was bourbon, the low congener beverage vodka.
Procedures
Screening
Individuals responding to advertisements were screened for exclusionary criteria and examined by a physician after informed consent. To ensure stable sleep without sleep deprivation, they were instructed to maintain an 8-h time-in-bed schedule (starting no later than midnight) and avoid napping for 3 days before testing, confirmed with a sleep diary, activity monitor (Octagonal Basic Motionlogger, Ambulatory Monitoring, Inc., Ardsley, NY), and evening and morning calls to a timestamped answering machine. Before beverage administration, participants who reported consuming alcohol, caffeine, prescription or over-the-counter drugs not approved by the study physician or napping within the prior 24 hours, or food or beverage within the prior 3 hours, were rescheduled; those presenting with a positive breath alcohol concentration (BrAC) were excluded from further participation.
Session procedures and randomization
(See Table 2.) Groups of three to four participants returned for three overnight sessions, the first for sleep screening and acclimatization to polysomnography equipment, and second and third for experimental drinking sessions. Some had alcohol and some placebo on each drinking night. Participants were told they would receive alcohol one night and placebo the other night, with a 50-50 chance of receiving alcohol the first night and a 50-50 chance of having vodka vs. bourbon.
Table 2.
Sessions | |
---|---|
Evening | |
4:00 – 4:15 PM | Screened for adherence to study protocol |
4:15 – 5:00 PM | Dinner. Weighed. |
6:00 – 8:00 PM | Polysomnography leads placed |
8:30 – 10:00 PM | Beverage consumption. |
10:00 – 10:30 PM | Evening ratings, then snacks. |
10:15 PM | BrAC test, extra drink if low BrAC. |
10:30 – 11:00 PM | Prepare for bed. BrAC tests every 15 min. |
11:00 PM – 7:00 AM | Lights out, polysomnography monitoring. Observed by medical and sleep technicians. |
Morning | |
7:00 – 7:30 AM | Awaken, BrAC test, hangover scale, morning ratings |
7:30 – 8:00 AM | Breakfast, then BrAC test (if previous one positive). |
8:00 – 9:15 AM | Neuropsychological tests (delayed if BrAC > .01 g%). |
9:15 – 10:00 AM | Posttest ratings, pay (last day). |
BrAC, breath alcohol concentration.
First overnight session: beginning at 7:00 p.m., participants practiced neurocognitive tests. At 10:00 p.m., polysomnography electrodes were applied. At 11:00 p.m. participants had lights out in individual sleeping quarters, continuously monitored by a polysomnographic technologist and medical technician overnight. (Electrode units allow trips to the attached toilet room.) At 7:00 am participants were awakened, their electrodes were removed, they completed a baseline hangover severity and symptom scale, and they received breakfast (no coffee). From 8:00–9:30 a.m., they performed the neurocognitive tests (data not used).
The following day, participants reported at 4:00 p.m. for the first experimental session. Following screening for compliance with requirements, participants received a standardized meal, then were randomized to beverage type (bourbon or vodka) and order (alcohol on first or second night). Following the beverage administration from 8:30–10:00 p.m., polysomnography electrodes were applied while additional BrAC tests were conducted periodically. After a 15-min. absorption period, subjective ratings of abilities were completed. At 11 p.m., participants had lights out for an 8-hour opportunity to sleep.
Participants were awakened at 7:00 a.m., completed the hangover measure, ate breakfast (no coffee), and were breath-tested. From 8:00 to 9:30 a.m. they completed neurocognitive tests and some ratings (start time delayed if BrAC > .01 until below that), allowing an hour after waking to avoid confounding by sleep inertia (Tassi and Muzet, 2000). One week later they returned for the second experimental session, identical except for beverage received.
Beverage Administration Procedures
The alcoholic beverages were bourbon (101 proof Wild Turkey ®) or vodka (100 proof Absolut ®), mixed with chilled caffeine-free cola (Coke ®) in a 1:4 ratio (Rohsenow and Marlatt, 1981). The cola was designed to mask the color differences and partially mask the taste. The placebo for both of these beverages was chilled caffeine-free cola plus de-carbonated tonic (for a bitter taste), in amounts equivalent to the alcoholic beverage, with a few drops of vodka or bourbon floated on top. A BrAC of 0.10 g% was targeted based on dose-response studies (e.g., Chapman 1970) which indicated that obtaining a BrAC of at least 0.10 g% was a better determinant of hangover symptom severity than a g/kg dosage of alcohol per se. This required 1.2 g/kg body weight for men and 1.1 g/kg for women (Friel et al.,1999), with redosing as described below for individuals who did not reach the target BrAC.
Between 8:30 p.m. and 10:00 p.m. beverages were consumed, using pacing procedures. Participants were told not to inspect each others’ drinks nor discuss thoughts about the beverage received. Research assistants who interacted with participants and collected measures other than BrAC were blind to beverage condition. The beverage preparation assistant had no other contact with participants except to collect BrAC readings. If participants randomized to alcohol did not reach 0.10 g% BrAC when tested 15 min after finishing the beverage, the ratio of obtained versus target BrAC was used to estimate an additional amount of the same beverage to consume within 5 min. To maintain blinding, one or more participants who drank placebo were given a matched extra dose when logistics allowed. BrACs were tested every 15 minutes until 11:00 p.m. After achieving their target BrAC, participants completed subjective measures, received snacks and were escorted to their bedrooms for lights out at 11:00 p.m.
Individual Difference Measures
Recent drinking practices (past month) were assessed with a three-item alcohol use questionnaire: 1) “Considering all your drinking times in the past 30 days, about how often did you have any beer, wine or liquor?”, Likert-rated from 1 “once a day” to 7 “did not drink” with each point anchored. 2) “In the past 30 days, on a typical day that you drank, about how much did you have to drink in one day?”, rated from 1 to 8, with choices of 1 to 7 drinks and “8 or more drinks”, followed by a question asking how many drinks for those answering the last item. One drink was defined as 12 oz of beer or wine cooler, 4 oz of wine or 1 oz of liquor. Average daily volume of alcohol intake was the product of these. 3) They rated how often they got “high or drunk or ‘had a buzz on’” after drinking in the past 30 days rated from 1 “once a day” to 8 “never”.
Dependent Measures of Residual Alcohol Effects
Hangover
The Acute Hangover Scale (AHS; Rohsenow et al., 2007), developed based on empirical hangover data (Chapman 1970; Roehrs et al., 1991; Ylikahri et al., 1974), consists of eight symptoms validated empirically plus “hangover” (in lieu of the valid but out-of-use term “malaise”) rated from 0 “none” to 7 “incapacitating” on anchored Likert-type scales. (Other physical signs reported from surveys were not supported in laboratory studies.) The 9 items form a reliable and valid scale, scored using the mean.
Neuropsychological tests
Tests selected were those most apt to be affected by the residual effects of heavy alcohol consumption due to requiring speed or sustained attention/concentration. To minimize overlap with similar metrics, when tests were done using each hand, only the test with preferred hand was chosen as more relevant, and when tests had forward and backward versions, the backward version was chosen as more difficult and thus more likely to be sensitive in a population without brain damage. Participants practiced the tests under both evening and morning conditions to reduce learning effects.
The Psychomotor Vigilance Task (PVT; Dinges and Powell, 1985) tests both visual sustained attention and reaction time (Ambulatory Monitoring, Inc., Ardsley, NY). For 5 min, participants have to press a button on the hand-held unit as quickly as possible in response to numbers scrolling on the LCD screen with a 3–7 sec inter-stimulus interval. The primary variable is median reaction time in msec.
Nine tests were selected from the Neurobehavioral Evaluation System (NES 3; White et al., 2003) assessing neurocognitive functioning. The computer provided verbal instructions (via headphones) and responses were made using the touch screen monitor. One test assesses sustained and selective attention as well as reaction time: Continuous Performance Test (CPT), scored for reaction time in msec. The following tests assessing speed or reaction time were selected: Finger Tapping Test, preferred hand (FTT-P) (assesses manual motor speed and dexterity); Sequence Test A latency; Digit-Symbol Test (DST) latency; Pattern Memory Test latency (all assessing speed of cognitive processing). The following tests assessing sustained attention were selected: Auditory Digit Span Test, Backward; Adaptive Paced Auditory Serial Addition Test, number correct; Visual Span Test, backward; Pattern Memory Test, number correct.
Dependent Measures of Sleep and Next-Day Sleepiness
Polysomnography variables
The five most relevant sleep measures used to test the hypotheses included: sleep efficiency (total sleep time divided by lights-out time), wake time after sleep onset (minutes awake from sleep onset to “lights on”); number of nighttime awakenings (number of EEG-defined arousals during total sleep period); and the percent of total sleep time that was in REM (REM%) or Stage 1 Sleep. Variables were not scored by first versus second half of night for this study both to minimize the number of variables used in hypothesis testing and because hypothesized effects on next-day performance should be based on disruption evident in total scores (i.e., not disrupted in one half but improved in the other half). Variables not used in hypothesis testing included the following: Latency to REM was not used because it is conceptually redundant with REM% while being less relevant to effects on next-day performance. Total sleep time (minutes between sleep onset and the last epoch of sleep minus time awake between these) was not used in hypotheses because it was collinear with (r = .93) while less relevant than sleep efficiency. Sleep onset latency (minutes from “lights out” to the first of 3 consecutive 30-sec epochs of any stage of sleep), and percent time in and latency to Stage 2 Sleep or Slow Wave Sleep (Stages 3 and 4 sleep) were not used because they were not hypothesized to be disrupted. For informational purposes, a few sleep variables sometimes improved by intoxication were also analyzed (selecting only ones not collinear with others): Sleep onset latency, total sleep time, and percent time in Stage 1 or 2 sleep.
Sleep Quality Ratings
From a subjective measure of sleep quality (Roehrs et al., 1991) we used four fully anchored Likert ratings of sleep quality, sleep refreshment, level of alertness, and ability to concentrate, the first two rated from “much better” (1) to “much worse” (5) (reverse scored in calculations), and the other two rated from “extremely poor” (1) to “excellent” (7). The mean of the four refreshment/quality items is used because they form a reliable and valid scale (Roehrs et al., 1991; Rohsenow et al., 2006); the latency and length items are used individually. This measure is to provide information about perceived effects of alcohol and/or congeners on perceived sleep quality, since people’s perceptions determine their behavioral choices.
Subjective sleepiness
One element of hangover is fatigue and congeners caused signs of drowsiness (McMurphree et al., 1966). Sleepiness on arising was assessed using the Stanford Sleepiness Scale (SSS; Hoddes et al., 1973). This involves endorsing one of seven descriptors that form a single Likert scale from 1 “Feeling active and vital; wide awake” to 7 “Almost in reveries; sleep onset soon; lost struggle to stay awake”.
Subjective Performance Measures
Since people have no past experience with the cognitive tests against which to compare their performance, rating their driving ability would give a better metric of how impaired they perceived themselves to be. To assess participants’ perceptions of their impairment in performance, participants rated five items on ability to drive a vehicle after drinking in the evening: “Right now, would your ability to operate a vehicle be better or worse than usual?” and “What you drank here has made your ability to operate a vehicle right now” were rated on 5-point fully anchored scales from 1 “much worse” to 5 “much better”. “How likely is it that you would operate a vehicle the way you feel right now?” was rated on a 5-point fully anchored scale from 1 “definitely would not” to 5 “definitely would”. Two more items asked how well they thought they would drive a vehicle right now and as compared to how they usually drive. These items were not used due to conceptual overlap with the above items and because they were not repeated in the morning. In the morning, participants again rated the first three items.
Alcohol administration manipulation checks
Participant beverage beliefs were checked by asking whether they believed they had received vodka, bourbon, or placebo with the caffeine-free cola. They were also asked “How intoxicated do you feel right now?” rated “not at all” (1), “mildly” (2), “moderately” (3), “very” (4) or “completely” (5). Breath alcohol was assessed using an AlcoSensor-4 (Intoximeters, Inc., St. Louis, MO).
Data Analysis
All variables were normally distributed except where indicated; those were transformed as indicated to correct skewness. All analyses were done in SPSS-PC. The 4 items in the sleep quality scale were checked for reliability using Cronbach’s α. The AHS was not rechecked for reliability because these AHS data had been combined with two other data sets and the combined reliability was reported in Rohsenow and colleagues (2007). Alpha needs to be determined based on hypothesis-wide number of analyses (per Dar et al., 1994). While sex and order were checked (exploratory), these do not test hypotheses, and analyses of alcohol by congener content (hypotheses) inherently include corrections for including the two main effects and the interaction term within each analysis. Therefore, rather than number of tests, the number of variables used in these tests for (1) tests of acute affects, (2) tests of residual effects, (3) tests of relationships of hangover to impaired performance, and (4) tests of the interaction term in the mediation analyses are considered separately. Multivariate analyses were not used because we were not interested in the linear combination of the variables. Given the hypothesis-wide number of dependent variables and since Bonferroni corrections are known to overcorrect, the probability level of α = .005 was selected for the tests of residual effects, .01 for sleep effects (five objective and two subjective measures) and mediation, and .05 for acute effects and for correlations. Power analyses indicated that tests of about p < .02 or better were needed to detect medium effect sizes.
Repeated measures analyses of variance (SPSS’s MANOVA procedure) were conducted for each continuous dependent variable first as 2 × 2 alcohol content by order MANOVAs to rule out order effects in alcohol results first, then as 2 × 2 alcohol content by gender MANOVAs to rule out interaction with sex, and finally as 2 × 2 alcohol content by congener content analyses to test the hypotheses that alcohol effects differed by congener content of beverages. While main effects for alcohol were reported, only interaction effects for order, gender or congeners were of interest, not main effects or higher-order interactions. When the interpretation of interaction tests was not obvious on inspection, simple effects tests within the MANOVA procedure were used to compare alcohol versus placebo values within each level of gender or of order. Main effects for gender were inspected but did not pertain to any hypotheses, given gender-adjusted dosing. A 2 × 2 × 2 × 2 analysis was not run because cell sizes would have been too small for adequate power and high-order interactions would have been very difficult to interpret.
The relationships of hangover (AHS score) to neuropsychological measures and to polysomnography measures that were affected by alcohol were investigated using correlations within the alcohol condition only. Mediational analyses could not be done using the hangover measure because it has essentially no variance in the placebo condition. Also, since hangover occurs at the same time as performance decrements, mediational causality could not be inferred.
Mediational analyses of residual effects on neuropsychological performance measure by alcohol-induced decrements in sleep were conducted using the two objective measures that were found to be most strongly disrupted by alcohol, since they satisfy part of the requirements of mediation. Measures of performance found impaired by alcohol were used as the dependent variables. Mediational effects were analyzed using the test of joint significance method of MacKinnon et al. (2002): both the path between alcohol condition and the sleep mediator, and the path from the sleep mediator to the performance outcome need to be significant to support mediation. (The bootstrapping estimation approach was not needed due to adequate sample size.) The first two of these conditions is conceptually redundant with the analyses of main effects, so it is the other condition that needs to be met for mediation. Because the two variables were repeated on an alcohol day and a placebo day, the mean of those values across the two conditions was entered into each linear regression of performance measure on sleep measure. Four regressions were conducted, using the two significantly affected sleep variables and the two significantly affected performance measures.
Statistical effect sizes for analyses of variance using continuous measures were reported using Cohen’s (1988) f, as recommended for such analyses, where f from .25 to .39 is a medium effect, smaller numbers are small effects, and f ≥ .40 is a large effect. For regressions, effect sizes are the semi-partial squares (sr2; the change in R2 due to the term) since these indicate the amount of variance accounted for. According to Cohen (1988), a sr2 of .13 to .26 is medium, with lower values small and higher values large. Pearson’s correlations of .30–.40 are medium and < .30 are small effects.
RESULTS
Participant Enrollment
Of 122 participants enrolled, 22 failed to complete the study and another 5 failed to reach the minimum BrAC of 0.09 g%. Of the remaining 95 participants, 10 did not have complete polysomnography data on both nights due to equipment malfunction (9 on placebo, 7 on alcohol). Due to occasional other missing values, 89–95 participants are included in the analyses of primary neurocognitive and self-report outcomes and 85 are included in analyses of sleep effects.
Alcohol Administration Manipulation Checks
Peak BrAC was M = 0.11 (± .01 SD) g%, range from 0.09 – 0.15 g%. In the alcohol conditions, 20 people required more and 7 required less beverage than the formula indicated the first night, and 25 people required more and 6 required less beverage the second night than the formula indicated to obtain the target BrAC. Subjective intoxication ratings were higher after alcohol (M = 3.26 ± 0.92) than placebo (M = 1.20 ± .54) with a large statistical effect (f = 1.95), F(1,92) = 340.72, p < .001. No significant effects of order, gender or congener type were found. When alcohol was administered, the vodka versus bourbon deception worked well for the 52 people who received vodka (20 said they got vodka, 30 said bourbon, 1 said placebo, 1 did not answer) but not for the 43 people receiving bourbon (36 said they got bourbon, 4 vodka, 3 placebo). When placebo was consumed, 84% of participants (n = 80) said they received placebo, 10 said they received bourbon, and 3 said they received vodka. Beverage belief reports did not differ by gender or congener type in chi square tests.
Measures of Residual Alcohol Effects
See Table 3 for results for all self-report measures and Table 4 for significant results for performance measures (neuropsychological and sleep).
Table 3.
Measure | After alcohol M (SD) | After placebo M (SD) | F | df | ff |
---|---|---|---|---|---|
At peak BrAC | |||||
Ability to drive vehicle a | 1.52 (0.58) | 2.86 (0.35) | 390.66*** | 1,91 | 2.00 |
Likely to drive vehicle b | 1.55 (0.95) | 4.09 (1.09) | 366.68*** | 1,92 | 2.00 |
Next morning | |||||
Ability to drive vehicle a | 3.60 (0.55) | 3.12 (0.51) | 51.89*** | 1,91 | 0.75 |
Likely to drive vehicle b | 3.46 (1.22) | 4.25 (0.88) | 49.72*** | 1,92 | 0.73 |
Acute Hangover Scale | 1.60 (0.90) | 0.60 (0.46) | 130.19*** | 1,91 | 1.20 |
Vodka condition | 1.38 (0.74) | 0.57 (0.32) | 5.69c* | 1,91 | .25c |
Bourbon condition | 1.88 (1.01) | 0.64 (0.59) | |||
Stanford Sleepiness Scale (SSS) d | 3.37 (1.22) | 2.61 (1.12) | 29.81*** | 1,92 | .57 |
Sleep quality mean score e | 2.98 (0.64) | 3.46 (0.53) | 45.97*** | 1,88 | .72 |
p < .05;
p < .01;
p < .001.
Rated from 1 “much worse” to 5 “much better”
Rated from 1 “definitely would not” to 5 “definitely would”
Test of interaction of alcohol and congener content
High score (7) is extremely sleepy
High score is “much better” or “excellent”
Effect size: < .25 is small, .25–.39 is medium, ≥ .40 is large
Table 4.
Measure | After alcohol M (SD) | After placebo M (SD) | F | df | fe |
---|---|---|---|---|---|
Tests requiring sustained attention and/or reaction time | |||||
CPT reaction time (msec) | 387 (42) | 379 (38) | 10.28** | 1,90 | .33 |
Psychomotor Vigilance Task (PVT; msec) | 229.8 (30.9) | 220.8 (24.5) | 19.14*** | 1,93 | .45 |
Finger Tapping Test: preferred hand | 57.1 (6.7) | 58.0 (6.5) | 4.45 | 1,87 | .23 |
Alcohol on first night | 57.8 (6.3) | 57.0 (6.3) | 14.43a*** | 1,87 | .40a |
Alcohol on second night | 56.6 (7.0) | 58.8 (6.6) | |||
Polysomnography variables hypothesized to be disrupted | |||||
Sleep efficiencyd (% of time asleep) | 90.1 (7.4) | 92.2 (5.5) | 12.10*** | 1,83 | .37 |
Percent of time in REM sleep | 20.3 (6.3) | 24.0 (6.9) | 24.96*** | 1,83 | .55 |
Wake time after sleep onset (min) | 33.4 (24.7) | 25.1 (18.8) | 6.66** | 1,83 | .28 |
Number of awakenings | |||||
Men | 13.4 (6.3) | 15.0 (6.3) | 7.21b* | 1,83 | .30c |
Women | 13.2c (5.3) | 11.7c (6.3) | |||
Other polysomnography variables | |||||
Percent of time in Slow Wave sleep | 26.6 (7.7) | 24.7 (6.9) | 6.90** | 1.83 | .29 |
p < .01,
p < .002,
p < .001,
p < .05 (trend).
Statistics for interaction of alcohol with order of administration.
Statistics for interaction of alcohol with gender.
Values significantly different from each other in MANOVA simple effects tests, p < .05.
Variable transformed to correct skewness; raw variables presented to ease interpretation.
Note: CPT = Continuous Performance Test; PVT = Psychomotor Vigilance Task; REM = rapid eye movement .
Effect size: < .25 is small, .25–.39 is medium, ≥ .40 is large
Hangover
The main effect for alcohol and the interaction of alcohol with ongener content were both significant, with a large effect size for alcohol content and a medium effect size for the interaction. Hangover ratings were higher after alcohol than placebo, and higher in the alcohol condition after bourbon than vodka. (Note: two persons in the placebo condition reported a “mild” hangover.) No significant effects of order or sex were seen.
Neuropsychological tests
The two tests requiring both sustained attention and reaction time were significantly affected by alcohol 9–10 hours after the end of drinking, with no significant effects of order, gender or congeners. CPT reaction time was significantly (p < .002) impaired the morning after alcohol, with a medium effect size. People were 2% slower after alcohol than placebo, with no effects of order, gender or congeners. With the PVT, the main effect for poorer results after alcohol was significant with a large effect size. One test requiring only speed, Finger Tapping Test with preferred hand, tended to be affected by alcohol (p < .04), accounted for by a significant interaction with order. When alcohol was given on the second of the two nights, the difference in number of taps between conditions was greater (M = 2.2) than when alcohol was given first (M = 0.6). The other seven neuropsychological tests were not significantly affected by alcohol, order, sex, or congener content.
Effects on Sleep
Polysomnography Effects
Total sleep time and sleep efficiency were both negatively skewed so the square root of the reflected value was used in analyses; the untransformed value is displayed to ease interpretation. For sleep onset latency and wake time after sleep onset, one outlier was recoded into 1 plus the next highest value, per Tabachnick and Fidell (1996). Without alcohol, amount of time awake was collinear with sleep efficiency (r = .91) and total sleep time (r = .85). No other pairs of sleep variables were collinear except sleep efficiency with total sleep time (r = .93).
Alcohol condition showed a main effect for three of the five hypothesized sleep variables: sleep efficiency and REM% decreased while amount of wake time after sleep onset increased (see Table 4) after alcohol relative to placebo. For sleep efficiency there was also an interaction with gender (F(1,83) = 5.49, p < .011, with a medium effects size of f = .29): Men did not spend more time awake after alcohol (M = 31.9 ± 21.3 min) than placebo (M = 32.6 ± 24.9 min), but women spent more time awake after alcohol (M = 37.5 ± 22.3 min) than placebo (M = 24.2 ± 18.5 min). For number of awakenings after sleep onset, there was a significant interaction effect of alcohol by sex; simple effects tests showed that women woke up significantly (p < .05) more times after alcohol than placebo (F(1,83) = 4.74, nearly medium effect f = .24) but men did not (F(1,83) = 2.95). No other effects were significant among these variables.
As is common after heavy drinking, amount of time in slow wave sleep increased after alcohol compared to placebo, with a medium effect size. No interaction effects were significant. No effects were significant for total sleep time, percent time in Stage 1 or 2 sleep, or sleep onset latency. Total sleep time across conditions was M = 7.2 (± 0.5) hours, and sleep onset took 8.4 (± 10.1) min.
Sleep Quality Ratings and Sleepiness
Reliability of the four-item sleep quality scale was good (Cronbach’s α = 0.74 after placebo, 0.77 after alcohol). The mean of the sleep quality ratings indicated subjectively poorer sleep after alcohol than placebo, with a large effect size (see Table 3). The SSS score was significantly higher after alcohol than placebo. No effects of order, sex, or congeners were found in any analyses.
Subjective Ratings of Performance
Reliability among the three items was checked for the morning and evening separately, and separately after alcohol versus placebo. The items did not form a reliable scale across these sets of analyses so needed to be analyzed separately. Since the ability item and the drinking attribution item were collinear after alcohol (r > .80), the attribution about drinking affecting ability was not used. The ability item correlated with the likelihood of driving item only r = .49 to .51 in the evening after drinking alcohol or after placebo (r = −.41 to −.53 in the morning) so provided reasonably separate information.
For evening rating of ability to drive, a main effect was found for alcohol, with no significant interactions with order, gender or congener. For evening rating of likelihood that they would drive a vehicle, a main effect of alcohol was found, again with an extremely large effect size, but significant interactions were also found with order (F (1,92) = 4.09, p < .05, small effect size f = .21) and with gender (F (1,92) = 5.90, p < .02, smallest medium effect size f = .25). The difference between alcohol and placebo ratings was greater when alcohol was first (M difference = 2.82) than when alcohol was second (M difference = 1.28). There was essentially no difference in ratings by gender after placebo (M = 4.03 males, M = 4.12 females) but a larger difference after alcohol (M = 1.89 males, M = 1.33 females). In the morning, significant alcohol effects were found with large effect sizes for both ratings, with no significant interaction effects. People felt less impaired but also less likely to drive after alcohol than placebo.
Hangover’s Correlations with Disrupted Sleep and Neuropsychological Performance Measures
As can be seen in Table 5, hangover (AHS) was rated as more intense among people who had less efficient sleep, were awake more, and spent less time in REM sleep, supporting the role of alcohol-induced sleep deficits in the experience of hangover. Subjective sleepiness (SSS) the next morning also was higher for those reporting higher hangover. All relationships showed a fairly small amount of shared variance, with only the relationship with sleep efficiency being even a medium statistical effect size. People who had higher AHS scores also had significantly poorer scores on the two neurocognitive measures that were affected by alcohol: CPT and PVT.
Table 5.
Measure | rb | n | p | % varianceb |
---|---|---|---|---|
CPT reaction time (milliseconds) | .26 | 90 | .007 | 7% |
Psychomotor Vigilance Task (PVT; milliseconds) | .26 | 91 | .006 | 7% |
Percent of time in REM sleep | −.23 | 85 | .02 | 5% |
Wake time after sleep onset (min) | .23 | 85 | .02 | 5% |
Sleep efficiency a (% of time asleep) | −.33 | 85 | .001 | 11% |
Stanford Sleepiness Scale | .25 | 90 | .01 | 6% |
p < .01,
p < .002,
p < .001,
p < .05 (trend).
Variable transformed to correct skewness Note: CPT = Continuous Performance Test.
Effect size: absolute value of r < .30 = small, .30–.49 = medium.
Mediating Variables
The mediators of impaired performance that we chose to test were sleep efficiency and time in REM sleep (time awake is collinear with sleep efficiency so redundant). The predictor variables were the two with significant residual effects of alcohol: PVT time and CPT reaction time. Each of these four variables was averaged across the alcohol and placebo conditions for these analyses. None of the relationships of sleep to performance was significant in regressions (R2 from 0.000 to 0.027, all Fs (1,83) ≤ 2.19), so mediation was not supported.
DISCUSSION
Drinking to above 0.10 g% BrAC results in residual effects on ability to perform complex cognitive tasks the next morning after alcohol has left the body. While drinking did not have residual effects on tasks that involved either speed or sustained attention but not both, tasks that required speed in using sustained attention were significantly impaired the next morning with medium to large sized effects. Since drinking to this level affects complex cognitive abilities the next morning, safety could be affected (Howland et al., 2006). Attentional processing (both sustained and selective) and reaction time along with decision making are tasks considered to be involved in safe automobile driving (Allen et al., 2009) and are likely involved in other safety-sensitive occupational tasks. For example, residual effects of alcohol have been found to impair aspects of ability to fly aircraft that require vigilance across tasks (Yesavage et al., 1994; Yesavage and Leirer, 1986) while not affecting ship engineers’ ability to restart malfunctioning engines (Rohsenow et al., 2006). It is interesting that participants did not think their driving ability was impaired in the morning. Although they did say they would be less willing to drive the morning after alcohol than after placebo, this could be due to the hangover they reported feeling since they did not perceive themselves as impaired.
Beverage congeners in bourbon versus vodka did significantly increase the intensity of hangover that was felt, consistent with results from studies in the 1970’s. However, these had no effect on next-day performance, sleep, or perceived impairment either acutely or the next morning, consistent with the only other study that investigated this question (Seppala et al., 1976). Thus, since congener content affects only how people feel the next day, the congeners in bourbon versus vodka do not appear to increase risk.
Effects of this amount of alcohol on subjective and objective measures of sleep are largely consistent with other studies. After alcohol, sleep was disrupted, characterized by lower sleep efficiency due to spending more time awake during the night, and less time was spent in REM sleep. Participants also reported having slept less well the next morning and feeling sleepier (tiredness is a symptom of hangover, Rohsenow et al. 2007). While effects on sleep efficiency were not found by Roehrs et al., 1991, possibly due to a lower dose of alcohol, increased wakefulness is often found, and reduced time in REM sleep is consistent with many other studies. When participants did sleep, their sleep was deeper as indicated by more slow wave sleep, also found in other studies. While we did not find predicted effects on time in Stage 1 sleep, effects on this stage have been inconsistent across studies, as reviewed in the introduction. Thus, drinking impaired sleep in a number of ways. However, the effects of alcohol on sleep were not found to mediate the effects of alcohol on performance the next day. Since the sleep disrupting effects of alcohol did not account for the impaired cognitive performance, other mechanisms of these residual effects need to be explored.
Impaired sleep did correlate significantly with hangover symptoms. Correlations with hangover were significant for sleep efficiency, amount of time awake during the night, and time in REM sleep, but the largest effect size was seen with sleep efficiency. People who spent less of their time actually sleeping while in bed felt worse the next morning. While subjective sleepiness also correlated with hangover, tiredness is a component of hangover so this represents overlap in constructs rather than a meaningful relationship.
Hangover symptoms might be a mechanism by which drinking to intoxication impairs performance the next morning. While a true mediation model could not be tested, drinking to this level did increase hangover, and higher hangover scores after alcohol did correlate significantly with poorer performance scores on the neurocognitive measures that had been affected by alcohol. Thus, hangover symptoms might be contributing to impaired performance.
The study had several limitations. First, only young adults were used, to maximize safety, and it is possible that effects would differ in older adults with longer drinking histories and possibly more behavioral tolerance. Second, we excluded people with probable alcohol dependence yet such people are more likely to drink to intoxication on a regular basis. Third, for safety reasons, the target BrAC was set to the minimum at which hangover is reliably induced. Higher doses would produce more hangover, probably more next-day impairment, and more sleep disruption. Fourth, because of the high dose, most people knew what beverage they received so the influence of expectancy effects cannot be ruled out. Placebos are typically not effective at BrACs ≥ .07 g% but these beliefs are usually not checked (Rohsenow and Marlatt, 1981).
Despite these limitations, this study adds to the relatively sparse experimental literature on the nature of hangover and other residual effects of alcohol. In particular, information was added on the types of performance decrements affected residually by heavy drinking, information that could be useful for safety-sensitive occupations. Furthermore, the study contributes to our understanding about possible mechanisms by which drinking to intoxication may produce effects on hangovers or on performance decrements the next day.
Acknowledgments
This research was supported by: (1) the National Institute on Alcohol Abuse and Alcoholism (NIAAA) Grant # R01 AA12087 to the Boston University School of Public Health; (2) by the National Center for Research Resources, General Clinical Research Center grant M01 RR00533; and (3) the Youth Alcohol Prevention Center, Boston University School of Public Health, with funding from NIAAA grant #P60 AA013759-01.
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