Abstract
The role of the amygdala central nucleus (CeN) in habit learning was assessed in two experiments. First, we examined the effects of bilateral lesions of the anterior CeN on an overtraining-induced lever press habit evaluated using an outcome devaluation protocol. Overtraining generated habitual performance and rendered sham lesioned rats insensitive to outcome devaluation, an effect that was also found in rats given control lesions of the posterior CeN. In contrast, rats with lesions of the anterior CeN did not show normal habit acquisition and their performance remained goal-directed and sensitive to outcome devaluation. Nevertheless, lesions of either the posterior or the anterior CeN abolished the general excitatory influence of a Pavlovian conditioned stimulus on instrumental performance. Second, we assessed the functional interaction between the CeN and dorsolateral striatum (DLS), a region previously implicated in the acquisition of habits, using asymmetrical lesions to disconnect these structures. Rats were given a unilateral lesion of anterior CeN and a unilateral lesion of the DLS, made either ipsilateral (control) or contralateral (disconnection) to the CeN lesion, and given overtraining followed by outcome devaluation. Although the ipsilateral lesioned rats were insensitive to devaluation, the contralateral CeN–DLS lesion impaired habit acquisition, rendering performance sensitive to the devaluation treatment. These results are the first to implicate the CeN and its connection with a circuit involving DLS in habit learning. They imply that, in instrumental conditioning, regions of amygdala parse the instrumental outcome into the reward and reinforcement signals mediating goal-directed and habitual actions, respectively.
Introduction
Considerable evidence suggests that instrumental conditioning is governed by two learning processes (Dickinson et al., 1995; Balleine and Dickinson, 1998). During initial acquisition, instrumental performance depends on encoding the relationship between an action and its consequences or outcome as well as the current value of the outcome (Adams and Dickinson, 1981; Balleine and Dickinson, 1998). After a period of overtraining, however, actions can become inflexible or habitual, are no longer sensitive to changes in outcome value, and appear to come under the control of antecedent stimuli rather than their consequences (Adams, 1982; Dickinson et al., 1995). The acquisition of stimulus control appears, however, to differ from that associated with goal-directed learning: rather than involving error-correction learning, it appears to depend on both stimulus–response (S-R) contiguity and a reinforcement signal that acts as a catalyst to strengthen the S-R association as training progresses (Balleine and Dickinson, 1998; Dayan and Balleine, 2002; Balleine and Killcross, 2006).
The dorsal striatum plays a pivotal role in both these learning processes: pharmacological manipulations that block plasticity in dorsomedial striatum (DMS) abolish the acquisition and performance of goal-directed actions (Yin et al., 2005a; Shiflett et al., 2010) whereas lesion or inactivation of the dorsolateral striatum (DLS) (Yin et al., 2004, 2006) or of its dopamine afferents from the substantia nigra pars compacta (SNc) (Faure et al., 2005) have been found to block the acquisition and performance of habits. In addition to the DMS, the amygdala, specifically the basolateral nucleus (BLA), plays a critical role in the acquisition of goal-directed actions: lesion, inactivation, and pharmacological manipulations of the BLA have been found to block sensitivity of instrumental performance to changes in outcome value (Balleine et al., 2003; Ostlund and Balleine, 2008; Wassum et al., 2009). The role of the amygdala in habit learning, however, remains to be assessed.
There are several reasons to predict that the amygdala, specifically the central nucleus (CeN), plays a role in habits. First, evidence suggests that the nigrostriatal projection to the DLS provides the reinforcement signal for S-R learning (Reynolds et al., 2001; Faure et al., 2005) and the CeN, particularly its anterior efferents (Gonzales and Chesselet, 1990), appears to be a key modulator of SNc function (Rouillard and Freeman, 1995; Fudge and Emiliano, 2003). Other studies have implicated CeN in the stimulus control of responses, such as orienting (El-Amamy and Holland, 2006), and in the general excitatory effect of Pavlovian stimuli on instrumental performance (Holland and Gallagher, 2003; Corbit and Balleine, 2005). The amygdala may, therefore, play a general role in action control, parsing instrumental outcomes into the reward (BLA) and reinforcement (CeN) signals that mediate goal-directed and habit learning, respectively. The current experiments sought to assess this hypothesis by comparing the effects of (1) lesions of anterior CeN, a region with high connectivity to the SNc, with both sham and posterior CeN lesioned controls; and (2) disconnection of the anterior CeN from the DLS using asymmetrical lesions on habits, assessed by the sensitivity of performance to taste aversion-induced outcome devaluation (Adams, 1982).
Materials and Methods
Overview of experiments
Two separate experiments were conducted in this study. Experiment 1 assessed the effects of ibotenic acid-induced lesions of the anterior CeN on overtraining-induced habits against the performance of two control groups: a sham group and a group given lesions of the posterior CeN. To assess the functional influence of the lesions in the posterior CeN group, we also incorporated a test of general Pavlovian-instrumental transfer into this experiment. As a consequence, this experiment was conducted in four phases: instrumental training, devaluation by taste aversion learning, an extinction test of outcome devaluation, and the assessment of general transfer.
Experiment 2 assessed the effect of disconnection of the CeN from the dorsolateral striatum in habit learning. Two groups were used: a control group given lesions of both the anterior CeN and dorsolateral striatum in the same hemisphere and an experimental group given lesions in contralateral hemispheres. The experiment was conducted in three phases: instrumental training, devaluation by taste aversion learning, and devaluation extinction test.
Subjects
Male outbred Long–Evans rats (n = 165) obtained from the Laboratory Animal Services (University of Sydney, Australia) were used for Experiments 1 and 2. All rats weighed between 290 and 340 g and were housed in pairs in a humidity- and temperature-controlled colony room. Rats were maintained on a 12 h light/dark cycle (7:00 A.M to 7:00 P.M.) and were handled daily 1 week before the commencement of the experiment. Throughout the experiments, rats were maintained at ∼85% of their free-feeding body weight by restricting their food intake. The University of Sydney Animal Ethics Committee approved all experimental procedures.
Apparatus
All behavioral procedures were performed in 16 identical Med Associates operant chambers enclosed in sound- and light-attenuating shells. Each chamber was equipped with a pump that was fitted with a syringe that delivered 20% sucrose solution (0.1 ml) and a pellet dispenser that delivered grain pellets (45 mg; Bio Serve) into a recessed food magazine. An infrared photobeam that crossed the magazine provided for the detection of magazine head entries. Each chamber contained two retractable levers to the right and left of the magazine and a 3 W 24 V houselight mounted on the top of the wall opposite the magazine provided illumination. Chambers were also equipped with a sonalert that delivered a 3 kHz tone and a white-noise generator. All auditory stimuli were adjusted to 80 dB in the presence of 60 dB background noise provided by a ventilation fan. Two microcomputers running on the Med-PC program (Med Associates) controlled experimental events and recorded lever presses and magazine entries.
Surgery
Rats were allowed ad libitum access to food and water before and for 5 d following surgery. At the time of surgery, rats were anesthetized with isoflurane (5% for induction and 2–3% for maintenance) and treated with a subcutaneous injection of 0.1 ml of Rymadil and an intraperitoneal injection of 0.4 ml (300 mg/kg) solution of procaine penicillin. Rats were placed in a stereotaxic frame (Stoelting). An incision was made to expose the scalp and the incisor bar was adjusted to align bregma and lambda on the same horizontal plane. For all rats, holes were drilled into the skull above the appropriate targeted structures according to the following coroordinates: the anterior CeN (AP, −1.8; ML, ±4.0; DV, −7.7 relative to bregma), the posterior CeN (AP, −2.3; ML, ±4.0; DV, −7.6 mm, relative to bregma), and the DLS (AP, 0.7; ML, ±3.6 relative to bregma; DV, −5.0 relative to skull surface). Each infusion was made using a 1 μl Hamilton syringe. Injections and of ibotenic acid (0.06 m) over 4 min were used to make anterior (0.15 μl) and posterior (0.2 μl) lesions. DLS lesions were made by infusing 0.3 μl of NMDA (0.12 m) over 5 min. The needle was left in place for 3 min after each infusion to allow for the diffusion of the drug.
Rats receiving sham lesions had holes drilled in the skull but the needle was not lowered and no drug was infused. Rats in Experiment 1 received bilateral anterior CeN, posterior CeN, or sham lesions. Rats in Experiment 2 received both a unilateral anterior CeN and a unilateral DLS lesion. For half of the rats in Experiment 2, the DLS was lesioned in the hemisphere ipsilateral to the CeN lesion; for the other half, the DLS lesion was contralateral to the CeN lesion.
We conducted Experiment 1 in two parts. Experiment 1A compared posterior CeN-lesioned rats (pCeN; n = 24) against sham controls (n = 23). Experiment 1B compared pCeN (n = 22), anterior CeN-lesioned rats (aCeN; n = 22), and sham controls (n = 22). Experiment 2 compared two groups: a contralateral-lesioned group (Contra; n = 26) and an ipsilateral-lesioned control (Ipsi; n = 26).
Histological analysis
After behavioral testing, all rats were deeply anesthetized by 0.3 ml intraperitoneal injection of pentobarbitone sodium (325 mg/ml) and perfused transcardinally with 4% formaldehyde solution. Brains were stored in 4% formaldehyde for 24 h and were then transferred to a 20% sucrose solution in PBS (pH, 7.2). Alternating 40 μm coronal sections were then taken and placed in separate wells (10–15 sections per well) containing PBS.
Sections containing amygdala and striatal structures were initially placed in a solution of 0.1% Triton X-100 and PBS for 10 min. Sections were washed twice for 5 min in PBS and then incubated in NeuroTrace Fluorescent Nissl (1:50; Invitrogen) for 60 min. Sections were then placed in 0.1% Triton X-100 and PBS for 10 min, washed in PBS twice for 5 min, and mounted with Fluromount mounting medium (Southern Biotech).
A second series of amygdala sections were stained with glial fibrillary acidic protein (GFAP), a marker for astrocytes. Sections were placed in PBS with 0.1% Triton X-100 for 10 min, then transferred to a solution of 0.1% Triton X-100 and 5% normal goat serum in PBS for 30 min. Sections were then incubated in a rabbit GFAP antibody (1:1000; Sapphire Bioscience) with 0.1% Triton X-100 and 5% normal goat serum in PBS for 48 h. Three 10 min PBS washes were given before sections were placed in a goat anti-rabbit Alexa 488 secondary antibody (1:200; Invitrogen) for 2 h. Three 10 min PBS washes were then given before sections were mounted on slides with Fluromount.
Myelin was stained in a third series of sections containing amygdala structures to assess the damage to fibers in the target region. Sections were placed in FluoroMyelin Fluorescent Myelin Stain (1:300; Invitrogen) in PBS overnight, given three 10 min PBS washes and mounted with Fluromount. Determination of the extent of each lesion was made by a trained observer, who was blind to the subjects' group designation, using the boundaries defined by Paxinos and Watson (1998).
Behavioral procedures
As mentioned above, the behavioral procedures used in Experiments 1 and 2 had in common three distinct stages: lever press training, outcome devaluation, and an extinction test.
Lever-press training.
Following 1 week of food deprivation, animals were given two sessions of magazine training. Sucrose solution was delivered at random 60 s intervals for 30 outcomes per session. Animals then received 8 d of instrumental training (two sessions per day) to press a single lever for sucrose solution delivery. Rats received three sessions of continuous reinforcement, four sessions of random interval of 15 s (RI-15), four sessions of RI-30, and four sessions of RI-60. Right and left lever was counterbalanced across animals. Each session commenced with the insertion of the lever; sessions ended when 30 reinforcements were earned or after 60 min, which ever came first.
Outcome devaluation.
The day after the last session of training, the sucrose solution was devalued using conditioned taste aversion. All rats were given ad libitum access to sucrose solution for 30 min each day for 3 d. Rats were placed in clear plastic tubs with bottles filled with sucrose solution attached. On each day, half of each type of lesion group received an intraperitoneal injection of lithium chloride (0.15 m LiCl, 20 ml/kg) and was placed back in their home cages, while the other half received saline injections (20 ml/kg). The amount of sucrose solution consumed each day was measured.
Extinction test.
The day following the last day of outcome devaluation, all rats received a 5 min extinction test. The test began with the insertion of the same lever used during training and ended with the retraction of the lever. Lever presses and magazine entries were recorded, and no sucrose reward was delivered.
Pavlovian-instrumental transfer.
After the extinction test, three groups of rats from Experiment 1 (11 aCeN, 18 pCeN, and 8 shams) were tested for a general transfer effect. This involved three stages, which occurred as follows.
Pavlovian training.
Rats were given eight daily sessions of Pavlovian training. Each session consisted of eight presentations of a 2 min tone [conditioned stimulus (CS+)], during which grain pellets were delivered on a random time of 30 s schedule. Intertrial intervals ranged from 2 to 4 min, with an average of 90 s. The number of magazine entries during the stimulus and intertrial intervals was recorded.
Instrumental training.
Rats were next given daily sessions of lever training to gain access to a grain pellet for 1 week. Sessions began with the insertion of the lever opposite to that used during the previous training and ended when 30 outcomes had been delivered or after 1 h, whichever came first. Pellets were delivered on a fixed interval of 30 s schedule. Lever presses and magazine entries were recorded in each session.
Pavlovian reminder session.
One session of Pavlovian training was given at the end of instrumental training, during which the CS+ was presented six times, each presentation 2 min in duration. Additionally, two presentations of a 2 min white noise (CS−) were delivered randomly throughout the session. During these CS− presentations, no food pellets were delivered.
Transfer test.
The following day, rats were tested for a general transfer effect in an extinction test. The test session began with the insertion of the lever used during instrumental training for the pellet outcome and remained out for the duration of the 48 min test. During the first 8 min of the session, no stimuli were presented. After this, four 2 min tones and four 2 min noise stimuli were randomly presented, with 3 min intertrial intervals. The number of lever presses was recorded during each stimulus presentation as well as during the 2 min preceding the stimuli, which served as the measure of baseline during the intertrial interval (ITI).
Results
We first compared responding during the test phase of the two parts of Experiment 1. ANOVA revealed no effect of Experiment in instrumental responding during the extinction test and no interactions involving this factor (all Fs < 1). As a consequence, we collapsed across these experiments for presentation and analysis.
Histology
Figure 1 provides schematic illustrations of the damage observed systematically in all animals in anterior CeN and (Fig. 1A) posterior CeN caused by ibotenic acid infusions (Fig. 1B), and DLS lesions caused by NMDA infusions (Fig. 1C). Photomicrographs of the lesions using fluorescent Nissl stain are provided in Figure 2, middle and right columns, as well as their corresponding stereotaxic locations (Fig. 2, left). Generally, lesions to the posterior and anterior regions of the CeN resulted in extensive cell loss and shrinkage, as observed by the Nissl stain. DLS lesions resulted in extensive cell loss in this area, extending to the posterior DLS, but sparing the DMS and the globus pallidus. Lesions of the CeN also resulted in extensive astrocytic proliferation. Photomicrographs of anterior and posterior CeN sections stained with GFAP are provided in Figure 3, A and B. Anterior (Fig. 3, left) and posterior (Fig. 3, right) CeN sections are provided for lesions aimed at anterior (Fig. 3A) and posterior (Fig. 3B) CeN. These figures suggests there was a small region of overlap between the posterior and anterior lesions of CeN as well as some dorsal damage along the needle track in each type of lesion. However, neither the region of overlap nor any apparent dorsal damage was systematically observed either bilaterally within subjects or between subjects in the lesioned groups. Importantly, there was little if any damage detected to the anterior CeN in posterior lesioned animals. Additionally, Figure 3C provides representative sections from sham and lesioned animals stained with FluoroMyelin. It was clear that neither the microinjection procedure nor the neurotoxic lesions of the CeN caused by ibotenic acid resulted in damage to fibers passing through the CeN, as can be seen by comparing sections from Sham (Fig. 3, left) and lesioned (Fig. 3, right) animals. In Experiment 1, five posterior and three anterior lesioned rats were excluded due to damage beyond the boundaries of these regions, resulting in the following group sizes: posterior, n = 41; anterior, n = 19; sham, n = 45. Six animals in Experiment 2 were excluded, resulting in the following group sizes: contralateral, n = 23; ipsilateral, n = 23. Excluded animals were not included in the behavioral analysis.
Figure 1.
Schematic depiction of lesions to the anterior CeN (A), posterior CeN (B), and DLS (C). Stereotaxic locations are −1.6, −1.8, −1.88, and −2.12 for anterior CeN lesions; −2.12, −2.3, −2.56, and −2.8 for posterior CeN lesions; +1.6, +1.0, +0.48, and −0.26 for DLS lesions. Shading indicates the extent of neuronal loss across subjects, with each subject represented as a separate, stacked layer. All coordinates are relative to bregma; sections are based on Paxinos and Watson (1995).
Figure 2.
A–C, Left, Stereotaxic locations at −1.8 (A), −2.3 (B), and +0.7 mm (C) relative to bregma, corresponding to anterior CeN, posterior CeN, and DLS, respectively. Middle and right, Photomicrographs of sham (middle) anterior CeN (A), posterior CeN (B), and DLS (C) and their corresponding lesions (right). All sections were stained with fluorescent Nissl. Scale bar, 1 mm; inset, 50 μm.
Figure 3.
Anterior CeN lesion (−1.8 mm posterior to bregma; A) and posterior CeN lesion (−2.3 mm posterior to bregma; B) stained with GFAP. Left, Representative anterior CeN sections (−1.8 mm posterior to bregma). Right, Representative posterior CeN sections (−2.3 mm posterior to bregma). C, Anterior CeN (−1.8 mm posterior to bregma) sham (left) and lesion (right) sections stained with FluoroMyelin. Scale bar, 1 mm.
Experiment 1: Effect of anterior versus posterior CeN lesions on habit learning
Training
All of the rats in the three lesioned groups acquired lever pressing and the groups increased performance over days. During the overtraining on the RI-60 schedule, the groups responded similarly, although the rats in Group aCeN appeared to respond at a slightly higher rate than the other groups. Mean responses per minutes during these last four sessions were as follows: aCeN-devaluation (dev), 17.0; aCeN-non-devalued (non), 16.1; pCeN-dev, 11.26; pCeN-non, 12.99; Sham-dev, 12.83; Sham-non, 12.58. Statistical analysis showed a main effect of lesion (F(3,396) = 6.34, p < 0.05), indicating the anterior CeN groups responded at a higher rate, but there was no effect of devaluation and no group-by-devaluation interaction in these data (all Fs < 1).
Outcome devaluation: sucrose consumption
The amount of sucrose solution consumed during the 3 d of taste aversion is shown in Figure 4A. Three-way ANOVA revealed that this amount significantly differed across devaluation (i.e., devalued vs non devalued; F(1,324) = 154.17, p < 0.05) and days (F(2,324) = 32.37, p < 0.05). Further, there was a significant devaluation by day interaction (F(2,324) = 39.07, p < 0.05). That is, the devalued groups reduced their sucrose consumption across days whereas the non-devalued groups maintained a substantial level of consumption. The statistical analysis did not reveal any significant differences among the three devalued lesioned groups (all Fs < 1). There was, however, a lesion-by-devaluation interaction (F(2,324) = 7.89, p < 0.05). However, Fisher least square difference post hoc analysis revealed that the interaction was due to the fact that non-devalued rats with anterior CeN lesions drank slightly less sucrose than the two other non-devalued groups (p < 0.05). By the third session of devaluation, there was a significant devaluation effect in each of the lesioned groups when the devalued and non-devalued groups were compared: Groups aCeN: F(1,17) = 50.38, p < 0.05; Groups pCeN: F(1,39) = 143.19, p < 0.05; Groups Sham: F(1,43) = 121.36, p < 0.05.
Figure 4.
Bilateral anterior, but not posterior, CeN lesions disrupt the performance of normal habitual behavior after outcome devaluation. A, The amount of sucrose consumed during the 3 d of conditioned taste aversion. B, Results from the 5 min extinction test, plotted as a percentage of baseline responding during the last 4 d of training (±1 SEM). *p < 0.05.
Outcome devaluation: extinction test
The effect of outcome devaluation on lever press performance was assessed as a change in performance from the overtraining baseline; i.e., the average rate of lever pressing during the last four sessions of training on the RI-60 schedule described above (Fig. 4B). No obvious devaluation effect emerged in either of the control groups: pCeN-dev and pCeN-non responded similarly in the test, and if anything, Sham-dev responded slightly more than Sham-non. In contrast, rats given anterior CeN lesions appeared to show a devaluation effect with rats in Group aCeN-dev responding considerably less than those in aCeN-non. The statistical analysis was designed to test two contrasts: the effect of devaluation in the two control groups, Group Sham and Group pCeN; and the effect of the anterior CeN lesions against performance in the two control groups. Two-way ANOVA conducted on the extinction test data in the control groups revealed no effect of lesion or of devaluation, and no lesion-by-devaluation interaction, confirming that the Sham and pCeN groups were insensitive to outcome devaluation (all Fs < 1). In contrast, ANOVA conducted to compare the control groups with the experimental group, Group aCeN, found a main effect of lesion (F(1,101) = 5.99, p < 0.05) and, importantly, a significant lesion-by-devaluation interaction (F(1,101) = 3.99, p < 0.05). Simple effects analysis conducted on the significant interaction revealed a significant devaluation effect in Group aCeN (F(1,18) = 7.43, p < 0.05) but no effect of devaluation in either Group Sham (F(1,44) = 1.99, p > 0.05) or Group pCeN (F(1,40) = 0.03, p > 0.05). Lesions of the anterior CeN appeared, therefore, to attenuate habit learning and to produce instrumental performance that remained sensitive to changes in outcome value after overtraining.
Transfer test
To establish whether the lesions in posterior CeN were effective, we assessed the sensitivity of lever press performance to the excitatory effects of presentation of a CS+ in a general Pavlovian-instrumental transfer test. Previous studies suggest that rats with lesions of the posterior CeN can often show deficits in tests of this kind (Hall et al., 2001; Holland and Gallagher, 2003). For this assessment, we collapsed the groups across the devaluation manipulation to examine the effects of posterior CeN lesions (n = 18), anterior CeN lesions (n = 11), and sham lesions (n = 8) on this transfer effect.
Pavlovian training led to robust conditioned responding to the CS+ in each of the three groups. Mean magazine entries during these stimuli during the final session of training were as follows: pCeN ITI, 6.36; pCeN CS+, 14.34; aCeN ITI, 4.80; aCeN CS+, 16.14; Sham ITI, 8.12; Sham CS+, 16.80. Responding did not differ in any of the groups. ANOVA revealed significantly higher levels of magazine entries during the CS+ presentation than during the ITI by the end of training (F(1,68) = 43.64, p < 0.05) but no effect of lesion (F(2,68) = 0.08, p > 0.05) and no interaction between lesion and CS type (F(2,68) = 0.60, p > 0.05).
The data from the Pavlovian-instrumental transfer test are presented in Figure 5. A clear positive transfer effect emerged in the Sham group; the CS+ produced a robust elevation in performance over baseline performance during the ITI. In contrast, the CS+ appeared to have no effect on performance in either the anterior CeN lesioned group or the posterior CeN lesioned group; performance during the CS+ was similar to baseline. ANOVA conducted to compare responding among the lesion groups found a main effect of lesion (F(2,68) = 6.01, p < 0.05), of CS (F(2,68) = 3.20, p < 0.05), and a lesion-by-CS interaction (F(2,68) = 3.20, p < 0.05). Simple effects analysis revealed that responding during the CS+ did not differ from the ITI for either Group aCeN (F(1,21) = 0.01, p > 0.05) or pCeN (F(1,35) = 0.001, p > 0.05) but that the CS+ significantly elevated responding over the ITI in Group Sham (F(1,15) = 6.70, p < 0.05), representative of a general transfer effect.
Figure 5.
Effects of anterior and posterior lesions on Pavlovian-instrumental transfer. Sham rats exhibited normal Pavlovian-instrumental transfer. Responding increased during the CS that signaled the delivery of the outcome (CS+) compared with baseline (ITI). aCeN and pCeN showed no transfer; performance did not increase during the presentation of the CS+ compared with ITI (±1 SEM). *p < 0.05.
Experiment 2: Effect of amygdala–striatal disconnection on habit learning
Baseline training
During instrumental training, all of the rats acquired lever pressing and there were no differences in performance between the groups. Average rates of lever pressing during the last four sessions of training on the RI-60 schedule for the four groups were as follows: Ipsi-dev, 15.74; Ipsi-non, 13.20; Contra-dev, 13.71; Contra-non, 15.66. Two-way ANOVA conducted on these training data revealed no effect of group (F(1,42) = 2.12, p > 0.05), no effect of devaluation (F(1,42) = 0.02, p > 0.05), and no interaction between these factors (F(1,42) = 3.67, p > 0.05).
Outcome devaluation: sucrose consumption
Consumption data from taste aversion-induced outcome devaluation are presented in Figure 6A. This figure shows the development over the course of pairings of a similar taste aversion in the Ipsi- and Contra-dev groups relative to the non-devalued controls. Three-way ANOVA showed significant main effects of devaluation (i.e., devalued vs non-devalued; F(1,126) = 159.69, p < 0.05) and days (F(2,126) = 18.38, p < 0.05) and a significant devaluation-by-day interaction (F(2,126) = 34.95, p < 0.05), indicating devalued rats reduced their consumption over days while non-devalued rats continued to consume the sucrose solution. There was no effect of lesion (F(1,126) = 0.41, p > 0.05) and no interactions involving lesions (largest F(1,126) = 3.16, p > 0.05).
Figure 6.
Disconnection of the anterior CeN from the DLS disrupts the performance of normal habitual behavior after outcome devaluation. A, The amount of sucrose consumed during the 3 d of conditioned taste aversion. B, Performance of rats with contralateral or ipsilateral lesions of the CeN and DLS during the 5 min extinction test, shown as a percentage of baseline responding during the last 4 d of training (±1 SEM). *p < 0.05.
Outcome devaluation: extinction test
The number of lever presses per minute during the extinction test is shown in Figure 6B as a percentage of baseline responding. Overtraining produced clear habit learning as demonstrated by insensitivity to devaluation in the Ipsi-dev group as performance in that group was similar to that of Group Ipsi-non. In contrast, contralateral lesions of the aCeN and DLS produced a clear deficit in habit learning; the Contra-dev group appeared to respond less on test than Group Contra-non. Two-way ANOVA revealed neither a main effect of lesion or of devaluation but, critically, a significant lesion-by-devaluation interaction (F(1,42) = 8.31, p < 0.05). Simple effect analysis revealed a significant difference between the devalued and non-devalued rats in the contralateral group (F(1,22) = 10.82, p < 0.05) but no difference in the ipsilateral group (F(1,22) = 1.05, p > 0.05).
Discussion
The current results give further insight into the neural mechanisms that mediate habitual instrumental actions. We found clear evidence to suggest that the anterior portion of the central nucleus of the amygdala is involved in the acquisition of habits and that this region of CeN interacts with the DLS during the shift from goal-directed to habitual action control. Thus, although overtraining rendered sham-lesioned rats and rats with lesions of posterior CeN insensitive to the effects of taste aversion-induced outcome devaluation, bilateral lesions of the anterior CeN reduced this insensitivity and increased the influence of devaluation on the rats' instrumental performance without affecting performance when the outcome was not devalued. Hence, despite overtraining, goal-directed action control was maintained in the anterior CeN-lesioned group. Furthermore, lesions to the DLS made contralateral to the anterior CeN lesion produced a similar disruption in habit formation. These rats showed reliable devaluation and decreased responding in the extinction test after outcome devaluation in similar fashion to the bilateral anterior CeN lesioned rats. In contrast, when the DLS lesion was made ipsilateral to the CeN lesion, rats behaved like sham controls continuing to press the lever despite devaluation; apparently, intact communication between the anterior CeN and the DLS in one hemisphere is adequate to induce sufficient habit learning to overcome the influence of devaluation.
It is important to note that the difference in the effects of the anterior and posterior CeN lesions on habit learning was not due to an ineffective posterior lesion; the general excitatory effects of a Pavlovian CS+ on instrumental performance were abolished in both the anterior and posterior CeN-lesioned groups in the Pavlovian-instrumental transfer test. As Holland and Gallagher (2003) and Hall et al. (2001) have previously shown, lesions to the CeN (which correspond in our experiment to the posterior CeN) disrupt the ability of a Pavlovian CS to elevate instrumental performance. In our experiment, this effect was found in both groups given lesions of CeN; i.e., although sham rats showed an increase in responding during the CS+, neither the anterior nor the posterior CeN-lesioned rats showed this effect. Furthermore, the increase in responding in the Sham group was not due to the presentation of an extraneous stimulus but depended on the CS having been previously paired with an unconditioned stimulus; a neutral CS− failed to elevate performance over baseline, something also seen in the lesioned groups (Fig. 5). It is interesting to note, therefore, that, whereas both posterior and anterior CeN lesions had an effect on Pavlovian-instrumental transfer, only anterior CeN lesions had an effect on habit formation. Hence, in contrast to the conclusions derived from some behavioral studies (Holland, 2004), it appears that the Pavlovian incentive motivational process that mediates transfer is not necessary for habit formation, although habit formation may well be a necessary (though not sufficient) for transfer.
These experiments demonstrate the importance of both the central nucleus in the performance of habits and the interaction between the central nucleus and the dorsolateral striatum. Both the dorsolateral and dorsomedial parts of the striatum have been implicated in the performance of habitual and goal-directed actions; whereas the dorsomedial striatum guides actions based on the current value of their associated outcome, the dorsolateral striatum is important for the performance of habits (Yin et al., 2004, 2006). However, how the central nucleus and the dorsolateral striatum communicate during the course of overtraining is still unresolved. It is possible that the central nucleus maintains direct projections onto the striatum, as portions of the central nucleus, such as the striatal–amygdala transition, have a striatal-like structure (McDonald, 1982; Cassell et al., 1986; Sah et al., 2003). However, although there is evidence that there are direct amygdala–striatal projections, these projections seem to extend mostly to the medial part and appear to spare the dorsolateral part of the striatum (Kelley et al., 1982).
Alternatively, it is possible that the central nucleus controls the DLS indirectly via some other structure. One possibility is the reasonably dense projection from the CeN to regions of the thalamus that then project topographically (and ipsilaterally) onto DLS (Sah et al., 2003). Perhaps a more plausible, certainly more attractive, suggestion is that the CeN controls the DLS through its influence over the ascending nigrostriatal dopamine projection. There is anatomical evidence that anterior portions of the CeN project to the substantia nigra pars compacta (Gonzales and Chesselet, 1990), and unpublished tracing studies from our lab confirm this. However, it is unclear whether the anterior CeN projection to the SNc is excitatory or inhibitory; stimulation of neurons in the CeN has been reported to directly modulate SNc responses, producing excitation in one population of dopamine neurons and inhibition in another (Rouillard and Freeman, 1995). It has been found that the majority of neurons in the CeN contain GAD 65 and 67 mRNA (Pitkänen and Amaral, 1994; Poulin et al., 2008), so it is likely that most outputs from the CeN are inhibitory. Indeed, in Rouillard and Freeman's (1995) study, the excitatory effects on SNc neurons of CeN stimulation have a much longer latency than the inhibitory effects. Furthermore, the neurons that were excited had a much lower basal firing rate, suggesting they were under tonic inhibition. Hence, CeN stimulation appears to have both a direct inhibitory effect on one population of dopamine neurons and an indirect excitatory effect on another population, likely through inhibition of local GABAergic interneurons (Chuhma et al., 2011).
One of the more intriguing aspects of these results is the implication that they have for the role of the amygdala in instrumental conditioning. As mentioned in the Introduction above, the BLA, but not the CeN (Corbit and Balleine, 2005), has been consistently implicated in the incentive learning that mediates the reward process associated with goal-directed action (Balleine et al., 2003; Wang et al., 2005; Wassum et al., 2009, 2011). The current results provide evidence that, although the CeN may not be involved in this reward process, it plays a clear role in habit learning, potentially through control of the reinforcement signal provided to the dorsal striatum by the midbrain dopaminergic projection. To the extent this is true, a degree of symmetry may be established within the amygdala with the BLA mediating reward and the CeN [likely as a component of the extended amygdala (Fudge and Emiliano, 2003)] mediating reinforcement. It has long been recognized that the BLA and CeN receive distinct sources of information, the BLA more sensory specific and the CeN more emotionally general inputs, and have, therefore, been argued to serve distinct functions at least in instrumental conditioning if not in other forms of learning (Blundell et al., 2001; Balleine and Killcross, 2006). Despite this difference, however, it appears that the amygdala can be described as having a more general function in instrumental conditioning, serving to parse the instrumental outcome into two distinct feedback signals critical for the acquisition of goal-directed and habit-learning processes (for review, see Balleine and Killcross, 2006; Balleine et al., 2008; 2009; Balleine and O'Doherty, 2010). This analysis proposes, therefore, that distinct nuclei within the amygdala encode different aspects of the instrumental outcome and function to promote distinct learning processes through their influence on anatomically and functionally distinct circuits in dorsal striatum.
A second implication of the current results is also worth raising here. One of the outstanding issues in instrumental conditioning is the relationship between goal-directed and habit-learning processes. Generally, these have been argued to be mutually exclusive, yet it is important to note that they often seem to interact in a competitive manner; inactivation of either the DMS or of the BLA can immediately render instrumental responding habitual (Yin et al., 2005b; Ostlund and Balleine, 2008), suggesting that, early in training, habitual control is under some form of tonic inhibition. Although hypotheses concerning this interaction have largely focused on the basal ganglia (Balleine et al., 2008), there is a growing body of literature documenting the interaction between BLA and CeN and it is possible that important aspects of the inhibitory interaction between goal-directed and habitual control are mediated by this interaction. This suggestion is particularly appealing because current evidence suggests that any inhibitory relationship between BLA and regions of the CeN is likely regulated by the intercallated cell masses (Ehrlich et al., 2009; Busti et al., 2011) that lie in the margin between BLA and CeN, which themselves appear to be regulated by the infralimbic cortex (Li et al., 2011), an area that has been previously implicated in the interaction between goal-directed and habitual control of performance (Coutureau and Killcross, 2003).
Whatever the role of the interaction of the BLA and CeN turns out to be, the current results provide the first evidence that the amygdala, specifically the CeN, plays a role in the acquisition of habits. Furthermore, we have demonstrated that the role of the CeN depends on its interaction with the DLS, a region previously implicated in the acquisition and control of habitual actions (Yin et al., 2004; Graybiel, 2008).
Footnotes
The work was supported by grants from the National Institute of Mental Health (MH56446), the National Health and Medical Research Council (633267), and a Laureate Fellowship from the Australian Research Council. We thank Dr Vincent Laurent for his comments on the manuscript.
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