Introduction
More than a decade ago DeBakey and Glaeser reported that human atherosclerotic lesions form and progress in distinct regional patterns in spite of uniform systemic risk factors such as smoking, high blood pressure, and serum cholesterol.1 The authors proposed that this might be due to unknown position-specific genetic differences within the arterial system itself. The Hox gene family is a prime candidate for determining these postulated genetic differences, as these conserved developmental control genes are known to specify positional identities and regional diversities along the longitudinal body axis during embryonic patterning in bilaterial animals.2,3 The mammalian Hox system includes 39 genes that are organized in four separate clusters designated Hoxa through –d, whose sequence alignment reveals the existence of 13 paralogous Hox groups.4 The successive activation of these tandemly arranged genes in each cluster mirrors the rostro-caudal morphogenetic progression such that the genes located at the 3′ end (groups 1 and 2) are activated first and exhibit the most anterior expression boundaries and the genes located at the 5′ end (group 13) are activated last and occupy the most posteriorly restricted expression domain. This results in distinct domains of unique combinatorial Hox activities, the so-called Hox code that specifies positional identity at a given location5 and is believed to function analogous to a postal zip code.6 Importantly, this topographic Hox code is retained in certain cell populations of adult tissues, such as dermal fibroblasts, where it is believed to be critical for regulating local differentiation and signaling events.6
Evidence for a Vascular Hox Code
Although many Hox genes are reported to be expressed in endothelial cells (ECs) and vascular smooth muscle cells (SMCs)7, surprisingly little information is available about their in vivo functional roles in the cardiovascular system with respect to both development and disease. Among the few cases that document regional vascular patterning defects linked to mutations in mammalian Hox genes is mouse Hoxa3, whose disruption by gene-targeting resulted in a range of cardiovascular defects including malformations of the carotid artery system, aortic valve stenosis, and abnormalities of the cardiac chambers.8–10 In humans, a homozygous mutation of HOXA1 was linked to a complex congenital syndrome whose cardiovascular manifestations include malformations of the cerebral vasculature, the internal carotid arteries, and the cardiac outflow tract.11,12 Furthermore, Hoxc11 gene-targeted mice that appeared overtly normal developed greatly enlarged femoral arteries compared to wild type mice.13 These localized mutational defects are consistent with regionally restricted Hox expression patterns in the formation of specific arterial segments during development14. Evidence for continued topographic expression in adult blood vessels15 makes this group of genes attractive candidates for the regulation of position-dependent arterial disease pathways. This idea is supported by data demonstrating regionally distinct vessel wall restructuring events upon induction of global Hoxc11 expression in vascular SMCs of adult transgenic mice13.
Positional Identity for Aortic Smooth Muscle
In a paper appearing in this issue of the ATVB, Tigueros-Motos et al report evidence that links positional identity of aortic SMCs with differential responses to inflammatory cytokines thought to play important roles in the initiation and progression of atherosclerosis.16 The authors first performed genome-wide transcript profiling comparing atherosclerosis-prone aortic arch (AAo) with atherosclerosis-resistant thoracic aorta (TAo) in wild type (WT) and Apoe-null (Apoe-KO) mice.16 This analysis identified various members of Hox paralogous groups 6–10 as more abundantly expressed in TAo than AAo segments in both WT and Apoe-KO mice. Although these two aortic segments experience substantially different blood flow characteristics in vivo, this segment-specific Hox expression signature was also found in primary SMC cultures in the complete absence of blood flow considerations. Thus differential Hox gene expression profiles in AAo versus TAo probably reflect stable differences in SMC epigenomes that establish a positional identity during development which is maintained in adult mice. This concept is supported by the striking finding that essentially the same Hox expression profile is generated during in vitro differentiation of human pluripotent stem cells along a neural ectoderm pathway versus a paraxial mesoderm pathway17, a process that produces two types of in vitro-derived SMCs that faithfully exhibit the unique phenotypes of neural crest-derived and somite-derived aortic SMCs described by others.14,17–19
Smooth Muscle Positional Identity and NF-kB-dependent Responses to TNFα
The critical departure from previous studies comes when Tigueros-Motos et al address the question of whether differences in SMC identity conferred by origin and position in development translate into aortic segment-specific differences in responses to proinflammatory stimuli involved in the progression of vascular disease in adults.16 Here the key findings are that both basal and TNFα-stimulated NF-kB activation and binding to DNA was significantly greater in SMCs from atherosclerosis-prone AAo segments compared to SMCs from atherosclerosis-resistant TAo segments. Moreover, when one particular member of the Hox groups 6–9, i.e., HOXA9, was examined in detail it was found that high levels of NF-kB activity strongly repress HOXA9 expression and, in reciprocal fashion, HOXA9 expression can repress NF-kB transcriptional activity (see Figure 1). These data have exciting implications for a better understanding of the segment-specific distribution of atherosclerosis in the arterial system reported by DeBakey and Glaeser1. They raise the possibility that atherosclerosis-prone versus -resistant aortic segments exhibit differential responses to a common level of inflammatory cytokines, in part, as a consequence of stable differences in SMC identity conferred by differences in the topographical position of their progenitors during development. While the molecular mechanisms that “write” these stable differences to the SMC epigenome during development are not yet understood, the consequences of these mechanisms may be to produce a mosaic pattern of susceptibility upon which the more familiar stimuli of arterial injury, inflammation and thrombosis act to produce vascular disease 20, 21.
Figure 1. Model of the position-dependent reciprocal interaction between HOXA9 and NF-kB in the aorta.

The atherosclerosis-prone aortic arch, derived from neural crest cells (NCC), exhibits relatively higher expression levels of NF-kB than HOXA9, which allows NF-kB-dependent repression of HOXA9 transcription. Conversely, relatively higher levels of HOXA9 expression in the thoracic portion of the descending aorta that is derived from paraxial mesoderm (PM) result in decreased levels of NF-kB expression. This may reduce the response to inflammatory cytokines involved in atherosclerotic lesion progression in the thoracic aorta relative to the aortic arch.
Summary & Future Directions
The evidence from studies of vascular development suggests that arterial smooth muscle is a mosaic tissue in which both lineage-dependent and position-dependent imprints pre-pattern these cells to be capable of responding differently to identical stimuli. Available data point to a topographic vascular Hox code specifying positional identity that is not necessarily restricted to embryonic lineage, as exemplified by the expression patterns of Hoxa3 and Hoxa4 in vascular SMCs of different lineages14,15, 22 as well as in endothelial cells 23. A better understanding of how these topographic Hox activities intersect with vascular disease pathways will require determination of Hox-dependent targets in the artery wall and analyses of how those targets are linked to regulators of inflammation, proliferation, cell death, and vascular remodeling. The apparent reciprocal regulatory relationship between HOXA9 and NF-kB in AAo- and TAo-derived vascular SMCs as shown by Tigueros-Motos and co-workers16 (see Figure 1) is an important step in this direction. The next experiments to obtain definitive data for this kind of functional relationship will require the use of conditional Hox knockout alleles in mice in conjunction with more detailed analyses of in vivo expression patterns of Hox genes, identification of their potential downstream targets and characterization of the molecular mechanisms for cross-talk with key mediators in the pathogenesis of vascular disease.
Acknowledgments
We thank Ellen Quarles, University of Washington, for preparation of the figure. We dedicate this article to the memory of Frank Ruddle, Ph.D. who passed away on March 10, 2013. Among the many enduring achievements of his laboratory were pioneering studies of mammalian Hox genes 24. His vision, intellectual strength, friendship, and kindness were enormous sources of inspiration to those who worked and trained with him (including AA). While this will continue to be so, he will be sorely missed.
Sources of Funding
This work was supported by National Institutes of Health grants 2AR01AR47204 from NIAMS, as well as a grant from the South Carolina Clinical and Translational Research Institute (SCTR grant 1218) to AA, and by National Institutes of Health grant 1R01HL93594 from NHLBI as well as funds from the Seattle Children’s Research Institute to MWM.
Footnotes
Disclosures
None
References
- 1.DeBakey ME, Glaeser DH. Patterns of atherosclerosis: effect of risk factors on recurrence and survival – analysis of 11,980 cases with more that 25-year follow-up. Am J Cardiol. 2000;85:1045–1053. doi: 10.1016/s0002-9149(00)00694-9. [DOI] [PubMed] [Google Scholar]
- 2.McGinnis W, Krumlauf R. Homeobox genes and axial patterning. Cell. 1992;68:283–302. doi: 10.1016/0092-8674(92)90471-n. [DOI] [PubMed] [Google Scholar]
- 3.Garcia-Fernandez J. The genesis and evolution of homeobox gene clusters. Nat Rev Genet. 2005;6:881–892. doi: 10.1038/nrg1723. [DOI] [PubMed] [Google Scholar]
- 4.Scott MP. Vertebrate homeobox nomenclature. Cell. 1992;71:551–553. doi: 10.1016/0092-8674(92)90588-4. [DOI] [PubMed] [Google Scholar]
- 5.Kessel M, Gruss P. Homeotic transformations of murine vertebrae and concomitant alteration of Hox codes induced by retinoic acid. Cell. 1991;67:89–104. doi: 10.1016/0092-8674(91)90574-i. [DOI] [PubMed] [Google Scholar]
- 6.Rinn JL, Bondre C, Gladstone HB, Brown PO, Chang HY. Anatomic demarcation by positional variation in fibroblast gene expression programs. PLoS Genet. 2006;2:e119. doi: 10.1371/journal.pgen.0020119. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 7.Gorski DH, Walsh K. Control of vascular cell differentiation by homeobox transcription factors. Trends Cardiovasc Med. 2003;13:213–220. doi: 10.1016/s1050-1738(03)00081-1. [DOI] [PubMed] [Google Scholar]
- 8.Chisaka O, Capecchi MR. Regionally restricted developmental defects resulting from targeted disruption of the mouse homeobox gene hox-1. 5. Nature. 1991;350:473–479. doi: 10.1038/350473a0. [DOI] [PubMed] [Google Scholar]
- 9.Kameda Y, Nishimaki T, Takeichi M, Chisaka O. Homeobox gene hoxa3 is essential for the formation of the carotid body in the mouse embryos. Dev Biol. 2002;247:197–209. doi: 10.1006/dbio.2002.0689. [DOI] [PubMed] [Google Scholar]
- 10.Kameda Y, Watari-Goshima N, Nishimaki T, Chisaka O. Disruption of the Hoxa3 homeobox gene results in anomalies of the carotid artery system and the arterial barioreceptors. Cell Tissue Res. 2003;311:343–352. doi: 10.1007/s00441-002-0681-1. [DOI] [PubMed] [Google Scholar]
- 11.Tischfield MA, Bosley TM, Salih MA, Alorainy IA, Sener EC, Nester MJ, Oystreck DT, Chan WM, Andrews C, Erickson RP, Engle EC. Homozygous HOXA1 mutations disrupt human brainstem, inner ear, cardiovascular and cognitive development. Nat Genet. 2005;37:1035–1037. doi: 10.1038/ng1636. [DOI] [PubMed] [Google Scholar]
- 12.Bosley TM, Alorainy IA, Salih MA, Aldhalaan HM, Abu-Amero KK, Oystreck DT, Tischfield MA, Engle EC, Erickson RP. The clinical spectrum of homozygous HOXA1 mutations. Am J Med Genet A. 2008;146A:1235–1240. doi: 10.1002/ajmg.a.32262. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 13.Pruett ND, Hajdu Z, Zhang J, Visconti RP, Kern MJ, Wellik DM, Majesky MW, Awgulewitsch A. Changing topographic Hox expression in blood vessels results in regionally distinct vessel wall remodeling. Biol Open. 2012;1:430–435. doi: 10.1242/bio.2012039. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 14.Majesky MW. Developmental basis of vascular smooth muscle diversity. Arterioscler Thromb Vasc Biol. 2007;27:1248–1258. doi: 10.1161/ATVBAHA.107.141069. [DOI] [PubMed] [Google Scholar]
- 15.Pruett ND, Visconti RP, Jacobs DF, Scholz D, McQuinn T, Sundberg JP, Awgulewitsch A. Evidence for Hox-specified positional identities in adult vasculature. BMC Biol. 2008;8:93. doi: 10.1186/1471-213X-8-93. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 16.Tigueros-Motos L, Gonzalez-Granado JM, Cheung C, Fernandez P, Sanchez-Cabo F, Dopazo A, Sinha S, Andres V. Embryological origin-dependent differences in Hox expression in adult aorta: Role in regional phenotypic variability and regulation of NF-kB activity. Arterioscler Thromb Vasc Biol. 2013 doi: 10.1161/ATVBAHA.112.300539. in press. [DOI] [PubMed] [Google Scholar]
- 17.Cheung C, Bernardo AS, Trotter MW, Pedersen RA, Sinha S. Generation of human vascular smooth muscle subtypes provides insight into embryological origin-dependent disease susceptibility. Nature Biotechnol. 2012;30:165–173. doi: 10.1038/nbt.2107. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 18.Topouzis S, Majesky MW. Smooth muscle lineage diversity in the chick embryo: Two types of aortic smooth muscle cell differ in growth and transcriptional responses to transforming growth factor-beta. Dev Biol. 1996;178:430–445. doi: 10.1006/dbio.1996.0229. [DOI] [PubMed] [Google Scholar]
- 19.Majesky MW, Mummery CL. Smooth muscle diversity from human pluripotent cells. Nat Biotechnol. 2012;30:152–154. doi: 10.1038/nbt.2117. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 20.Galkina E, Ley K. Immune and inflammatory mechanisms of atherosclerosis. Annu Rev Immunol. 2009;27:165–197. doi: 10.1146/annurev.immunol.021908.132620. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 21.Libby P, Ridker PM, Hansson GK. Progress and challenges in translating the biology of atherosclerosis. Nature. 2011;473:317–325. doi: 10.1038/nature10146. [DOI] [PubMed] [Google Scholar]
- 22.Lillvis JH, Erdman R, Schworer CM, et al. Regional expression of HOXA4 along the aorta and its potential role in human abdominal aortic aneurysms. BMC Physiol. 2011;11:9. doi: 10.1186/1472-6793-11-9. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 23.Mace KA, Hansen SL, Myers C, Young DM, Boudreau N. HOXA3 induces cell migration in endothelial and epithelial cells promoting angiogenesis and wound repair. J Cell Sci. 2005;118:2567–2577. doi: 10.1242/jcs.02399. [DOI] [PubMed] [Google Scholar]
- 24.McGinnis W, Hart CP, Gehring WJ, Ruddle FH. Molecular cloning and chromosome mapping of a mouse DNA sequence homologous to homeotic genes of Drosophila. Cell. 1984;38:675–680. doi: 10.1016/0092-8674(84)90262-9. [DOI] [PubMed] [Google Scholar]
