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. Author manuscript; available in PMC: 2014 Apr 1.
Published in final edited form as: Pregnancy Hypertens. 2013 Apr;3(2):133–139. doi: 10.1016/j.preghy.2013.01.005

Preeclampsia and Sleep-Disordered Breathing: A Case-Control Study

Francesca L Facco 1, Justin Lappen 2, Courtney Lim 3, Phyllis C Zee 4, William A Grobman 5
PMCID: PMC3753183  NIHMSID: NIHMS458545  PMID: 23997999

Abstract

OBJECTIVE

To determine whether sleep-disordered breathing (SDB) is more prevalent among women with preeclampsia than among normotensive controls

STUDY DESIGN

Preeclamptic patients admitted to the hospital for observation and normotensive, gestational age matched controls hospitalized for obstetrical indications other than preeclampsia were recruited for an overnight sleep evaluation. Watch-PAT100, a validated wrist-mounted, ambulatory device designed to diagnose SDB, was used to complete all sleep studies.

RESULTS

Twenty preeclamptic patients and 20 controls were recruited. Preeclamptic subjects had a higher mean BMI (32.6± 9.5 vs. 24.5 ± 3.5, P=0.001). Preeclamptic subjects had higher mean respiratory disturbance (RDI, mean difference 4.9 events/hour of sleep), apnea hypopnea (AHI, mean difference 5.7 events/hour of sleep) and oxygen desaturation (ODI, mean difference 4.5 events/hour of sleep) indices, however these differences did not reach statistical significance. Preeclamptic subjects were more likely to have more severe forms of SDB compared to controls (ODI ≥ 5, 20% vs. 0%, p=.047).

CONCLUSION

Compared to normotensive controls, preeclamptic subjects experience more SDB events and a greater degree of nocturnal hypoxemia. Further research is needed to determine if SBD, independent of BMI, is a significant contributing factor to the risk of developing preeclampsia

Introduction

Sleep disordered breathing (SDB) refers to a group of disorders characterized by abnormal respiratory patterns (e.g., apneas, hypopneas) or abnormal gas exchange (e.g., hypoxia) during sleep.12 Obstructive sleep apnea (OSA), the most common type of SDB, is characterized by airway narrowing during sleep that leads to respiratory disruption, hypoxia, and nocturnal arousals. In the non-pregnant population SDB has been associated with an increased risk of developing hypertension and coronary heart disease.35 Self-reported snoring and daytime sleepiness are two symptoms of SDB, and while studies have shown that these sleep related complaints are common in pregnancy,69 there are very few studies that have adequately evaluated the relationship of SDB in pregnancy to preeclampsia.

While the underlying etiology of preeclampsia remains unclear, placental hypoperfusion and the subsequent generation of reactive oxygen species and inflammatory mediators has been implicated in its pathogenesis.1011 SDB, which is characterized by episodes of intermittent hypoxia and sympathetic stimulation, consequently may result in abnormal placental perfusion and the subsequent production of circulating factors that alter endothelial cell function. By these mechanisms, there is biologic plausibility for SDB to be a risk factor for the development of preeclampsia.

The objective of this study was to objectively evaluate SDB in a group of preeclamptic women compared to normotensive controls.

Methods

This was a single center, prospective case-control study at an urban, tertiary-care maternity hospital. We recruited preeclamptic patients admitted to the hospital for observation and normotensive, gestational age matched controls hospitalized for obstetrical indications other than preeclampsia. Women were excluded if their primary care provider deemed them too unstable to be expectantly managed on the antepartum floor. The study was approved by the institutional review board and informed consent was obtained.

Preeclampsia was defined and classified by the criteria established by the National High Blood Pressure Education Program Working Group.12 Criteria for diagnosis of preeclampsia were blood pressure of ≥ 140mmHg systolic or ≥ 90mmHg diastolic that occurs after 20 weeks gestation in a woman with previously normal blood pressure and proteinuria of 0.3 grams or higher in a 24-hour urine specimen. Preeclampsia was considered severe if one or more of the following was present: blood pressure of ≥ 160mmHg systolic or ≥ 110mmHg diastolic on two occasions at least 6 hours apart, proteinuria of 5g or higher in a 24-hour collection, urine output of less than 500cc over 24 hours, elevated liver enzymes, thrombocytopenia, fetal growth restriction, or maternal symptoms (e.g. severe headache, visual changes, right upper-quadrant pain). Superimposed preeclampsia was defined as new-onset proteinuria or a sudden increase in baseline proteinuria in woman with hypertension before 20 weeks gestation.

Case and control subjects were asked to complete an overnight sleep evaluation with the Watch-PAT100 (Itamar medical Ltd., Israel, Figure 1) during one night of their hospital stay. The patients were instructed on how to set up the wrist worn device and how to initiate the study when they were ready to go to sleep. Using a peripheral arterial tonometry (PAT) finger plethysmograph and a standard SpO2 probe, the Watch-Pat 100 records the PAT signal, heart rate, oxyhemoglobin saturation, as well as actigraphy from the inbuilt actigraph. Sleep time is estimated using an inbuilt actigraph.13 Analysis of these signals allows for the determination of a respiratory disturbance index (RDI), an apnea hypopnea index (AHI) and an oxygen desaturation index (ODI), all of which are measures of SDB. Respiratory events are identified by digital vasoconstriction, which is mediated by α-adrenergic receptors that are exquisitely sensitive to surges in sympathetic activity that accompany SDB respiratory events (apneas and hypopneas). Vasoconstriction results in an attenuated PAT signal. The Watch-PAT proprietary software algorithm was used to analyze the PAT signal amplitude along with the heart rate and SpO2 to estimate the RDI, AHI and ODI. Specifically, an RDI event is scored if one of the following 3 criteria is met: (1) PAT amplitude reduction occurred with acceleration in the pulse rate or increase in wrist activity; (2) PAT amplitude reduction occurred with ≥ 3% oxyhemoglobin desaturation; or (3) ≥ 4% oxyhemoglobin desaturation occurred.14 The AHI includes only the last two of these events while the ODI incorporates only the third. Studies in non-pregnant populations have shown that the respiratory indices derived from the Watch-PAT are strongly correlated with those obtained from standard polysomnography (PSG), and have demonstrated that the Watch-PAT is an accurate and reliable ambulatory method for the detection of SDB.1417 Moreover, O’Brien et al recently published data comparing Watch-PAT to full PSG in pregnant subjects. Their results indicate that among pregnant women, Watch-PAT AHI correlated very well with PSG AHI( r=0.76, p<.0001) and that the Watch-PAT has excellent sensitivity (88%) and specificity (86%) for identification of SDB (AHI≥5).18

Figure 1.

Figure 1

Watch-PAT100

We compared Watch-PAT derived mean RDI, AHI and ODI values between cases and controls We also grouped RDI, AHI and ODI into severity categories (0–4.9, 5–9.9, 10–14.9 and ≥15) and examined the distribution between cases and controls. At an alpha of 0.05 with a power of 80%, a total of 40 patients (20 cases and 20 controls) were required to demonstrate a 5 point mean difference (with a standard deviation of 5.5) in any SDB index. Analyses were performed using a two-tailed independent Student t test, χ2, Fisher exact test, and the χ2 test for trend, as appropriate. Statistical analyses were performed using SPSS 14.0 statistical software (SPSS Inc., Chicago, IL).

Results

A total of 49 subjects were consented to participate in the sleep study. Three preeclamptic and one control subject were excluded from analysis because they had invalid sleep studies (i.e., PAT or SpO2 probe did not record). One preeclamptic and one control were excluded because they removed the device soon after initiating the study because of difficulty falling asleep with the device, and thus no results were available. One preeclamptic subject had to remove the device soon after initiating the study because a change in her clinical condition mandated expeditious delivery. Two preeclamptic subjects were ultimately ruled out for preeclampsia and diagnosed with other conditions (chronic hypertension without superimposed preeclampsia, pheochromocytoma) after the sleep study took place. The remaining twenty preeclamptic patients and 20 controls had valid sleep studies. Seven (35%) of the preeclamptic patients had mild disease, 9 (45%) met severe criteria and 4 (20%) had superimposed preeclampsia. Of the 20 control patients, 7 (35%) were hospitalized for threatened preterm labor, 6 (30%) for placenta previa or suspected abruption, and 7 (35%) for preterm premature rupture of membranes. There were no significant differences between cases and controls with respect to maternal age, race, and gestational age at the time of the sleep study (Table 1). Body mass index (BMI), both pre-pregnancy and the time of the sleep study, was higher in preeclamptic subjects compared to controls (Table 1).

Table 1.

Demographics of participants

Cases (N = 20) Controls (N = 20) P
Age 26.7± 7.2 28.7 ± 6.3 0.4
Gestational age 31.4 ±3.8 31.3 ± 2.4 0.4
Pre-pregnancy BMI 32.6± 9.5 24.5 ± 3.5 0.001
Current BMI 36.4±9.7 28.7±3.9 0.002
Race/ethnicity
Caucasian 6 (30%) 6 (30%) 0.3
Black 13 (65%) 10 (50%)
Hispanic 0(0%) 3 (15%)
Other 1 (5%) 1(5%)

All data are presented as mean ± standard deviation or N (%)

Preeclamptic subjects had higher mean RDI (mean difference 4.9), AHI (mean difference 5.7) and ODI (mean difference 4.5) values compared to controls. However, the differences did not reach statistical significance (Table 2). As predicted in our a priori power calculations, the mean difference in AHI was > 5; however, given the greater than anticipated standard deviation value for the cases, our p value was > 0.05.

Table 2.

Mean RDI, AHI and ODI results

Cases (N = 20) Controls (N = 20) P
RDI 10.3±13.8 5.4 ±3.1 0.1
AHI 7.8±14.2 2.1 ±2.7 0.1
ODI 4.9 ± 10.7 0.3 ± 0.5 0.07

All data are presented as mean ± standard deviation

Figures 24 depict the distribution of RDI, AHI and ODI among cases and controls. Preeclamptic subjects were more likely to have values indicative of moderate to severe disease. The most striking finding was in regard to analysis of the ODI. Twenty percent of women with preeclampsia experienced greater than or equal to five desaturation (≥4%) events per hour of sleep (ODI ≥ 5) while none of the normotensive controls demonstrated this degree of nocturnal hypoxemia (p=0.047).

Figure 2.

Figure 2

RDI severity in cases versus controls

Figure 4.

Figure 4

ODI severity in cases versus controls

Discussion

The results of this study indicate that compared to normotensive controls, preeclamptic subjects experience more SDB events and a greater degree of nocturnal hypoxemia. Our study is unique in that our preeclamptic subjects were all preterm, with a gestational-age range of 25–36 weeks and a mean gestational age of 31.4 ± 2 weeks. This is an especially important population to study because of the high maternal and neonatal morbidity associated with preterm preeclampsia.19 Despite decades of research, as of yet there exists no screening tests to accurately predict preeclampsia nor treatment strategies to effectively prevent the disease. If further observational studies confirm our findings, the rationale would exist for performing clinical studies to evaluate, for women with SDB, interventions for the prevention and or treatment of preeclampsia.

Preeclampsia complicates 2–8% of pregnancies and is associated with an increased risk of intrauterine growth restriction, placental abruption, preterm birth and stillbirth.20 Maternal complications of preeclampsia include seizures, stroke, renal failure, liver dysfunction, cardiac dysfunction and pulmonary edema. Studies also suggest that women who develop preeclampsia are at increased risk of cardiovascular sequelae (e.g., coronary artery disease, stroke) later in life.2122 The possibility that SDB is associated with pregnancy complications, and in particular preeclampsia, is biologically plausible. In non-pregnant populations SDB has been associated with incident hypertension.5 Moreover, SDB has been linked to enhanced inflammatory and oxidative stress responses, endothelial damage and metabolic derangements. 2324 These same biological pathways have been associated with adverse pregnancy outcomes. Several studies have shown that markers of inflammation, oxidative stress, and endothelial dysfunction are increased in women who develop preeclampsia.2527 Recent data also suggest that insulin resistance and dysregulation of adipose secreted hormones (e.g., leptin), physiologic changes linked to SDB, also may contribute to the pathophysiology of preeclampsia.2829

Furthermore, data are now emerging suggesting a relationship between SDB during pregnancy and preeclampsia. In a large cross sectional study, Bourjeily et al found that snoring, the most common SDB symptom, was associated with gestational hypertension/preeclampsia even after adjusting for multiple factors including BMI at delivery (aOR 2.3, 95% CI 1.4–4).30 While objective assessments of SDB’s effect on preeclampsia risk are limited, most confirm our findings. Three case control studies have reported higher rates of objectively-assessed SDB among women with preeclampsia compared to normotensive controls, and two of these studies reported a positive relationship independent of BMI.3133 In a retrospective cohort study Louis et al reported that preeclampsia rates were highest among women with PSG-diagnosed SDB compared to obese controls without SDB (19% vs. 10%) but this difference was not statistically significant.34 In the largest retrospective cohort of women with PSG-confirmed SDB (n=791), Chen at al reported that SDB was associated with an increased risk of preeclampsia (aOR 1.6, 95% CI 2.16, 11.26). However, this Taiwanese database study lacked BMI data, and the reported obesity rate was only 1.6%.35 Louis et al recently published data from an observational study (N=175) demonstrating a more than two-fold increase in the risk of preeclampsia among obese women with sleep study confirmed SDB, compared to obese women without SDB.36 This study had no gestational age criteria for SDB assessment, with some assessments occurring in late pregnancy (mean gestational age at sleep study 21±8 weeks).

Our study has several limitations. First, while we were able to match our cases and controls for maternal age and gestational age, our preeclamptic patients had a significantly higher BMI both pre-pregnancy (self-reported) and measured at the time of the sleep study. Obesity increases the risk of developing SDB as well as the risk of developing preeclampsia.3739 Therefore, BMI is an important confounder we were not able to control for given our relatively small sample size. Larger prospective studies are needed to assess whether SDB, independent of BMI, increases the risk of preeclampsia, or if there is a significant interaction between SDB and obesity that modulates an individual’s risk of preeclampsia. Secondly, we were only able to evaluate preeclamptic patients who were admitted to the hospital and deemed stable for inpatient observation. Term patients with mild or severe disease were usually delivered immediately upon presentation and therefore we were not able to recruit them for an overnight sleep study. Similarly, preterm patients presenting with severe disease were often not eligible because they were deemed too sick or unstable to be expectantly managed. Consequently, our preeclamptic population consisted of preterm patients with mild disease, or severe/superimposed disease that was considered stable enough to manage expectantly as an inpatient. Therefore, our study results cannot be generalized to all preeclamptic patients, and perhaps only certain subgroups of preeclampsia are associated with SDB. Finally, this was a case-control study, and while an association between SDB and preeclampsia was demonstrated, we cannot infer causality. In fact, the physiologic changes of preeclampsia, particularly the increased interstitial fluid, can result in airway edema and increase the likelihood of nocturnal airway obstruction and SDB.4041 In reality, the relationship between SDB and preeclampsia is likely bi-directional and only large prospective studies with serial, objective assessments of SDB starting in early pregnancy will allow for a clear understanding of this complex relationship.

In summary, data are now emerging suggesting a positive relationship between SDB and preeclampsia; however, the current evidence is limited. Many studies, including ours, were not able to control for obesity, or clearly define a temporal relationship between SDB and the subsequent development of preeclampsia. There are no large studies that have examined SDB in pregnancy using prospective, serial objective measures. Further research is needed to determine if SBD, independent of BMI, is a significant contributing factor to preeclampsia, and whether higher levels of nocturnal desaturation in preeclamptic women may increase the risk of adverse maternal and neonatal outcomes.

Figure 3.

Figure 3

AHI severity in cases versus controls

Acknowledgments

Financial Support: NIH/NICHD 1K12HD050121, Preeclampsia Foundation Vision Grant, Northwestern Memorial Foundation Dixon Translational Research Initiative

Footnotes

DISCLOSURE: The authors report no conflict of interest

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