Abstract
In many cortical neurons, HCN1 channels are the major contributors to Ih, the hyperpolarization-activated current, which regulates the intrinsic properties of neurons and shapes their integration of synaptic inputs, paces rhythmic activity, and regulates synaptic plasticity. Here, we examine the physiological role of Ih in deep layer pyramidal neurons in mouse prefrontal cortex (PFC), focusing on persistent activity, a form of sustained firing thought to be important for the behavioral function of the PFC during working memory tasks. We find that HCN1 contributes to the intrinsic persistent firing that is induced by a brief depolarizing current stimulus in the presence of muscarinic agonists. Deletion of HCN1 or acute pharmacological blockade of Ih decreases the fraction of neurons capable of generating persistent firing. The reduction in persistent firing is caused by the membrane hyperpolarization that results from the deletion of HCN1 or Ih blockade, rather than a specific role of the hyperpolarization-activated current in generating persistent activity. In vivo recordings show that deletion of HCN1 has no effect on up states, periods of enhanced synaptic network activity. Parallel behavioral studies demonstrate that HCN1 contributes to the PFC-dependent resolution of proactive interference during working memory. These results thus provide genetic evidence demonstrating the importance of HCN1 to intrinsic persistent firing and the behavioral output of the PFC. The causal role of intrinsic persistent firing in PFC-mediated behavior remains an open question.
Introduction
A fundamental goal of neuroscience is to define how electrical activity in specific neural circuits mediates complex behavior. Studies of the HCN1 channel subunit, which is a major determinant of the hyperpolarization-activated cation current, Ih, in cortical neurons, have demonstrated how a single channel expressed in distinct neural circuits can play distinct roles in neural activity and memory depending on cellular context. In cerebellar Purkinje neurons, HCN1 prevents excessive membrane hyperpolarization during inhibition, which may contribute to the function of HCN1 as a permissive gate of cerebellar motor learning (Nolan et al., 2003). In contrast, in hippocampal CA1 pyramidal neurons, HCN1 constrains dendritic integration of excitatory inputs and long-term potentiation (LTP), and also constrains hippocampal-dependent spatial learning and memory (Nolan et al., 2004). Here we investigate the importance of HCN1 in a distinct form of cellular activity and memory: persistent neural firing of prefrontal cortex (PFC) pyramidal neurons and the behavioral performance of working memory tasks.
Working memory enables us to remember and process information over short periods of time on the order of seconds (Goldman-Rakic, 1995; Baddeley, 2003; Jonides et al., 2008). Although the physiological mechanisms underlying working memory are not understood, persistent firing of cortical neurons in response to a transient stimulus is an attractive mechanism for short-term information storage (Fuster and Alexander, 1971; Niki, 1974; Niki and Watanabe, 1976; Watanabe, 1981; Sakurai and Sugimoto, 1986; Quintana et al., 1988; Funahashi et al., 1989; Miller et al., 1996; Jung et al., 1998; Baeg et al., 2003).
Two major neural mechanisms have been proposed to account for persistent firing (Wang, 2001). The first involves reverberatory activity in a network of neurons by means of recurrent synaptic connections, such as those that are important for the generation of up and down states, which correspond to periods of high and low synaptic activity, respectively (Steriade et al., 1993b; Sanchez-Vives and McCormick, 2000; Cossart et al., 2003). The second mechanism of persistent firing involves the intrinsic membrane conductances of neurons and does not require fast synaptic transmission (Schwindt et al., 1988; Egorov et al., 2002).
Although up states and intrinsic persistent firing have been studied extensively, there is little evidence implicating either of them in the behavioral function of the PFC (Wang et al., 2007 and 2011). As one prominent role of Ih in certain cells in the heart and in the brain is to serve as a pacemaker current to drive rhythmic firing (Robinson and Siegelbaum, 2003), Ih is an interesting candidate for generating persistent activity and regulating PFC function. We have therefore examined the importance of HCN1 in prefrontal cortical neuron up states and intrinsic persistent firing, and in PFC-dependent behavior in mice using restricted genetic deletions. Our results indicate that HCN1 is necessary for intrinsic persistent neural firing in layer V neurons in the medial PFC (mPFC) and for the executive function of the PFC during working memory episodes.
Materials and Methods
HCN1 forebrain-restricted knock-out (KO) animals (HCN1f/f,cre) and their control littermates (HCN1f/f) bred in-house were used in this study. In some experiments wild-type C57BL/6J mice from The Jackson Laboratory were used, as noted. The generation of the KO line was described previously (Nolan et al., 2004). The HCN1 mice had a mixed average 50/50% 129SvEv/C57BL/6J background. They were bred and maintained under standard conditions, consistent with National Institutes of Health guidelines and Institutional Animal Care and Use Committee approved protocols. Throughout the paper, means are stated as mean ± SEM. All mice used in this study were males.
Immunohistology processing and imaging
Under terminal anesthesia, the mice were transcardially perfused with PBS followed by 4% paraformaldehyde (PFA). The brains were then dissected out and postfixed overnight at 4°C in PFA. Fifty micrometer sections were cut on a vibrating slicer and processed using standard immunocytochemical techniques (Nolan et al., 2007). The following primary antibodies were used: rat monoclonal HCN1 antibody (a generous gift from F. Müller and B. Kaupp, Institute for Neuroscience and Biophysics, Jülich, Germany; dilution 1/50) and rabbit polyclonal Cre antibody (produced in the laboratory by Christoph Kellendonk; 1/1500). Secondary antibodies used include goat polyclonal anti-rat or anti-rabbit coupled to Rhodamine-Red-X or Cy5 (purchased from Jackson ImmunoResearch; 1/400). All images were taken using a laser-scanning confocal microscope.
In vitro electrophysiology
Coronal frontal brain slices were obtained from 1.5- to 3.5-month-old mice using standard brain slicing methods. Briefly, the animals were killed by cervical dislocation, followed by decapitation and dissection of the brain out of the cranium. The brain was quickly placed in cold-modified artificial CSF (ACSF) containing the following (in mm): 10 NaCl, 195 sucrose, 2.5 KCl, 0.5 CaCl2, 7 MgCl2, 1.25 Na2PO4, 25 NaHCO3, 10 glucose, and 2 Na-pyruvate, osmolality 325 mOsm for 3–4 min. Slices (300–400 μm thick) were obtained using a Vibratome 3000 and placed in a beaker of warm (32°C) standard ACSF containing the following (in mm): 125 NaCl, 2.5 KCl, 2 CaCl2, 1 MgCl2, 1.25 Na2PO4, 25 NaHCO3, 25 glucose, and 2 Na-pyruvate, osmolarity 305 mOsm for ∼30 min. Slices were then cooled to room temperature for another 30 min before recordings were initiated. All intracellular recordings were obtained using the whole-cell patch-clamp technique in a submerged chamber continuously perfused with warm ACSF at 34°C. The soma of layer V pyramidal neurons were identified and patch-clamped after visual approach of the recording pipette using a combination of infrared light and differential interference contrast (DIC) optics. Patch electrodes had a resistance of 2–5 MΩ when filled with the following intracellular solution (in mm): 130 KMeSO4, 10 KCl, 10 HEPES, 4 NaCl, 0.1 EGTA, 4 MgATP, 0.3 Na3GTP, and 10 Na2-phosphocreatine, osmolarity 305, pH adjusted to 7.25 with KOH. Recordings were terminated if the series resistances exceeded 20 MΩ for voltage-clamp recordings and 40 MΩ for current-clamp recordings. Concentric bipolar tungsten electrodes were used for synaptic stimulation. The signals were digitized at 10–50 kHz and low-pass filtered at 1–4 kHz.
Induction of intrinsic persistent activity was initiated by bath application of the following drugs (in μm): 10 carbachol (CCh), 10 NBQX, 50 AP5, and 50 picrotoxin. When the membrane potential was stable, a series of current injection steps (200 pA for 500 ms, 400 pA for 500 ms, 400 pA for 1 s, 400 pA for 2 s, 400 pA for 4 s, 600 pA for 2 s, 600 pA for 4 s, 600 pA for 6 s, and 800 pA for 6 s; sometimes intermediate values were used) were applied to the soma with interstimulus intervals of ∼1 min. The slow afterdepolarization (sADP) following the depolarization was sometimes accompanied by transient spiking, which prohibited the accurate measurement of its amplitude. These experiments were excluded from the analysis of the sADP (n = 2 in wild-type and n = 8 in KO mice; see Fig. 6A,B).
Recordings were analyzed using IGOR Pro (WaveMetrics) or Clampfit (Molecular Devices). Ih currents were fitted with one or two exponentials [(A1 × exp(−1/τfast) + A2 × exp (1/τslow)]. Student's t tests, Gehan—Breslow–Wilcoxon and two-way repeated-measures ANOVA followed by Bonferroni post hoc tests were used to determine statistical significance.
In vivo electrophysiology
Patch pipettes (4–7 MΩ) were pulled from borosilicate glass and tip-filled with the following (in mm): 135 K-gluconate, 10 HEPES, 10 Na2 phosphocreatine, 4 KCl, 4 MgATP, 0.3 guanosine triphosphate, and 0.2–0.4% biocytin (pH 7.2, osmolarity 291). Pipette capacitance was neutralized before break-in, and access resistance was 25–45 MΩ. Recordings were digitized at 32 kHz. Analyses were performed using custom routines in MATLAB. To classify membrane fluctuations as belonging to up or down states, we used an algorithm that compares two moving averages having different window sizes (Seamari et al., 2007).
Behavior
Delayed non-matched to place.
The animals used in the working memory experiments were singly housed and food deprived to 85% of their ad libitum weight by daily adjustment of their food intake. The experimenter was blind to the genotypes or viral injections. The age of the animals ranged from 4 to 6 months for the forebrain-restricted KO study and 8 to 10 months for the PFC-restricted KO study.
The delayed non-match to place (DNMP) task was performed in an 8-arm radial maze that was similar to a previous study (Saxe et al., 2007). Pretraining consisted of a random-foraging task with all eight arms opened and baited, during which the mice could make up to 10 arm visits to retrieve the food pellets (5 d, 1 trial per day, maximum trial duration of 360 s). During the DNMP procedure, each trial consisted of a sample phase and a choice phase separated by an intra-trial delay. In the sample phase, mice were allowed to explore and retrieve the food from one of the eight arms; then a delay ensued in which the mice were isolated from the maze in a delay box. After the delay, the choice phase started by placing the mice back in the maze in an arm that was either facing the goal or the non-goal arm (randomly determined). An intertrial interval of 2 min separated two consecutive trials. This testing was performed in two versions of the same task. In the standard version consecutive trials used different pairs of adjacent arms (DP). In the modified version the same pair of adjacent arms was used for all trials (SP), with the initial baited arm chosen randomly for each trial. Each version of the task began with a training phase using a 10 s delay and consisted of 6 trials per day for 8 to 12 d (4 to 6 blocks). After this initial phase, longer intra-trial delays were introduced every 2 d (with progressive delays of 20, 30, and 50 s). Statistical analysis was performed using two-way repeated-measures ANOVA with the genotype as the source of variation followed by post hoc Bonferroni tests for the training phase. Student's t tests were used for the delay results. One-way ANOVA was used for within-group comparison of trial performance. The initial training period for the virally injected animals was prolonged by two blocks when four blocks of training were not sufficient to reach a level of performance similar to that of the forebrain-restricted animals in the standard version.
Five-choice serial reaction time task.
Animals were trained in four operant 5-choice boxes outfitted for mice (Med Associates). The animal's weight was maintained at ∼85% of ad libitum body weight throughout training and testing with rodent chow. Condensed milk was used as reinforcement. Mice performed two daily training sessions 5 d a week. Each session lasted 30 min or consisted of 50 trials, whichever occurred first. Each session was initiated by retrieving a single dip from the food receptacle. Each trial began with the random illumination of one of the five nose-poke holes. Trials were separated by an inter-trial interval (ITI) of 5 s. A correct response was made if the mouse poked its nose into a hole while the hole was illuminated, or within 5 s of illumination offset. When a correct response was made, the dipper cup was raised, allowing the mouse access to the liquid food reinforcer. Nose pokes into an incorrect dark hole were recorded as errors and resulted in a 10 s timeout that was signaled by the house light being turned off and no access to the liquid dipper. Timeouts were also imposed when the mouse failed to nose poke into any hole (omissions) and when the mouse nose poked during the ITI (premature/impulsive responses). Multiple nose pokes into a correct hole (perseverative responses) were recorded but had no scheduled consequences. Mice were trained on a stepwise progression in which stimulus duration was incrementally decreased as the mice reached the performance criteria of 20% omissions and 80% accuracy for five consecutive sessions. The sequence of stimulus durations during training was 15, 8, 4, 2, and 1 s. After training, demands on attention were tested by shortening stimulus duration to 0.5, 0.25, and 0.125 s. Statistical significance was assessed using unpaired Student's t test.
Virus design and production
GFP (LV-GFP)- or Cre (LV-Cre)-expressing lentivirus was produced using the following methods. The NLS-Cre coding sequence was amplified using PCR primers Cre-Xma-for and Cre-RI-rev from the template pHD2-Cre1 (a gift from Christoph Kellendonk, Columbia University, New York, NY). The product was digested with XmaI and EcoRI and substituted for the GFP-containing AgeI/ EcoRI fragment of the lentiviral vector pFCK(0.4)GW (a gift from Pavel Osten, Cold Spring Harbor Laboratory, Cold Spring Harbor, NY; Dittgen et al., 2004). Lentiviruses were produced by cotransfection of 20 μg of vector plus 10 μg each of helper plasmids pMD2.G, pMDLg/RRE, and pRSV-rev (Addgene; Dull et al., 1998) in 293FT cells using Lipofectamine 2000 (Invitrogen). Forty-eight hours after transfection, virus-containing supernatants were passed through a filter with 0.45 mm pore size and concentrated by ultracentrifugation at 88,000 × g for 3 h at 4°C over a 20% sucrose cushion. Pelleted viral particles were resuspended in D-PBS containing Mg2+ and Ca2+ (Invitrogen) to yield solutions with 1 × 108 and 1 × 109 infectious units per milliliters.
The following primer sequences were used: CRE-Xma-for: CTAAGCTTCCCGGGCTCGACCATGCCCAAG; Cre-RI-rev: ATTGAATTCTTAATCGCCATCTTCCAGCAGGC.
The AAV-flex-GFP viruses used for in vitro electrophysiology were purchased from Penn Vector (catalog #V1675). Their serotype was 2/1, the GFP open-reading-frame was inverted, flanked by loxP sequences, and driven by the CAG promoter.
Surgical and viral injection procedures
Viral injections were performed in a biohazard level 2 biochemical cabinet. Animals were anesthetized with a mixture of ketamine and xylazine via intraperitoneal injection and operated on using standard sterile conditions. A small rectangular window was drilled in the skull to allow the penetration of a fine glass pipette (8–15 μm inner diameter) containing the solution of viral particles. Viral injection was performed by applying pressure to a syringe to eject 0.5–1 μl of solution delivered bilaterally at the following three coordinates relative to bregma: anteroposterior 1.85, 2.15, 2.45; ventrodorsal 1.6, 1.5, 1.4; mediolateral 0.4 for all three sites. The rate of injection ranged on average from 0.1 to 0.2 μl/min. Following the injections, the skull was covered with triple antibiotic ointment, the wound sutured, and the animal injected with the analgesic buprenorphine (0.05–0.1 mg/kg, s.c.), once during initial recovery and then 12–24 h later.
Results
Expression profile of HCN1 in the PFC
As a first step in assessing the role of Ih in PFC, we examined mice in which HCN1 was deleted selectively in the forebrain (HCN1f/f,cre), as previously described (Nolan et al., 2003, 2004). The expression of Cre was driven by the CaMKIIα promoter, thereby limiting HCN1 deletion to forebrain neurons at relatively late postnatal developmental stages (>P14). We first compared HCN1 protein expression in control (HCN1f/f) and forebrain-restricted KO (HCN1f/f,cre) littermates using immunohistochemistry. Our results show that HCN1 protein is highly expressed in both deep and superficial layers of PFC in control animals (Fig. 1A,B). This is consistent with previous results showing that the highest levels of mRNA expression are in neocortical layer V neuron soma (Santoro et al., 2000) and that HCN1 protein is strongly targeted to layer V neuron distal dendrites, which are present in layer I (Santoro et al., 2000; Lörincz et al., 2002). Upon HCN1 deletion, channel expression is greatly reduced but not eliminated, because of the mosaic nature of expression of Cre recombinase.
Contribution of HCN1 to prefrontal Ih
We next examined the contribution of HCN1 to Ih in regular spiking layer V pyramidal neurons in mPFC by comparing whole-cell voltage-clamp current recordings from neurons in control (HCN1f/f) and forebrain-restricted HCN1 KO (HCN1f/f,cre) mice. Pyramidal cells in layer V of the PFC form a heterogeneous population of cells (Dembrow et al., 2010). We restricted our analysis to regular-spiking neurons as preliminary recordings showed that they consistently displayed a prominent sag mediated by a fast Ih under voltage clamp (Day et al., 2005), which is characteristic of the expression of HCN1 in pyramidal neurons (Santoro et al., 2000). These cells had a large soma and displayed a recognizable firing pattern in response to a modest depolarization, consistently exhibiting regular/nonadapting firing, often following an initial spike doublet, which made them easy to distinguish from other pyramidal cell types in this layer that showed pronounced spike frequency adaptation. In control slices kept at 34°C, hyperpolarizing voltage steps elicited a large Ih (203 ± 19 pA for a step from −52 mV to −112 mV, n = 18), whose amplitude increased with increasing levels of hyperpolarization. A fit to the time course of activation of Ih required the sum of a fast (τfast = 28.5 ± 1.9 ms) and slow (τslow = 385 ± 39 ms) exponential component (Fig. 2A, left), likely reflecting the presence of fast HCN1 and slower HCN2 channels, as previously described in CA1 pyramidal neurons (Santoro et al., 2000; Nolan et al., 2004). In contrast, recordings of Ih from the HCN1f/f,cre KO mice revealed two distinct populations of neurons (Fig. 2B). In the majority of neurons (17 of 20), the amplitude of Ih was small (<100 pA) and its time course of activation was slow (τfast > 50 ms; Fig. 2A, right). A minority of neurons (3 of 20) in the KO mice displayed a larger Ih with fast kinetics that were similar to those observed in control mice. This likely reflects the mosaic nature of Cre expression, which is expressed in ∼90% of forebrain pyramidal neurons in the HCN1f/f,cre mice (Nolan et al., 2004). On average, the mPFC layer V neurons from HCN1f/f,cre mice exhibited a 60% decrease in the amplitude of Ih (i = 71 ± 8 pA, n = 20) and a threefold slowing in its kinetics of activation (τfast = 96 ± 10 ms and τslow = 268 ± 39 ms; Fig. 2C). We obtained similar results in a distinct set of experiments conducted at room temperature, in conditions in which Ih was pharmacologically isolated by application of blockers of Na+, K+, and Ca2+ channels as well as blockers of fast synaptic transmission (Fig. 2, see legend). Such experiments confirmed that the inward current was indeed caused by Ih, as it was inhibited by the Ih blocker cesium (Fig. 2D). These results indicate that HCN1 is the predominant subunit supporting the generation of Ih in PFC pyramidal neurons. The presence of a residual slow current in the HCN1f/f,cre neurons likely is due to the presence of HCN2 subunits (Day et al., 2005).
HCN1 influences the intrinsic membrane properties of prefrontal cortical neuron
Ih is known to contribute to several intrinsic membrane properties such as the resting potential, input resistance, and membrane time constant (Robinson and Siegelbaum, 2003). To examine how HCN1 contributes to these properties in layer V mPFC neurons, we next performed somatic whole-cell current-clamp recordings from control and KO mice. Loss of HCN1 induced a hyperpolarizing shift in the resting membrane potential and an increase in input resistance and membrane time constant, consistent with the observed reduction in Ih (Fig. 3). In addition, in neurons from HCN1 KO mice, the size of the depolarizing sag in response to a hyperpolarizing current step, characteristic of the activation of Ih, was greatly reduced (Fig. 3A,C). In contrast, deletion of HCN1 did not significantly alter neuronal excitability, although neurons from mutant mice showed a slight but not significant decrease in the number of spikes elicited by depolarizing current steps compared with control littermates (Fig. 3G).
The role of HCN1 in the temporal integration of distal synaptic inputs
In both neocortical and CA1 pyramidal neurons, HCN channels can affect temporal integration of synaptic inputs (Magee, 1998, 1999; Williams and Stuart, 2000; Day et al., 2005; Atkinson and Williams, 2009) and the expression of long-term synaptic plasticity (Nolan et al., 2004). To determine whether HCN1 contributes to similar properties in prefrontal neurons, we measured the time course and temporal summation of layer V neuron somatic postsynaptic potentials (PSPs) recorded under whole-cell current clamp in response to stimulation of proximal (layer V) or distal synaptic inputs (layer I). Previous studies have shown that HCN1 has a significantly greater effect on distal versus proximal PSPs because HCN1 channels are most strongly expressed in the distal dendrites.
We found that the half-width of PSPs elicited by distal stimulation was significantly longer in neurons from the HCN1 KO mice (HCN1f/f,cre) compared with neurons from control mice (HCN1f/f), consistent with the effect of Ih to decrease the membrane time constant (Fig. 3F). In addition, whereas half-width of PSPs elicited by distal and proximal stimulation were similar in neurons from control mice, the half-width of the distal PSP was significantly longer than the half-width of the proximal PSP in neurons from the HCN1 KO mice (Fig. 4A,B). This result is consistent with previous findings that the high density of Ih and HCN1 in the distal dendrites helps normalize the time course of somatic PSPs elicited by distal versus proximal synaptic inputs (Stuart and Spruston, 1998; Magee, 1999; Nolan et al., 2004). In the absence of HCN1 the distal PSPs are prolonged relative to proximal PSPs by the passive cable properties of the dendrites. Furthermore, we found that the temporal summation of synaptic inputs to the distal dendrites in layer I was enhanced in the KO, compared with either the proximal inputs in the KO or the distal inputs in control mice (Fig. 4C,D), again consistent with previous results supporting the role of HCN1 in the temporal integration of synaptic inputs.
Previous studies in CA1 pyramidal neurons have shown that HCN1 inhibits induction of LTP at distal cortical inputs (Nolan et al., 2004). To examine whether HCN1 plays a similar role in mPFC, we recorded the layer I field EPSPs before and after induction of LTP using theta-burst stimulation of the corresponding inputs. In contrast to the results in hippocampus, the magnitude of LTP was not different between the two groups of animals (Fig. 4E), indicating a differential role for HCN1 in CA1 compared with layer V pyramidal cells.
Does HCN1 facilitate the generation of persistently active states?
PFC function is associated with periods of sustained firing, in particular during working memory tasks (Goldman-Rakic, 1995). Given the importance of HCN channels in certain forms of spontaneous and rhythmic firing (Mao et al., 2001; Robinson and Siegelbaum, 2003), and the important physiological changes that we observed in pyramidal neurons of the PFC in the absence of HCN1, we examined whether HCN1 deletion had an impact on the ability of mPFC layer V neurons to generate either network-dependent or intrinsic forms of persistent firing.
Lack of Influence of HCN1 on the dynamics of up and down state in vivo
Reverberatory activity in a network of neurons can occur by means of recurrent synaptic connections. Such network architecture is thought to underlie up states, periods of elevated synaptic activity, and membrane depolarization that lead to increased firing (Steriade et al., 1993b; Sanchez-Vives and McCormick, 2000; Cossart et al., 2003; Seamans et al., 2003; Compte, 2006; Haider and McCormick, 2009; Crunelli and Hughes, 2010).
To characterize the potential impact of the deletion of HCN1 on recurrent network activity, we recorded up and down states in the PFC. As up states are difficult to observe in isolated slices from adult mouse brain, we turned to the in vivo anesthetized mouse where robust up and down state transitions can be readily observed in cortical neurons, including those in PFC (Lavin and Grace, 2001; Dégenètais et al., 2002; Valenti and Grace, 2009).
As Ih was shown previously to be sensitive to several anesthetic agents (Chen et al., 2005, 2009), we first tested the effect of several anesthetic agents on Ih in cortical slices. We found that urethane, widely known to produce prominent up and down states, showed negligible effects on Ih, even at concentrations higher than those required for anesthesia (Fig. 5A). We thus analyzed the temporal aspects of up and down state transitions using in vivo whole-cell recordings from deep layer pyramidal neurons in the mPFC of wild-type and forebrain-restricted HCN1 KO mice anesthetized with urethane.
Neurons from wild-type (Fig. 5B) and HCN1 forebrain-restricted KO (Fig. 5C) mice exhibited typical up and down state fluctuations in their subthreshold membrane potential. There was no significant difference between the groups in the mean duration of either the up or the down states (Fig. 5D,E; p values > 0.1). Thus, HCN1 does not substantially contribute to the dynamics of up and down states in mouse mPFC in vivo.
HCN1 is necessary for the intrinsic persistent firing of mPFC neurons
Intrinsic persistent firing is another form of persistent activity that relies on the recruitment of various membrane conductances that self-sustain spiking within a single cell (Schwindt et al., 1988; Andrade, 1991; Kiehn, 1991; Marder and Calabrese, 1996; Egorov et al., 2002; Derjean et al., 2005; Pressler and Strowbridge, 2006; Yoshida and Hasselmo, 2009). It requires activation of a phospholipase C-dependent signaling cascade, either through stimulation of muscarinic acetylcholine (ACh) receptors or metabotropic glutamate receptors, and the recruitment of the calcium-activated nonselective cation current (ICAN), which is thought to generate a slow after-depolarization (sADP) following a burst of action potentials (Haj-Dahmane and Andrade, 1996, 1998; Egorov et al., 2002; Fransén et al., 2006; Sidiropoulou et al., 2009).
We induced intrinsic persistent activity by applying brief somatic depolarizing current injections in the presence of CCh to activate muscarinic ACh receptors, as previously described (Schwindt et al., 1988; Egorov et al., 2002). Fast synaptic transmission was blocked using APV and CNQX to inhibit NMDA and AMPA receptors and picrotoxin to block GABAA receptors.
Application of CCh (10 μm) to the slice induced an increase in excitability and the appearance of an sADP following a burst of action potentials (Fig. 6A). In a small number of neurons (2 of 17 neurons in control slices and none of 25 neurons in KO slices), CCh led to a large depolarization accompanied by spontaneous firing that was reversible upon washout of the agonist (Fig. 6B). In neurons that did not fire spontaneously, we attempted to induce persistent firing by triggering a short burst of action potentials with a depolarizing current step. The majority of these neurons exhibited an sADP whose amplitude increased as a function of stimulus strength, eventually giving rise to sustained firing outlasting the initial depolarizing current pulse (Fig. 6C). This persistent activity was robust and could last for as long as CCh was present in the bath or until the recording deteriorated (several tens of minutes). Some neurons failed to generate persistent activity even with very large and long depolarizations (800 pA for 8 s). The three groups of neurons—those that fired spontaneously, those that fired persistently in response to depolarization, and those that failed to fire persistently—were all mPFC layer V regular spiking pyramidal neurons and were otherwise indistinguishable electrophysiologically.
Does HCN1 contribute to the generation of CCh-induced intrinsic persistent activity? Although in the KO mice the depolarizing current steps were still able to elicit a burst of action potentials followed by a sADP (Fig. 6D), the fraction of neurons in which the sADP triggered persistent activity was much lower in the KO compared with control mice. Moreover, the probability of inducing persistent activity for a specific charge injection was significantly reduced (Fig. 6E,F). These data indicate that HCN1 and Ih promote the generation of CCh-induced intrinsic persistent firing states.
What mechanism underlies the effect of HCN1 on persistent activity?
Does HCN1 act as a pacemaker current to directly generate intrinsic persistent firing or does it act indirectly, for example, by influencing the resting potential or membrane resistance? As the sADP is thought to be the primary trigger of CCh-induced intrinsic persistent firing, we first determined the effect of HCN1 deletion on this slow afterdepolarization. We found that there was a reduction in the size of the sADP in the KO mice that was not caused by a change in excitability (i.e., the number of spikes generated during the stimulation; Fig. 7A). However, the decrease in the sADP alone is unlikely to explain the lack of intrinsic persistent activity as the probability of entering a persistently firing state for a given sized sADP was reduced for neurons from the KO mice relative to control littermates (Fig. 7B).
As the induction of CCh-induced intrinsic persistent activity has been found to be sensitive to changes in resting potential (Egorov et al., 2002; Tahvildari et al., 2007), we next examined whether the hyperpolarization of the resting membrane following HCN1 deletion was responsible for the deficit in persistent activity. By using constant current injection to shift the membrane potential in neurons from KO mice back to the range of the typical resting potential of control mice (on average a 5 mV depolarizing shift), we were able to rescue the induction of persistent activity (n = 4 out of 4; Fig. 7C). Tonic depolarization also rescued persistent firing in those neurons from control mice that initially failed to generate persistent firing (n = 3 out of 3).
The effect of HCN1 deletion to block intrinsic persistent activity is not caused by developmental effects or compensation
Even though HCN1 was deleted at a late developmental stage in our experiments (because of the late expression of Cre recombinase driven by the CaMKIIα promoter), it is possible that the effects on persistent activity are not directly caused by loss of HCN1 but may reflect some developmental or compensatory change. We therefore examined the effects of acute pharmacological blockade of Ih with ZD7288 (10 μm) in neurons from wild-type mice.
In the presence of the mixture of synaptic blockers and CCh, application of the organic Ih antagonist ZD7288 hyperpolarized the membrane, increased the input resistance, and abolished the membrane voltage sag in response to hyperpolarizing current steps, as expected from the blockade of Ih. In agreement with the KO results, acute inhibition of Ih also fully blocked the ability of the depolarizing pulse to trigger persistent activity (n = 5 of 5, data not shown).
To determine whether Ih was required for the maintenance as well as induction of persistent activity, we applied ZD7288 only after persistent firing had been established. We found that ZD7288 application invariably blocked ongoing persistent activity within minutes of its application at a dose that was sufficient to block Ih maximally (n = 6 of 6; Fig. 7Di). These pharmacological results are consistent with those obtained using the genetic ablation of HCN1 and support the conclusion that the presence of HCN1 and Ih is required for the efficient induction and maintenance of intrinsic persistent activity in layer V mPFC neurons.
Similar to our results with HCN1 deletion, the effect of pharmacological blockade of Ih to inhibit CCh-induced persistent firing results from a primary action to hyperpolarize the membrane. Thus, when ongoing persistent activity was blocked by ZD7288, persistent firing could be re-induced by a brief depolarizing current step provided that the hyperpolarizing action of Ih blockade was compensated by injection of a tonic depolarizing current (n = 3 out of 4; Fig. 7D). These results support the idea that HCN1 and Ih do not serve as primary pacemaker currents for the generation of persistent firing but instead modulate the ability of other conductances to generate persistent activity by shifting the resting potential to more positive voltages.
Role of HCN1 channels in the behavioral function of the PFC
The results described above demonstrate that deletion of HCN1 leads to profound alterations in the intrinsic properties of prefrontal neurons, causing deficits in their ability to generate CCh-induced intrinsic persistent activity as well as enhanced temporal summation of distal dendritic EPSPs. We next asked whether these physiological changes were correlated with any alterations in PFC-dependent behavior by testing the performance of HCN1 KO mice in spatial working memory and attention tasks. We found previously that forebrain-restricted HCN1 KO mice (HCN1f/f,cre) have normal motor skills, sensory-motor gating, anxiety levels, and fear responses, ruling out any potential procedural or affective impediment that could hinder their performance in memory-based spatial tasks (Nolan et al., 2003, 2004).
Forebrain-restricted HCN1 KO mice and their control littermates were trained on a DNMP task using an 8-arm radial maze. In this task, mice retrieved a food reward from a single open arm of the maze. After a variable delay period the mice were returned to the maze and presented with a choice between the original open arm and an adjacent open arm, which now contained the food reward. Thus the mice had to remember the location of the original open arm so they could correctly choose the newly opened one to obtain a reward. In the standard version of the task, different pairs of arms were used in each consecutive trial (Fig. 8A, DP, different pairs). In a modified version of this task the same pair of arms were used on every trial, with the initial food reward randomly assigned to one of the arms (Fig. 8C, SP, same pair). This modified version of the task places a stronger load on the executive function of PFC as the memory of the previous goal arm can interfere with the choice during subsequent trials, a phenomenon known as proactive interference. Such interference occurs when memories are formed in similar contexts and is large if memorized items are closely related to each other, which is the case in the SP task. The resolution of interference belongs to a set of executive functions recruited during working memory tasks and is thought, like many other executive functions, to involve the PFC (D'Esposito et al., 1995, 1999; Fuster, 2001; Kane and Engle, 2002; Baddeley, 2003; Jonides and Nee, 2006; Postle, 2006).
The behavioral performance of HCN1f/f and HCN1f/f,cre littermates was similar in the standard version of the DNMP during training and with prolonged delays (Fig. 8A,B). However, when switched to the modified version of the task with heightened interference (instead of distinct pairs of arms, the same pairs of arms were used in consecutive trials; see Material and Methods), the HCN1 KO mice displayed a marked deficit in performance compared with their control littermates (Fig. 8C), with significantly lower scores compared with control mice at 10, 20, and 30 s delays (Fig. 8D). This deficit was not due to learning fatigue with extended training as the KO mice performed comparably to control littermates when they were retrained on the standard version of the task following testing on the modified task (Fig. 8E). In addition, this deficit is unlikely to result from a loss in vigilance or attention, as the KO mice performed as well as controls in a standard attentional task, the 5-choice serial reaction time task (5-CSRT; Bari et al., 2008; Fig. 9). Thus, these observations suggest that the loss of HCN1 weakens the resolution of proactive interference during working memory.
Several additional results support the view that the decreased performance reflects a role of HCN1 in the resolution of proactive interference. First, the performance of the KO animals on the first trial of an SP session, which by definition is not prone to interference, was higher than the composite score on subsequent trials, that is, when interference starts to be active (trial 1 vs trial 2–6; 68.8 ± 6.7% vs 50.6 ± 3.0%; p = 0.029; n = 8; 10 s delay). In contrast, there was no statistically significant difference in the control mice between these groups of trials (73.4 ± 9.3% vs 63.1 ± 3.1%; p = 0.26). Second, interference should be at its peak when the past memory is in greatest conflict with the present choice. In the DNMP task this greatest conflict will occur when consecutive trials require an alternation of choices (e.g., when arm A should be chosen in trial n − 1 and arm B should be chosen in trial n; Fig. 10A) and when the memory of the first choice was reinforced (that is, when the mouse correctly chose arm A on trial n − 1). Consistent with a deficit in interference resolution, we found that the performance of KO mice in 10 s delay trials with such peak interference was lower than their average performance in this task (Fig. 10C). In contrast, this effect was absent in the control animals, suggesting that their resolution of proactive interference was intact, active, and strong (Fig. 10B). Interestingly, a study in rats previously found that the impact of interference on working memory performance, in a task similar to ours and with similar delays, can only be revealed by lesions of the PFC, suggesting that normal animals are equipped with the means to fully resist interference, at least in the tasks used in the two studies (Porter and Mair, 1997). Altogether, these results support the idea that the working memory deficit observed in the forebrain-restricted HCN1 KO mice is directly linked to a diminished ability to resolve proactive interference during the use of working memory. However, as HCN1 was deleted throughout the forebrain, these experiments do not allow us to conclude that the behavioral deficit is specifically caused by the loss of HCN1 in PFC.
Prefrontal deletion of HCN1 is sufficient to alter the resolution of interference during working memory
To explore the importance of HCN1 selectively in mPFC for resolution of interference, we restricted HCN1 deletion to this brain region by injecting lentiviral vectors expressing Cre recombinase under the control of the CaMKIIα promoter (LV-Cre) into the mPFC of homozygous HCN1 floxed mice (HCN1f/f). We first tested the feasibility of this approach by injecting mice with LV-Cre in one hemisphere and LV-GFP in the other. Two months after injection the mice were killed and the expression of HCN1 was analyzed in fixed brain slices. We found that LV-Cre expression in the PFC led to a dramatic, highly localized deletion of HCN1 (Fig. 11A,B). Whole-cell recordings of electrophysiological properties of layer V neurons confirmed the efficacy of virally expressed Cre in deleting HCN1. Thus Cre-positive neurons were found to have a significant reduction in Ih and alteration of membrane properties similar to those observed in the KO mice (Fig. 11C,D), including the reduction in the ability to generate intrinsic persistent firing (Fig. 11E,F).
To determine whether the restricted deletion of HCN1 from mPFC was sufficient to impair working memory performance, we compared the behavior of three groups of HCN1f/f littermates on the radial maze DNMP task: an experimental group bilaterally injected in mPFC with LV-Cre to delete HCN1, a control group of mice injected in mPFC with lentivirus-expressing GFP (LV-GFP), and a second unoperated control group (no viral injection). Because there was no significant difference in the scores of the two control groups, these populations were combined for the analysis.
Similar to what we observed with the forebrain-restricted HCN1 KO, we found no difference between the mPFC LV-CRE KO mice and the two control groups in the standard version of the working memory task (Fig. 12A). However, when the mice were tested on the modified version of the task with increased interference, the prefrontal-restricted KO animals exhibited once again a clear deficit in performance compared with either the GFP control group or the combined control group (GFP-injected and unoperated mice) with delays of 10 and 20 s (Figs. 12B). In addition, performance of the mPFC-restricted KO mice on trials with peak interference showed a greater impairment compared with their average performance on all trials (Fig. 12C), similar to what we observed in the forebrain KO mice. As further support for an impaired resolution of interference, the performance of the LV-Cre-injected animals on the first trial of a session was higher than the composite score on subsequent trials (trial 1 vs trial 2–6; 68.9 ± 4.0% vs 58.0 ± 2.2%; p = 0.01; n = 15; 10 s delay); an effect that is comparable to that observed in the forebrain KO mouse. The somewhat smaller performance deficits seen with mPFC-restricted HCN1 deletion compared with forebrain-restricted deletion could indicate a role for other brain regions, such as hippocampus, or the fact that the viral vector infected only a fraction of mPFC neurons.
After the behavioral testing ended, we verified correct location of expression of GFP or Cre and the efficient deletion of HCN1 in the PFC of the animals used for behavioral testing using immunocytochemistry (Fig. 12D,E). These results provide strong evidence that a selective alteration in PFC function through local deletion of HCN1 is largely responsible for the behavioral deficit in the DNMP working memory task seen in the forebrain-restricted KO mice.
Discussion
HCN1 enables intrinsic persistent firing in PFC neurons
Using spatially restricted gene deletion in mice, we found that HCN1-containing channels make an important contribution to intrinsic persistent firing of layer V prefrontal pyramidal neurons and to the behavioral output of the PFC. At the cellular level, HCN1 deletion induced a substantial loss of Ih, which altered the intrinsic and integrative properties of these neurons and shifted the resting potential to more negative voltages. The hyperpolarization, in turn, hindered the induction of persistent firing in these neurons. In contrast, deletion of HCN1 had little effect on the duration or frequency of synaptic network-dependent up states or on the ability of these neurons to undergo LTP. Thus, our results established a correlation between a deficit in prefrontal-dependent working memory behavior and a loss in the ability of cortical neurons to generate intrinsic persistent firing and an increase in temporal summation of distal dendritic EPSPs. Although this correlation is intriguing, it is important to emphasize that our experiments do not allow us to establish whether there is a causal relationship between the altered electrophysiological properties of layer V mPFC neurons with the decreased executive function.
Previous studies have investigated the role of Ih and HCN1 in persistent firing in PFC with conflicting results. Winograd et al. (2008) found that persistent firing could be triggered in a minority of spontaneously active PFC neurons in ferret and guinea pig following hyperpolarizing pulses. Although they implicated Ih in this effect, they used extremely high concentrations of ZD7288 that are known to exert nonspecific actions (Chevaleyre and Castillo, 2002; Felix et al., 2003; Chen, 2004; Sánchez-Alonso et al., 2008). Challenging the idea that Ih is necessary for persistent firing, Wang et al. (2007) examined persistent firing in ferret slices and monkey PFC neurons in vivo, and concluded that Ih and HCN1 actually inhibit persistent firing. These data again relied on a pharmacological blockade of Ih using high concentrations or ZD7288 in vitro and unknown concentrations of various pharmacological agents in vivo. In addition, this study also reported that HCN1 knockdown with siRNA enhanced working memory performance in mice, causing these authors to propose that HCN1 acts as an inhibitory constraint of PFC-dependent persistent firing and working memory behavior.
Prefrontal HCN1 channels support the resolution of proactive interference during working memory
We find that deletion of HCN1 from PFC neurons has distinct consequences on the ability of mice to perform two related working memory tasks. There was no impairment in the ability of mice to perform a delayed non-match to place task in an 8-arm radial maze that required the animals to retain information over the short term. In contrast, there was a marked deficit in the performance of a version of the task in which proactive interference was prominent. Interestingly, the effect of HCN1 deletion was seen only when the task featured a short delay of 30 s or less, perhaps because longer time intervals are detrimental to interference processes. This is also in agreement with a previous study using a similar task that found that the mPFC was only recruited with short delays (Lee and Kesner, 2003).
At first glance, our results appear contradictory with earlier behavioral results from Wang et al. (2007). This previous study reported that iontophoretic injection of submicromolar concentrations of ZD7288 (which we find to have minimal effects on Ih in mice; Fig. 7Di) or viral expression of siRNA to knockdown HCN1 in PFC resulted in an improved performance of rats in a T-maze task (Wang et al., 2007). However, higher concentrations of ZD7288, in the range needed to produce the substantial reductions in Ih that we have examined here, did not increase working memory performance. This latter finding is consistent with our observation that prefrontal HCN1 channels are not required for optimal working memory performance in conditions with minimal interference (a parameter not controlled by the paradigm used by Wang et al., 2007). At present it is not clear how weak inhibition of Ih enhances persistent firing or working memory performance.
Another puzzling set of results from Wang et al. (2007) concerns the action of Rp-cAMPS. Whereas Rp-cAMPs acts as an antagonist of cAMP by blocking activation of protein kinase A, it also acts as an agonist for Ih (Ingram and Williams, 1996; Bois et al., 1997). Thus the findings that iontophoretic injections of either ZD7288 or Rp-cAMPS similarly enhance persistent firing in monkey PFC (Wang et al., 2007) and that Rp-cAMPS enhances working memory performance in rats (Ramos et al., 2003) suggest that Ih and HCN1 may not necessarily suppress working memory performance under all conditions.
Our finding that HCN1 channels in the PFC may contribute to performance of certain executive functions associated with working memory (i.e., the resolution of interference), as opposed to simple memory storage per se, is in agreement with several previous findings on PFC function. First, an earlier study in rats using a paradigm very similar to ours (Porter and Mair, 1997) reported that lesions of the PFC spare performance in the DP task but cause a deficit in the SP task. In the same experiments, We also found that normal animals displayed similar levels of performance in these two tasks, which suggests that under normal conditions the PFC effectively opposes proactive interference. The similarity of our findings using genetic perturbations with this previous lesion study supports our interpretation that prefrontal HCN1 channels are important for the resolution of proactive interference during working memory. Second, various studies in humans have also suggested that the PFC plays a crucial role in the resolution of proactive interference in working memory (Jonides and Nee, 2006). Third, the occurrence of sustained activity in PFC neurons has been linked to processes other than simple short-term memory maintenance, such as resistance to interference, attentional selection, information processing, response preparation, or integration of affect (D'Esposito et al., 1995; Miller et al., 1996; Watanabe, 1996; Rowe et al., 2000; Bor et al., 2003; Gray et al., 2003; Lebedev et al., 2004; Postle, 2006).
Overall, our analysis strongly suggests that prefrontal HCN1 channels contribute to the resolution of proactive interference during working memory and highlight, in mice, a role for the PFC in the implementation of this executive function.
Cellular versus network mechanisms of persistent firing and their role in different functions of the PFC
Our findings are consistent with the idea that HCN1 facilitates PFC function by acting on intrinsic neuronal properties that are important for generating a nonsynaptic form of persistent activity. Interestingly, the cellular mechanisms of intrinsic persistent activity and the behavioral output of the PFC share a dependence on the activation of muscarinic ACh receptors (Spencer et al., 1985; Granon et al., 1995; Grasby et al., 1995; Wall and Messier, 2001; Anagnostaras et al., 2003; Chudasama et al., 2004; Seeger et al., 2004). In addition, muscarinic receptors can shape the temporal dynamics of neocortical activity in vivo, including during periods of sustained firing (Rigdon and Pirch, 1984; Buzsaki et al., 1988; Metherate et al., 1992; Steriade et al., 1993a; Goard and Dan, 2009). When combined with these results, our observations suggest a close functional relationship between the mechanisms of intrinsic persistent firing and the prefrontal processes that influence working memory behavior. However, it is important to note that our study, similar to other genetic approaches, cannot prove a causal link between persistent activity and behavior. It will therefore be important for future studies to explore further the idea that intrinsic persistent firing is an important neural mechanism for the executive functions mediated by the PFC.
Finally, it is interesting to note that reverberatory circuit mechanisms associated with up and down states do not require HCN1 (Fig. 5), and are thus unlikely to be responsible for the deficit in resolution of interference in the KO mice. This result appears to differ from results obtained in ferret slices that showed that application of 50 μm ZD7288 increased the duration of up states (Wang et al., 2007). However, such a high concentration of the Ih blocker is likely to result in off-target effects, as previously described (Chevaleyre and Castillo, 2002; Felix et al., 2003; Chen, 2004; Sánchez-Alonso et al., 2008). Regardless, the absence of effect on up and down states in the HCN1 KO mice suggests that neural activity generated by recurrent network architectures may be more important for the actual maintenance of information in working memory, an ability that appears intact following deletion of HCN1. Thus, distinct intrinsic and extrinsic mechanisms for persistent activity may coexist in the same cells and in the same circuits to fulfill distinct roles in the circuit dynamics that mediate the diverse contributions of PFC to behavior.
Footnotes
This work was supported by the Howard Hughes Medical Institute, grants R01 MH045923 and MH80745 from National Institutes of Health (E.R.K. and S.A.S.), and a National Alliance for Research on Schizophrenia and Depression Young Investigator Award (S.J.T.).We are grateful to Bina Santoro, Eleanor Simpson, Christoph Kellendonk, Pierre Trifilieff, Ilias Pavlopoulos, Alexei Morozov, Pablo Jercog, Joseph Rayman, Harshad Vishwasrao, Vivien Chevaleyre, Rebecca Piskorowski, and Alexander Arguello for technical advice, reagents, and discussions about this manuscript. We also thank Deqi Yin and Brittany Dubose for expert technical assistance.
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