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. Author manuscript; available in PMC: 2013 Sep 10.
Published in final edited form as: Breast Cancer Res Treat. 2009 Nov 21;123(2):321–331. doi: 10.1007/s10549-009-0638-0

A novel synthetic iminoquinone, BA-TPQ, as an anti-breast cancer agent: in vitro and in vivo activity and mechanisms of action

Wei Wang 1, Elizabeth R Rayburn 1,2, Sadanandan E Velu 3,4, Deng Chen 1, Dwayaja H Nadkarni 4, Srinivasan Murugesan 4, Dongquan Chen 3,5, Ruiwen Zhang 1,2,3
PMCID: PMC3769174  NIHMSID: NIHMS504947  PMID: 19936915

Abstract

Herein we report our examination of the anti-breast cancer activity of a novel synthetic compound, 7-(benzylamino)-1, 3, 4, 8-tetrahydropyrrolo [4, 3, 2-de]quinolin-8(1H)-one (BA-TPQ). This agent is an analog of a naturally-occurring marine compound, and was found to be the most active out of more than 40 related compounds. We investigated the in vitro activity of BA-TPQ on the survival, proliferation, and apoptosis of breast cancer cells using the MTT and BrdUrd assays, and Annexin/Annexin-PI staining and flow cytometry. The in vivo anti-cancer effects of BA-TPQ were evaluated in xenograft models of breast cancer. Finally, the mechanisms of action of the compound were also assessed by cDNA microarrays, RT-PCR and Western blotting. In a dose-dependent manner, BA-TPQ inhibited cell growth and induced apoptosis and cell cycle arrest in human MCF-7 and MDA-MB-468 breast cancer cells in vitro, and showed in vivo efficacy in mice bearing MCF-7 or MDA-MB-468 xenograft tumors. We demonstrated that BA-TPQ modifies the expression of numerous molecules involved in cell cycle progression and apoptosis. Similar changes in protein expression were observed in vitro and in vivo, as determined by examination of cells and excised xenograft tumors. Our preclinical data indicate that BA-TPQ is a potential therapeutic agent for breast cancer that has multiple hormone-, Her2- and p53-independent mechanisms of action, providing a basis for further development of the compound as a novel anticancer agent.

Keywords: Breast cancer, Chemotherapy, Apoptosis, Cell cycle progression

Introduction

Despite efforts made to improve diagnostic capabilities using new instrumentation and biomarkers, breast cancer is still often diagnosed in (or progresses to) advanced, metastatic and drug-resistant stages. While patients who are diagnosed early, and especially those with hormone receptor (and Her2) positive disease, have an excellent prognosis [1, 2], those with metastatic disease or hormone- or triple-negative tumors, have dramatically lower survival rates [2, 3]. These cancers are both intrinsically more difficult to treat due to the fact they have fewer targets, and they have also often developed additional mutations that make them resistant to conventional chemotherapy [4, 5]. There is a need for effective new therapeutic agents for advanced cancers.

Although “rationally-targeted” therapies (e.g. Herceptin, Gleevec) have promise for certain cancers, these agents are effective in only a percentage of patients, and are generally ineffective against recurrent or metastatic tumors due to resistance to the agent acquired during its initial use [6]. Although it runs counter to the focus of recent research, the development of novel, broadly-effective/multi-targeted therapeutic agents can lead to improved anti-tumor efficacy. Moreover, by avoiding the need to combine several agents, the use of a single multi-faceted agent could also lead to a decrease in toxicity and adverse drug interactions for the patient.

Microbe-, plant-, and animal-based natural products are being explored as novel therapeutics or complementary and alternative medicines. These agents frequently lack a single molecular target. For example, genistein has been reported to exert its cancer preventive and therapeutic effects through several mechanisms, including inhibition of tyrosine kinase activity, agonism or antagonism of steroid receptors, inhibition of oncogenes, inhibition of angiogenesis, and anti-oxidant activity [7]. Other natural products have been shown to have a similar range of activities [8-11]. In fact, it may be that these compounds are effective for cancer prevention and therapy precisely because they act via multiple mechanisms of action.

We have been evaluating novel synthetic iminoquinone compounds based upon a natural product scaffold [12]. These compounds have potent cytotoxic activity against a variety of human cancer cell lines, including drug-resistant breast cancer cells [13]. Among the more than 40 analogs that have been synthesized, 7-(benzylamino)-1,3,4,8-tetrahydropyrrolo[4,3,2-de]quinolin-8(1H)-one (BA-TPQ) showed potent in vitro activity against several human cancer cell lines, including the greatest activity against breast cancer cells. The structure of BA-TPQ is given in Fig. 1a. In accord with studies of other natural-product based agents, the iminoquinone analogs exert a variety of anti-cancer activities, including inhibition of topoisomerase II [14], inhibition of cell survival/proliferation [13], inhibition of oncogene expression [15], and inhibition of androgen receptor expression [15]. Because preliminary studies indicated that BA-TPQ was highly effective against breast cancer cells [13, 14], the present study examined the compound’s in vivo anti-breast cancer activity, and further examine the mechanism(s) by which it exerts anti-cancer effects in vitro and in vivo.

Figure 1.

Figure 1

In vitro activity of BA-TPQ. (a) Chemical structure of BA-TPQ. (b) Growth inhibitory activity of BA-TPQ in breast cancer (MCF-7, MCF-7 p53 KD and MDA-MB-468) and “normal” breast epithelial (MCF-10A) cells. Cells were exposed to various concentrations of the compound for 72 h followed by MTT assay. All assays were performed in triplicate. (c) Induction of apoptosis in breast cancer cells. The cells were exposed to various concentrations of the compound for 48 h followed by assessment of apoptosis. All assays were performed in triplicate. (d) Effects of BA-TPQ on cell cycle progression of breast cancer cells. Cells were exposed to various concentrations of the compound for 24 h, followed by determination of cell cycle distribution. All assays were performed in triplicate. * P < 0.05, # P < 0.01

Materials and methods

Test compound

Approximately 300mg of BA-TPQ was synthesized for the experiments reported in this manuscript. The purity of the compound was greater than 99.0%, based on 1H-NMR, 13C-NMR and mass spectral analyses. These spectra were consistent with the structure of BA-TPQ (Fig. 1a). The MS spectra were: 1H NMR (CD3OD) δ 2.94 (t, 2H, J = 7.8 Hz), 3.82 (t, 2H, J = 7.8 Hz), 4.60 (s, 2H), 5.39 (s, 1H), 7.15 (s, 1H) and 7.20–7.40 (m, 5H); 13C NMR (CD3OD) δ 19.5, 44.2, 48.0, 86.4, 120.2, 123.7, 125.7, 127.1, 128.3 (2C), 129.0, 130.0 (2C), 137.2, 155.2, 159.9 and 168.8; MS (ES+) m/z 278 (M+).

Chemicals, plasmids, and reagents

To generate the MCF-7 p53 knockdown (KD) cells, parental MCF-7 cells were transfected with an expression plasmid containing a siRNA directed against p53. To construct the short interfering RNA (siRNA) expression plasmids under the control of the U6 promoter, selected oligonucleotides were cloned into pBabe-U6 at BamHI and XhoI sites for expression of siRNA in vivo. One pair of siRNA oligonucleotides from p53 were synthesized and cloned into pBabe-U6. The target sequence of the oligonucleotides for p53 knockdown (derived from the p53 gene) was 5’-GACTCCAGTGGTAATCTAC.

All chemicals and solvents used were of the highest analytical grade available. Anti-human Bax (N-20), Bcl-2 (100), Cdk2 (M2), Cdk4 (H-22), Cdk6 (C-21), Cyclin D1 (DCS-6), E2F1 (KH95), MDM2 (SMP14), PARP1 (H-250), p21 (C19), and p27 (C19) antibodies were from Santa Cruz Biotechnology, Inc. (Santa Cruz, CA). The anti-human p53 (Ab-6) antibody was from EMD Chemicals, Inc. (Gibbstown, NJ), and the Caspase-3 (9662), Caspase-8 (9746), and Caspase-9 (9502) antibodies were from Cell Signaling Technology, Inc (Danvers, MA).

Cell lines and culture

Human breast cancer and non-malignant epithelial cells were obtained from the American Type Culture Collection (Rockville, MD), and were cultured according to their instructions. The MCF-7 cells positive for the pBabe-U6-p53 vector were selected, and grown in the same media as parental MCF-7 cells, and expression of the vector was maintained with puromycin (0.5 μg/mL; Sigma, St. Louis, MO).

Assays for cell viability, apoptosis, and cell cycle progression

The effects of test compounds on human cancer cell growth, apoptosis and cell cycle progression were determined using MTT, Annexin V-FITC and propidium iodide as previously reported [16]. In brief, 4-5×103 cells per well were exposed to the test compounds (0 to 1.0μM) for 72 hr for MTT assay. To assess apoptosis using the apoptosis detection kit from BioVision (Mountain View, CA), 2-3×105 cells were exposed to the test compound (0, 0.1, 0.5 or 0.75μM) and incubated for 24 hr prior to analysis. Cells that were positive for Annexin V-FITC alone (early apoptosis) and Annexin V-FITC and PI (late apoptosis) were counted. To determine the effects of the compound on the cell cycle, cells (2-3×105/well) were exposed to the test compound (0, 0.1, 0.5 or 0.75μM) and incubated for 24 hr prior to analysis. Cells were then trypsinized, washed with PBS, and fixed in 1.5mL of 95% ethanol at 4°C overnight, followed by incubation with RNAse and staining with propidium iodide (Sigma). The DNA content was determined by flow cytometry.

Human breast cancer xenograft models and animal treatment

The animal protocol was approved by the Institutional Animal Use and Care Committee of the University of Alabama at Birmingham. Female athymic pathogen-free nude mice (nu/nu, 4-6 weeks) were purchased from Frederick Cancer Research and Development Center (Frederick, MD). To establish MCF-7 human breast cancer xenografts, each of the female nude mice was first implanted with a 60-day sc slow release estrogen pellet (SE-121, 1.7mg 17β-estradiol/pellet; Innovative Research of America, Sarasota, FL). The next day, cultured MCF-7 cells were harvested from confluent monolayer cultures, washed twice with serum-free medium, resuspended and injected subcutaneously (s.c.) (5 × 106 cells, total volume 0.2mL) into the left inguinal area of the mice. For the MDA-MB-468 xenograft model, 5 × 106cells (total volume 0.2mL) were injected s.c. into the left inguinal area of the mice. All animals were monitored for activity, physical condition, body weight, and tumor growth. Tumor size was determined by caliper measurement in two perpendicular diameters of the implant every other day. Tumor weight (in g) was calculated by the formula, 1/2a × b2 where “a” is the long diameter and “b” is the short diameter (in cm).

The animals bearing human cancer xenografts were randomly divided into various treatment groups and a control group (7-10 mice/group). The untreated control group received the vehicle only. For the MCF-7 xenograft model, BA-TPQ was dissolved in PEG400:ethanol:saline (57.1: 14.3: 28.6, v/v/v), and was administered by intraperitoneal (i.p.) injection at doses of 5 and 10 mg/kg/d, 3 d/wk for 3 weeks. For the MDA-MB-468 xenograft model, BA-TPQ was administered by i.p. injection at doses of 1 mg/kg/d and 10 mg/kg/d, 5 d/wk for 6 weeks. At the end of the experiments, xenograft tumors were removed and homogenized, and the resultant supernatants were used for Western blotting analysis of several proteins.

Western blot analysis

In the in vitro studies, cells were exposed to various concentrations of BA-TPQ for 24 hr. In vivo tissue homogenates were prepared in RIPA buffer (100mg tumor tissue/1ml RIPA) for immunoblotting analysis as reported previously [16].

Microarrays

Affymetrix GeneChip® Human Gene 1.0 ST (HuGene-1_0-st-v1) arrays were used for comprehensive analysis of genome-wide expression. Each of the 28,869 known genes was represented on the array by approximately 26 probes spread across the full length of the gene. The GeneChip analysis was carried out at by the Gene Expression Shared Facility located in the Heflin Center for Human Genetics at UAB. The quality of each RNA sample was determined by analysis on a 2100 Agilent Bioanalyser prior to RNA labeling. Detailed GeneChip analysis procedures are presented in the Manufacturer’s GeneChip Expression Technical Manual (Affymetrix, Santa Clara, CA). Briefly, 100ng of total RNA from each sample was used to generate double stranded cDNA by linear amplification using random primer linked-T7 primers and reverse transcriptase. Subsequently, biotin-labeled cRNA was synthesized by in vitro transcription (IVT) using the WT-Amplification Reagents for whole transcript labeling (Affymetrix) followed by cRNA fragmentation and preparation of hybridization cocktail. The arrays were hybridized overnight at 45°C, and then washed, stained, and scanned the next day. GeneChip data was extracted, normalized and summarized using the robust multi-average (RMA) method included in the Affymetrix Expression Console.

RNA extraction and RT-PCR

Cells were exposed to 0 or 0.5μM BA-TPQ for 16 hr, then were resuspended in 1mL of Trizol reagent (Carlsbad, CA), passed several times through a pipette to form a homogenous lysate, and incubated at room temperature for 5 min. Chloroform (0.2 ml) was added to each tube, mixed well by shaking vigorously for 15 s, incubated at room temperature for 2-3 min, and centrifuged at 13,000 × g for 10 min at 4°C. The aqueous phase was collected in a fresh tube. Total RNA was precipitated with 500μL of isopropanol, washed with 75% ethanol for 2 min, and resuspended in DEPC-treated water. RNA yields and purity were determined spectrophotometrically by measuring the absorbance of aliquots at 260 and 280 nm. RNA integrity was checked by visualizing the relative intensities of the 28S and 18S rRNA separated by agarose gel electrophoresis in the presence of formaldehyde. RNA was stored at −80°C until cDNA synthesis using the SuperScript RT-PCR kit from Invitrogen. The sequence of the sense (S) and antisense (AS) primers used for RT-PCR are given in Table 1.

Table 1.

Primer sequences used for RT-PCR

Symbol Primer Sequences (5’-3’)
p53 F:GCTGCTCAGATAGCGATGG
R:GATGGTGGTACAGTCAGAGCC
CDC25A F:ATACGAGGGAGGCCACATC
R:CGATATCTCTATCTCACATACCG
CCNE1 F:TCTGGATTGGTTAATGGAGGT
R:TGGTGCAACTTTGGAGGA
CCNE2 F:GAAAGAAGAGAATGTCAAGACGAA
R:GATAATACAGGTGGCCAACAATTC
CDC7 F:CAGCAATTGACATGTGGTCTG
R:TGCTGGAACTTCTTTGCTACA
ANXA1 F:AAGTCATCCAAAGGTGGTCC
R:GTTTCCTGGAGATATGCTGCT
DUSP1 F:CGGAATCTGGGTGCAGTTC
R:GGACAATTGGCTGAGACGTT
SPBC25 F:CCTACAAGGATTCCATCAAAGC
R:AGTCAGTACTTCCAATTCCTGCTT
CCND1 F:GCATCTACACCGACAACTCC
R:CGGATGATCTGTTTGTTCTCC
RAD50 F:AAATGGGTCAAATGCAGGTT
R:CGAAATTGTGGTTCTCGAAG
TXNIP F:GTTCGGCTTTGAGCTTCC
R:CATCCACCAGATCCACTACTTC
ATR F:ATCCCTTCAGATTTCCCTTG
R:TTGACAGTCCTTGAAAGTACGG
RSL1 F:TTAGGGAAACTGACAGCACAG
R:AATACTCTGTAACCGGCTCACA
PCNA F:CTGAGGGCTTCGACACCTA
R:TTCAAATACTAGCGCCAAGG
MYC F:GCTGCTTAGACGCTGGATT
R:TGCTGCTGCTGGTAGAAGTT
BRCA1 F:AAGTATGGGCTACAGAAACCG
R:CCCAATTCAATGTAGACAGACG
TNFRSF21 F:AGTCCCTTCCTCCACTTATGTT
R:GGAGGGTCTTGTTCACGTC
TNFRSF12A F:CTCTGAGCCTGACCTTCGT
R:TGAATGATGAGTGGGCGA
PARP1 F:AATGACCTGAAGGAGCTACTCA
R:ACTTGGTCCAGGCAGTGAC
AP15 F:GGGTTGTTCAGCCAAATACTT
R:ACCAGTCACATCTTCTAGGACCT
HDAC F:GAGGGTGCTGTACATTGACATT
R:TAATACTTGCCTTTGCCAGC
P21 F:TGTGGACCTGTCACTGTCTTG
R:GGATTAGGGCTTCCTCTTGG
GAPDH F:GGAGTCCACTGGCGTCTTCAC
R:GAGGCATTGCTGATGATCTTGAGG

Statistical and bioinformatics analyses

The majority of quantitative data in the present study are reported as means ± SD from at least three independent experiments. One-way ANOVA was used to test differences for single group analysis, followed by Tukey’s multiple comparisons. Two-way ANOVA was used for grouped analysis of differences followed by Bonferroni post-tests.

Statistical and bioinformatics analysis of microarray data was conducted using the software packages ArrayAssist Enterprise, PathwayAssist (Stratagene/Agilent, Santa Clara, CA), and GeneSpring (Agilent, Santa Clara, CA). Briefly, the raw GeneChip files from GeneChip Operating Software (GCOS, Affymetrix, CA) were uploaded, background-subtracted, variance stabilized, and normalized using the GC-RMA method [17]. Additional filters, such as presence (P) and absence (A) call, were applied for quality control purposes. The control (or otherwise indicated) group was used as a baseline to calculate the intensity ratio/fold changes of the treated versus the control group. The ratio was log2-transformed before further statistical analysis. The p-values were obtained by an unpaired t-test assuming unequal variance.

Results

BA-TPQ has in vitro anticancer activity

Inhibition of cancer cell growth

Three human breast cancer cell lines (MCF-7/p53 wt; MCF-7/p53 KD, and MDA-MB-468/p53 mt) and one “normal” (immortalized but non-malignant) breast epithelial cell line (MCF-10A) were cultured with the compound at concentrations ranging from 0-1.0 μM for 72 hr, and cell viability was determined. The MCF-7 and MDA-MB-468 cell lines were selected because they both represent advanced breast cancers, but are of different backgrounds with regard to genomic classification (MCF-7 are luminal, MDA-MB-468 are basal-like; [18]), reflecting their differences in expression of a number of genes, including the estrogen receptor and p53. This allows for an initial assessment of the activity of the compound against diverse breast cancers.

The inhibitory effects of the compound on cell growth are illustrated in Fig. 1b. BA-TPQ showed a strong dose-dependent cell growth inhibition, with significant (p<0.01) activity beginning at the 0.01μM and 0.1μM concentrations for the MCF-7 wt and MDA-MB-468 cells, respectively, and at the 0.1μM concentration (p<0.05) for the MCF-7 p53 KD cells. In fact, there was a 94.3% (P<0.01), 81.8% (P<0.01) and 99.6% (P<0.01) inhibition of cell viability at 1 μM in the different cell lines, respectively. Although the MCF-10A non-malignant breast epithelial cells demonstrated a significant (p<0.05) decrease in viability at the 0.1μM concentration, they were less sensitive to the inhibitory effects of BA-TPQ than the breast cancer cells, never showing any significant increase in cell growth inhibition over that observed at the 0.1μM concentration. Moreover, by the 0.1μM concentration, there were significant (p<0.01) differences in the sensitivity of all three of the cancer cells to the compound compared to the “normal” MCF-10A cells.

Induction of apoptosis in human breast cancer cells

As illustrated in Fig. 1c, BA-TPQ induced apoptosis in a dose-dependent manner in all three cell lines. In the p53 wt MCF-7 and p53 KD MCF-7 cells, a 0.75 μM concentration of BA-TPQ increased the apoptotic index sixteen-fold and six-fold higher than that seen in control (vehicle-treated) cells, respectively. In the MDA-MB-468 cells, BA-TPQ led to a 4.5-fold increase in apoptosis at 0.75 μM (P<0.01). Although all of the cell lines showed a significant increase in apoptosis beginning at the 0.5μM concentration (p<0.05), the MCF-7 cells (both wt and p53 KD) were significantly more sensitive (p<0.01) than the MDA-MB-468 cells.

BA-TPQ exposure results in cell cycle arrest

The effects of BA-TPQ on cell cycle distribution were not the same among the tested cell lines (Fig. 1d). At a concentration of 0.75 μM, BA-TPQ induced arrest in the G1 phase (P<0.01) in MCF-7 cells; in MCF-7 p53 KD and MDA-MB-468 cells, it induced arrest in the S phase (P<0.01). These differences are likely due to the different backgrounds of p53 in these cells. In the p53 wt MCF-7 cells, it is likely that p53 is activated by the compound, leading to increased p21 transcription and inhibition of cyclin dependent kinases, resulting in cell cycle arrest in the G1 phase [19]. In contrast, when p53 is lacking, the compound induces arrest in the S-phase, perhaps as a result of its inhibition of Cdc25A and other cell cycle regulators, resulting in faulty dephosphorylation of cyclin E [20]

BA-TPQ decreases the growth of xenograft tumors

To obtain a preliminary assessment of the in vivo anti-tumor activity of the compound, BA-TPQ was first evaluated in an MCF-7 mouse xenograft model of breast cancer. The higher dose (10 mg/kg/d, 3 d/wk) inhibited MCF-7 xenograft tumor growth by about 60% (P<0.01) on day 18 (Fig. 2a), with significant differences in tumor size being observed between the BA-TPQ- and vehicle-treated animals being observed beginning on day 6.

Figure 2.

Figure 2

In vivo antitumor activity of BA-TPQ. BA-TPQ was administered to nude mice bearing (a) MCF-7 or (b) MDA-MB-468 xenograft tumors. For the MCF-7 model, BA-TPQ was administered by i.p. injection at doses of 5 mg/kg/d or 10 mg/kg/d, 3 d/wk for 3 weeks. For the MDA-MB-468 model, BA-TPQ was administered by i.p. injection at doses of 1 mg/kg/d or 10 mg/kg/d, 5 d/wk for 6 weeks. The effects of BA-TPQ on body weight (as a marker of toxicity) when it was administered to nude mice bearing (c) MCF-7 or (d) MDA-MB-468 xenograft tumors. # P < 0.01

The in vivo anticancer activity of BA-TPQ was then further investigated in the MDA-MB-468 xenograft model (Fig. 2b). In this model, BA-TPQ was administered by i.p. injection at doses of 1 mg/kg/d or 10 mg/kg/d, 5 d/wk for 6 weeks. Even at the 1 mg/kg dose, there was still considerable in vivo activity, with xenograft tumor growth being inhibited by about 46% at the end of the six weeks (P<0.01), and significant tumor growth inhibition noted beginning on day 6. In both models, there were obvious dose-responses, with significant differences in the tumor sizes of animals in the higher and lower treatment groups occurring on days 15 (MCF-7) and 27 (MDA-MB-468). Minimal (but significant) host toxicity (followed using body weight as a surrogate marker) was observed at the 10 mg/kg dose in both models (Fig. 2c and d).

Determination of the mechanism(s) of action of BA-TPQ

BA-TPQ alters the expression of proteins involved in cell cycle progression and apoptosis

We next investigated the mechanism(s) of action of BA-TPQ by examining its effects on the expression level of various proteins involved in these cell cycle progression and apoptosis (Fig. 3). In MCF-7 cells, BA-TPQ increased p53 and down-regulated MDM2, cyclin D1, Cdk2, Cdk4, Cdk6, and E2F1 (Fig. 3a). Similar effects on cell cycle/proliferation-related proteins were observed in the MCF-7 p53 KD cells and MDA-MB-468 (p53 mutant) cells, indicating that the activity of BA-TPQ is p53-independent.

Figure 3.

Figure 3

Effects of BA-TPQ on the expression of various proteins. BA-TPQ altered the expression of cell cycle regulatory (a) and apoptosis-related (b) proteins in human breast cancer cells. Cells were exposed to various concentrations of the compound for 24 h, and the target proteins were detected by immunoblotting with specific antibodies. (c) Similar patterns of protein expression were observed in vivo. At the end of the experiment, tumor xenografts were removed from the mice, and proteins from the tumor homogenates were analyzed by Western blotting.

To determine the potential mechanisms responsible for BA-TPQ-induced apoptosis, the levels of Bax, cleaved PARP1, and cleaved caspases 3, 8, and 9 were analyzed. All of these apoptosis-related molecules increased following exposure of all three cell lines (MCF-7, MCF-7 p53 KD and MDA-MB-468) to BA-TPQ (Fig. 3b). Both caspases -8 and -9 were activated, indicating that the compound induces apoptosis via both the intrinsic and extrinsic pathways. Analysis of MCF-7 tumors collected at the end of the in vivo experiment showed that the pattern of protein expression in the treated xenograft tissues was the same as that observed in vitro (Fig. 3c).

Microarray analysis of gene expression in MCF-7 cells following BA-TPQ exposure

To further examine the mechanism(s) by which BA-TPQ exerts its effects, we accomplished a gene microarray study of MCF-7 cells following exposure to the compound. Of the more than 28,000 genes examined, thirteen genes related to cell cycle progression/proliferation or apoptosis were up- or down-regulated by at least 3-fold (Table 2), including E2F2, CDC25A, and SPC25 (down-regulated), and DUSP1, TNFRSF21, and DDIT4 (up-regulated). Other up-regulated genes included GADD45A, TNFRSF21, and TNFAIP3. These are related to the stress response and apoptosis, further supporting the increase in apoptosis induced by the compound. The expression of a variety of other genes related to proliferation and/or apoptosis were also modified, many by more than 2-fold (Table 2).

Table 2.

A partial list of cell cycle and apoptosis-related genes up- and down-regulated in MCF-7 cells exposed to BA-TPQ

Gene name Description Probe Set
ID
Gene ID P
Value
Fold
change
DDIT3 DNA-damage-inducible transcript 3 7964460 NM_004083 0.0015 21.31
ANXA1 Annexin A1 8155849 NM_000700 0.0221 7.61
TNFAIP3 Tumor necrosis factor, alpha-induced protein 3 8122265 NM_006290 0.0095 5.70
HMOX1 Heme oxygenase (decycling) 1 8072678 NM_002133 0.0037 5.30
GADD45A Growth arrest and DNA-damage-inducible,
alpha
7902227 NM_001924 0.0015 4.62
TNFRSF21 Tumor necrosis factor receptor superfamily,
member 21
8126839 NM_014452 0.0055 4.46
DDIT4 DNA-damage-inducible transcript 4 7928308 NM_019058 0.0118 3.71
DUSP1 Dual specificity phosphatase 1 8115831 NM_004417 0.0051 3.65
PHLDA1 Pleckstrin homology-like domain, family A,
member 1
7965040 NM_007350 0.0246 3.08
NUPR1 Nuclear protein 1 8000574 NM_001042483 0.0184 2.99
KLF10 Kruppel-like factor 10 8152215 NM_005655 0.0095 2.94
SESN2 Sestrin 2 7899436 NM_031459 0.0074 2.93
TRIB3 Tribbles homolog 3 (Drosophila) 8060344 NM_021158 0.0034 2.81
TXNIP Thioredoxin interacting protein 7904726 NM_006472 0.0038 2.79
MAFG V-maf musculoaponeurotic fibrosarcoma
oncogene homolog G (avian)
8019796 NM_002359 0.0034 2.74
EXT1 Exostoses (multiple) 1 8152491 NM_000127 0.0103 2.71
KLF11 Kruppel-like factor 11 8040211 NM_003597 0.0062 2.67
CEBPB CCAAT/enhancer binding protein (C/EBP),
beta
8063386 NM_005194 0.0105 2.66
GADD45G Growth arrest and DNA-damage-inducible,
gamma
8156309 NM_006705 0.0199 2.66
ASNS Asparagine synthetase 8141150 NM_133436 0.0035 2.48
AREG Amphiregulin (schwannoma-derived growth
factor)
8095744 NM_001657 0.0067 2.44
HBP1 HMG-box transcription factor 1 8135392 NM_012257 0.0038 2.42
RRAGC Ras-related GTP binding C 7915160 NM_022157 0.0109 2.41
VEGFA Vascular endothelial growth factor A 8119898 NM_001025366 0.0038 2.40
TGFB2 Transforming growth factor, beta 2 7909789 NM_003238 0.0456 2.39
ERN1 Endoplasmic reticulum to nucleus signaling 1 8017555 NM_001433 0.0052 2.31
TXNRD1 Thioredoxin reductase 1 7958174 NM_003330 0.0073 2.31
KLF4 Kruppel-like factor 4 (gut) 8163002 NM_004235 0.0118 2.29
WEE1 WEE1 homolog (S. pombe) 7938348 NM_003390 0.0062 2.28
TNFRSF12A Tumor necrosis factor receptor superfamily,
member 12A
7992789 NM_016639 0.0120 2.27
AHR Aryl hydrocarbon receptor 8131614 NM_001621 0.0050 2.17
MYC V-myc myelocytomatosis viral oncogene
homolog (avian), similar to ORF 114
8148317 NM_002467 0.0069 2.16
FOXO3 Forkhead box O3 8013307 NM_001455 0.0103 2.15
CYR61 Cysteine-rich, angiogenic inducer, 61 7902687 NM_001554 0.0121 2.13
PAWR PRKC, apoptosis, WT1, regulator 7965112 NM_002583 0.0038 2.10
TRIB1 Tribbles homolog 1 (Drosophila) 8148304 NM_025195 0.0102 2.10
CCNG2 Cyclin G2 8095870 NM_004354 0.0191 2.04
KLF5 Kruppel-like factor 5 (intestinal) 7969414 NM_001730 0.0257 2.04
NAMPT Nicotinamide phosphoribosyltransferase 8142120 NM_005746 0.0065 2.01
TIMP3 TIMP metallopeptidase inhibitor 3 (Sorsby
fundus dystrophy, pseudoinflammatory)
8072626 NM_000362 0.0343 2.01
NFKBIA Nuclear factor of kappa light polypeptide gene
enhancer in B-cells inhibitor, alpha
7978644 NM_020529 0.0082 1.96
SIAH1 Seven in absentia homolog 1 (Drosophila) 8001306 NM_001006610 0.0120 1.95
SQSTM1 Sequestosome 1 8110569 NM_003900 0.0045 1.94
CBX4 Chromobox homolog 4 (Pc class homolog,
Drosophila)
8019018 NM_003655 0.0143 1.93
OSR2 Odd-skipped related 2 (Drosophila) 8147573 NM_053001 0.0088 1.93
GADD45B Growth arrest and DNA-damage-inducible,
beta
8024485 NM_015675 0.0244 1.90
MXD1 MAX dimerization protein 1 8042503 NM_002357 0.0203 1.90
CDK7 Cyclin-dependent kinase 7 8105862 NM_001799 0.0045 1.89
SERTAD1 SERTA domain containing 1 8036902 NM_013376 0.0045 1.89
PIM1 Pim-1 oncogene 8119161 NM_002648 0.0116 1.85
CDKN1A Cyclin-dependent kinase inhibitor 1A (p21,
Cip1)
8119088 NM_078467 0.0214 1.84
DAPK3 Death-associated protein kinase 3 8032718 NM_001348 0.0166 1.81
STK17A Serine/threonine kinase 17a 8132503 NM_004760 0.0095 1.75
TP53 Tumor protein 53 8012257 NM_000546 0.0183 1.34
CCND1 Cyclin D1 7942123 NM_053056 0.0067 −1.26
API5 Apoptosis inhibitor 5 7939424 NM_006595 0.0165 −1.71
CDK6 Cyclin-dependent kinase 6 8140955 NM_001259 0.0274 −1.75
CDC26 Cell division cycle 26 homolog (S. cerevisiae) 8142878 AF503918 0.0450 −1.80
CDC16 Cell division cycle 16 homolog (S. cerevisiae) 7970347 NM_001078645 0.0213 −1.81
CCNF Cyclin F 7992594 NM_001761 0.0107 −1.82
MSH2 MutS homolog 2, colon cancer, nonpolyposis
type 1 (E. coli)
8041867 NM_000251 0.0288 −1.82
KIF11 Kinesin family member 11 7929258 NM_004523 0.0063 −1.83
RBL1 Retinoblastoma-like 1 (p107) 8066136 NM_002895 0.0196 −1.83
ATR Ataxia telangiectasia and Rad3 related 8091190 NM_001184 0.0270 −1.84
ZMYND11 Zinc finger, MYND domain containing 11 7925792 NM_006624 0.0074 −1.84
CTF8 Chromosome transmission fidelity factor 8
homolog (S. cerevisiae)
8002266 NM_001039690 0.0309 −1.87
DOCK1 Dedicator of cytokinesis 1 7931293 NM_001380 0.0247 −1.87
CCNE1 Cyclin E1 8027402 NM_001238 0.0486 −1.88
CDC123 Cell division cycle 123 homolog (S. cerevisiae) 7926207 NM_006023 0.0177 −1.88
SKP2 S-phase kinase-associated protein 2 (p45) 8104912 NM_005983 0.0136 −1.90
APPL2 Adaptor protein, phosphotyrosine interaction,
PH domain and leucine zipper containing 2
7966003 NM_018171 0.0088 −1.92
HSPA1A Heat shock 70kDa protein 1A 8179322 NM_005345 0.0272 −1.92
MAEA Macrophage erythroblast attacher 8093462 NM_001017405 0.0270 −1.92
RASA1 RAS p21 protein activator (GTPase activating
protein) 1
8106784 NM_002890 0.0303 −1.93
KITLG KIT ligand 7965322 NM_000899 0.0063 −1.96
TIPIN TIMELESS interacting protein 7989915 NM_017858 0.0197 −1.98
RIPK1 Receptor (TNFRSF)-interacting
serine-threonine kinase 1
8116622 NM_003804 0.0269 −1.99
UBE4B Ubiquitination factor E4B (UFD2 homolog,
yeast)
7897527 NM_001105562 0.0187 −1.99
DIDO1 Death inducer-obliterator 1 8067563 NM_033081 0.0265 −2.04
HDAC1 Histone deacetylase 1 7899774 NM_004964 0.0091 −2.11
MAGEH1 Melanoma antigen family H, 1 8167887 NM_014061 0.0350 −2.19
UTP11L UTP11-like, U3 small nucleolar
ribonucleoprotein, (yeast)
7900201 NM_016037 0.0224 −2.20
DLG1 Discs, large homolog 1 (Drosophila) 8093191 NM_001098424 0.0436 −2.23
UNC5C Unc-5 homolog C (C. elegans) 8101788 NM_003728 0.0198 −2.24
NAE1 NEDD8 activating enzyme E1 subunit 1 8001876 NM_001018159 0.0206 −2.25
PARP1 Poly (ADP-ribose) polymerase family, member
1
7924733 NM_001618 0.0069 −2.29
E2F8 E2F transcription factor 8 7947110 NM_024680 0.0105 −2.35
HELLS Helicase, lymphoid-specific 7929438 NM_018063 0.0085 −2.36
BRCA1 Breast cancer 1, early onset 8015769 NM_007296 0.0420 −2.38
CDC7 Cell division cycle 7 homolog (S. cerevisiae) 7902913 NM_003503 0.0409 −2.42
ZNF443 Zinc finger protein 443 8034393 NM_005815 0.0227 −2.48
PCNA Proliferating cell nuclear antigen 8064844 NM_002592 0.0067 −2.49
RAD50 RAD50 homolog (S. cerevisiae) 8107942 NM_005732 0.0302 −2.52
CCNE2 Cyclin E2 8151871 NM_057749 0.0123 −2.78
NAIP NLR family, apoptosis inhibitory protein 8112478 NM_022892 0.0335 −2.86
E2F2 E2F transcription factor 2 7913644 NM_004091 0.0118 −3.01
CDC25A Cell division cycle 25 homolog A (S. pombe) 8086880 NM_001789 0.0105 −3.15
DSCC1 Defective in sister chromatid cohesion 1
homolog (S. cerevisiae)
8152582 NM_024094 0.0139 −4.28
SPC25 SPC25, NDC80 kinetochore complex
component, homolog (S. cerevisiae)
8056572 NM_020675 0.0201 −4.35

Confirmation of microarray data

Selected genes that had altered expression levels by microarray analysis were confirmed by RT-PCR. The expression levels of various genes, including DUSP1, TNFRSF21, and SPC25 were all shown to have increased or decreased mRNA expression in BA-TPQ-treated cells that correlated with the microarray findings (Fig. 4). In all, we examined the mRNA expression of 21 different cell cycle- and apoptosis-related targets, and found that the changes in all of the mRNA levels (up/down-regulation following exposure to BA-TPQ) correlated with the results observed from the microarray studies (Fig. 4, Table 2).

Figure 4.

Figure 4

Confirmation of changes in gene expression at the mRNA level. Several of the genes observed to be up- or down-regulated during microarray analyses were examined for mRNA expression by RT-PCR following exposure of MCF-7 cells to 0 or 0.5 μM BA-TPQ for 16 hr.

Discussion

Previous studies indicated that BA-TPQ had activity against various human cancer cell lines, and that it was especially effective against breast cancer cells [13-15]. The mechanism(s) of action of BA-TPQ were not examined previously, but studies of related compounds have indicated various possible mechanisms of action for the iminoquinone analogs, including inhibition of topoisomerase II, inhibition of cell survival/proliferation, inhibition of oncogene expression, and interference with hormone receptor signaling [13-15].

In the present study, we observed that BA-TPQ significantly decreased breast cancer cell growth, increased apoptosis and led to cell cycle arrest. BA-TPQ also decreased the growth of both MCF-7 (ER+/+, p53+/+) and MDA-MB-468 (ER−/−, p53−/−) xenograft tumors, with a 1 mg/kg dose leading to approximately 50% tumor growth inhibition (46%) in the MDA-MB-468 model after 6 wks of treatment. Further studies to optimize the treatment schedule are needed. Additional studies of the potential of the compound for preventing and treating metastases (using an orthotopic model) would also be informative. Since there are no published reports about the pharmacokinetics, toxicity, or bioavailability of BA-TPQ or any related compounds, we have started evaluating these factors.

As a preliminary step in evaluating the mechanisms of action of BA-TPQ, we examined the expression of several proteins known to be involved in these processes. In the three cell lines, there was decreased expression of various proteins, including E2F1, Bcl-2, cyclin D1, cdk2, cdk4 and cdk6, and increased expression of Bax and p53 (in the MCF-7 cells). Similar effects on protein expression were observed in excised xenograft tumors. We then made use of cDNA microarrays to further explore the activities of the compound. Using this method, we found that BA-TPQ altered the expression of a number of cell cycle regulatory and apoptosis-related genes in MCF-7 cells exposed to the compound. The changes in the mRNA level of several of these genes were then confirmed using RT-PCR.

Together, these results indicated that BA-TPQ exerts its effects primarily by inhibiting cell cycle progression and inducing apoptosis, making use of both p53-dependent and – independent pathways. It is also possible that the compound activates the DNA damage response, and may inhibit topoisomerase II [10], although the effects on apoptosis and the cell cycle appear to be the most important mechanisms of action for the compound. BA-TPQ therefore exerts its potent anti-cancer effects via a variety of mechanisms.

This multi-faceted activity may prove to be a major benefit to using BA-TPQ and similar agents in the clinic. While “rationally-targeted” therapeutics have helped increase survival for some patients, these agents are generally limited in their applications to small sub-sets of patients. For example, Herceptin is only useful for 20-30% of breast cancer patients [21], and many patients develop resistance to the drug after initial treatment [6]. To successfully eradicate a larger number of cancers, and especially to destroy advanced and metastatic cancers, it will be necessary to target multiple pathways. It may also be necessary to target multiple molecules/pathways in localized and early-stage disease in order to avoid the development of drug resistance. BA-TPQ, via its actions through the p53/MDM2 axis, p53-independent cell cycle and apoptosis-related pathways, topoisomerase inhibition, and other pathways, is likely to prevent or overcome drug resistance, and to exert potent effects against cancer cells regardless of their genetic background. Moreover, since BA-TPQ does not depend on the genetic background of the cells, it is appropriate to use against a variety of breast cancers, including triple negative breast cancers.

In summary, the observations from this study provide strong support for the use of BA-TPQ as an anti-tumor agent for human breast cancer. Further studies of the compound in comparison with its analogs, including studies of its activity against drug-resistant tumors and studies of its distribution and possible host toxicity, will increase understanding of its mode of action and contribute to the better design of future preclinical and clinical trials.

Acknowledgements

RZ was supported by NIH grants R01 CA112029 and R01 CA121211 and a grant (BCTR070731) from Susan G Komen for the Cure. E. Rayburn was supported by a T32 fellowship from the NIH/UAB Gene Therapy Center (CA075930). The apoptosis analyses were performed by the Flow Cytometry Core of the Arthritis and Musculoskeletal Center, which is supported by NIH grant P60 AR20614. S. Velu was supported by a UAB Breast Spore pilot grant, a Collaborative Programmatic Development grant from the UAB Comprehensive Cancer Center, and by grant number 1UL1RR025777 from the NIH National Center for Research Resources.

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