Abstract
Many studies have described potent effects of BDNF, 17β-estradiol or androgen on hippocampal synapses and their plasticity. Far less information is available about the interactions between 17β-estradiol and BDNF in hippocampus, or interactions between androgen and BDNF in hippocampus. Here we review the regulation of BDNF in the mossy fiber pathway, a critical part of hippocampal circuitry. We discuss the emerging view that 17β-estradiol upregulates mossy fiber BDNF synthesis in the adult female rat, while testosterone exerts a tonic suppression of mossy fiber BDNF levels in the adult male rat. The consequences are interesting to consider: in females, increased excitability associated with high levels of BDNF in mossy fibers could - on the one hand - improve normal functions of area CA3, such as the ability to perform pattern completion. On the other hand, memory retrieval may lead to anxiety if stressful events are recalled. Therefore, the actions of 17β-estradiol on the mossy fiber pathway in females may provide a potential explanation for the greater incidence of anxiety-related disorders and post-traumatic stress syndrome (PTSD) in women relative to men. In males, suppression of BDNF-dependent plasticity in the mossy fibers may be protective, but at the `price' of reduced synaptic plasticity in CA3.
Keywords: neurotrophin, area CA3, hippocampus, mossy fiber sprouting, testosterone, estradiol
I. BDNF, the hippocampus and the mossy fiber pathway
BDNF is one of the members of the neurotrophin family, which includes nerve growth factor (NGF), neurotrophin-3 (NT-3) and neurotrophin 4/5 (NT-4/5). All neurotrophins bind to p75NTR, a so-called `death' receptor because of its critical role in programmed cell death during development; neurotrophins also bind to tyrosine kinase receptors (trk) with NGF binding specifically to trkA, BDNF to trkB, and NT-3 to trkC. NT-4/5 can bind to trkB (Figure 1; Chao, 2003; Reichardt, 2006; Zampieri and Chao, 2006; Teng et al., 2010).
In hippocampus, BDNF mRNA is expressed in all principal cells: the granule cells of the dentate gyrus, pyramidal cells of area CA3, and pyramidal cells of area CA1. However, the granule cells synthesize the most BDNF protein in the normal adult rat (Conner et al., 1997; Yan et al., 1997), in the monkey (Zhang et al., 2007; Nagahara et al., 2009) and human hippocampus (Mathern et al., 1997; Murray et al., 2000; Murer et al., 2001). Granule cells primarily transport BDNF to their axons, the mossy fibers, where BDNF is packaged in dense core vesicles like neuropeptides (Conner et al., 1997; Dieni et al., 2012). The precursor of BDNF, proBDNF, is also present in mossy fibers (Dieni et al., 2012) and binds primarly to p75NTR (Lee et al., 2001; Ibanez, 2002). It seems unlikely that proBDNF would play a major role in adult hippocampus because p75NTR levels are low in the adult hippocampus, whereas trkB levels are relatively high (for review, see Harte-Hargrove et al., 2013). TrkB receptors exist in a full length form as well as a truncated form without the internal kinase domain of full-length trkB. Truncated trkB receptors are expressed in many locations (Fryer et al., 1996; Kryl et al., 1999), and have many potential functions, including actions as a dominant negative receptor that inhibits effects of BDNF at trkB, and actions independent of trkB (Fenner, 2012). In general, the effects of truncated trkB include 1) effects during neurodevelopment (Fryer et al., 1997; Yacoubian and Lo, 2000; Luikart et al., 2003; Tervonen et al., 2006; Liu et al., 2012), 2) effects mediated by astrocytes (Rose et al., 2003), 3) neuroprotection (Saarelainen et al., 2000; Haapasalo et al., 2001; De Wit et al., 2006; Dorsey et al., 2006; Yanpallewar et al., 2012) and 4) the control of BDNF actions at trkB (Fryer et al., 1997; Haapasalo et al., 2002; Carim-Todd et al., 2009).
The mossy fiber boutons containing BDNF are complex compared to typical glutamatergic synapses (Figure 2). There are several types of boutons, large complex boutons sometimes termed “giant” or “massive” because of their size, and smaller boutons, similar in size to other nerve terminals in hippocampus (Acsady et al., 1998). A single mossy fiber from a granule cell collateralizes in the hilus, making both large and small boutons, and travels into CA3 where it forms a fiber that parallels the cell layer in stratum lucidum, ending in CA3a at the junction with CA2 (Claiborne et al., 1986; Henze et al., 2000; Blaabjerg and Zimmer, 2007). The part of the mossy fiber that is located in stratum ludicum gives rise to giant boutons at regularly-spaced intervals. Each of the massive boutons innervates the complex spines of pyramidal cell proximal dendrites called thorny excrescences (Chicurel and Harris, 1992). These giant boutons also have filamentous extensions, which make synapses onto local GABAergic neurons (Figure 2; (Acsady et al., 1998)). The remarkable presynaptic giant boutons and postsynaptic thorny excrescences make the mossy fiber pathway the most complex of hippocampal afferent systems (Henze et al., 2000; Blaabjerg and Zimmer, 2007). Mossy fibers are also complex because they are able to alter their neurochemical content rapidly and in diverse ways (Jaffe and Gutierrez, 2007). Increased neuronal activity is one stimulus that induces multiple changes in the neurotransmitter and peptide content of mossy fibers. For example, BDNF mRNA increases rapidly in granule cells in response to stimulation (Isackson et al., 1991), even a brief stimulus such as a high frequency burst of electrical pulses to the perforant path, used to elicit LTP (Bramham et al., 1996). Strong neuronal activity, such as seizures, is an even more potent stimulus: diverse peptides change expression in mossy fibers in response to seizures. Neuropeptide Y, normally absent in mossy fibers, is expressed throughout the mossy fiber pathway after repetitive spontaneous seizures (Sperk et al., 1992; Winawer et al., 2007; Minkeviciene et al., 2009) where it is considered potentially `anticonvulsant' because neuropeptide Y decreases glutamate release (Sperk et al., 2007). Seizures also increase the expression of GABA in mossy fibers (Gutierrez, 2005). Together these effects would seem likely to decrease network activity, potentially a homeostatic response to seizures. However, mossy fibers also express the opiate peptide dynorphin, which is generally inhibitory and reduced by seizures; mossy fibers also increase synthesis of the opiate peptide enkephalin after seizures and enkephalin is typically excitatory (White et al., 1987; Hong et al., 1988; Gall et al., 1990).
Another distinguishing feature of the mossy fiber pathway is its continuous regeneration in adulthood because of the addition of new granule cells, a consequence of postnatal neurogenesis (Kempermann, 2006). The new granule cells are thought to contribute to the mossy fiber pathway in the same way as granule cells born in early life (Toni et al., 2008; Gu et al., 2012) although this issue is still under investigation by many laboratories.
Increasing the dynamic range of mossy fiber transmission: a role for BDNF?
What reason might there be for the remarkable structural complexity and neurochemical diversity of mossy fibers? One possibility is that this pathway needs to have a very large dynamic range to adequately serve its purpose, which involves a nonlinear transformation of input from the cortex, through the dentate gyrus granule cells, to area CA3. Most pathways in the CNS that use glutamate as their primary neurotransmitter have a modest dynamic range, ranging from weak to strong excitation. In contrast, mossy fibers may exert a primarily inhibitory effect on pyramidal cells, an excitatory effect, and an extremely large excitatory effect that has been referred to as `detonation” (Figure 2; Henze et al., 2000). Moreover, the effects of mossy fibers will vary based on the history of granule cell activity, because granule cell activity will change the neurochemical content of mossy fibers as described above. For example, after a stimulus to induce LTP, granule cells will increase BDNF expression (Bramham et al., 1996). Because repetitive presynaptic discharge is typically necessary to release neuropeptides (Scalettar, 2006; Bergquist and Ludvig, 2009), repetitive granule cell firing after LTP induction would be expected to have a distinct, and possibly more powerful effect than repetitive firing before LTP induction.
How the mossy fibers could exert a primarily inhibitory effect under normal conditions has been explained by quantitative anatomical studies which show that mossy fiber boutons on GABAergic neurons greatly outnumber those on pyramidal cells (Acsady et al., 1998). In addition, GABA can be released from mossy fibers, although it is not clear if GABA release occurs normally; most effects are detected only when glutamatergic transmission is blocked, or experimental manipulations are used that increase the concentration of GABA in mossy fibers, such as seizure induction (Walker et al., 2001; Gutierrez, 2005). One reason to be cautious in concluding that mossy fibers are normally inhibitory is based on recordings of CA3 pyramidal cells in hippocampal slices, showing that the time for feedforward inhibitory transmission is slow compared to excitation of pyramidal cells by mossy fibers, and this difference weakens feedforward inhibition (Torberg et al. 2010).
With increased frequency of presynaptic activity, any normal disynaptic inhibitory effect on pyramidal cells which is produced by GABAergic interneurons would shift to an excitatory effect because of strong frequency facilitation of glutamate release from the large mossy fiber boutons that innervate pyramidal cells (Salin et al., 1996). These large mossy fiber boutons are less common than the smaller boutons that innervate GABAergic cells, but they are packed with a larger concentration of glutamatergic vesicles than the synapses onto GABAergic neurons (Figure 3).
With experimental manipulations that increase BDNF protein content of the mossy fibers, it has been shown that BDNF content increases preferentially in the large boutons that innervate pyramidal cells rather than the filamentous extensions innervating GABAergic neurons (Danzer and McNamara, 2004). Therefore, BDNF could increase the excitatory effects of the large boutons that innervate pyramidal cells, and extend the dynamic range of mossy fiber effects on pyramidal cells in the excitatory direction (Figure 3). For this and other reasons, BDNF has been suggested to play a pro-convulsant role in epilepsy (McNamara and Scharfman, 2012).
II. BDNF and the mossy fiber pathway in female rats
Estrogen in the female rat
There are three primary natural estrogens: estrone (E1), 17β-estradiol (E2), and estriol (E3). The main site of estradiol synthesis is the ovary, although this steroid can also be synthesized in other locations, including the brain. The primary form of estrogen that exerts actions in hippocampus is 17β-estradiol. Throughout the body and brain, 17β - estradiol acts on estrogen receptor α (ERα) and estrogen receptor β (ERβ; Figure 1). Once activated, these receptors couple to co-activator and co-repressor proteins to regulate gene transcription. In addition, some ERs are located in the plasma membrane where they initiate actions on a faster timescale. In hippocampus, ERα and ERβ are located in diverse areas within the dentate gyrus and CA3, in both neurons and glia. ERs also exist in the vasculature. In the mossy fibers, ERα and β have been localized to many areas of the pathway (Milner et al., 2001; Milner et al., 2005). Therefore, ER, BDNF and trkB are widely distributed in the hippocampus, in all subfields and many subcellular locations of both neurons and glia.
In the periphery, estrogen exerts diverse actions at both nuclear and membrane ER, and some of these effects appear to be mediated by neurotrophins, either NGF, BDNF, or NT-3, and their respective trk receptors. In the ovary, as in the brain, induction of BDNF appears to contribute to the effects of estrogen (Dissen et al., 2009; Dorfman et al., 2011). For example, removal of trkB receptors slows follicular growth, but does not stop it completely (Paredes et al., 2004). Therefore, it is not that surprising that the same relationship exists in the brain, with BDNF contributing to actions of estrogen.
Estrogens and BDNF
The first suggestion that estrogen exerts actions in the brain mediated by neurotrophins was made after it was observed that sites of action of 17β-estradiol were also locations of neurotrophin expression (Toran-Allerand et al., 1992; Miranda et al., 1993a,b). Later, an estrogen response-like element was identified on the BDNF gene (Sohrabji et al., 1995), suggesting a potential mechanism by which 17β-estradiol could exert effects mediated by BDNF. That idea was supported by the findings that ovariectomy of adult female rats reduced BDNF protein, and estrogen replacement restored it (Singh et al., 1995; Sohrabji et al., 1995; Berchtold et al., 2001; Liu et al., 2001) although not in all areas of the brain (Jezierski and Sohrabji, 2000; Zhou et al., 2005). The increase in BDNF protein in hippocampus after estrogen replacement is robust, having been replicated again recently (Kiss et al., 2012), it is notable that all published findings do not all completely agree, presumably because of the importance of technical details, such as the amount of time that has passed since ovariectomy, the dose of estrogen, and the technique used to measure BDNF. Moreover, there may be more than one mechanism to upregulate BDNF in response to 17β-estradiol. It has been suggested that 17β-estradiol inhibits GABAergic neurons, disinhibiting hippocampal principal cells, and increasing BDNF synthesis by an activity-dependent mechanism (Blurton-Jones and Tuszynski, 2006).
Estrogen increases BDNF protein content of the mossy fibers
One of the questions raised by these initial findings was the physiological vs. pharmacological actions of 17β-estradiol. Most studies examined the effects of estrogen replacement to ovariectomized female rats, but this approach does not necessarily simulate the effects of endogenous estrogen: indeed, estradiol replacement injection paradigms may result in serum estradiol levels that are well above the normal physiological range (MacLusky et al., 2005). Therefore, a question was raised: did the changes in BDNF protein expression observed after estradiol injection represent physiological responses, or were only observed after pharmacological levels of 17β-estradiol? To address this issue, intact female rats were studied at times when endogenous levels of circulating17β-estradiol were high or low.
For this purpose, female rats were examined daily using vaginal cytology to determine the stage of their ovarian cycle (the estrous cycle; (Scharfman et al., 2003). Because serum levels of estradiol peak during the mid-morning of proestrous day (Figure 4; Freeman, 1984), a cohort of females was perfusion-fixed at that time, and compared to females that were perfused on other mornings of the estrous cycle. The results showed that there was greater immunoreactivity for BDNF protein on proestrous morning (Scharfman et al., 2003); Figure 4). Interestingly, BDNF immunoreactivity in the mossy fibers was even greater the following morning, estrous morning, probably because of accumulation of anterogradely-transported BDNF (Scharfman et al., 2003). These data are consistent with the idea that BDNF was increased when serum levels of 17β -estradiol rose, and the elevation in BDNF lasted for at least 24 hrs before declining. In other studies, phosphorylated trkB was found to have a similar temporal relationship to the estrous cycle as BDNF, increasing on proestrous day (Spencer-Segal et al., 2011). However, BDNF mRNA in the granule cells peaks on the day before proestrous, diestrous 2 (Gibbs, 1998). The mRNA data suggest that there is a rapid rise in BDNF mRNA early during the preovulatory surge, leads to BDNF protein synthesis by the following morning, and anterograde transport along mossy fiber axons continues for another 24 hrs (Figure 4).
Effects of estradiol in intact female rats on mossy fiber BDNF levels
To determine whether the increase in BDNF protein in mossy fibers on proestrous and estrous mornings had a physiological effect, hippocampal slices were prepared at these times and compared to other stages of the estrous cycle. It had already been shown that adding recombinant BDNF to hippocampal slices led to a potentiation of MF transmission in the male rat, and a similar phenomenon was observed in BDNF overexpressing male mice (without adding recombinant BDNF at all). Therefore one would predict a similar effect would occur mid-morning of proestrous and on estrous morning, because these are the times when BDNF protein is elevated in the mossy fibers. Indeed, the results confirmed the prediction: on proestrous and estrous mornings, the responses to mossy fiber stimulation simulated the effects of adding recombinant BDNF to slices of male rats (Scharfman et al., 2003). Notably, there were some slices that did not exhibit a detectable increase in mossy fiber transmission; strangely this also occurs when recombinant BDNF is used in male rats (Scharfman, 1997). One possible explanation for variability in the effects of BDNF in male rats is the penetration of BDNF into the slices, which can vary depending on the rate of perfusion of the slices (Kang et al., 1996; Xu et al., 2004). Another factor is slice preparation, because some methods to prepare slices lead to changes in BDNF protein afterwards (Danzer et al., 2004).
In slices from proestrous and estrous rats, an additional effect of BDNF was also identified, besides the effects on the response to a single mossy fiber stimulus: in response to a series of mossy fiber stimuli at 1 Hz, repetitive synchronous firing occurred in CA3 pyramidal cells. The repetitive synchronous discharges were also observed in the rat slices from males that were exposed to recombinant BDNF and slices of BDNF overexpressing mice (Scharfman, 1997; Croll et al., 1999). Interestingly, this type of repetitive firing was distinct from epileptiform or `interictal' bursts of pyramidal cell action potentials that occur during acute disinhibition of the slice by the GABAA receptor antagonist bicuculline (Scharfman, 2005). The unique pattern of repetitive firing that was observed across the female and male rats, when BDNF levels were high, suggested that BDNF increased excitability in area CA3 by a unique mechanism. Another effect that distinguished slices from animals with elevated BDNF levels was spreading depression episodes after repetitive firing (Scharfman, 1997; Croll et al., 1999; Scharfman et al., 2003). Repetitive firing and spreading depression only occurred after mossy fiber stimulation; remarkably, stimulation of other pathways in the same slices could not elicit repetitive firing or spreading depression (Scharfman, 1997; Scharfman et al., 2003).
The data from intact female rats was followed by a series of studies in ovariectomized rats which proved that 17β-estradiol was specifically the cause of elevated BDNF in intact rats. For these experiments, an attempt was made to simulate the complex rise in serum 17β-estradiol that occurs in the adult female rat during the preovulatory period, which begins on diestrus 2 and continues until the mid-morning of the next day, proestrus (Scharfman et al., 2007). With that procedure as a tool, female rats were ovariectomized and approximately 2 weeks later they were injected with 3 doses of estradiol: the first two injections used 17β-estradiol benzoate, a slow-acting form, and the last injection used 17β-estradiol to rapidly increase serum levels. At the time of the simulated peak of 17β-estradiol in the circulation, animals were euthanized and BDNF-ir showed greater immunoreactivity in the mossy fibers compared to vehicle-treated controls (Scharfman et al., 2007). When slices were prepared at the time that would correspond to the mid-morning of proestrus, the effects of mossy fiber transmission were comparable to the intact rat at proestrous morning (Scharfman et al., 2003).
These experiments showed that BDNF was elevated in the mossy fibers by 17β-estradiol but did not prove that the effects on physiology were dependent on BDNF or trk. Therefore, additional experiments were conducted to prove that trk antagonism blocked the physiological effects attributed to increased BDNF protein in the mossy fibers. Trk antagonism blocked the repetitive firing and spreading depression episodes, but did not block basal transmission; i.e. the response that immediately follows a mossy fiber stimulus (Scharfman et al., 2003; 2007). In addition, an α7 nicotinic receptor antagonist had a similar effect as trk antagonism (Scharfman et al., 2003). From these data, we suggested that increased mossy fiber BDNF content led to a trkB receptor- and α7 nicotinic receptor- sensitive increase in mossy fiber transmission. Based on the fact that mossy fiber-evoked responses were affected but not other pathways, the site of action appeared to be presynaptic, presumably at trkB and α7 nicotinic receptors on mossy fiber boutons (Scharfman et al., 2003; Grybko et al., 2009).
Notably, the mossy fibers may not be the only pathway that changes in response to 17β–estradiol because it has been shown that there are potent effects of 17β-estradiol on other pathways, and particularly the recurrent collateral pathway (Kim et al., 2006). Area CA3 is definitely not the only subfield where there were changes in physiology either. Area CA1 was affected by 17β–estradiol as well as area CA3 (Scharfman et al., 2003; Scharfman et al., 2007). Both the field EPSP and population spike evoked by stimulation of the area CA3 input to CA1, the Schaffer collaterals, were increased in slices from rats that were treated with 17β–estradiol, when compared to vehicle treatment (Scharfman et al., 2003; 2007). The increase in Schaffer collateral -evoked responses in area CA1 may have been caused by increased pyramidal cell BDNF protein in the Schaffer collateral boutons, because there was an increase in BDNF immunoreactivity in stratum radiatum where these boutons are located (Scharfman et al., 2007). More support for this idea has emerged recently in a study which showed that acute exposure to BDNF in hippocampal slices reversed deficits in synaptic plasticity in ovariectomized rats in area CA1 (Kramar et al., 2010).
III. BDNF and the mossy fibers in male rats
Androgen
The primary androgen in mammals is testosterone, which is aromatized to 17β-estradiol or reduced to dihydrotestosterone (DHT; Figure 1). DHT is a ligand for androgen receptors (AR), which are responsible for secondary sex characteristics in males. DHT is reversibly converted to 5α-androstane-3α, 17β-diol, a neurosteroid that is a weak ligand for ERα and ERβ and also facilitates the actions of GABA at GABAA receptors. The 3β isomer, 5α-androstan-3β, 17β-diol, is a ligand for ERβ ((Handa et al., 2011); Figure 1). It is not always appreciated that testosterone is present in the circulation of both sexes, not only males. Like ER, AR include a nuclear and membrane receptor, with nuclear receptors acting at target genes in the nucleus and membrane AR mediating fast actions of androgens. In hippocampus, ARs have been located to multiple sites, similar to ERs. Like ERs and trkB, ARs are found in the axons and terminals of the mossy fibers (Tabori et al., 2005).
Androgen and BDNF
There are many studies in systems besides hippocampus that have documented interactions between androgen and BDNF. In the songbird, seasonal plasticity is marked by effects of both androgen and estrogens in the HVC, a critical center in the pathway involved in song learning. The effects of androgen on BDNF in the HVC are indirect: androgen increases levels of the angiogenic factor vascular endothelial growth factor (VEGF), leading to an increase in the HVC vascular network and endothelial cell synthesis of BDNF (Goldman and Chen, 2012). BDNF release from the HVC stimulates growth of two other areas that are essential, RA and X (Ottem et al., 2012). Therefore, in this system, androgen appears to increase BDNF synthesis and release, and is critical to seasonal plasticity (Brenowitz, 2012).
Another system where androgen appears to influence BDNF levels is the spinal nucleus of the bulbocavernosus (SNB) in the lumbar spinal cord. The SNB motoneurons innervate the bulbocavernosus, levator ani, and external anal sphincter muscles, which are muscles that are required for male copulatory behavior. In the adult, androgens play an important role in the maintenance of SNB motorneurons because castration leads to atrophy of the SNB motorneuron somata and dendrites (for reviews, see Ottem et al., 2012; Verhovshek and Sengelaub et al., 2012). BDNF has been implicated in the supportive role of androgen on SNB motorneurons, but its interaction with androgen is complex. Regarding the atrophy of motorneuron somata after castration, BDNF can protect against atrophy independent of testosterone replacement; regarding androgen receptor expression after castration, the restorative effects of BDNF are only observed if BDNF is administered with androgen (Yang and Arnold 2000). Furthermore, when the atrophy of motorneuron dendrites is examined after gonadectomy, administration of both testosterone and BDNF is restorative, but independently neither testosterone or BDNF exerted an effect (Yang et al., 2004). It was suggested that testosterone exerts its protective effects by maintaining BDNF levels in dendrites, because testosterone treatment after gonadectomy restored BDNF levels in the motorneuron dendrites and prevented dendritic atrophy (Ottem et al 2007). On the other hand, trkB-IgG, a scavenger of BDNF, led to protection from the deleterious effects of castration on motorneurons; the authors suggested that testosterone normally suppresses BDNF levels (Verhovshek et al., 2010).
In areas of the rodent CNS, diverse relationships have been reported for androgen and BDNF. In the striatum and frontal cortex of C57bl/6 mice, the rise in serum androgen levels during adolescence were positively correlated with BDNF mRNA and protein levels (by ELISA), although BDNF expression (mRNA and protein) in hippocampus was not (Hill, 2012; Wu et al., 2012) (discussed further below). Similarly, in the pelvic ganglia, androgen levels were correlated with BDNF protein expression, because castration decreased the number of BDNF-immunoreactive neurons (Squillacioti et al., 2008). However, in the prostate gland, castration increases BDNF (Mirabella et al., 2006).
Mossy fibers increase BDNF protein after gonadectomy in the male rat
Our studies of BDNF in adult male rat hippocampus suggest a similar effect as castration in the prostate (Mirabella et al., 2006), because castration increased BDNF immunoreactivity in the mossy fiber pathway (Figure 5; note that castration and gonadectomy are used synonymously). The effect was similar whether animals were examined 2 weeks or 2 months after gonadectomy (Figure 5), suggesting that the effects of gonadectomy on mossy fiber BDNF protein were long-lasting. The effects of gonadectomy also appeared to be independent of pubertal status, because young male rats, gonadectomized at about the time when puberty begins (30 days old), exhibited a robust increase in BDNF expression when they were examined 2 months later (Figure 5). This result was similar to the adult male rats who were gonadectomized after puberty and examined 2 months later (Figure 5). They are also consistent with studies of the male rat during early postnatal life, because castration at postnatal day 0 led to a reduction in hippocampal BDNF protein (by Western blot; measured at postnatal days 4, 7 and 10; (Solum and Handa, 2002)). As one might expect from the female rat, 17β-estradiol replacement at postnatal day 0 restored BDNF protein levels. Analogous to the findings of Gibbs (1998) discussed above, where hippocampal BDNF mRNA levels were high when BDNF protein was low, Solum and Handa (Solum and Handa, 2002) also found that BDNF mRNA levels followed the opposite pattern as BDNF protein levels. Interestingly, another area of the brain, medial basal hypothalamus, did not show effects of castration on BDNF levels (Solum and Handa, 2002) supporting the view that each brain area is not the same.
These results are also are interesting to consider when compared to studies of adolescence. Hill and colleagues (Hill et al., 2012) studied serum androgen levels, BDNF mRNA (by Western blot), and BDNF protein (by ELISA) in hippocampus from 3–12 weeks of age and found that androgen levels increased with age, as expected, but there was not a change in BDNF mRNA or BDNF protein. In contrast, both BDNF mRNA and protein increased in striatum and frontal cortex. The results are consistent with the idea that effects of androgens on BDNF expression in hippocampus may be different from other brain regions: in extrahippocampal sites, serum androgen levels correlate with BDNF expression, but in hippocampus a negative (Figure 5) or no correlation (Hill et al., 2012) exists. The differences between results shown in Figure 5 and the results from Hill et al. (2012) may be related to the greater ability to detect changes occurring primarily in the mossy fibers with immunoreactivity, but not ELISA.
One interpretation of the findings in the adult male rat that BDNF protein increased in the mossy fibers is that BDNF is increased to compensate for the loss of testosterone, which in other studies and other systems, has been demonstrated to have neurotrophic effects (discussed above). Another interpretation is that depletion of the neurosteroid metabolite of testosterone, 5α-androstane-3α,17β-diol, which normally enhances actions of GABA at GABAA receptors (Figure 1) led to increased neuronal activity in hippocampus and activity-dependent synthesis of BDNF. One argument against this idea is that females that were ovariectomized had reduced mossy fiber BDNF immunoreactivity (Scharfman et al., 2003) - in the female, gonadectomy reduces the neurosteroid metabolite of progesterone that is analogous in its actions at GABAA receptors to 5α-androstane-3α,17β-diol.
Another possibility is that androgen many tonically suppress BDNF synthesis in the mossy fiber pathway, suggested by others who studied the prostate (Mirabella et al., 2006). This idea would explain the relatively low levels of BDNF in the mossy fibers of adult male rats when compared with intact adult female rats (Scharfman et al., 2003). The suppression of BDNF synthesis by circulating androgen could explain this result. It could be advantageous to the species if testosterone exerted a tonic suppression of BDNF synthesis in the mossy fiber pathway, because excess BDNF in mossy fibers, in female rats, causes hyperexcitability (e.g., repetitive firing and spreading depression).
In early life, it is not clear that the same logic applies. In neonatal life, it appears that estradiol plays a critical role in maintaining BDNF levels in male rats, because levels of BDNF fall after gonadectomy of male rate pups on postnatal day 0, but are restored by estradiol injection at the time of gonadectomy (Solum and Handa 2002). The effects of estradiol at this time of life are considered critical to the `organizational' stage of development, when the brain becomes sexually differentiated (Wallen, 2009); it is intriguing that these effects may be partly mediated by BDNF (Lenz et al., 2012).
Mossy fiber transmission and synaptic plasticity are increased after gonadectomy of male rats
Based on the studies of BDNF in male and female rats (Scharfman, 1997; Scharfman et al., 2003; 2007) or overexpressing male mice (Croll et al., 1999) one would predict that an increase in BDNF in the mossy fibers would also cause an increase in mossy fiber transmission. Therefore, gonadectomized male rats were compared to age-matched sham controls, and the mossy fiber pathway was examined after serum testosterone levels were depleted and the animals had recovered from surgery. The results were consistent with the prediction: mossy fiber transmission was enhanced in the gonadectomized rats compared to sham controls (Figure 6). In addition, short term and long term plasticity were enhanced: paired pulse facilitation was increased in gonadectomized rats, and both PTP and LTP of the mossy fibers was increased (Figure 6).
Notably, sham controls failed to exhibit LTP (Figure 6). At first this may seem surprising, because most LTP studies are conducted in male rodent slices and LTP in CA3 is robust. However, most of those studies that are published have been conducted in prepubertal rats (less than 30 days old; (Salin et al., 1996; Kwon and Castillo, 2008)). Puberty in the male rat (defined for example using preputial separation as a landmark) commences between 38 and 40 days of age (Noriega et al., 2009). Our animals were all studied after postnatal day 50. Importantly, the same methods used in the postpubertal sham controls that failed to evoke LTP were able to do so in 30 day old rats (Skucas et al., 2013). Therefore, the results suggest that circulating androgen in the adult male rat suppresses mossy fiber plasticity by reducing BDNF protein levels.
Why would the adult male rat have evolved to exhibit suppression of plasticity after puberty in a structure where plasticity is important to normal cognitive function, such as hippocampus? One reason why this effect might be important teleologically is based on the evidence that male rats have a robust social hierarchy in the wild, with one male exerting a dominant role. In laboratory animals, male mice that are housed together also show a hierarchy, and the male that is dominant has the higher level of circulating androgen (Raab and Haedenkamp, 1981; Blanchard et al., 1993). If the subordinate male, with lower levels of testosterone, had increased levels of BDNF in hippocampus, the increased plasticity that develops as a consequence could help the subordinate male develop new strategies to escape attack by the dominant male, and strategies to find a female to mate. It is also relevant to note that male mice which are bred to increase aggressive behavior have a more restricted mossy fiber plexus (Guillot et al., 1994; Sluyter et al., 1994). In these mice, androgen levels may be high, reducing the extent of the mossy fiber pathway. Consistent with that idea, gonadectomized rats exhibited mossy fiber sprouting (discussed further below).
Additional data from gonadectomized male rats shed light on the mechanisms underlying increased mossy fiber transmission in gonadectomized rats. The increase in mossy fiber transmission and the increase in LTP could be blocked by trk antagonism (Figure 6). Experiments that examined LTP also showed that trkB-IgG, a scavenger of BDNF, normalized the LTP in gonadectomized rats - in other words, exposing slices to trkB-IgG reduced mossy fiber LTP in gonadectomized rats so that the graph of potentiation vs. time was similar to sham controls (Skucas et al., 2013). These data suggest that gonadectomizy led to an increase in the BDNF-dependence of mossy fiber transmission and plasticity. That conclusion is consistent with the idea described above, that increased expression of BDNF in mossy fibers leads to an increase in the excitatory effect of MF transmission on pyramidal cells.
We also found that there was an increased sensitivity of mossy fiber transmission and plasticity to androgens after gonadectomized. By comparing the effects of testosterone metabolites on hippocampal slices from gonadectomized and sham rats, surprising results were obtained. There was no detectable sensitivity of mossy fiber transmission to DHT or 5α-androstane-3α17β-diol in sham controls, but in gonadectomized rats, dihydrotestosterone (DHT) normalized mossy fiber transmission. 5α-androstane-3α,17β-diol was ineffective in slices from gonadectomized rats. Therefore, mossy fibers appear to develop a novel BDNF/trk- and DHT-sensitivity after gonadectomy.
Mossy fiber sprouting after gonadectomy of adult male rats
After recording from many slices of gonadectomized rats, we noticed that it was harder to pinpoint the site of the maximal fEPSP in gonadectomized rats compared to sham controls. Typically this procedure is straightforward: one compares several recording locations in stratum lucidum to find the site where the largest field EPSP with the largest fiber volley is located. A range of sites are tested to be sure the optimal site is found. One assumes that the pyramidal cell layer is the location where the highest density of single units are detected, and that is usually not an area where the largest fEPSP is recorded. In gonadectomized rats, however, there were diverse locations in stratum lucidum, stratum pyramidale and stratum oriens where mossy fiber-evoked fEPSPs could be elicited (Figure 7).
One explanation was mossy fiber sprouting in response to increased BDNF levels in the mossy fiber pathway. There is now a great deal of evidence showing that diverse experimental manipulations can induce sprouting into stratum oriens, ranging from electrical stimulation of the mossy fibers (Escobar et al., 1997), spatial learning (Ramirez-Amaya et al., 1999; for review, see Routtenberg, 2010), hyperthyroidism (Represa et al 1987), weaning (Holahan et al., 2007) and exercise (Ramirez-Amaya et al., 1999; Toscano-Silva et al., 2010). In culture, it has also been shown that BDNF exposure to explants containing mossy fibers leads to sprouting of the mossy fibers (Lowenstein and Arsenault, 1996). However, whether increased mossy fiber BDNF levels are the cause of mossy fiber sprouting is not clear. For example, transgenic mice with impaired BDNF signalling suggest mossy fiber sprouting does not require BDNF(Qiao et al., 2001). On the other hand, BDNF infusion to the hippocampus in vivo led to mossy fiber sprouting (Scharfman et al., 2002; Gomez-Palacio-Schjetnam and Escobar, 2008). Therefore, BDNF may be only one factor, and there could be many mechanisms besides those that involve BDNF. One of the problems in clarifying the effects of BDNF is that BDNF usually increases neuronal activity, and therefore any effect of BDNF application could be related to activity-dependent expression of target genes - related only indirectly to BDNF. Indeed, BDNF infusion induced seizure activity (Scharfman et al., 2002) and lidocaine infusion into area CA3 blocked learning-induced mossy fiber sprouting in stratum oriens (Holahan and Routtenberg, 2011).
To determine if sprouting in stratum oriens occurred in gonadectomized rats, dynorphin b was used as a marker of mossy fibers (Pierce et al., 1999) and comparisons were made to sham controls (Figure 7). Sprouting was significantly increased in the gonadectomized rats compared to sham controls (Figure 7). The implication of the results is that structural plasticity is induced after gonadectomy, presumably because of the increase in BDNF protein in mossy fibers, and this leads to a loss of the normal afferent specificity of the mossy fiber pathway (Figure 8).
IV. Implications
Comparing the female and male hippocampus
The results suggest some aspects of mossy fiber function are surprising. In the gonadectomized (ovariectomized) female rat, BDNF protein and mossy fiber synaptic function decreased. In the male, gonadectomy (orchidectomy) led to what would seem to be the opposite effect: an increase in mossy fiber BDNF protein and mossy fiber synaptic transmission. Synaptic plasticity was increased, and mossy fiber sprouting occurred.
The results support the view that inherent organization of the hippocampus in terms of hormonal responses is programmed early in life, so that even when the major source of gonadal steroids are removed, the response is not the same in females and males. Presumably the neonatal surge in androgen which accompanies the differentiation of male and female brain and behavior (Wallen, 2009) leads to a circuitry upon which adult hormone levels exert a modifying influence. However, removal of that influence leads to a very different response.
Why would females and males regulate BDNF differently in the mossy fiber pathway?
The potent effects of estrogen and androgen at the mossy fiber synapse suggest that this is a critical pathway to the effects of these gonadal steroids. We suggest that by modulating BDNF protein levels, estrogen and androgen allow the mossy fiber pathway to exhibit a larger range of effects on its targets, preferentially increasing the extent that mossy fibers excite pyramidal cells and initiate synaptic and structural plasticity. In the female, estrogen can exert a positive effect on this process by stimulating BDNF synthesis, whether it does so by a genomic action or by disinhibition and activity-dependent upregulation of BDNF. In the male, testosterone appears to exert a negative effect on BDNF protein in the mossy fibers, as well as mossy fiber transmission and plasticity. Androgen receptor and trkB receptor are suppressed, which would appear to be an adverse effect, but could be advantageous by maintaining afferent specificity of the mossy fibers for its targets and reducing the risk of hyperexcitability. We suggest that these differences could be relevant to the differences in cognitive function in men and women. The differences also could help explain the bias of several diseases to affect one sex or the other.
Differences in cognitive function
Of the many proposed functions of area CA3, one that has perhaps gained the most attention is the likely role it plays in performing pattern completion (Kesner, 2007; Leutgeb and Leutgeb, 2007). Due to the recurrent collateral axons of area CA3 pyramidal cells, the area CA3 circuitry has been called an autoassociative network. Thus, after area CA3 encodes a pattern of afferent input, it can retrieve the complete pattern even if presented with only a part of the pattern. There are two main steps to this process: encoding and retrieval. The encoding of the pattern requires synaptic plasticity at several synapses onto and between pyramidal cells and probably other neurons also. The mossy fibers, as a potentially strong excitatory input, may act as a `teaching input' that greatly increases pyramidal cell depolarization so that synaptic plasticity occurring at another synapses at about the same time as mossy fiber activation is more likely to exhibit robust long-term plasticity. Increased BDNF in the mossy fiber pathway may enhance the ability of the mossy fibers to act as a teaching input. Another view of pattern completion is that it requires polysynaptic recurrent circuitry between the dentate gyrus and area CA3 mediated by the backprojecting axon collaterals of CA3 pyramidal cells to the dentate gyrus, and mossy fibers to area CA3. Here BDNF in the mossy fibers could also enhance the excitatory actions within these circuits, potentially.
As a result, one would expect that cognitive performance on tasks that require area CA3 would be improved in women when they experience the preovulatory surge in the menstrual cycle. Although there have been many studies that have provided support for that idea, CA3-dependent behavior does not appear to have ever been tested.
One might expect that cognitive performance in men might improve with aging, as testosterone levels fall dramatically compared to the levels in young adulthood, and one would predict rising BDNF levels in the mossy fiber pathway. Also, one might expect cognitive performance to improve during androgen ablation therapy for prostate cancer, as the suppression of mossy fiber BDNF levels is removed. However, whether the results of our work in rats also pertains to humans is unclear, and it also is not clear that a slow decline in androgen levels, like what would occur in aging, would cause the same effects on mossy fibers as gonadectomy. This may be one reason that tests of cognitive function in men after androgen ablation therapy have provided mixed results.
Differences in the incidence of disorders that involve the hippocampus in men and women
One of the surprising aspects of epidemiological studies in neurological and psychiatric disorders is the fact that females are more vulnerable than men in some cases, but in other instances, men are afflicted more than women. The results of our studies of BDNF in area CA3 may shed light onto some of the reasons for the sex differences. One example is anxiety-related disorders and post-traumatic stress disorder (PTSD), which are much more common in women than men (Altemus and Epstein, 2008; Breslau, 2002; Olff et al., 2007). One reason could be related to the increased levels of BDNF in mossy fibers of female rodents compared to males. If the data from rat can be generalized, one would predict greater synaptic plasticity at the mossy fiber synapses onto pyramidal cells in women, particularly at the time when their estrogen levels are relatively high. The consequence could be greater retrieval of a memory even if the pattern of input is partial - related to the function of CA3 in pattern completion. A situation that only modestly resembles one that is fearful may retrieve the fearful memory very easily, leading to anxiety. An environment that is only partly similar to the one that occurred during a traumatic experience might be recalled too easily, leading to a PTSD-like syndrome. In some respects, retrieval may work `too well.'
Conclusions
Since the seminal findings that form the basis of the experiments reviewed here, ranging from the discovery of BDNF in the 1980's (Barde et al., 1982, 1987; Turner et al., 1982), the first identification of the potential role of neurotrophins in hormone action in the 1990's (Toran-Allerand et al., 1992; Miranda et al., 1993a,b) and the discovery of estrogen-mediated neuroplasticity in hippocampus at about the same time (Woolley et al., 1990; Woolley and McEwen, 1992), many laboratories have contributed to the rapid expansion in our knowledge about the ways estrogen and androgen regulate the brain and behavior. Surprisingly, there are still many areas that require further elucidation, and the actions of estrogen and androgen in the CA3 region is clearly one of them. One of the pressing questions is more reductionist: what are the molecular mechanisms of estrogen and androgen action in CA3? Another is more comprehensive: what are the effects on interneurons, glia, and the vasculature? How well can we generalize from the rat to man? Many more questions remain to be answered. Ultimately the hope is that the answers will help us understand the regulation of brain and behavior in men and women, and develop more effective methods for treating illnesses that differentially affect men and women.
Highlights.
Estrogens and androgens have robust effects on the hippocampal mossy fiber pathway of the adult rat
17β-estradiol in females increase BDNF immunoreactivity and plasticity in the mossy fibers
Testosterone depletion in males increases BDNF immunoreactivity and plasticity in the mossy fibers
Effects on mossy fibers include immunoreactivity, synaptic transmission, LTP and sprouting
Acknowledgements
We thank Dr. Csaba Leranth for the micrograph in Figure 2C, and support from the NIH NS-37562, the New York State Office of Mental Health, and NSERC Discovery Grant 197293/2007.
Footnotes
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