Abstract
Aims: Most biomarkers used for the premortem diagnosis of sporadic Creutzfeldt-Jakob disease (CJD) are surrogate in nature, and provide suboptimal sensitivity and specificity. Results: We report that CJD-associated brain iron dyshomeostasis is reflected in the cerebrospinal fluid (CSF), providing disease-specific diagnostic biomarkers. Analysis of 290 premortem CSF samples from confirmed cases of CJD, Alzheimer's disease, and other dementias (DMs), and 52 non-DM (ND) controls revealed a significant difference in ferroxidase (Frx) activity and transferrin (Tf) levels in sporadic Creutzfeldt-Jakob disease (sCJD) relative to other DM and ND controls. A combination of CSF Frx and Tf discriminated sCJD from other DMs with a sensitivity of 86.8%, specificity of 92.5%, accuracy of 88.9%, and area-under-the receiver-operating-characteristic (ROC) curve of 0.94. This combination provided a similar diagnostic accuracy in discriminating CJD from rapidly progressing cases who died within 6 months of sample collection. Surprisingly, ceruloplasmin and amyloid precursor protein, the major brain Frxs, displayed minimal activity in the CSF. Most of the Frx activity was concentrated in the <3-kDa fraction in normal and diseased CSF, and resisted heat and proteinase-K treatment. Innovation: (i) A combination of CSF Frx and Tf provides disease-specific premortem diagnostic biomarkers for sCJD. (ii) A novel, nonenzymatic, nonprotein Frx predominates in human CSF that is distinct from the currently known CSF Frxs. Conclusion: The underlying cause of iron imbalance is distinct in sCJD relative to other DMs associated with the brain iron imbalance. Thus, change in the CSF levels of iron-management proteins can provide disease-specific biomarkers and insight into the cause of iron imbalance in neurodegenerative conditions. Antioxid. Redox Signal. 19, 1662–1675.
Introduction
Recent years have seen a significant increase in the aging population and associated dementias (DMs). Intense efforts have therefore been directed at early diagnosis to enable initiation of available therapeutic strategies (33). Nevertheless, specific diagnosis is often missed or delayed until pathognomonic signs are obvious and neuronal death is irrevocable (67). An added concern is the misdiagnosis of potentially treatable DMs as sporadic Creutzfeldt-Jakob disease (sCJD), a uniformly fatal and potentially infectious DM with limited therapeutic options (10, 21, 29, 71, 72). Currently, definitive diagnosis of sCJD is established only after histopathological and biochemical analysis of brain tissue obtained by biopsy or at autopsy (1, 72). Available premortem diagnostic biomarkers are useful, but provide limited specificity, in distinguishing sCJD from other rapidly progressive DMs (21, 24, 25, 26, 27, 29, 35, 54, 68, 71). Retrospective studies by one center on the autopsy-confirmed cases of DM revealed incorrect classification of 32%–38% of rapidly progressive DMs as probable sCJD, almost half of which were later classified as Alzheimer's disease (AD), and others as frontotemporal DM (FTD), DM with Lewy bodies, progressive cerebral vasculitis (VS), infectious and paraneoplastic encephalitis (EN), and unclassified DM (10). Premortem diagnostic biomarkers of high sensitivity and specificity are therefore required for the accurate identification of sCJD (51).
Innovation.
This study reports disease-specific biomarkers for the premortem diagnosis of Creutzfeldt-Jakob disease that are superior to the currently used surrogate biomarkers, and identifies a novel, nonenzymatic, nonprotein ferroxidase (Frx) in human cerebrospinal fluid (CSF). Contrary to the conventional belief, most of the Frx activity in human CSF is derived from a nonprotein, <3-kDa Frx rather than ceruloplasmin or amyloid precursor protein.
Current diagnostic tests for sCJD include imaging techniques and identification of specific biomarkers in the cerebrospinal fluid (CSF) (31, 50, 75). Examination of CSF is widely used for the initial screening of DM, since it offers the advantage of low cost, ease of performance, and reasonable accuracy. The World Health Organization (WHO) criteria for probable diagnosis of sCJD require positive identification of 14-3-3 in the CSF and a typical electroencephalogram pattern (74). However, most diagnostic centers use a combination of CSF biomarkers and imaging to achieve a higher degree of sensitivity and specificity. A combination of fluid-attenuated inversion recovery, diffusion-weighed magnetic resonance imaging, and WHO-proposed criteria provide a sensitivity of 98% and specificity of 70.8% in discriminating sCJD from other DMs (75). CSF levels of 14-3-3 and total-tau (t-tau), lactate dehydrogenase, S100B, neuron-specific enolase (NSE), and several other biomarkers used singly or in different combinations provide variable sensitivity and specificity, depending on the patient population tested, cutoff used for diagnosis, and experimental protocol. A review of the literature from 1995 to 2011 on the accuracy of 14-3-3 as a diagnostic test for sCJD revealed a sensitivity of 92% and specificity of 80% (46). A 6-year prospective study on clinically suspected cases of sCJD from Canada indicated a sensitivity and specificity of 88% and 72% for 14-3-3, 91% and 88% for tau, and 87% for S100B (15). A 10-year study from the National CJD Surveillance Center in the United Kingdom reported a sensitivity of 86% and specificity of 74% for 14-3-3, 81% and 84% for tau, and 65% and 90% for S100B. A combination of all three biomarkers increased the specificity to 96%, but decreased the sensitivity considerably to 57% (12). A similar study in the United States reported a sensitivity and specificity of 90% and 40% for 14-3-3, and 87% and 67% for tau (30, 53).
A probable reason for suboptimal accuracy of the above biomarkers is their association with other neurodegenerative conditions in addition to sCJD. Thus, 14-3-3, NSE, and S100B are elevated up to 100-fold in aneurysmal subarachnoid hemorrhage, and to variable degrees in other neurodegenerative conditions (27, 57). Likewise, tau is elevated in AD and other DMs, decreasing its diagnostic specificity (56). Disease-specific biomarkers for sCJD are limited, and include a change in the levels of normal prion protein (PrPC) (70) and identification of protease-resistant PrP-scrapie (PrPSc) in the CSF (49). When used as diagnostic biomarkers, measurement of CSF levels of PrPC provides a sensitivity of 76% and specificity of 88%, and PrPSc amplified by real-time quaking-induced conversion reveals a sensitivity of 80% and specificity of 100% (2, 70). Although related to the underlying pathology, these biomarkers fall short of the desired expectations, since the levels of PrPC are altered in other neurodegenerative conditions besides sCJD, and spontaneous conversion of PrPC to PrPSc has been reported in some instances by the real-time quaking technique (14, 43).
Recent reports indicate imbalance of brain iron homeostasis as a common feature of certain neurodegenerative disorders, in particular sCJD, AD, Parkinson's disease (PD), and Huntington's disease (HD) (3, 6, 8, 19, 34, 37, 60, 64, 65, 73). The underlying cause of iron imbalance is distinct in each case, and partly stems from the involvement of key proteins responsible for the pathogenesis of these disorders in cellular iron metabolism (17, 22, 32, 61, 62). Since homeostasis of iron is maintained by the coordinated effort of iron uptake, storage, and efflux proteins, altered function of one is expected to cause a distinct change in others, some of which are reflected in the CSF (59).
To explore this possibility, the levels of ferritin, soluble transferrin (Tf) receptor, Tf, ceruloplasmin (Cp), amyloid precursor protein (APP), and ferroxidase (Frx) and ferrireductase activities were checked in premortem CSF from cases of sCJD (n=98), AD (n=62), FTD (n=31), DM of vascular origin (VS) (n=13), EN (n=13), non-CJD DMs (other-DMs) (n=73), and age-matched non-DM (ND) controls (n=52) (Supplementary Table S1A–D; Supplementary Data are available online at www.liebertpub.com/ars). We describe the accuracy of different biomarkers in discriminating sCJD from AD, other-DM, all DMs grouped together (all-DM), and ND controls when used individually or in different combinations. Biomarkers with best performance were checked for their accuracy in discriminating sCJD from the DM cases who died within 6 months of sample collection, and were considered rapidly progressive for the purposes of this study. We also describe a novel Frx in human CSF that is distinct from the currently known brain Frxs, Cp and APP (22, 28, 36).
Results
A total of 342 premortem samples of CSF from four centers were tested (Supplementary Table S1A–D). Diagnosis of all CJD and 73 other-DM cases was confirmed by autopsy. For others, probable diagnosis was provided based on clinical and laboratory tests. The duration between sample collection and time of death was <6 months for 80 CJD, 18 AD, 13 VS, 13 EN, and 60 other-DM cases. For most ND and DM cases, total protein, red and white cell count, and glucose levels were known. Aliquots of all samples were flash-frozen at −80°C immediately after collection and discarded after one thaw.
Frx activity is increased in the CSF of sCJD cases
A recent report demonstrated reduced Frx activity of APP in the AD brains and consequent accumulation of iron in affected neurons (22). To evaluate whether this change is reflected in the CSF and differs from brain iron imbalance in CJD and other DMs, Frx activity in the CSF was compared across disease groups. Accordingly, oxidation of freshly prepared ferrous ammonium sulfate (FAS) (Fe2+) by a fixed volume of CSF was quantified by measuring the change in color of apo-Tf (22) or ammonium thiocyanate on binding to Fe3+ ions (4, 5). Both methods yielded similar results (Fig. 1A–D) (Supplementary Fig. S1). Data from the ammonium thiocyanate procedure are shown in this report. For all measurements, two samples from the ND group were included as an internal standard. Negative controls included reaction mixes lacking CSF or FAS. The latter was included to rule-out artifactual release of iron from CSF Tf. Purified Cp was included as a positive control. Frx activity was quantified based on a standard curve established from graded concentrations of FAS and purified Cp over a time course. Triplicates of each CSF sample were tested, and the experiment was repeated a minimum of three times.
Comparison of sCJD (n=94) relative to the ND (n=52) and all-DM (n=192) samples revealed significantly higher Frx activity in sCJD relative to the ND and all-DM samples (Fig. 1A, C). A similar difference was noted between sCJD relative to AD, FTD, VS, EN, other-DM, and ND samples (Fig. 1B, D). However, when compared with ND, only other-DM, sCJD, and AD samples showed a significant difference. Frx activity in FTD, VS, and EN samples differed minimally from ND cases (Fig. 1B, D).
To determine if Frx activity is influenced by the rapidity of disease progression, cases who died within 6 months of sample collection were tested. Samples for which this information was not available were excluded from the analysis. As noted above, Frx activity was significantly higher in sCJD relative to AD, other-DM, and VS samples. The difference between the sCJD and EN cases was insignificant in this group (Fig. 1C). There was no influence of age at the time of sample collection on Frx activity or t-Tf levels (see below) (Supplementary Fig. S2A, B).
Frx activity in the CSF does not correspond to Cp or APP levels
To identify the source of increased Frx activity in CJD samples, levels of the major brain Frxs Cp and APP were estimated (22). Since albumin is the major protein in CSF and varies significantly in different disease conditions, equal volume of CSF rather than equal protein from CJD and all-DM samples was subjected to Western blotting and reacted with Cp- and APP-specific antibodies. No apparent differences in the Cp levels were observed between these groups in a representative blot (Fig. 2A) and by densitometric analysis (Fig. 2B) despite significant differences in total protein content (Supplementary Table S1). In contrast, the same samples showed significantly higher Frx activity in sCJD relative to all-DM samples (Fig. 2C). A similar evaluation of APP showed a significant increase in other-DM samples relative to the ND and sCJD samples (Fig. 2D). The difference between other groups was not significant (Fig. 2D). Thus, increased Frx activity in sCJD samples is not due to a corresponding increase in the Cp or APP levels.
To evaluate significant differences in other proteins involved in the brain iron metabolism, levels of Tf, soluble Tf receptor, and ferritin were checked. Western blotting followed by densitometry showed a significant decrease in total Tf (Tf-1+Tf-β2) in sCJD relative to ND, other-DM, AD, and EN cases (Fig. 2E). A representative blot of the all-DM and CJD samples is shown (Fig. 2F). Other proteins showed a minimal difference between the disease groups (data not shown).
Together, these observations show that Frx activity is increased, and Tf is decreased in the CSF from sCJD cases, and these changes are not influenced by age, end-stage disease, or rapid disease progression. More importantly, there is no correlation between CSF Frx activity and Cp or APP levels, suggesting the presence of an alternate Frx in human CSF. Subsequent investigations were focused on the usefulness of CSF Frx and Tf as premortem diagnostic biomarkers of sCJD, and identifying the source of Frx activity in the CSF.
Accuracy of CSF Frx and Tf as diagnostic biomarkers of sCJD
Since 14-3-3 and t-tau are used routinely for the diagnosis of CJD, levels of these proteins were quantified by Western blotting and ELISA, respectively (Supplementary Table S1 and Tables 1–4). Using logistic regression (described below), 14-3-3 revealed a sensitivity of 93.7%, but a very poor specificity of 21.1% in discriminating CJD from all-DM cases. When combined with t-tau, the specificity improved to 50% with only a slight drop in sensitivity to 91.3% (Supplementary Table S2.
Table 1.
|
CJD vs. DM (all) |
CJD vs. AD |
CJD vs. FTD |
||||
---|---|---|---|---|---|---|---|
Biomarker | Frx | t-Tf | t-tau | Frx | t-Tf | t-tau | Frx |
n | CJD (94) | CJD (98) | CJD (95) | CJD (94) | CJD (98) | CJD (95) | CJD (94) |
DM (167) | DM (71) | DM (90) | AD (62) | AD (33) | AD (25) | FTD (31) | |
T-test | |||||||
t statistic | −7.61 | 9.75 | −6.43 | −7.75 | 6.37 | −7.93 | −7.03 |
p-Value | <0.001 | <0.001 | <0.001 | <0.001 | <0.001 | <0.001 | <0.001 |
Area under ROC (95% CI) | 0.77 (0.71–0.83) | 0.89 (0.84–0.94) | 0.84 (0.78–0.90) | 0.82 (0.75–0.88) | 0.86 (0.80–0.93) | 0.90 (0.83–0.97) | 0.88 (0.80–0.95) |
Sensitivity (95% CI) | 85.1 (75.9–91.3) | 84.7 (75.7–90.9) | 86.3 (77.4–92.2) | 85.1 (75.9–91.3) | 92.9 (85.3–96.8) | 86.3 (77.4–92.2) | 85.1 (75.9–91.3) |
Specificity (95% CI) | 52.7 (44.9–60.4) | 70.4 (58.2–80.4) | 73.3 (62.8–81.9) | 61.3 (48.0–73.1) | 63.6 (45.1–79.0) | 84.0 (63.1–94.7) | 71.0 (51.8–85.1) |
Positive LR (95% CI) | 1.8 (1.5–2.2) | 2.9 (2.0–4.1) | 3.2 (2.3–4.6) | 2.2 (1.6–3.0) | 2.6 (1.6–4.0) | 5.4 (2.2–13.3) | 2.9 (1.7–5.1) |
Negative LR (95% CI) | 0.3 (0.2–0.5) | 0.2 (0.1–0.4) | 0.2 (0.1–0.3) | 0.2 (0.1–0.4) | 0.1 (0.1–0.2) | 0.2 (0.1–0.3) | 0.2 (0.1–0.4) |
PPV (%) (95% CI) | 50.3 (42.3–58.3) | 79.8 (70.6–86.8) | 77.4 (68.0–84.7) | 76.9 (67.4–84.4) | 88.3 (80.2–93.6) | 95.3 (87.9–98.5) | 89.9 (81.2–95.0) |
NPV (%) (95% CI) | 86.3 (77.7–92.0) | 76.9 (64.5–86.1) | 83.5 (73.1–90.6) | 73.1 (58.7–84.0) | 75.0 (54.8–88.6) | 61.8 (43.6–77.3) | 61.1 (43.5–76.4) |
Accuracy | 64.4 | 78.7 | 80.0 | 75.6 | 85.5 | 85.8 | 81.6 |
Variability in sample numbers is due to insufficient sample volume for quantifying some biomarkers.
AD, Alzheimer's disease; DM, dementia; FTD, frontotemporal dementia; NPV, negative predictive value; PPV, positive predictive value; Tf, transferrin; LR, likelihood ratios.
Table 4.
Biomarker | Frx | Frx & t-Tf | Ferrox, t-Tf & t-tau |
---|---|---|---|
Area under ROC (95%CI) | 0.76 (0.67–0.85) | 0.94 (0.89–0.99) | 0.96 (0.92–0.99) |
Sensitivity (95%CI) | 86.1 (76–92.5) | 88.6 (79–94.3) | 91.1 (82–96.1) |
Specificity (95%CI) | 51.0 (36.5–65.4) | 91.8 (79.5–97.4) | 89.8 (77–96.2) |
Positive LR (95%CI) | 1.8 (1.3–2.4) | 10.9 (4.2–27.9) | 8.9 (3.9–20.6) |
Negative LR (95%CI) | 0.3 (0.1–0.5) | 0.1 (0.1–0.2) | 0.1 (0–0.2) |
PPV (%) (95%CI) | 73.9 (63.5–82.3) | 94.6 (86–98.3) | 93.5 (84.8–97.6) |
NPV (%) (95%CI) | 69.4 (51.7–83.1) | 83.3 (70.2–91.6) | 86.3 (73.1–93.8) |
Accuracy | 72.7 | 89.8 | 90.6 |
Disease duration <6 months.
CJD (n=79) vs. DM (n=49).
Samples with all three biomarker values were used for this analysis.
Next, the performance of Frx, t-Tf, and t-tau as diagnostic biomarkers of CJD was compared. T-test results indicated highly significant differences between CJD relative to the all-DM, AD, and FTD cases for all three biomarkers (Table 1). When used individually, the specificity of Frx, t-Tf, and t-tau in discriminating CJD from all-DM was 52.7%, 70.4%, and 73.3%, and from AD 61.3%, 63.6%, and 84.0%, respectively. Frx activity discriminated CJD from FTD with a specificity of 71.0% (Table 1) (t-Tf and t-tau were not tested for FTD cases because of limited sample volume). Next, samples from a single center with complete biomarker data were tested to rule out bias due to collection and storage (Table 2). When used singly, biomarker performance was similar to the values in Table 1 as expected. However, a combination of Frx and t-Tf discriminated CJD from all-DM and AD with an improved specificity of 92.5% (Table 2) and 93.3% (Table 3). Addition of t-tau to the Frx and t-Tf combination increased the sensitivity of CJD diagnosis relative to all-DM from 86.8% to 90.1%, but decreased the specificity from 92.5% to 90.6% (Table 2). The t-tau, Frx, and t-Tf combination did not increase the sensitivity or specificity of discrimination between sCJD and AD significantly (Table 3). The performance of all single biomarkers improved when combined with other biomarkers, but none of the combinations exceeded the accuracy of the Frx and t-Tf combination in discriminating sCJD from all-DM or AD (Tables 2 and 3).
Table 2.
|
Single biomarkers |
Biomarkers combinations |
|||||
---|---|---|---|---|---|---|---|
Biomarker | Frx | t-Tf | t-tau | Frx & t-Tf | Frx & t-tau | t-Tf & t-tau | Frx & t-Tf & t-tau |
Area under ROC (95% CI) | 0.75 (0.67–0.84) | 0.89 (0.84–0.95) | 0.82 (0.74–0.90) | 0.94 (0.89–0.98) | 0.83 (0.75–0.90) | 0.93 (0.88–0.97) | 0.95 (0.92–0.99) |
Sensitivity (95% CI) | 85.7 (76.4–91.9) | 87.9 (79–93.5) | 87.9 (79–93.5) | 86.8 (77.7–92.7) | 85.7 (76.4–91.9) | 85.7 (76.4–91.9) | 90.1 (81.6–95.1) |
Specificity (95% CI) | 49.1 (35.3–63) | 71.7 (57.4–82.8) | 69.8 (55.5–81.3) | 92.5 (80.9–97.6) | 66.0 (51.6–78.1) | 83.0 (69.7–91.5) | 90.6 (78.6–96.5) |
Positive LR (95% CI) | 1.7 (1.3–2.2) | 3.1 (2–4.8) | 2.9 (1.9–4.4) | 11.5 (4.5–29.6) | 2.5 (1.7–3.7) | 5 (2.8–9.2) | 9.6 (4.1–22.1) |
Negative LR (95% CI) | 0.3 (0.2–0.5) | 0.2 (0.1–0.3) | 0.2 (0.1–0.3) | 0.1 (0.1–0.2) | 0.2 (0.1–0.4) | 0.2 (0.1–0.3) | 0.1 (0.1–0.2) |
PPV (%) (95% CI) | 74.30 (64.7–82.1) | 84.2 (75–90.6) | 83.3 (74–89.9) | 95.2 (87.5–98.4) | 81.3 (71.7–88.2) | 89.7 (80.8–94.9) | 94.3 (86.5–97.9) |
NPV (%) (95% CI) | 66.70 (49.7–80.4) | 77.60 (63–87.8) | 77.1 (62.3–87.5) | 80.3 (67.8–89) | 72.90 (57.9–84.3) | 77.20 (63.8–86.8) | 84.2 (71.6–92.1) |
AIC | 1.16 | 0.79 | 1.18 | 0.62 | 1.07 | 0.68 | 0.57 |
Accuracy | 72.2 | 81.9 | 81.3 | 88.9 | 78.5 | 84.7 | 90.3 |
CJD (n=91) vs. DM (n=53).
Samples with all three biomarker values were used for this analysis.
Table 3.
|
Single biomarkers |
Biomarkers combinations |
|||||
---|---|---|---|---|---|---|---|
Biomarker | Frx | t-Tf | t-tau | Frx & t-Tf | Frx & t-t-tau | t-Tf & t-tau | Frx, t-Tf & t-tau |
Area under ROC (95% CI) | 0.78 (0.66–0.91) | 0.87 (0.77–0.97) | 0.91 (0.82–1.00) | 0.94 (0.88–1.00) | 0.92 (0.84–1.00) | 0.94 (0.89–1.00) | 0.98 (0.95–1.00) |
Sensitivity (95% CI) | 85.7 (76.4–91.9) | 93.4 (85.7–97.3) | 85.7 (76.4–91.9) | 85.7 (76.4–91.9) | 85.7 (76.4–91.9) | 89 (80.3–94.3) | 86.8 (77.7–92.7) |
Specificity (95% CI) | 60.0 (32.9–82.5) | 66.7 (38.7–87.0) | 86.7 (58.4–97.7) | 93.3 (66.0–99.7) | 86.7 (58.4–97.7) | 86.7 (58.4–97.7) | 93.3 (66–99.7) |
Positive LR (95% CI) | 2.1 (1.1–4) | 2.8 (1.4–5.7) | 6.4 (1.8–23.4) | 12.9 (1.9–85.6) | 6.4 (1.8–23.4) | 6.7 (1.8–24.3) | 13.0 (2.0–86.6) |
Negative LR (95% CI) | 0.2 (0.1–0.5) | 0.1 (0.0–0.2) | 0.2 (0.1–0.3) | 0.2 (0.1–0.3) | 0.2 (0.1–0.3) | 0.1 (0.1–0.2) | 0.1 (0.1–0.2) |
PPV (%) (95% CI) | 92.9 (84.5–97.1) | 94.4 (86.9–97.9) | 97.5 (90.4–99.6) | 98.7 (92.2–99.9) | 97.5 (90.4–99.6) | 97.6 (90.8–99.6) | 98.8 (92.3–99.9) |
NPV (%) (95% CI) | 40.9 (21.5–63.3) | 62.5 (35.9–83.7) | 50.0 (30.4–69.6) | 51.9 (32.4–70.8) | 50.0 (30.4–69.6) | 56.5 (34.9–76.1) | 53.8 (33.7–72.9) |
AIC | 0.72 | 0.59 | 0.61 | 0.42 | 0.53 | 0.44 | 0.35 |
Accuracy | 82.1 | 89.6 | 85.8 | 86.8 | 85.8 | 88.7 | 87.7 |
CJD (n=91) vs. AD (n=15).
Samples with all three biomarker values were used for this analysis.
CI, confidence interval.
Other diagnostic parameters such as area under the curve (AUC), positive likelihood ratios (LR), negative LR, positive predictive value (PPV), negative predictive value (NPV), Aikake-Information-Criterion (AIC), and accuracy improved upon combining Frx and Tf (Table 2). Addition of t-tau to this combination improved the sensitivity and specificity above 90% and AUC of 0.95. Consequentially, the predictive accuracy also increased to more than 90%. A lower AIC of 0.57 made this model promising. However, a comparison of the Frx and t-Tf combination with the triple biomarker combination showed that the addition of t-tau did not provide significant gains, as the difference in the AUC was insignificant (p=0.11). In addition to comparable specifications with the triple biomarker combination (0.94 AUC, 86.8% sensitivity, 92.5% specificity, 88.9% accuracy, and a low AIC of 0.67) (Table 2), the Frx and t-Tf combination was more parsimonious. In contrast, Frx combined with T-tau yielded a significantly lower AUC (0.83) than the Frx and t-Tf combination (p<0.01) and showed low specificity (66%), low accuracy (78.5%), and high AIC (1.07), and therefore did not fit the specifications of a good predictive model. t-tau combined with t-Tf had high accuracy (84.7%), low AIC (0.68), but a significantly lower AUC (0.93), than the triple biomarker combination (p=0.03) and comparatively low specificity (83%). Therefore, the new biomarker combination of Frx and t-Tf showed better performance in discriminating sCJD from all-DM, as is also obvious from its highest positive LR (11.5).
An equally promising performance of the Frx and t-Tf combination was noted in discriminating sCJD from rapidly progressive cases, revealing a sensitivity of 88.6%, specificity of 91.8%, PPV of 94.6%, NPV of 83.3%, accuracy of 89.8%, and AUC of 0.94 (Table 4).
The accuracy of the Frx and t-Tf combination as a diagnostic test is shown graphically by the ROC curve, which depicts the tradeoff between sensitivity and specificity for all possible cutoff values (Fig. 3A). Area-under-the-ROC curve for this combination was 0.94, which is greater than or equal to the AUC for other biomarkers when used individually or in combination (Tables 1–4). The discriminative power of Frx (y) and t-Tf (x) as a potential diagnostic test for sCJD was checked further by deriving an equation based on logistic regression analysis at a sensitivity of ∼85% (41), and plotted as a straight line in the scatter graph of CJD, AD, FTD, and other-DM cases (excluding AD and FTD) (Fig. 3B). There was little overlap between the disease groups. Thus, the Frx and t-Tf combination discriminates sCJD from all-DM, AD, and rapidly progressive cases with a superior discriminative power, that is, sensitivity 86.8%, specificity 92.5%, ROC 0.94, PPV 95.2, NPV 80.3, and accuracy 88.9 (Tables 1–4), than the currently used CSF biomarkers (12, 30, 31, 46, 53).
CSF Frx is distinct from Cp and APP
To determine the source of increased Frx activity in CJD samples, CSF was fractionated based on the molecular mass to evaluate the contribution of Cp, APP, and other uncharacterized Frxs to this activity. For initial standardization, CSF samples from the ND cases were fractionated concomitantly through filter membranes with molecular-mass cutoff of 100, 50, or 3 kDa, and Frx activity of each fraction was tested. Unfractionated CSF (whole) and appropriately diluted purified Cp were analyzed in parallel (Fig. 4A). As expected, Frx activity from Cp was detected in >100-, >50-, and >3-kDa fractions. Surprisingly, almost all Frx activity in the CSF was recovered in the <3-kDa fraction (Fig. 4A).
Next, an additional sample was included where purified Cp was mixed with CSF. Samples were either set aside (whole) or fractionated through 50-kDa filters. The resultant filtrate was passed through 3-kDa filters to obtain fractions >50 kDa, between 50 and 3 kDa, and <3 kDa (Fig. 4B). Frx activity in an unfractionated (whole) sample represents the sum total of Cp and CSF Frx activity individually. When passed through the 50-kDa filter, samples containing Cp (Cp) and Cp added to CSF (CSF+Cp) retain their activity in the >50-kDa fraction, while CSF shows no activity in this fraction. In fact, the activity of CSF+Cp samples falls to the levels equivalent to purified Cp in this fraction. Subsequent fractionation reveals almost all Frx activity from CSF in the <3-kDa fraction, indicating that while activity from Cp is detected in the >50-kDa fraction, almost all of the activity from the CSF is concentrated in the <3-kDa fraction (Fig. 4B).
Subsequently, the unfractionated Cp, Cp+CSF, and CSF samples were treated with proteinase-K (PK) to eliminate most of the proteins, and residual Frx activity was compared with untreated controls. As expected, PK destroyed Frx activity of purified Cp completely, and caused a significant reduction in the Cp+CSF samples. Surprisingly, PK had no effect on CSF Frx activity (Fig. 4C).
Fractionation of the DM and sCJD samples with purified Cp as a positive control revealed 1.5-fold more Frx activity in sCJD relative to the age-matched DM samples as in Figure 1 above. Again, almost all Frx activity in DM and sCJD samples was restricted to the <3-kDa fraction (Fig. 4D). A similar evaluation of human serum from healthy donors revealed most of the Frx activity in the >100-kDa fraction, consistent with Cp as the major serum Frx (data not shown).
Absence of Frx activity in the >100-kDa fraction of CSF where majority of Cp and APP are expected to partition was surprising. We therefore concentrated CSF proteins 10-fold by methanol precipitation before estimating Frx activity. Mouse brain homogenates that display significant Cp- and APP-associated Frx activity were processed in parallel (Fig. 5). Most of the proteins in the concentrated CSF and mouse brain homogenates fractionated in the >100- and >3-kDa fraction, respectively, where Cp and APP are expected to partition (Fig. 5A, D). Frx activity revealed a similar pattern, demonstrating Cp- and APP-specific activity (Fig. 5B, E). However, significant Frx activity was detected in the <3-kDa fraction in the CSF and brain samples despite ∼10-fold less protein concentration (Fig. 5B, E). Normalization with total protein revealed maximum Frx activity in the <3-kDa fraction in both the CSF and brain samples (Fig. 5C, F). Together, these results demonstrate the presence of a nonprotein Frx in the human CSF and mouse brain homogenates.
To evaluate if Frx activity in the <3-kDa fraction arises from a small peptide, pooled CSF from the ND, DM, and sCJD cases was methanol-precipitated, and concentrated proteins were resolved by SDS-PAGE (Supplementary Fig. S3A, B), or resuspended in PBS and passed through a 3-kDa filter before evaluation. Proteins trapped in the filter were extracted by boiling in a sample buffer and analyzed in parallel (Supplementary Fig. S3A–D). Staining with silver showed a minimal difference in the protein profile of six different cases of ND, DM, and CJD before or after passing through the 3-kDa filter (Supplementary Fig. S3A–C) even after over-developing the stain (Supplementary Fig. S3C, D). No bands were visible in the <3-kDa fraction, indicating minimal protein in this fraction. However, this method does not rule out small quantities of low-molecular-weight peptides with a robust Frx activity.
The CSF Frx activity was further characterized by checking its resistance to sodium-azide and zinc, specific inhibitors of Cp and APP, respectively (22), and denaturing conditions such as boiling, prolonged incubation at room temperature, addition of Triton X-100, and repeated freeze–thawing. None of these treatments altered the Frx activity in CSF, while the activity associated with serum and purified Cp and APP decreased significantly (Fig. 6A–D, F). Moreover, Cu1+ was not oxidized to Cu2+ by the <3-kDa fraction of CSF (Fig. 6E), indicating specificity for iron (refer Supplementary Methods for details).
Discussion
We demonstrate that a combination of CSF Frx and Tf provides a disease-specific premortem diagnostic test for CJD that is superior to the currently used surrogate biomarkers. Since Frx and Tf play a vital role in brain iron metabolism, these observations indicate that the underlying cause of iron imbalance in CJD is distinct from other DMs, including AD, and is reflected in the CSF in a disease-specific manner. Unexpectedly, known brain Frxs, Cp and APP, show minimal activity in the human CSF. Instead, majority of Frx activity is nonprotein in origin, and is concentrated in the <3-kDa fraction of normal and diseased human CSF. A similar activity is detected in the normal mouse brain homogenates, revealing the presence of an uncharacterized nonprotein Frx in the brain and CSF.
Given the tight regulation of iron metabolism in the brain, it is surprising that neurodegenerative conditions of diverse etiopathogenesis and disease course such as CJD, AD, PD, and HD are associated with the brain iron imbalance (16, 37, 40, 44, 45, 69). A possible cause is the functional role of proteins implicated in the pathogenesis of these disorders in cellular iron metabolism. Thus, PrPC, a substrate for the principal pathogenic agent PrP-scrapie (PrPSc) responsible for CJD, plays a functional role in cellular iron uptake and transport. A loss of function of PrPC combined with sequestration of iron by the PrPSc–protein complexes is believed to induce functional iron deficiency in the CJD brains (61, 62, 63). APP and α-synuclein, proteins involved in the pathogenesis of AD and PD, possess Frx and ferrireductase activity, respectively, functions necessary for the transport and storage of cellular iron (7, 17, 22). Compromised activity of APP causes iron accumulation in the AD brains (22), though the impact of α-synuclein dysfunction on brain iron metabolism is unclear at present. Further, functional iron-responsive elements have been identified in APP and α-synuclein transcripts, suggesting their regulation by the cellular iron levels (11, 23). Huntingtin, the protein involved in the pathogenesis of HD, is also regulated by cellular iron levels (32), partially explaining the cause of iron imbalance in the HD brains. Since iron homeostasis is maintained by the coordinated regulation of several proteins, alteration of specific iron metabolic pathways due to dysfunction of these proteins is likely to influence the expression of a distinct set of proteins, and this change is likely to be reflected in the brain and CSF in a disease-specific manner.
Our results demonstrate that Frx activity is increased, and the Tf levels are decreased in premortem CSF of CJD cases relative to other-DM much before end-stage disease. In logistic regression and ROC analysis, the Frx and Tf combination performed better as a diagnostic biomarker for CJD relative to all non-CJD DMs. A sensitivity of 86.8%, specificity of 92.5%, and accuracy of 88.9% were achieved with this combination. Addition of t-tau, a biomarker currently used for the diagnosis of CJD and AD, made a minimal difference to these parameters. The Frx and Tf combination was equally effective in discriminating CJD from rapidly progressive DMs, indicating a minimal effect of neuronal death on their performance. This combination revealed a highly significant area-under-the-ROC curve of 0.94 and AIC of 0.62. A scatter plot of these biomarkers showed a minimal overlap between CJD, AD, and other-DMs, attesting to their discriminatory power. Since the accuracy of Frx and Tf in diagnosing CJD is much lower when used individually, it is likely that these proteins play a complementary role in disease processes specific to CJD. The discriminatory power of CSF Frx, but not Tf, was lost in the postmortem human and animal CSF, probably due to relative stability of the latter in biological fluids and its demonstrated utility as a diagnostic biomarker for CJD (Supplementary Fig. S4A–D) (59).
Previous reports indicate a reduction in CSF Frx activity in the AD and PD cases relative to the ND controls. The underlying cause is reduced Frx activity of Cp due to loss of copper ions or oxidation (4, 5, 9, 48). However, our results show a slight, but significant, increase in Frx activity in other DMs, including PD and AD relative to ND controls. This discrepancy is probably due to quantification of Cp-associated Frx activity in these studies (9, 48), while our assay reports the combined activity of Cp and the <3-kDa nonprotein Frx. An overall increase of Frx activity in all-DM cases relative to ND controls suggests an attempt by the iron homeostatic machinery to oxidize excess Fe2+ to protect against oxidative damage. However, the spectrum of Frx activity in all-DM cases overlaps to some extent with the ND and CJD cases (Fig. 1A, C). Further studies are necessary to understand the mechanism underlying the change in the CSF Frx activity in sCJD and other DMs. Disorders that are known to show significant alteration of iron-modulating proteins in the CSF include multiple sclerosis and restless-leg syndrome (13, 38, 55). Although these disorders are not associated with DM and were therefore not included in our analysis, these observations support the overall notion that the brain iron imbalance is reflected in the CSF, providing a unique opportunity to identify disease-specific biomarkers and understand disease pathogenesis.
It was surprising that neither Cp nor APP contributed significantly to the total Frx activity in the normal or diseased CSF. Although Cp and APP were detected in all CSF samples by Western blotting, only concentrated samples showed substantial Frx activity in the >100-kDa fraction. Most of the activity was in the <3-kDa fraction and resisted heat, sodium-azide, prolonged incubation at room temperature, and repeated freeze–thawing. It is likely that one or more peptides or small-molecular-weight compounds such as citrate coupled to reactive metals are responsible for this activity (39, 52). A relevant comparison is serum where although Cp is the major Frx, citrate contributes significantly to the total Frx activity (39). However, the kinetics of Frx activity associated with citrate are much slower than the activity identified in the CSF (2 h vs. 5 min [unpublished observations]), arguing against citrate as a possible source (39, 52). The presence of a similar Frx activity in the mouse brain homogenates suggests that nonprotein or low-molecular-weight Frxs are an important component of the brain iron homeostatic machinery, and contribute to the majority of CSF Frx activity. Based on our data, this activity does not appear to be enzymatic. Further studies are necessary to understand the nature of this Frx in detail.
In conclusion, we report the presence of the currently uncharacterized nonprotein Frx in human CSF that is increased in CJD, and, when combined with CSF Tf, provides a disease-specific premortem diagnostic test that discriminates CJD from AD, other-DMs, and rapidly progressive DMs with a superior diagnostic accuracy than that of the currently used biomarkers. Further characterization of this Frx is likely to provide information on the underlying cause of iron imbalance in CJD and other DMs, and the possibility of restoring iron homeostasis in diseased brains. Moreover, timely and accurate discrimination of treatable DMs from the currently untreatable CJD cases will allow initiation of available therapy.
Materials and Methods
Ethics statement
The use of human CSF was approved by the Case Western Reserve University (CWRU) Institutional Review Board. Personal information for all samples was limited to diagnosis, sex, and age at the time of sample collection and death. The use of mouse brain tissue was approved by the CWRU Institutional Animal Care and Use Committee (IACUC). Samples from CWD-infected deer and elk were collected and used in accordance with the guidelines reviewed and approved by the National Animal Disease Center's IACUC.
Statistical analysis
The first set of analyses compared the performance of Frx, t-tau, and t-Tf in discriminating CJD from all-DM, AD, and FTD (Table 1). T-tests were used to test for significant differences between disease groups. Next, the diagnostic accuracy of individual biomarkers was calculated by logistic regression. A cutoff was chosen to discriminate between positive and negative test outcomes, keeping the sensitivity of the test to ∼85% following published procedures (41, 59). Specificity, positive and negative LR, PPV and NPV, and accuracy (percentage of correctly classified cases) were calculated based on the chosen cutoff. The area-under-the-ROC curve was calculated for all biomarkers. AUC has the advantage of being independent of the chosen cutoff and is therefore a reliable indicator of overall diagnostic accuracy. The ROC curve that depicts graphically the tradeoff between sensitivity and specificity for all possible cutoff values was calculated. Ninety-five percent confidence intervals (CIs) were calculated for indicators where appropriate. CIs for percentages were calculated using the efficient-score method with a continuity correction (47). CIs for LRs were calculated as proposed in a previous report (58). For AUCs, CIs were calculated, and AUCs derived from the application of different biomarkers to the same sample were compared using a nonparametric approach (18). Complete biomarker data were not available for all cases, accounting for differences in the sample number in different analyses.
Logistic regressions were tested for robustness to the introduction of subject age. Significance of the results was unaffected by this variable (Supplementary Fig. S2A, B). The influence of univariate outliers was also examined. Removal of extreme univariate outliers did not change the results significantly. The results were also tested for robustness to clustering. The data were clustered for two reasons. First, CSF samples were obtained from four different centers, creating the potential for a significant intercenter variance due to the possibility of systematic differences in sample collection and storage. Second, while Frx and Tf were measured by the authors, t-tau data for some samples were provided by the centers, creating another potential clustering effect in the t-tau data. A significant clustering effect (also known as autocorrelation) signifies that the data are not independent and identically distributed, thus violating one of the assumptions of logistic regression. When this assumption is violated, standard logistic regression analysis underestimates the standard errors of coefficients, which may lead to a statistically significant result when the result is actually nonsignificant (type I error). Consequently, intraclass correlations were calculated to determine the effect of clustering on the data. Clustering was found to have a significant effect on the t-tau and Frx values among FTD cases, when all non-CJD cases were combined. To overcome this deficiency, logistic regression analyses were repeated with a robust standard error option; the results obtained for Frx and Tf, but not t-tau, were found to be robust to clustering. Thus, while analyzing t-tau, data from centers that differed significantly were removed, leaving the cases from two centers. The analyses were repeated with this reduced sample size and found to be robust to clustering. However, the remaining number of FTD cases was too few, and analysis of CJD against FTD could not be conducted using the t-tau data.
A second set of more-stringent logistic regression analyses was used to determine the optimal combination of biomarkers for the diagnosis of sCJD. For accurate comparisons, only samples where all biomarkers were analyzed by the authors in the same laboratory were used. Cases that had limited sample volume and did not lend themselves to complete analyses were removed. This approach reduced the sample size to 144, of which 91 were sCJD and 53 DM of non-CJD origin (15 AD, 1 FTD, and 37 other-DMs). This approach removed any effect of clustering on the analyses.
Measures of diagnostic accuracy were calculated using the same procedure as above and described in a previous report (59). In addition, the AIC was calculated for each logistic regression model. AIC is useful for comparing logistic regression models, since it reflects both the model's fit to the data and its parsimony. While other indicators such as AUC increase as predictors are added to a model, the AIC indicates if the model fit improves enough to justify the loss of parsimony. Importantly, the AIC can be used to compare two models even when one is not a subset of the other. Smaller AIC values signal that a model is superior.
For the second set of analyses, multivariate outliers were identified using several different recommended techniques, and their influence on the results was assessed (42). Significance of the results was found to be robust to the removal of influential cases.
CSF samples
Premortem CSF samples from 52 cases of ND, 192 cases of DM, and 98 cases of sCJD were used for this study. All samples were snap-frozen into single-use aliquots immediately after collection and stored at −80°C until use. All samples were coded and selected randomly for each experiment. All CJD samples were collected between 2006 and 2008, DM samples between 2003 and 2011, and ND cases between January and December 2011. Detailed information of all CSF samples is provided in Supplementary Table S1.
Frx assay
Two different assays were used to quantify the Frx activity: 1) Apo-Tf assay (22), and the ammonium thiocyanate assay (4, 5). The Apo-Tf assay relies on the spectroscopic change in apo-Tf when loaded with Fe3+, and was performed as described by Duce et al., 2010 (22). A 200-μl reaction was set up by mixing 61 μl ddH2O, 34 μl HBS buffer (150 mM NaCl and 50 mM HEPES, pH 7.2), 40 μl of 275 μM apo-Tf, 10 μl of CSF, and 55 μl of 400 μM FAS [(NH4)2Fe(SO4)2]. BioTek Synergy 4 plate reader was preheated to 37°C, and the reaction mix was incubated at 37°C with gentle agitation for 5 min before reading the absorbance at 460 nm. The incubation time was determined after a time-course (Supplementary Fig. S1). Negative control included assay mix lacking CSF, and positive control included a measured amount of Cp. For the ammonium thiocyanate assay, 50 μl of CSF was mixed with 250 μl of 0.3 M acetate buffer (pH 6) and incubated at 30°C for 5 min. Subsequently, 100 μl of freshly prepared 0.01 M FAS solution was added and incubated for additional 5 min. The reaction was terminated by 285 μl of 1M perchloric acid, and samples were centrifuged at high speed for 3 min at 9000 g in an Eppendorf centrifuge. Ferric ions generated through the Frx activity of CSF were quantified in the clear supernatant by adding 685 μl of 0.5 M ammonium thiocyanate and measuring the change in color of the thiocyanate–Fe3+ complex at 450 nm in a BioTek Synergy 4 plate reader. Purified Cp (Sigma-Aldrich; Cat. No. C4519) and discarded serum from healthy donors served as positive controls. Negative controls included (i) CSF/Cp/serum incubated in an assay buffer lacking FAS to which perchloric acid was added and (ii) assay buffer without CSF/Cp/serum to which FAS and perchloric acid were added. The amount of purified Cp and serum was titrated to obtain the equivalent activity relative to CSF. Copper-oxidase activity was determined as described (20).
Please see Supplementary Materials for complete methods.
Supplementary Material
Abbreviations Used
- AD
Alzheimer's disease
- AIC
Aikake-Information Criterion
- APP
amyloid precursor protein
- AUC
area under the curve
- CI
confidence interval
- Cp
ceruloplasmin
- CSF
cerebrospinal fluid
- CWRU
Case Western Reserve University
- DM
dementia
- EN
encephalitis
- FAS
ferrous ammonium sulfate
- Frx
ferroxidase
- FTD
frontotemporal dementia
- HD
Huntington's disease
- LR
likelihood ratios
- ND
nondementia
- NPV
negative predictive value
- NSE
neuron-specific enolase
- PD
Parkinson's disease
- PK
proteinase-K
- PPV
positive predictive value
- ROC
receiver-operating characteristic
- sCJD
sporadic Creutzfeldt-Jakob disease
- Tf
transferrin
- VS
progressive cerebral vasculitis
- WHO
World Health Organization
Acknowledgments
We thank Pierluigi Gambetti, the Director of the National Prion Disease Pathology Surveillance Center (NPDPSC), for providing CSF samples of the sCJD and DM cases. This study was funded by NIH grants NS077438, NS076139, and DK088390 to N.S.
Author Contributions
S.H. performed all experiments, wrote first draft, edited manuscript. A.J.B. performed statistical analyses and wrote the section. N.S. conceived the idea, wrote the manuscript, overlooked experimental work. J.W. and A.S. helped in experimental work. Other authors provided CSF samples and intellectual input.
Author Disclosure Statement
All authors declare that no competing financial interests exist.
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