Abstract
Approximately 20% of individuals with Parkinson’s disease (PD) report a positive family history. Yet, a large portion of causal and disease-modifying variants is still unknown. We used exome sequencing in two affected individuals from a family with late-onset familial PD followed by frequency assessment in 975 PD cases and 1014 ethnically-matched controls and linkage analysis to identify potentially causal variants. Based on the predicted penetrance and the frequencies, a variant in PLXNA4 proved to be the best candidate and PLXNA4 was screened for additional variants in 862 PD cases and 940 controls, revealing an excess of rare non-synonymous coding variants in PLXNA4 in individuals with PD. Although we cannot conclude that the variant in PLXNA4 is indeed the causative variant, these findings are interesting in the light of a surfacing role of axonal guidance mechanisms in neurodegenerative disorders but, at the same time, highlight the difficulties encountered in the study of rare variants identified by next-generation sequencing in diseases with autosomal dominant or complex patterns of inheritance.
Introduction
Characterized by resting-tremor, bradykinesia, rigidity, and postural instability, Parkinson’s disease (PD) is one of the most prominent neurodegenerative disorders. Genetic factors contribute significantly to the risk of developing PD–both sporadic and familial. Although up to 20% of PD cases are believed to be familial [1], [2], thus far, variants in only a few genes have been unequivocally shown to underlie familial PD. These include PARK2, PINK1, PARK7, SNCA, and LRRK2 [3]–[8]. While all of these genes were identified by classical linkage analysis in large, multi-generation families, recently, next-generation sequencing has enabled the identification of disease-causing variants in smaller families and with an onset later in life without the need of genotypic information from more than one generation of affected individuals. By exome sequencing, VPS35 was identified as a gene involved in late-onset familial PD [9], [10]. Still, to date, the identified genes only explain a small portion of the genetic “burden” in PD. However, a thorough understanding of the genetic alterations implicated in disease development is necessary to better comprehend disease pathogenesis and to provide more specific and, thus, more effective treatment options in the future.
Here, we describe exome sequencing of a German family with autosomal dominant late-onset PD in an attempt to pinpoint the disease-causing genetic variant.
Methods
Ethics Statement
Ethics review board approval was obtained from the ethics review board at Klinikum rechts der Isar, Technische Universität München, and Bayerische Landesärztekammer, both Munich, Germany, Hessische Landesärztekammer, Frankfurt, Germany, the ethics review board at Medical University Vienna, Vienna, Austria, and the ethics review board at Semmelweis University, Budapest, Hungary. Participants’ written informed consent was obtained.
Participants
All living family members received a detailed neurologic exam by neurologists specializing in movement disorders. Cases and controls used in genotyping and variant screening have been reported previously [10], [11] and are described in more detail in the supplement.
Exome Sequencing
Exome sequencing was performed with DNA isolated from lymphozytes of IV:11 and IV:18 on a Genome Analyzer IIx system (Illumina) after in-solution enrichment of exonic sequences (SureSelect Human All Exon 38 Mb kit for IV:11 and 50 Mb kit for IV:18, Agilent) as 76 bp paired-end runs. Read alignment was carried out with BWA (version 0.5.8). Single-nucleotide variants and small insertions and deletions (indels) were detected with SAMtools (version 0.1.7). Raw sequencing data are available upon request.
Genotyping
All ten candidate variants tested for segregation by Sanger sequencing were genotyped in 975 cases and 1014 population-based controls pertaining to the KORA-AGE cohort using MALDI-TOF masspectrometry on the Sequenom® platform. Demographic data are given in the supplement. Association was tested by allelic statistics as implemented in PLINK.
Linkage Analysis
We genotyped six family members (IV:11, IV:14, IV:16, IV:18, IV:20 and IV:21) with oligonucleotide SNP arrays (500 K, Illumina). Parametric linkage analysis was performed using a subset of 12,875 SNPs using MERLIN and an autosomal dominant model with incomplete penetrance of 70%.
Variant Screening
We used Idaho®’s LightScanner high-resolution melting curve analysis to screen the coding regions and exon/intron boundaries of PLXNA4 for variants. 862 cases and 940 population-based controls pertaining to the KORA-AGE cohort were included in the screening. Demographic data are given in the supplement. In the case of an altered melting pattern, Sanger sequencing ensued to identify the underlying variant. Group comparisons between cases and controls were performed for each gene and each variant separately using Fisher’s Exact and χ2 tests as appropriate.
Cell Viability and Immunocytochemistry
Cultured primary fibroblasts from IV:11 and an offspring were stained using a live/dead staining (Invitrogen) and analyzed by FACS and stained with anti-PLXNA4 (1∶100, Sigma) and analyzed by fluorescence microscopy. Details are given in the supplement.
Construction of a Qualitative Systems Biological Model
To investigate the role of PLXNA4 in the PD biological system, we applied an integrative modeling approach to construct a qualitative multifactorial interaction network linking PLXNA4 and genetic factors associated with PD. An interactome with known and predicted interactions of PLXNA4 and its direct neighbors was prepared based on four commonly used databases and integrated to known PD pathways from KEGG and CIDeR as well as a manual literature search. For a detailed description see supplement.
Results
Pedigree and Clinical Phenotype
We describe a five-generation family from Central Germany in which four members were affected by PD and the pattern of inheritance seems to be autosomal dominant with reduced penetrance (Figure 1). Clinical assessment revealed tremor-dominant, levodopa-responsive parkinsonism with an age of onset at 60 and 67 years of age in the two affected individuals examined (Table S1 in File S1). Both individuals also reported subjective cognitive impairment. Restless legs syndrome was present in IV:11 as well as one of her children. Transcranial ultrasound showed bilateral hyperechogenicity of the substantia nigra in IV:18 but was not performed in IV:11. MRI was in line with a diagnosis of PD in both. The affected parent (III:7) and aunt (III:5) of IV:11 were deceased before initiation of the study, so that no detailed phenotype information is available. Moreover, another aunt (III:2) on the same side of the family was reported to have suffered from an unclassified form of dementia.
Identification of Candidate Variants by Exome Sequencing and Frequency Assessment of Candidate Variants in a Case/Control Cohort
Exome sequencing was performed using DNA from two second cousins (IV:11 and IV:18, Figure 1A). This generated 11.68 gigabases (Gb) of alignable sequence for IV:11 (average coverage = 108.46, base pairs with >8 reads = 93.67%) and 15.02 Gb for patient IV:18 (average coverage = 154.13, base pairs with >8 reads = 94.74%). All 28,803 detected variants shared by the two affected individuals were filtered against in-house exomes (n = 1739) of individuals with unrelated diseases. Here, variants were allowed to be present in ≤1% of exomes. Moreover, synonymous and non-coding variants as well as all variants annotated in dbSNP135 with a minor allele frequency (MAF) ≥0.01 were excluded from the follow-up (Figure S1). No known variants believed to play a causative role in PD were found in either IV:11 or IV:18.
All ten remaining missense, nonsense, stoploss, splice site or frameshift variants and indels were genotyped in 975 cases and 1014 population-based controls (Table 1). The variants were, overall, very rare. Two (PLXNA4 p.Ser657Asn and OGN p.Leu124fs) were validated in the individual in whom they were first identified but were otherwise not found again in the 1989 individuals tested. CPNE1 p.Ser1831Thr was present in the index case as well as one additional control individual and GOLGA4 p.Gln425Arg was identified in one additional PD patient. The other six variants (RBM28 p.Asp300Gly, IMPDH1 p.His296Arg, ARPP21 p.Ala576Thr, PHF2 p.Ser840Asn, SLC22A13 p.Arg16His and SPANXE p.Leu42Ile) were not as rare (MAF≥0.03%) and found at similar frequencies in both cases and controls and were, therefore, regarded to be unlikely candidates (Table 1).
Table 1. Ten Rare, Non-synonymous Variants Shared by Individuals IV:11 and IV:18 of Family PARK_0005.
Genomicposition (hg19) | gene | number of alleles | in house exomes (n = 1739) | genotyping | dbSNP135 | 1000genomes | NHLBI-ESP [39] (EA only) | transcript | variation | penetrance for PD in % (n = 6) | PolyPhen2 | ||
cases (n = 975) | controls (n = 1014) | nucleotide | amino acid | ||||||||||
chr3∶35780947 | ARPP21 | 1 | 12 | 9 | 11 | rs151173813 | 0.0031∶2218 | A = 37/G = 8563 | NM_001267617.1 | c.1726G>A | p.Ala576Thr | N/A | benign |
chr3∶37365968 | GOLGA4 | 1 | 4 | 2 | 0 | rs139536585 | not found | G = 8/A = 8592 | NM_001172713.1 | c.1274A>G | p.Gln425Arg | 66.67% | benign |
chr7∶127950857 | RBM28 | 1 | 1 | 6 | 5 | rs148028531 | 0.0007∶14795 | C = 20/T = 8580 | NM_018077.2 | c.2273T>C | p.Asp758Gly | 40.00% | poss. damaging |
chr7∶128037009 | IMPDH1 | 1 | 7 | 6 | 5 | rs61751223 | 0.0052∶2280 | C = 23/T = 8577 | NM_000883.3 | c.887T>C | p.His296Arg | 40.00% | benign |
chr7∶131910932 | PLXNA4 | 1 | 0 | 1 | 0 | novel | not found | not found | NM_020911.1 | c.1970C>T | p.Ser657Asn | 40.00% | prob. damaging |
chr9∶95155422–95155423 | OGN | 1 | 0 | 1 | 0 | novel | not found | not found | NM_014057.3 | c.372_373 delAA | p. Leu124fs | 50.00% | frameshift |
chr20∶34219872 | CPNE1 | 1 | 0 | 1 | 1 | novel | not found | not found | NM_003915.5 | c.547A>T | p.Ser183Thr | 66.67% | benign |
chr9∶96436037 | PHF2 | 1 | 15 | 26 | rs41276200 | 0.002∶2389 | A = 120/G = 8480 | NM_005392.3 | c.2519G>A | p.Ser840Asn | N/A | benign | |
chr3∶38307398 | SLC22A13 | 1 | 20 | 23 | rs72542450 | 0.01∶1459 | A = 84/G = 8516 | NM_004256.3 | c.47G>A | p.Arg16His | N/A | benign | |
chrX:140785792 | SPANXE | 1,2 | 14/7 | 9/15 | novel | not found | not in database | NM_145665.1 | c.124G>T | p.Leu42Ile | N/A | not scored |
The rare variants common to the two affected individuals were genotyped in 975 cases and 1014 controls. Penetrance with regard to the PD phenotype was assessed in 6 family members belonging to the same generation as the affected individuals. EA = European American.
Segregation Analysis and Genotyping of Additional PLXNA4 Variants
The remaining four variants shared by the two affected individuals (Table 1) were pursued further by Sanger-sequencing-based testing for segregation in 6 family members belonging to generation IV. Under the assumption that a given variant would be causal for PD, penetrance ranged between 40.0 and 66.6% in 6 individuals belonging to generation IV. Moreover, on careful scrutiny of the exome data, both index patients were found to harbor one additional, variant of PLXNA4 (p.Phe40Leu (rs145024048, 111/8489 in NHLBI-ESP exomes) for IV:11 and p.Arg302His (rs143813209, 3/8597 in NHLBI-ESP exomes) for IV:18). These two variants were also genotyped in 15 additional members of the family. PLXNA4 p.Phe40Leu was found in 5 additional individuals and p.Arg302His was found in 7 additional family members. Importantly and contrary to the exome sequencing data, by Sanger sequencing, IV:11 was also found to harbor the PLXNA4 p.Arg302His variant. The combination of the PLXNA4 index variant and p.Phe40Leu was present only in IV:11, while the index variant and PLXNA4 p.Arg302His were found in a total of 7 individuals belonging to the pedigree. None of the three additional candidate genes harbored additional non-synonymous coding variants in either IV:11 or IV:18.
Linkage Analysis
In order to further prioritize genes for follow-up, we performed parametric linkage analysis. In doing so, we identified 25 genomic regions with a suggestive linkage signal (LOD≥0.5) (Figure 1B). Only one of these regions, located on chromosome 7 (chr7∶106,254,234 to 134,663,671; maximum two-point LOD score = 0.76), contained one of the four candidate genes identified during exome sequencing, lending further support to the potential causality of variants in PLXNA4.
Mutational Screening of PLXNA4 in Case/Control Cohort
Linkage analysis highlighted the variant in PLXNA4 as a potentially causal or modifying variant for the PD phenotype in our family. Also, the affected amino acid in PLXNA4 is highly conserved in all vertebrates and two of three commonly used prediction algorithms [12]–[14] predicted it to be “damaging”. Accordingly, we screened the 32 coding exons as well as the exon/intron boundaries of PLXNA4 in 862 Austrian and German cases and 940 controls in order to assess a fuller spectrum of rare genetic variation found. For the most part, this cohort comprised the same individuals used for the above frequency assessment. In PLXNA4, a total of 38 novel (37 non-synonymous, 1 deletion) and 6 known variants (rs143813209, rs113830939, rs112682233, rs62622406, rs117458710 and rs73155258, all non-synonymous) resulting in a change in the amino acid sequence were identified (Table S2 in File S1). The large majority (86.21%) of variants were very rare, with MAF≤0.2% in controls. Overall, a similar number of cases (n = 107) and controls (n = 117) harbored at least one variant predicted to result in a changed amino acid sequence (p>0.05, χ2 test). The same held true when only variants with MAF≤1.0% (46 cases vs. 52 controls, p>0.05, χ2 test) were evaluated. Very rare variants with MAF≤0.2%, however, were more common in cases (n = 33) than controls (n = 18) (p<0.02, χ2 test). Three cases but no controls were compound heterozygous for a non-synonymous variant in PLXNA4. Variants were located throughout the entire gene (Figure 2A).
Of the individuals harboring a rare non-synonymous variant in PLXNA4, information regarding family history was available for 17 individuals: 3 reported a first or second degree relative with PD and a positive history of essential tremor was present in the mother and a maternal uncle in one additional individual. The only brother of the individual harboring the PLXNA4 p.Arg302Cys amino acid change was also found to have PD and to harbor this variant. However, the family was too small for formal segregation analysis.
When analyzed by means of three commonly used prediction algorithms (PolyPhen2, MutationTaster, SIFT) [12]–[14], the number of non-synonymous single nucleoide variants (SNVs) classified as functionally “damaging” (SNVs classified as “probably damaging” by PolyPhen2, “disease causing” by MutationTaster and “damaging” by SIFT) was greater in cases than in controls. This was especially prominent and statistically significant for PolyPhen2 when only very rare variants with MAF≤0.2% in controls were analyzed (PolyPhen2∶19 variants in cases vs. 9 variants in controls, p = 0.033, χ2 test; MutationTaster: 26 in cases vs. 14 in controls, p = 0.028, χ2 test; SIFT/PROVEAN: 10 in cases vs. 2 in controls, p = 0.018, Fisher’s Exact test) (Figure 2B). Deletions, which were only found in cases, cannot be assessed by PolyPhen2 and were, therefore, omitted from the analysis using this algorithm.
Functional Assessment of PLXNA4 p.Ser657Asn in Fibroblasts
In fibroblast cell lines generated from both the index patient and an offspring who does not harbor the PLXNA4 p.Ser657Asn variant (other variants not given to protect privacy) cell viability was similar (Figure 3A). Based on the results from the above mutation screening as well as the fact that PLXNA4 is known to be expressed in the brain [15] and a role for axonal guidance factors similar to PLXNA4 already postulated in PD [16], we further analyzed subcellular localization of the protein in the two cell lines but could not detect a difference (Figure 3B).
Modeling a Potential Role of PLXNA4 in the PD Network
Beyond a proposed general role of axonal guidance pathways in the development of neurodegeneration [16], [17], it is interesting to note that PLXNA4 can be place into a network containing several firmly established PD genes (SNCA, PARK2, DJ-1, LRRK2), although both known and less reliable projected interactions have to be utilized (Figure 4).
Discussion
In an unbiased, whole-exome approach, we identified a variant in PLXNA4 (p.Ser657Asn) as a candidate for a potentially causal variant in familial PD. Although this finding is intriguing and functionally plausible, we cannot conclude that this variant in PLXNA4 is indeed the cause of PD in our family. Also, it is interesting that both affected individuals were found to harbor two or three non-synonymous variants in PLXNA4, thus, highlighting the possibility that a “multi-hit” model within the same gene or pathway could play a role with regard to phenotype expressivity.
Three of the final four variants (PLXNA4 p.Ser657Asn, OGN p.L124fs and CPNE1 p.Ser183Thr) are extremely rare and were only found in other family members but not in approximately 8,978 other individuals of European descent (genotyping sample (n = 1989), in-house exomes (n = 1739), 1000genomes (n = 1000) and NHLBI-ESP exomes (n = 4250)). This is interesting in light of the fact that–with regard to drug target genes–it was recently shown that the rarer a given variant the more likely it is functionally relevant [18]. Yet, on the other hand, this rarity also means that from a genetic standpoint, at the moment, one can neither confirm nor exclude the possibility of a causal or modifying role in the PD phenotype. Further, even taken together additional evidence highlighting PLXNA4 p.Ser657Asn (suggestive linkage signal, high conservation and predicted pathogenicity, excess of very rare coding variants in cases and functional considerations) can be viewed as suggestive at best and by no means exclude the possibility of other causative or modifying genetic factors that play a role in the PD phenotype in our family.
In general, these findings highlight the fact that in many cases very large populations will be needed to conclusively judge the disease-related nature of a rare variant. Recent studies show that while the power to detect associations for genes harboring rare variants varies widely across genes, only <5% of genes achieved 80% power even assuming high odds ratios (OR) of 5 and when tested in 400 cases and 400 controls. In the same scenario, no gene out of 12,000 genes tested achieved 80% power when assuming an OR of 1.5 [19]. Statistical evaluation is further complicated by the fact that it is not unreasonable to assume that many genes will habor both variants that are protective and predisposing with regard to a given phenotype, as was recently shown for the APP locus in Alzheimer’s disease [20], which with the statistical analysis tools available today will always lead to an underestimation of the genetic contribution of rare variants at a given locus to a phenotype’s heritability [21].
Ultimately, it is also possible that the truly causal variant was not picked up in this study because it lies outside the targeted regions of the exome. Here, the use of two enrichment kits of different sizes and different exome target definitions represents a specific weakness of the study. Also, we cannot exclude that IV:18 represents a phenocopy and that the underlying cause of PD in his case is different from that of the other affected individuals in the family. If this were the case, a much larger number of candidate variants than those assessed here could contribute to bringing about the PD phenotype in the examined family.
Moreover, copy number variants, another important player in the full spectrum of genetic variation, could, at the time of study, not yet confidently be assessed in exome sequencing data and were, therefore, not evaluated in our study. Lastly, while suggestive non-significant LOD scores have been used to prioritize variants identified in exome [22] or whole genome [23] sequencing they also harbor the potential for the erroneous exclusion of true positives.
The fact that all four candidate variants were also found in unaffected family members, per se does not contradict potential causality as it is known from other autosomal dominant forms of PD that even among members of a single family, penetrance of known PD mutations can vary widely. Of individuals who harbor the LRRK2 p.Gly2019Ser mutation, for example, only 28% will develop PD by the age of 59 [24]. Thus, predicted penetrance of the variants identified in our family are in line with what is reported in the literature for other forms of autosomal dominant PD.
Plexin A4, PLXNA4, which functions as a receptor for class 3 semaphorins, holds a firmly established role in axon guidance in the development of the central and peripheral nervous systems. For example, PlxnA4 has been shown to restrict inappropriate spreading of mossy fibers within the CA3 region of the murine hippocampus [25], to direct basal dendritic arborization in layer V cortical neurons [26] and sympathetic axons [15], [27] as well as lamination and synapse formation in the outer retina [28] in the mouse.
PLXNA4 has also been implicated in neurodegenerative conditions. In the discovery stage of a large family-based GWAS assessing low-frequency (MAF≤5%) variants in late-onset Alzheimer’s disease an intronic SNP in PLXNA4 (rs277484, MAF = 2.0% in 1000genomes) yielded the most significant association signal (p = 9.0×10−10). Replication, however, is still ongoing [17]. Similarly, preliminary results have suggested decreased PLXNA4 expression in the motor cortex of individuals with amyotrophic lateral sclerosis when compared to controls, although the sample size of the study was very limited (n = 5) [29].
PLXNA4 itself has not previously been implicated in PD. Yet, a number of studies have suggested an involvement of axonal guidance pathways in PD. An early GWAS identified a SNP in semaphorin 5A (SEMA5A) as the best association signal [16] and systems biology-based follow-up studies reported an overrepresentation of axonal guidance factors in subthreshold association signals [30] which were shown to predict susceptibility to PD [31]. However, both the association signal and the pathway analysis proved difficult to replicate in other cohorts [32]–[34] which may be due to the fact that as one of the very first GWAS it was not conducted to the current quality standards. Expression studies of different brain regions, on the other hand, have repeatedly found an overrepresentation of differentially expressed axonal guidance pathways in individuals with PD when compared to controls [30], [35]–[37]. Axonal guidance pathways have also been implicated in the proper targeting of dopaminergic neurons from the murine mesencephalon to the ipsilateral striatum [38].
At the moment, both functional and genetic data addressing a role of PLXNA4 as a PD gene are inconclusive. The identification of additional larger families with PD in which PLXNA4 p.Ser657Asn or p.Arg302His segregate with the phenotype or the replication of the finding of an excess of very rare variants (MAF≤0.02%) in an independent case/control sample would lend further support to a possible role of modifying or causal variants in PLXNA4 in PD and to the interesting hypothesis of axonal guidance dysfunction in neurodegenerative conditions.
Supporting Information
Acknowledgments
We are gratefully indebted to Katja Junghans, Susanne Lindhof, Jelena Golic, Sybille Frischholz und Regina Feldmann at the Insitut für Humangenetik, Helmholtz Zentrum München, Munich, Germany, for their expert technical assistance. We would also like to thank Lucas Schirmer, Neurologische Klinik und Poliklinik, Technische Universität München, Munich, Germany, for expert help in performing the FACS analyses.
Funding Statement
The study was funded in its majority through institutional funding from Technische Universität München and Helmholtz Zentrum München, Munich, Germany. Dr. DH received an NINDS Intramural Competitive Fellowship and research support from the Austrian Science Fund (Erwin Schroedinger Fellowship, project#J2783-B09) and the NINDS Intramural Research Program. Dr. BB and Dr. MJM received support from the Hungarian National Innovation Office (TAMOP-4-2-1/B-03/11 KMR-2010-001). Recruitment and management of the KORA cohort is funded by both institutional (Helmholtz Zentrum München, Munich, Germany) and government funding from the German Bundesministerium für Bildung und Forschung (03.2007-02.2011 FKZ 01ET0713). DC was supported by the Deutsche Forschungsgemeinschaft (German Research Foundation) within the framework of the Munich Cluster for Systems Neurology (EXC 1010 SyNergy). The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.
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