Abstract
To develop targeted intervention strategies for the treatment of Alzheimer's disease, we first need to identify early markers of brain changes that occur before the onset of cognitive impairment. Here, we examine changes in resting-state brain function in humans from the Baltimore Longitudinal Study of Aging. We compared longitudinal changes in regional cerebral blood flow (rCBF), assessed by 15O-water PET, over a mean 7 year period between participants who eventually developed cognitive impairment (n = 22) and those who remained cognitively normal (n = 99). Annual PET assessments began an average of 11 years before the onset of cognitive impairment in the subsequently impaired group, so all participants were cognitively normal during the scanning interval. A voxel-based mixed model analysis was used to compare groups with and without subsequent impairment. Participants with subsequent impairment showed significantly greater longitudinal rCBF increases in orbitofrontal, medial frontal, and anterior cingulate regions, and greater longitudinal decreases in parietal, temporal, and thalamic regions compared with those who maintained cognitive health. These changes were linear in nature and were not influenced by longitudinal changes in regional tissue volume. Although all participants were cognitively normal during the scanning interval, most of the accelerated rCBF changes seen in the subsequently impaired group occurred within regions thought to be critical for the maintenance of cognitive function. These changes also occurred within regions that show early accumulation of pathology in Alzheimer's disease, suggesting that there may be a connection between early pathologic change and early changes in brain function.
Introduction
It is estimated that as many as 5.4 million individuals are currently diagnosed with Alzheimer's disease (AD) in the United States alone, and this number is expected to triple by the year 2050. The marked increase in the number of people with AD has tremendous implications not only for an already overburdened healthcare system, but also for the individuals themselves and for their 15 million caretakers (Alzheimer's Association, 2012).
Current experimental treatments of AD revolve around reversing existing pathology in the brains of those already diagnosed with the disease, primarily focusing on β-amyloid removal (Callaway, 2012; Castellani and Perry, 2012). So far, however, the participants in these studies have not shown significant cognitive benefits related to the removal of β-amyloid.
In AD, abnormal accumulation of amyloid and tau proteins in the brain are thought to begin 10–20 years before the onset of overt symptoms (Hof et al., 1996; Perl, 2010; Bateman et al., 2012), suggesting that interventions designed to prevent accumulation of amyloid or other pathologic proteins may be more effective than attempting to reverse the pathology that already exists. However, for these early interventions to be successful, they need to be selectively administered to persons who will likely develop the disease in their lifetimes. Thus, it is critical to identify early biomarkers that are strongly predictive of future change in cognition.
Here, we investigate early changes in brain activity that occur before the initial onset of symptoms in those who go on to develop significant cognitive impairment (CI). As regional cerebral blood flow (rCBF) is a marker of neuronal activity (Jueptner and Weiller, 1995), we used resting-state 15O-water PET data from participants in the Baltimore Longitudinal Study of Aging (BLSA) to examine longitudinal changes rCBF collected over a mean 7 year period in 22 participants who subsequently develop impairment in the years after the scan interval. We compare these changes with those that occur over the same period in 99 participants who remained cognitively normal.
The goal was to determine whether accelerated activity changes can be detected in the brains of those who develop future cognition dysfunction, and whether the distribution of these changes sheds light on the regional vulnerability of the brain before CI. Based on the regional distribution of early amyloid and tau pathology (Braak and Braak, 1991; Wolk and Klunk, 2009) and on the regional changes in brain activity noted in the prodromal mild cognitive impairment (MCI) stage of AD (de Leon et al., 2007; Pihlajamäki et al., 2009), we hypothesized that frontal, temporal, and parietal association cortices would be the most likely regions to exhibit altered activity levels before the onset of illness.
Materials and Methods
Participants.
We used data from 121 older participants in the neuroimaging substudy (Resnick et al., 2000) of the BLSA (Shock et al., 1984) (Table 1) who had both MRI and PET imaging assessments for at least three annual visits. Of these participants, 99 (57 male, 42 female) remained cognitively normal (CN) throughout the study. The remaining 22 (11 male, 11 female) participants were diagnosed with CI over time. CI was determined by consensus diagnosis using Diagnostic and Statistical Manual of Mental Disorders Third Edition, Revised (DSM-III-R) (1987) criteria for dementia, and the National Institute of Neurological and Communication Disorders-Alzheimer's Disease and Related Disorders Association criteria (McKhann et al., 1984), using neuropsychological diagnostic tests and clinical data (Driscoll et al., 2006). None of the participants had a history of CNS disease (epilepsy, stroke), psychiatric disorders, severe cardiac disease (myocardial infarction, coronary artery disease requiring angioplasty or bypass surgery), or metastatic cancer at enrollment.
Table 1.
CN | CI | |
---|---|---|
N | 99 (57 male) | 22 (11 male) |
Baseline age (yr) | 68.6 (7.5) | 74.1 (7.5)a |
Median age (yr) | 68.2 | 71.2 |
Age range (yr) | 56.1–86.0 | 61.0–85.0 |
Scan interval (yr) | 7.4 (1.5) | 7.0 (1.7) |
Years to symptom onset | NA | 10.9 (3.7) |
Education (yr) | 16.3 (2.7) | 16.4 (3.0) |
Hypertension (%) | 46.5 | 63.6 |
Diabetes (%) | 10.1 | 13.6 |
Hypothyroidism (%) | 7.1 | 9.1 |
APOE 3/4 (%) | 21.2 | 22.7 |
APOE 4/4 (%) | 4.0 | 4.5 |
aThe cognitively impaired group is significantly older than the normal group (p = 0.002). No other differences between the groups were noted. NA, Not applicable.
The local Institutional Review Board approved the research protocol for this study, and written informed consent was obtained at each visit from all participants.
Neuropsychological testing.
During each visit, participants completed a battery of 12 neuropsychological tests evaluating six cognitive domains. Memory was assessed using the California Verbal Learning Test and Benton Visual Retention Test (BVRT). Word knowledge and verbal ability were measured using Primary Mental Abilities Vocabulary. Verbal fluency was assessed by Letter (i.e., F, A, and S) and Category fluency tests. Attention and working memory were measured by the Digit Span Test of the Wechsler Adult Intelligence Scale-Revised and the Trail Making Test. Digits Backward, Trails B, and Verbal fluency (categories and letters) assessed executive function. The Card Rotations Test assessed visuospatial function. Neuropsychological testing occurred at each neuroimaging PET visit and continued during the years after the PET phase of the study.
PET scanning parameters.
Annual PET scans were administered from baseline through year 8 of the study (Fig. 1). Valid scans for each participant were included in the analyses. In CN participants, scans were excluded from the point of diagnosis onward in those who developed significant health-related issues (stroke n = 3, seizure disorder n = 1, lymphoma n = 1, aphasia n = 1). Of the 22 CI, four had onset of CI before follow-up year 8 (1 individual had onset at year 5, 2 individuals at year 6, and 1 individual at year 7 of the study). We excluded scans on and after symptom onset in these individuals, so that data used in the analyses were only those collected before the onset of impairment. The follow-up scan interval examined in this study was 7.4 ± 1.5 years (mean ± SD) for the CN group and 7.0 ± 1.7 years for the CI group. The mean time from baseline to onset of CI in the CI group was 10.9 ± 3.7 years.
Each PET session included a resting-state scan in which participants were instructed to keep their eyes open and focused on a computer screen covered by a black cloth. PET measures of rCBF were obtained using [15O]water. For each scan, 75 mCi of [15O] water was injected as a bolus. Scans were performed on a GE 4096+ scanner, which provides 15 slices of 6.5 mm thickness. Images were acquired for 60 s from the time the total radioactivity counts in the brain reached threshold level. Attenuation correction was performed using a transmission scan acquired before the emission scans.
PET image preprocessing and mixed model analysis.
Image preprocessing was done using Statistical Parametric Mapping (SPM5; Wellcome Department of Cognitive Neurology). For each participant across follow-up sessions, PET images were realigned to the first session, spatially normalized to the MNI template space with 2 × 2 × 2 mm resolution, and smoothed using a full width at half maximum of 12 mm. Voxel rCBF values for all images were ratio adjusted and scaled to a mean global flow of 50 ml/100 g/min.
A mixed model approach was used to analyze the PET data, which enabled us to account for individual differences in longitudinal trends more effectively. The mixed model was implemented using R version 2.11.1 running the packages AnalyzeFMRI version 1.1–12 and lme4 version 0.999375-37, and included fixed effects of age, sex, and group, and the interaction of each of these measures with change over time. The focus of the current analysis was the interaction between group (CN vs CI) and rCBF change over time, identifying brain regions that show significant differences in longitudinal rCBF changes between participants who retain normal cognition compared with those who develop subsequent CI. Baseline differences between the groups were also assessed. Whole-brain statistical contrast t-maps of group differences at baseline and differences in change over time (group × scan interval interaction) were generated using a statistical threshold of p < 0.005 as recommended for PET data by the PET Working Group of the National Institutes of Health/NIA Neuroimaging Initiative (http://www.nia.nih.gov/about/events/2011/positron-emission-tomography-working-group) with an additional cluster size threshold of ≥50 voxels (400 mm3).
Because the two groups differed in baseline age, an age-matched sensitivity analysis was also performed in a subsample of participants using a 3:1 ratio of CN:CI (CN age, 72.2 ± 6.5 years, mean ± SD; median age 69.9 years, range 61.3–85.9 years; CI age 74.1 ± 7.5 years, median 71.2 years, range 61.0–85.0 years; no significant age difference between the groups, p = 0.25).
To determine whether change in tissue volume of each region had an effect on the rCBF change in that area, we repeated all analyses with covariate adjustment for the longitudinal MRI volumes of each significant cluster observed in the mixed model results.
To further examine the changes in rCBF over time, rCBF values of significant regions in the voxel-based full sample analysis were extracted from a 4 mm spherical region centered on the local maxima of each area using the Marsbar SPM toolbox (Brett et al., 2002). Using the age- and sex-adjusted rCBF values, annual rates of change, direction of change, and characterization of the linear or nonlinear trajectory of rCBF change were then estimated for each region using a mixed model approach. These rCBF values were also used to examine the relationship between change in neuropsychological performance and change in rCBF over time. Here, the slope of performance change on each test was correlated with the slope of rCBF change from each region in the two groups.
MRI scanning.
Scanning was performed on a GE Signa 1.5 Tesla scanner. A 3-D T1-weighted spoiled gradient refocused MRI scan (35 ms TR, 5 ms TE, 24 cm FOV, 45° flip angle, 256 × 256 matrix, 0.94 × 0.94 mm voxel size, 1.5 mm slice thickness, 124 slices) was obtained annually at each imaging visit.
MRI volume calculation.
The MRI scans were segmented into gray matter, white matter, and CSF and spatially normalized into stereotactic space using a high-dimensional elastic warping method (Davatzikos et al., 2001) and a volume-preserving transformation (Shen and Davatzikos, 2002). Binary maps of the clusters showing rCBF differences between the two participant groups were generated from the PET analysis, and total volumes of gray + white matter were calculated within each cluster for each participant at each imaging visit. As described above, the volume of each cluster at each visit was then included as a covariate in the secondary PET analyses adjusting for tissue volume.
Results
Neuropsychological testing
Twenty-two participants received a clinical diagnosis of CI after the last PET CBF scan used in the current analysis. Nine participants were diagnosed with MCI, and 13 were diagnosed with Alzheimer's disease. In this group, the mean interval from baseline to onset of impairment for the CI group was 10.9 (3.7) years (range 4–15 years).
Linear mixed models were used to examine differences at baseline and in longitudinal change in task performance before the onset of impairment. Relative to CN, the CI group performed similarly on most cognitive measures at baseline and in performance change over time. Differences were only noted on the Digit Span Test, where the CI group performed below the CN group on Digits Backwards at baseline (CN = 7.9 (0.2) digits, CI = 6.8 (0.4) digits; p = 0.02) and showed a decline in Digits Forward performance over time (CN = 0.02 slope of change, CI= −0.08 slope; p = 0.03).
Baseline differences in rCBF
Significant differences were noted at baseline between the CI and CN groups (Fig. 2). Higher rCBF was noted in the middle occipital gyrus (BA 19, p < 0.001) in the CI relative to the CN group. Lower rCBF in the CI group was seen in the middle frontal gyrus (BA 9, p < 0.001), precentral gyrus (BA 4, p < 0.001), inferior temporal gyrus (BA 20, p < 0.001), caudate (p < 0.001), and putamen (p = 0.001). Of these baseline differences, only decreased rCBF noted in middle frontal gyrus, inferior temporal gyrus, caudate, and putamen survived correction for regional MRI volume.
Longitudinal differences in rCBF
We found significant differences in longitudinal rCBF change between the CI and CN groups (Fig. 3; Table 2). Several regions exhibited greater increases in rCBF over time in the CI compared with CN group. These areas primarily involved the frontal lobe and included orbitofrontal (BA 11) and medial frontal (BA 10) regions, extending into the anterior cingulate cortex (BA 32). Areas of accelerated rCBF decrease in CI compared with CN included the insula, supramarginal gyrus (BA 40), medial inferior parieto-occipital cortex (BA 18), lingual gyrus (BA 18), and thalamus. The brainstem also appeared as a region of decreased rCBF, but this difference was the result of a reduced increase in rCBF over time in CI relative to CN. All of the regions survived regional MRI volume correction, except the insula, which was no longer significant after correction.
Table 2.
Region | Side | x | y | z | p | Voxels |
---|---|---|---|---|---|---|
Greater rCBF increases | ||||||
Orbitofrontal cortex (11) | L | −4 | 32 | −28 | <0.001 | 413 |
Medial frontal gyrus (10) | L | −6 | 64 | 0 | <0.001 | 789b |
Anterior cingulate cortex (32) | R | 8 | 54 | 8 | <0.001 | 789b |
Cerebellum | R | 12 | −78 | −16 | <0.001 | 138 |
Greater rCBF decreases | ||||||
Insula | R | 66 | 10 | 2 | 0.002 | 65c,d |
Supramarginal gyrus (40) | R | 64 | −38 | 32 | 0.003 | 59d |
Parieto-occipital cortex (18) | R | 22 | −62 | 36 | <0.001 | 291 |
Lingual gyrus (18) | L | −20 | −54 | −2 | <0.001 | 105 |
Thalamus | R | 6 | −10 | 8 | 0.003 | 59 |
Brainstem | R | 18 | −22 | −8 | <0.001 | 154 |
aRegions where CI show differences in longitudinal rCBF change compared with CN in the full sample of participants. Stereotaxic coordinates are listed; Brodmann areas are indicated in parentheses.
bRegions contained within the same cluster.
cRegion that did not survive correction for tissue volume change over time.
dRegions that were no longer significant in the age-matched analysis.
Shape analysis of the trajectories of longitudinal rCBF change showed no significant nonlinear changes over time, suggesting that all of the changes were linear in nature (Fig. 4). The annual rates of change and the effective direction of change for each region are shown in Table 3.
Table 3.
Baseline rCBF |
Annual rate of change |
Effective change | |||
---|---|---|---|---|---|
CN | CI | CN | CI | ||
Greater rCBF increases | |||||
Orbitofrontal cortex (11) | 75.17 (7.0) | 74.33 (8.4) | −0.35 | 0.18 | Increase in CI |
Medial frontal gyrus (10) | 75.97 (4.5) | 74.81 (5.2) | −0.36 | 0.19 | Increase in CI |
Anterior cingulate cortex (32) | 89.83 (5.3) | 89.08 (5.7) | −0.30 | 0.17 | Increase in CI |
Cerebellum | 96.81 (7.1) | 97.36 (7.9) | −0.43 | 0.14 | Increase in CI |
Greater rCBF decreases | |||||
Insula | 41.60 (8.5) | 39.93 (8.5) | −0.22 | −0.82 | Greater decrease in CI |
Supramarginal gyrus (40) | 81.32 (4.5) | 81.38 (5.3) | 0.00 | −0.38 | Greater decrease in CI |
Parieto-occipital cortex (18) | 72.72 (6.1) | 71.99 (6.0) | 0.04 | −0.24 | Greater decrease in CI |
Lingual gyrus (18) | 72.21 (8.3) | 71.54 (14.0) | −0.25 | −0.59 | Greater decrease in CI |
Thalamus | 78.62 (8.6) | 76.78 (11.8) | −0.70 | −1.03 | Greater decrease in CI |
Brainstem | 84.15 (5.4) | 84.59 (6.9) | 0.42 | 0.09 | Less increase in CI |
aAnnual rates of rCBF change and the effective direction of change for regions showing significant differences in longitudinal change between the CN and CI groups in Table 2. Baseline rCBF was not significantly different between the groups.
Age-matched analysis
The results of the age-matched analyses were similar to those observed with the full sample. The only difference between the findings of the age-matched sample and the full sample was a lack of significant longitudinal rCBF decline in the insula and supramarginal gyrus (BA 40) of the age-matched CI relative to the CN groups (denoted in Table 2).
Neuropsychological performance and change in rCBF
Correlations of the change in test performance and the change in rCBF revealed only one significant relationship. Increased errors over time on the BVRT correlated negatively with orbitofrontal rCBF in the CN group (r = −0.23, p = 0.02) and positively with orbitofrontal rCBF in the CI group (r = 0.43, p = 0.04). This suggests that, over time, poorer performance (increased BVRT errors) was related to the decreased rCBF observed in the CN group and to the increased rCBF observed in the CI group within this region (trajectory of orbitofrontal rCBF change shown in Fig. 4).
Discussion
Using longitudinal neuroimaging data from the BLSA, we have shown that people who subsequently develop CI show accelerated changes in brain activity that begin years before the onset of symptoms. These changes include both relative increases in activity over time in frontal regions and decreases in activity in temporal and parietal areas thought to be critical for different aspects of cognition. The changes are also found within regions that show early accumulation of pathology in Alzheimer's disease.
Many of the group differences in change over time were located in the frontal lobe of the brain, with each area exhibiting accelerated linear increases in activity over time in the CI compared with CN group. These regions included orbitofrontal, medial frontal, and anterior cingulate cortex. Past studies have shown that the orbitofrontal cortex and anterior cingulate regions are critical for attention and error detection (Petrides, 2007; Tang et al., 2012), and the medial frontal cortex is thought to play a role in memory processes (Burgess et al., 2011). These regions, particularly the medial frontal and anterior cingulate cortex, are additionally considered to be central components of the default mode network (Shulman et al., 1997; Raichle et al., 2001), the modulation of which is theorized to impact normal cognitive function with advancing age (Lustig et al., 2003; Grady et al., 2006).
Other regions exhibited accelerated linear decreases in activity over time in the CI compared with the CN group. These included the lingual gyrus and the medial inferior parieto-occipital cortex. The lingual gyrus, which lies along the ventral occipitotemporal visual pathway, and the medial inferior parietal cortex are areas also thought to be involved in memory and attention processes (Cabeza et al., 2012; Straube, 2012). These results, in conjunction with the longitudinal increases in frontal activity, suggest that brain activity changes begin long before the onset of CI in regions that are ultimately crucial for maintenance of cognitive function.
Baseline differences between the groups were also observed in middle frontal and inferior temporal cortices implicated in memory processes (Haxby et al., 2000; Axmacher et al., 2008). Yet, these areas were relatively small in size and did not show significant differences between groups in activity change over time. The lack of baseline differences in the areas that do show differential changes over time may be the result of interindividual variability in rCBF and the limited power available when examining a single point in time.
Our findings of accelerated longitudinal changes in brain activity in individuals who develop CI support findings from cross-sectional resting-state studies in MCI. Although activity in the default mode network is thought to generally decrease in MCI and AD with advancing disease state (Lustig et al., 2003; Greicius and Menon, 2004; Petrella et al., 2007; Pihlajamäki et al., 2010), some studies have shown an increase in medial frontal regions in MCI relative to cognitively normal individuals (Wang et al., 2011; De Vogelaere et al., 2012; Jin et al., 2012). It is particularly interesting that the activity levels in the frontal cortex appear to be positively related to the accumulation of β-amyloid in the brain (Sperling et al., 2009) and that increased connectivity of frontal regions with other brain areas occurs in asymptomatic individuals at high risk of developing AD (Fleisher et al., 2009). A number of studies have also shown decreased resting-state activity levels within the posterior cingulate and parietal cortex in MCI relative to normal agers (Sorg et al., 2007; De Vogelaere et al., 2012; Wang et al., 2011). Our results confirm the findings seen in individuals with MCI and suggest that resting-state activity levels within these regions begin to change years before the diagnosis of CI. Indeed, anterior cingulate, medial frontal, and supramarginal regions showed significantly different activity levels between the impaired and normal groups at the last follow-up visit, which occurred ∼4 years before symptom onset in those who subsequently developed impairment.
The next question naturally relates to what these changes represent. Here, we see regions of both accelerated decreases and increases in rCBF activity levels over time in association with CI. Declines in rCBF likely represent regions of increased functional vulnerability over time, whereas increases in rCBF are more challenging to explain. Historically, increases in activity in the older brain have been interpreted as representing compensatory processes (Grady et al., 1999; Madden et al., 1999). That is, one region increases activity levels to compensate for failing activity in other region(s), allowing for the maintenance of cognitive function. Here, we see some evidence in support of this theory. Despite our two groups having similar longitudinal trajectories of cognitive performance during the studied interval, declining performance on a test of visual memory recall, the BVRT, was associated with declining activity in the CN group and with increasing activity in the CI group.
Other explanations of increasing activity in AD and its prodromal stage have also been proposed (Palop and Mucke, 2010; Reiman and Jagust, 2012). It is possible that increases in brain activity represent an excitotoxic reaction to increasing neuropathology (Sojkova et al., 2008; Sperling et al., 2009; Bakker, 2012), which may ultimately result in further synaptic and network dysfunction (Kapogiannis and Mattson, 2011). It is also possible that increases represent a failure to properly inhibit activity levels (Andrews-Zwilling et al., 2010), again likely related to the development of neuropathology.
It is well known that there is a characteristic progression of pathology in the brain of AD patients and that hallmark features of the disease involve the abnormal accumulation of amyloid and tau proteins in the brain. It is thought that abnormal accumulation of these proteins begins 10–20 years before the onset of cognitive dysfunction (Hof et al., 1996; Perl, 2010), although Braak and Braak (1995) have suggested that some changes may begin as early as 50 years before the end stage of the disease.
With respect to amyloid deposition, autopsy studies have shown that there is accumulation first in orbitofrontal, temporal pole, and inferior temporal areas, with further accumulation in frontal, occipital, and inferior parietal areas in the early stages of disease progression (Braak and Braak, 1991; Thal et al., 2002). In vivo neuroimaging tracers also show early accumulation of fibrillar amyloid in orbitofrontal and parietal regions of the brain (Wolk and Klunk, 2009). The orbitofrontal, medial frontal, inferior temporal, and inferior parieto-occipital brain areas that show accelerated change in CI in the present study are located within the regional pattern of early amyloid deposition.
Overlap between regions of CI-associated accelerated blood flow change is also seen in relation to the distribution of abnormally phosphorylated tau protein in the form of neurofibrillary tangles. Neurofibrillary tangles generally first develop in the entorhinal cortex and then progress to inferior temporal, inferior frontal, and retrosplenial cortex (Braak and Braak, 1995, 1997). Accelerated CI-associated brain activity changes noted in orbitofrontal, medial frontal, and inferior temporal cortex fall within the areas vulnerable to early tau accumulation.
Together, the majority of regions showing accelerated rCBF change in CI compared with CN involve areas of early neuropathologic changes in AD, suggesting that there may be a connection between early pathologic change and early changes in brain activity. Although the exact mechanism(s) responsible for the activity changes remains to be determined, our results show that there are significant changes in brain function that precede the development of CI. In the face of accumulating neuropathology, an argument could be made that some of these changes represent compensatory activity that support the maintenance of cognitive function and that impairment began after the early compensatory mechanisms ultimately failed.
Our findings also point to a limitation of cross-sectional studies of cognitively “normal” individuals. These samples are typically comprised of both individuals who are in a preclinical stage of disease as well as those who will maintain normal cognition. This makes separation of the two groups difficult when examining a single point in time. Longitudinal studies are more likely to discern the clinical course of participants and are therefore critical in developing the tools needed to target individuals who will benefit from disease intervention therapies before their symptoms become apparent and possibly irreversible.
Footnotes
This work was supported in part by the Intramural Research Program of the National Institutes of Health, National Institute on Aging, and Research and Development Contract N01-AG-3-2124. We thank the BLSA participants and staff for their dedication to these studies and the staff of the Johns Hopkins PET facility for their assistance.
The authors declare no competing financial interests.
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