Abstract
In this study we evaluated the neuroprotective potential of vitamin A (all-trans retinol), and its geometric isomers, all-trans retinoic acid and 9-cis retinoic acid, in a focal model of ischemia. A 60 minute middle cerebral artery occlusion in C57 mice resulted in over 50% hemispheric infarction. Vitamin A (retinol) and its derivatives were administered as two i.p. injections immediately prior to and following ischemia. A reduction in infarct volume was observed with all-trans retinol, in a dose dependent manner: maximum protection was observed with a 10 mg/kg dose. A similar protective profile was observed with all-trans retinol, but not the stereoisomer 9-cis retinoic acid. Administration of the derivatives 1 hour following ischemia did not produce significant protection. Taken together these data suggest a possible use of vitamin A derivatives as an acute neuroprotective strategy for stroke.
Keywords: Retinoid, ischemia, Retinol, C57, stroke
Introduction
A considerable amount of effort has been devoted to the discovery of pharmaco-therapeutics to reduce brain injury following cerebral ischemia. While many novel and potent therapies have been identified in pre-clinical animal models, few have been successful in larger human trials [20]. One potential problem with this strategy may be the quest for selective potent antagonists of a single protein receptor or channel/enzyme. Hence attention has been focused on identifying currently available potential therapeutics which may have multiple therapeutic targets.
One such example is retinol, or vitamin A which has been shown to have multiple potential neuroprotective properties. While a toxic dose of vitamin A has the well know property of intracranial hypertension, in therapeutic doses, retinol has antioxidant properties and has been shown to block voltage gated calcium channels [11,13,25]. Individual blockers of these cellular mechanisms have been attributed to neuroprotection individually [7,8,12]. Trials involving cocktails of compounds are not usually investigated because of the complexity of determining the therapeutic effect of each component. Hence retinol, with its potential multiple biological effects in a single molecule may have neuroprotective potential.
It has been shown that patients admitted to hospital following cerebral ischemia have reduced plasma levels of vitamin A [1,3,16]. In addition, in a previous study 9-cis retinoic acid was shown to be protective in a rat model of focal ischemia when administered by an intra-cerbral ventricular route [6] and in an in vitro model of ischemia [9]. Taken together there is a clear rationale for determining the effects of retinol and its metabolites all-trans-retinoic acid and 9-cis retinoic acid as potential neuroprotective agents for stroke. In this study we investigate the effect of retinol, and its metabolites on infarct volume in a murine focal ischemia model and determine that retinol is neuroprotective, but that the neuroprotection of its geometric isomers is stereo-selective depending on the cis-trans configuration of the side chains double bonds.
Results
The vitamin A (all-trans retinol) was administered intra-peritoneally (i.p.) to mice to determine its acute neuroprotective potential. The retinol was administered as two doses of 0.5, 1.5 or 5 mg/kg immediately before and immediately after 60 min MCAO (total dose 1, 3 and 10 mg/kg, i.p. respectively). A 60 min MCAO produced a robust infarction (58% of hemisphere), as determined by a decrease in defined TTC staining in the ipsilateral hemisphere. Using transcranial Doppler we observed an average 80% reduction in blood flow during MCAO. Using this model, all-trans retinol produced a dose-dependent protection against 60 min MCAO (Fig 1).
Figure 1.

Dose-dependent neuroprotection in stroke by all-trans retinol. a) Structure of all-trans retinol. b) Infarct volume of mice subject to 60 min MCAO and treated with DMSO vehicle (n=10) 1.0 (n=8) 3.0 (n=6) or 10.0 (n=6) mg/kg all-trans retinol. Infarct volume was determined by TCC staining. Data shown are mean ± sem, * denotes significant difference of P<0.05 and ** denotes P<0.01 vs. vehicle group (one-way ANOVA with post hoc Dunnet's test). c) Photograph of representative series of TTC stained brain sections treated with either vehicle control or all-trans retinol (1.0-10.0 mk/kg).
To determine whether the protective effects of all-trans retinol were via retinol or one of its metabolites we investigated the effect of all-trans retinoic acid and its steroisomer 9-cis retinoic acid. The retinoic acid derivatives were administered as two doses of 0.5, 1.5 or 5 mg/kg immediately before and immediately after 60 min MCAO (total dose 1, 3 and 10 mg/kg, i.p. respectively). All–trans retinoic acid (1.0 mg/kg) produced a dose dependent protection against 60 min MCAO modeled ischemia (Fig 2). In contrast, no protection was observed with the stereoisomer 9-cis retinoic acid at any doses investigated (1.0, 3.0 and 10 .0 mg.kg, i.p. total doses) (Fig 2). To directly compare the effect of all-trans retinol vs. all-trans retinoic acid, a two way ANOVA with post-hoc Bonferroni's test was performed on infarct volume following stroke. There was no significant difference between the protective potency of all trans-retinol vs. all trans retinoic acid. This suggests that the protective effect of retinoic acid is mediated through the all-trans isomer when delivered via intraperitoneal administration.
Figure 2.

Dose dependent neuroprotection in stroke by all-trans retinoic acid, but not 9-cis retinoic acid. a) Structure of all-trans retinoic acid. b) Infarct volume of mice subject to 60 min MCAO and treated with DMSO vehicle (n= 10), 1.0 mg/kg (n=10) 3.0 mg/kg (n=9) or 10.0 mg/kg (n=11) all-trans retinoic acid. Infarct volume was determined by TCC staining. Data shown are mean ± sem, * denotes significant difference of P<0.05 and ** denotes P<0.01 vs. vehicle group (one-way ANOVA with post hoc Dunnet's test). c) Structure of 9-cis retinoic acid. d) Infarct volume of mice subject to 60 min MCAO and treated with DMSO vehicle (n= 10), 1.0 mg/kg (n=7) 3.0 mg/kg (n=5) or 10.0 mg/kg (n=12) 9-cis retinoic acid. Infarct volume was determined by TCC staining. Data shown are mean ± sem, no groups were significant from vehicle control (one-way ANOVA with post hoc Dunnet's test). e) Photograph of representative series of TTC stained brain sections treated with vehicle, all-trans retinoic acid (1.0-10 mg/kg) or 9-cis retinoic acid (1.0-10.0 mg/kg).
We further investigated whether retinol or all-trans retinoic acid may have utility as a post ischemic neuroprotective agent. The maximal effective dose of 10 mg/kg was administered as a single bolus i.p. 1 hour following 60 min MCAO. Brain infarction following ischemia was reduced when all-trans retinol or all-trans retinoic acid was administered post ischemia, however the protection was modest and not significant. In contrast, no evidence for protection was observed when animals were administered 9-cis retinoic acid 10 mg/kg i.p. one hour post MCAO (data not shown).
Discussion
Thus in our study we observed a neuroprotective potential of all-trans retinol and all-trans retinoic acid, but not 9-cis retinoic acid in a murine model of focal ischemic, when the drug is administered via an intra-peritoneal route at the time of stroke. Given the stereo-selectivity of the protective effect, a distinct binding site mechanism of action may be more relevant to its therapeutic effects.
Retinol and its derivatives exert their biological actions via specific nuclear receptors (RARs and RXRs) which regulate gene transcription [11]. Retinoic acid receptors can also interact with other nuclear receptors which have neuroprotective properties, for example 1, 25 dihydroxyvitamin D(3) is neuroprotective against stroke [24] and RXR receptors form heterodimers with the vitamin D3 receptor (RXR-VDR). In addition, RXR can form a dimer with thyroid hormone receptors, and thyroid hormone derivatives are protective against infarction [5]. Hence the neuroprotective effects of retinol and retinoic acid may be mediated, at least in part, by its formation of heterodimers with other nuclear receptors.
In addition to its effect on nuclear receptors, retinol exerts acute effects on other potentially protective biological sites including calcium channels [18,25], gap junction channels [26] and has anti-oxidant properties [13]. Calcium channel antagonists [7,8] and anti-oxidants protect the brain from ischemia in animal models of stroke [12,21]. Retinoic acid also induced the expression of midkine which is protective against brain ischemia [6]. Neither calcium channel antagonists nor anti-oxidant classes of drugs have proven to be successful in stroke clinical trials. The reasons behind the apparent failure of these drugs in clinical trials are multiple [19,20]. However, by combining multiple potential modes of action within a single compound may yield a more efficacious therapeutic compound. Hence, retinol may be worthy of further investigation as an anti-stroke therapeutic.
Our data contrasts with the study of Harvey et al 2004 [6] who show in an in vitro ischemia model and a focal ischemia model in rat, that 9-cis but not all-trans retinoic acid was significantly protective. The studies while offering different conclusions are not really comparable. Harvey et al did not study retinol and used intra-cerebral injection [6], 24 hours prior to experimental stroke. As Harvey et al make the point that retinoic acid protection may occur via induction of neurotropic factors and their study is designed to induce midkine, Harvey at al's icv administration, 24 hours before stroke vs. our intraperitoneal administration at the time of stroke (designed to effect acute modulators of stroke – calcium channels blockade and antioxidant effects) likely study different biologic effects of similar compounds.
There has been much interest in “natural” supplements which may reduce the incidence of stroke. Vitamin A in found in many foods including liver, dairy products, eggs and fish. Vitamin A plasma levels are reduced in patients following cerebral ischemia [1,3,16] suggesting that boosting the levels of vitamin A may be beneficial to stroke patients. Although the role of the vitamin A, whether it is already reduced prior to the stroke, or reduced as a result of the stroke is not clear. In order to address this issue some studies have investigated the effect of prophylactic vitamin A therapy, in the form of beta-carotene (a precursor of retinol). Such long term prophylactic studies show mixed results at reducing stroke incidence. In a recent review of controlled clinical studies using vitamin A only one study in 4 showed a protective effect of vitamin A (in the form of beta-carotene) [4]. Interestingly, in the high risk study subjects there was a reduced incidence of cerebral infarction in the group receiving beta carotene (20 mg/day) [10]. However, these studies have not investigated the acute effects of a large dose of retinol or retinoic acid following a stroke. Antioxidant vitamins have also been shown to reduce skeletal muscle damage following ischemia [17]. Our study suggests that in the acute setting of cerebral ischemia vitamin A derivatives may be a useful therapy to help reduce the damage following cerebral ischemia, a caveat however is the restricted time window for administration.
Experimental procedure
All animal procedures were performed at Legacy Research (Portland, OR) a facility accredited by the Association for Assessment and Accreditation of Laboratory Animal Care (AAALAC) and in accordance with protocols approved by the Legacy Institutional Animal Care and Use Committee, as well as the principles outlined in the National Institute of Health Guide for the Care and Use of Laboratory animals. We used a murine focal ischemia model to determine the potential protective effects of retinol and its derivatives. In this model a 60 minute period of middle cerebral artery occlusion results in significant infarction of the ipsilateral hemisphere, as determined by staining with the vital dye triphenyltetrazolium chloride (TTC). Male adult C57 mice (average mass 23 g) were anesthetized using 5% isoflurane, and then maintained at 2% isoflurane. Depth of anesthesia was determined by periodic (every 10 minutes) assessment of respiration and pinch withdrawal reflex. Brain temperature was measured using a temoralis muscle-implanted thermocouple (Omega, Stamford, CT) and controlled within the range of 37±0.5°C. The middle cerebral artery (MCA) was occlud ed by threading silicone-coated 6-0 monofilament nylon surgical suture through the external carotid to the internal carotid, and finally blocking its bifurcation into the MCA and anterior cerebral artery [23]. Achievement of ischemia was confirmed by monitoring regional cerebral blood flow (CBF) in the area of the right middle cerebral artery. CBF was monitored through a disposable microtip fiber optic probe (diameter 0.5 mm) connected through a Master Probe to a laser Doppler computerized main unit (PF5001, Perimed, Sweden) and analyzed using PSW Perisoft 2.5 (Kawano et al. 2006). Animals that did not show a CBF reduction of at least 70% were excluded from the experimental groups, as well as animals that died after ischemia induction.
A dose response profile was first established for all-trans retinol (Fluka®Buchs SG, Switzerland) (1.0-10.0 mg/kg i.p.) all-trans retinoic acid (Sigma® St Louis, MO, US) (1.0-10.0 mg/kg i.p.) or 9-cis retinoic acid (Sigma® St Louis, MO, US) (1.0-10.0 mg/kg i.p.), dissolved in DMSO and administered intraperitoneally, immediately before and after 60 minutes MCAO. As a control some animals were administered 10% DMSO vehicle. Half of each drug dose was administered prior to MCAO and the other half following the period of MCAO. To assess post stroke administration potency some animals received the maximal effective dose of 10 mg/ kg i.p. dose of all-trans retinol, all-trans retinoic acid or 9-cis rentinoic acid one hour following the termination of MCAO. Body temperature was determined during recovery from ischemia, but no differences were observed between control and retinoid treated groups. Infarct volume was assessed 24 hours following MCAO using a triphenyltetrazolim hydrochloride (TTC) method [2]. Animals were sacrificed by isoflurane overdose, brains were rapidly removed, sectioned coronally at 2 mm intervals and immersed in TTC (2 %) at 37 °C for 20 minutes, followed by formaldehyde (4%) for 15 minutes. The hemispheric infarct area in each section was calculated by subtracting the area of normal TTC stained brain in the ipsilateral cortex from the contralateral area using NIH image [14,15,22]. Statistical analysis was performed via a one way or a two way ANOVA with post hoc Bonferroni's test as noted in the specific figure legends and results section (Graphpad Prism version 4.0 for Windows).
Acknowledgments
We thank Columbia Biotechnologies Corporation (Vancouver, WA) and Jean Baptiste Roullet PhD for purchase of the Vitamin A derivatives and for partial support of the studies. These studies were also supported by NIH / NINDS grants NS035965 and NS024728.
Abbreviations
- MCAO
middle cerebral artery occlusion
- TTC
triphenyltetrazolim hydrochloride
- ANOVA
analysis of variance
- sem
standard error of the mean
- DMSO
dimethyl sulfoxide
- i.p
intra peritoneal
Footnotes
Publisher's Disclaimer: This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final citable form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.
References
- 1.Chang CY, Chen JY, Ke D, Hu ML. Plasma levels of lipophilic antioxidant vitamins in acute ischemic stroke patients: correlation to inflammation markers and neurological deficits. Nutrition. 2005;21:987–993. doi: 10.1016/j.nut.2005.02.010. [DOI] [PubMed] [Google Scholar]
- 2.Chen J, Graham SH, Zhu RL, Simon RP. Stress proteins and tolerance to focal cerebral ischemia. J Cereb Blood Flow Metab. 1996;16:566–577. doi: 10.1097/00004647-199607000-00006. [DOI] [PubMed] [Google Scholar]
- 3.Cherubini A, Polidori MC, Bregnocchi M, Pezzuto S, Cecchetti R, Ingegni T, di Iorio A, Senin U, Mecocci P. Antioxidant profile and early outcome in stroke patients. Stroke. 2000;31:2295–2300. doi: 10.1161/01.str.31.10.2295. [DOI] [PubMed] [Google Scholar]
- 4.Cherubini A, Ruggiero C, Morand C, Lattanzio F, Dell'aquila G, Zuliani G, Di Iorio A, Andres-Lacueva C. Dietary antioxidants as potential pharmacological agents for ischemic stroke. Curr Med Chem. 2008;15:1236–1248. doi: 10.2174/092986708784310431. [DOI] [PubMed] [Google Scholar]
- 5.Doyle KP, Suchland KL, Ciesielski TM, Lessov NS, Grandy DK, Scanlan TS, Stenzel-Poore MP. Novel thyroxine derivatives, thyronamine and 3-iodothyronamine, induce transient hypothermia and marked neuroprotection against stroke injury. Stroke. 2007;38:2569–2576. doi: 10.1161/STROKEAHA.106.480277. [DOI] [PubMed] [Google Scholar]
- 6.Harvey BK, Shen H, Chen GJ, Yoshida Y, Wang Y. Midkine and retinoic acid reduce cerebral infarction induced by middle cerebral artery ligation in rats. Neurosci Lett. 2004;369:138–141. doi: 10.1016/j.neulet.2004.07.086. [DOI] [PubMed] [Google Scholar]
- 7.Horn J, de Haan RJ, Vermeulen M, Luiten PG, Limburg M. Nimodipine in animal model experiments of focal cerebral ischemia: a systematic review. Stroke. 2001;32:2433–2438. doi: 10.1161/hs1001.096009. [DOI] [PubMed] [Google Scholar]
- 8.Horn J, Limburg M. Calcium antagonists for ischemic stroke: a systematic review. Stroke. 2001;32:570–576. doi: 10.1161/01.str.32.2.570. [DOI] [PubMed] [Google Scholar]
- 9.Kitamura M, Ishikawa Y, Moreno-Manzano V, Xu Q, Konta T, Lucio-Cazana J, Furusu A, Nakayama K. Intervention by retinoic acid in oxidative stress-induced apoptosis. Nephrol Dial Transplant. 2002;17(9):84–87. doi: 10.1093/ndt/17.suppl_9.84. [DOI] [PubMed] [Google Scholar]
- 10.Leppala JM, Virtamo J, Fogelholm R, Albanes D, Taylor PR, Heinonen OP. Vitamin E and beta carotene supplementation in high risk for stroke: a subgroup analysis of the Alpha-Tocopherol, Beta-Carotene Cancer Prevention Study. Arch Neurol. 2000;57:1503–1509. doi: 10.1001/archneur.57.10.1503. [DOI] [PubMed] [Google Scholar]
- 11.Liden M, Eriksson U. Understanding retinol metabolism: structure and function of retinol dehydrogenases. J Biol Chem. 2006;281:13001–13004. doi: 10.1074/jbc.R500027200. [DOI] [PubMed] [Google Scholar]
- 12.Love S. Oxidative stress in brain ischemia. Brain Pathol. 1999;9:119–131. doi: 10.1111/j.1750-3639.1999.tb00214.x. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 13.Orfanos CE, Bauer R. Evidence for anti-inflammatory activities of oral synthetic retinoids: experimental findings and clinical experience. Br J Dermatol. 1983;109(25):55–60. [PubMed] [Google Scholar]
- 14.Pignataro G, Meller R, Inoue K, Ordonez AN, Ashley MD, Xiong Z, Gala R, Simon RP. In vivo and in vitro characterization of a novel neuroprotective strategy for stroke: ischemic postconditioning. J Cereb Blood Flow Metab. 2008;28:440. doi: 10.1038/sj.jcbfm.9600559. [DOI] [PubMed] [Google Scholar]
- 15.Pignataro G, Simon RP, Xiong ZG. Prolonged activation of ASIC1a and the time window for neuroprotection in cerebral ischaemia. Brain. 2007;130:151–158. doi: 10.1093/brain/awl325. [DOI] [PubMed] [Google Scholar]
- 16.Polidori MC, Cherubini A, Stahl W, Senin U, Sies H, Mecocci P. Plasma carotenoid and malondialdehyde levels in ischemic stroke patients: relationship to early outcome. Free Radic Res. 2002;36:265–268. doi: 10.1080/10715760290019273. [DOI] [PubMed] [Google Scholar]
- 17.Punz A, Nanobashvili J, Neumayer C, Blumer R, Gassner R, Fuegl A, Huk I, Roth E. Multivitamin administration before ischemia reduces ischemia-reperfusion injury in rabbit skeletal muscle. Clin Nutr. 1999;18:219–226. doi: 10.1016/s0261-5614(99)80073-9. [DOI] [PubMed] [Google Scholar]
- 18.Roullet J, McCarron DA. Use of retinoids to treat high blood pressure and other cardiovascular disease. 6,437,003. US: 1997. [Google Scholar]
- 19.Savitz SI. A critical appraisal of the NXY-059 neuroprotection studies for acute stroke: a need for more rigorous testing of neuroprotective agents in animal models of stroke. Experimental Neurology. 2007;205:20–25. doi: 10.1016/j.expneurol.2007.03.003. [DOI] [PubMed] [Google Scholar]
- 20.Savitz SI, Fisher M. Future of neuroprotection for acute stroke: in the aftermath of the SAINT trials. Annals of Neurology. 2007;61:396–402. doi: 10.1002/ana.21127. [DOI] [PubMed] [Google Scholar]
- 21.Slemmer JE, Shacka JJ, Sweeney MI, Weber JT. Antioxidants and free radical scavengers for the treatment of stroke, traumatic brain injury and aging. Curr Med Chem. 2008;15:404–414. doi: 10.2174/092986708783497337. [DOI] [PubMed] [Google Scholar]
- 22.Swanson RA, Morton MT, Tsao-Wu G, Savalos RA, Davidson C, Sharp FR. A semiautomated method for measuring brain infarct volume. J Cereb Blood Flow Metab. 1990;10:290–293. doi: 10.1038/jcbfm.1990.47. [DOI] [PubMed] [Google Scholar]
- 23.Traystman RJ. Animal models of focal and global cerebral ischemia. Ilar J. 2003;44:85–95. doi: 10.1093/ilar.44.2.85. [DOI] [PubMed] [Google Scholar]
- 24.Wang Y, Chiang YH, Su TP, Hayashi T, Morales M, Hoffer BJ, Lin SZ. Vitamin D(3) attenuates cortical infarction induced by middle cerebral arterial ligation in rats. Neuropharmacology. 2000;39:873–880. doi: 10.1016/s0028-3908(99)00255-5. [DOI] [PubMed] [Google Scholar]
- 25.Xiao YF, Gomez AM, Morgan JP, Lederer WJ, Leaf A. Suppression of voltage-gated L-type Ca2+ currents by polyunsaturated fatty acids in adult and neonatal rat ventricular myocytes. Proc Natl Acad Sci U S A. 1997;94:4182–4187. doi: 10.1073/pnas.94.8.4182. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 26.Zhang DQ, McMahon DG. Gating of retinal horizontal cell hemi gap junction channels by voltage, Ca2+, and retinoic acid. Mol Vis. 2001;7:247–252. [PubMed] [Google Scholar]
