Abstract
Background
Neurovascular alterations have been implicated in the pathophysiology of Huntington’s Disease (HD). As arterioles are most responsive to metabolic alterations, arteriolar-cerebral-blood-volume (CBVa) is an important indicator of cerebrovascular regulation. This pilot study is intended to investigate potential neurovascular (CBVa) abnormality in prodromal-HD, and compare it with the widely used imaging marker brain atrophy.
Methods
CBVa and brain volumes were measured with ultra-high field (7T) magnetic-resonance-imaging in seven prodromal-HD patients and nine age-matched controls.
Results
Cortical CBVa was significantly elevated in prodromal-HD patients (relative difference=38.5%, effect size=1.48). Significant correlations were found between CBVa in frontal cortex and genetic measures. By contrast, no significant brain atrophy was detected in these prodromal-HD patients.
Conclusions
CBVa may be abnormal in prodromal-HD, even before substantial brain atrophy occurs. Further investigation with a larger cohort and longitudinal follow-up is merited to determine whether it could be used as a potential biomarker for clinical trials.
Keywords: neurovascular, neurodegeneration, atrophy, imaging, biomarker
Introduction
Huntington’s Disease (HD) is a neurodegenerative disorder caused by a CAG-repeat expansion in the Huntingtin gene, and characterized by progressive deficits in motor, psychiatric, cognitive and behavioral function. During the prodromal period (starting about 15 years prior to onset of motor symptoms), subtle brain changes begin, as well as very subtle cognitive and motor function alterations1–3. A major goal for the treatment of HD will be to design neuroprotective therapies during the prodromal and early phases of the disorder. However, such therapeutic trials are hampered by the lack of sensitive and reversible early biomarkers for HD, particularly in the prodromal period1–3.
Regional brain atrophy begins in striatum and cortex many years before the onset of diagnosable symptoms in HD1–4. Functional brain changes5,6 suggest that neuronal dysfunction, perhaps related to neurovascular and metabolic alterations, may be early features of the disorder. It is therefore important to investigate potential microvascular abnormality in the prodromal period. Perturbations in cerebral glucose metabolism7–15 and cerebral blood flow (CBF)15–19 have been found in HD patients. Changes in microvasculature have been observed with histology in the YAC128 mouse model of HD20, suggesting that blood volume alterations could be present in HD. Two recent imaging studies reported elevated cerebral blood volume (CBV) in brain regions in the R6/2 mouse model of HD13,21. Whether such microvascular abnormality occurs in the prodromal phase in HD patients, however, is unknown. Neurophysiology studies have shown that small arteries and arterioles are most responsive to changes in metabolism22–25. Therefore, arteriolar CBV (CBVa) may be more sensitive than total CBV as an indicator for the homeostasis of the microvasculature.
In this study, we applied the inflow-based vascular-space-occupancy (iVASO) technique26–28, a non-invasive magnetic resonance imaging (MRI) method, at ultra-high field (7T), to investigate potential CBVa abnormality in cortical gray matter in prodromal-HD patients, and compare it with the widely used imaging marker brain atrophy in the same subjects.
Methods
Seven prodromal-HD patients and nine sex- and age-matched controls were recruited, and gave written informed consent before participating in this Johns Hopkins Institutional Review Board approved study. Demographic data and clinical measures are summarized in table e-1 (appendix). No subject had other neurologic history or signs on exam, or history of stroke or other vascular diseases. The sample size was estimated based on the effect size (>2.3) of CBV increase from two recent imaging studies in the R6/2 mouse model of HD13,21 to ensure a power of 0.8 and significance at α=0.05.
MRI scans were performed on a Philips 7T human scanner. Whole-brain anatomical images were acquired with a high-resolution magnetization-prepared-rapid-acquisition-gradient-echo (MPRAGE) scan. CBVa was measured using iVASO-MRI27 with a single slice oriented oblique axial, slightly above the ventricle in order to sample all lobes of cerebral cortex. The slice was carefully prescribed on the MPRAGE images, and centered on the line through the superior edge of corpus callosum and the posterior end of calcarine fissure. iVASO-MRI employs a spatially selective inversion to zero out (null) the arterial blood signal. By comparing to a control scan without blood nulling, CBVa can be calculated from the difference signal. To account for the heterogeneity of vascular transit times, interleaved nulling and control images are acquired at multiple post-inversion delay times, from which absolute CBVa and arterial transit time can be quantified using the iVASO theory27. Moreover, crushing gradients can be incorporated to suppress signals from fast flowing blood in large arteries, thereby sensitizing this method to CBVa predominantly in the arterioles27. Imaging parameters are summarized in appendix e-1.
To minimize motion-related image artifacts, foam pads and straps were used to restrict head movement during MRI scans. HD patients were all in prodromal phase and involuntary movements were minimal. No major image artifacts due to subject movement during the image acquisition period (about 30ms for each iVASO image, appendix e-1) were seen.
Image analysis was performed with SPM8 (http://www.fil.ion.ucl.ac.uk/spm/) and Matlab6 (Mathworks). iVASO images were re-aligned using the routine in SPM8 to correct for head movement between scans. The nulling and control iVASO images were processed with the surround subtraction method27 to calculate the difference signals, from which CBVa and arterial transit time maps were numerically fitted with the iVASO equations27. Anatomical images were co-registered with iVASO images using the mutual information algorithm in SPM8. Partial volume effects on the iVASO signals in gray matter were corrected29. The iVASO slice was partitioned into three regions: frontal, occipital, and parietal&temporal, as guided by the central, lateral and parietal-occipital sulci. Volumes of brain regions were derived from tissue segmentation of the high resolution MPRAGE scans using TOpology-preserving, Anatomy-Driven Segmentation (TOADS)30.
Both parametric and non-parametric (for small sample size) methods were used for statistical analysis. Group differences were assessed using t-Test and Wilcoxon-rank-sum-test. Multiple comparisons were corrected with false-discovery-rate. Effect sizes were estimated with Cohen’s d. Correlations were tested using: 1) Pearson-correlation-coefficient (r); 2) Spearman-rank-correlation-coefficient (rs); 3) adjusted-R2 from simple and multiple (covariate-age) linear regression. Correlations between CBVa and genetic measures including the CAG-Age product (CAP) score31 and estimated years-to-onset (YTO)32 of motor symptoms were tested. Both the CAP-score and YTO are based on two key observables: CAG-repeat length and age, and thus are considered better metrics for disease progression than either of the two alone.
Results
Representative CBVa maps are shown in Figure 1a. Gray matter CBVa (Figure 1b) was significantly greater in prodromal-HD patients in the whole slice, frontal and parietal&temporal cortex, with relative difference ([HD-control]/control) of 30–50% and effect sizes of 1.4–2.1 (table e-2 in appendix). This effect was the most significant in the frontal cortex (relative difference=48.9%, effect size=2.11). Similar trend was observed in the occipital cortex. Gray matter CBVa in controls were all in normal range27. Arterial transit times were slightly longer in prodromal-HD patients, but the differences were not statistically significant except in the occipital lobe (table e-3). Average motion during iVASO scans were quantified in SPM8 realignment routine (control: 0.35±0.18mm translation, 0.05±0.06º rotation; prodromal-HD: 0.31±0.15mm translation, 0.05±0.05º rotation; mean±SD, P>0.1). The CBVa difference remains significant (P<0.05) in whole-slice, frontal, and parietal&temporal lobes after controlling for the average motion parameters as confounding covariates. A potential sex difference in CBVa was assessed by combining the data from a previous CBVa study in normal subjects27 and the control subjects in this study: a total of 9 female (45±10) and 9 male (43±12) age-matched normal subjects. No significant difference was found (female: 1.36±0.27ml/100ml, male: 1.33±0.31ml/100ml, n=9, P>0.1).
Significant correlations (adjusted-R2>0.5 and P<0.05) were found between gray matter CBVa in frontal cortex and genetic measures including the CAP-score and estimated YTO (Figure 2, table e-4 in appendix). No significant impact from age was detected when performing multiple linear regression with both CBVa and age as independent variables. Similar trends of correlations between gray matter CBVa in other cortical regions or arterial transit times and CAP/YTO were observed, but did not reach statistical significance (adjusted-R2=0.3–0.6 but P>0.1).
No significant atrophy was found in any brain regions (table e-5 in appendix) including cortical gray matter and striatum (caudate and putamen) in this small group of prodromal-HD patients. The relative volume differences between patients and controls were 3–11% (except ventricles, 34.7%, but P=0.45), and the effects sizes were 0.10–0.89, smaller than CBVa. No significant correlation was found between any of the brain volumes and CAP/YTO, or between brain volumes and gray matter CBVa.
Discussion
We found that cortical gray matter CBVa was significantly elevated in prodromal-HD patients compared to age-matched controls. This is, to our knowledge, the first study to examine CBVa, which is the most actively regulated compartment of the microvasculature, in prodromal-HD patients.
Our finding is congruent with studies of post-mortem brain tissue from HD patients33, and of striatum of the YAC128 mouse model of HD20, which reported slightly decreased microvessel diameter but significantly increased vessel density and length, implying larger total CBV. Cepeda-Prado et al13 reported increased total CBV in prefrontal, primary motor, and temporal cortex, and striatum in the R6/2 mouse model of HD. Lin et al21 visualized abnormal microvasculature in R6/2 mice with a contrast-enhanced angiography method, and measured larger total CBV in neocortex and striatum compared to controls. These data are all consistent with our finding of enlarged CBVa in prodromal-HD patients.
CBVa was elevated most significantly in frontal cortex, which has a significant projection from the striatum. Neurovascular abnormalities in striatum7–13,15–19 and pallidum19,34,35 have been reported in prodromal and early HD patients, which may be linked to the increase of GABA (gamma-aminobutyric acid) receptors and loss of GABAergic neurons in the globus pallidus in HD19,36.
CBF abnormality in HD has been reported in many studies15–19. CBF and CBV are two complementary measures for the microvasculature37,38, which can be uncoupled under pathological conditions such as ischemia and tumors. Arterial microvessels (CBVa) are the primary regulators of cerebral perfusion22–25. Our data show a larger difference between prodromal-HD and control subjects in cortical CBVa (30–50%) than cortical CBF (15–20%) reported in a recent study on early-HD patients19. This suggests that CBVa may be a useful alternative measure for detecting microvascular abnormality in HD in certain brain regions.
Further study, however, is needed to elucidate mechanisms, and determine whether there is a primary vascular impairment, or an effect on vascular reactivity secondary to mitochondrial dysfunction and metabolic disturbances. Elevated levels of vascular-endothelial-growth-factor (VEGF), a protein produced by cells that stimulates angiogenesis and regulates vessel growth, have been observed in mutant huntingtin striatal cells39, raising the possibility of primary vascular abnormalities.
The cortical gray matter CBVa values in prodromal-HD patients correlated with the CAP-score and projected years-to-onset. The CAP-score is an estimate of cumulative toxicity of mutant Huntingtin in HD patients31. Such correlation suggests that CBVa could be a biomarker for tracking disease progression in HD.
The fact that no significant brain atrophy, or correlation between CBVa and brain volumes were found in this small sample of prodromal-HD patients suggests that CBVa alteration may precede or have a greater magnitude compared to structural changes in HD. Neurovascular defects have been reported in many other neurodegenerative diseases, and have been suggested to be a common feature for neurodegeneration40. While reduced blood volume is usually seen in many of these diseases, the elevated CBVa found here might suggest some unique aspects of pathophysiology in prodromal-HD.
Limitations of this pilot study include the small sample size and the cross-sectional design. Therefore, we adopted statistical methods specifically designed for small sample size. Note that the sample size was estimated based on the effect size of CBV change reported in animal studies13,21. As this is the first report on CBVa abnormality in prodromal-HD patients, our data can be used for more accurate power and sample size calculations for future studies. Another limitation is that the spatial coverage in the brain was restrained to a single slice through the cortex due to technical constraints including limited coil coverage for homogeneous inversion region below the imaging volume in iVASO, not allowing the striatum to be included in this pilot study. Efforts to expand the iVASO method to whole brain coverage are underway.
In summary, our data indicate that CBVa may be abnormal in prodromal-HD. Further investigation with a larger cohort and longitudinal follow-up is merited to determine the onset and characterize the progression of CBVa alteration during the prodromal and early phases of HD, and to determine whether it could be used as a potential biomarker for clinical studies and therapeutic trials.
Supplementary Material
Acknowledgments
The authors thank Joseph Gillen, Terri Brawner, Kathleen Kahl, and Ivana Kusevic (F.M. Kirby Research Center) for experimental assistance and Nadine Yoritomo and Morgan Withenour (Baltimore Huntington’s Disease Center) for support in the study organization, and Guillermo Verduzco (Division of Psychiatric Neuroimaging) for technical assistance. We also thank Dr. Chien-Yuan Lin (University of Texas Southwestern Medical Center, Dallas) for stimulating discussions. This study was supported by the Johns Hopkins Brain Science Institute (BSI), NINDS NS016375, P50AG005146, resource grant P41 EB015909 and a grant from Philips Healthcare. Dr. Paul Unschuld was supported by NIH-T32MH015330.
Study funding: This study was supported by the Johns Hopkins Brain Science Institute (BSI), NIH NINDS NS016375, P50AG005146 and resource grant P41 EB015909. Dr. Unschuld was supported by NIH-T32MH015330.
Footnotes
Financial disclosure related to research covered in this article:
Dr. Hua reports no disclosures.
Dr. Unschuld reports no disclosures.
Dr. Margolis reports no disclosures.
Dr. van Zijl has a patent on VASO technology licensed to Philips Healthcare.
Dr. Ross reports no disclosures.
Author Roles:
-
Research project:
- Conception: J.H., P.G.U., R.L.M., P.C.M.VZ, and C.A.R.;
- Organization and Execution: J.H. and P.G.U.;
- Statistical Analysis: J.H. and P.G.U.;
-
Manuscript Preparation:
- Writing of the first draft: J.H.;
- Review and Critique: P.G.U., R.L.M., P.C.M.VZ, and C.A.R.
Full financial disclosure for the previous 12 months:
Dr. Hua reports no disclosures.
Dr. Unschuld reports no disclosures.
Dr. Margolis reports no disclosures.
This study was performed on a human MRI scanner manufactured by Philips Healthcare. Dr. van Zijl is a paid lecturer and has a grant from Philips Healthcare. He also is the inventor of technology licensed to Philips. This arrangement has been approved by Johns Hopkins University in accordance with its conflict of interest policies.
Dr. Ross reports no disclosures.
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