Abstract
Purpose
This tutorial provides an introduction to cortical auditory spectral responses, focusing on event-related activity in the high-gamma frequencies (60–150 Hz), their recent emergence in neuroscience research, and potential clinical applications.
Method
Auditory high-gamma responses are described and compared with traditional cortical evoked responses, including the auditory evoked N1 response. Methods for acquiring and analyzing spectral responses, including time-frequency analyses, are discussed and contrasted with more familiar time-domain averaging approaches. Four cases are presented illustrating high-gamma response patterns associated with normal and impaired auditory processing.
Conclusions
Cortical auditory high-gamma responses may provide a useful clinical measure of auditory processing.
Keywords: high-gamma responses, auditory processing, time-frequency analysis, auditory cortex
The human brain generates rhythmical electrical fluctuations, or oscillations, that are represented as waves of different frequencies in the electroencephalogram (EEG). EEG signals are recorded from the scalp or, in the case of intracranial recordings, directly from the surface of the cerebral cortex. By convention, the EEG is divided into five frequency (spectral) bands labeled with Greek symbols (see Figure 1): delta (δ, <4 Hz); theta (θ, 4–7 Hz); alpha (α, 8–13 Hz); beta (β, 14–29 Hz); and gamma (γ, ≥30 Hz). Specific EEG frequency bands can be modulated by level of alertness (e.g., awake, drowsy, or asleep), sensory input, and cognitive tasks. It is well established, for example, that alpha frequencies are modulated by attention and change in amplitude when eyes are open or closed (Adrian & Matthews, 1934). More recently, it has been shown that the gamma band, comprising the highest (e.g., fastest) of the EEG frequencies, is modulated by sensory input, including sounds, in humans and animals (Basar, Basar-Eroglu, Rahn, & Schurmann, 1991; Basar-Eroglu, Struber, Kruse, Basar, & Stadler, 1996; Tallon-Baudry & Bertrand, 1999). Event-related changes in amplitude are superimposed on the continuous background EEG and are measured in terms of power (amplitude squared). The distribution of EEG power changes over time (energy) form the basis of spectral responses.
The gamma band is subdivided into low gamma (30–60 Hz) and high gamma (60–150 Hz) based on functional and neurophysiological differences (Crone, Miglioretti, Gordon, & Lesser, 1998; Edwards, Soltani, Deouell, Berger, & Knight, 2005). Low gamma contains mostly phase-locked (evoked) components. An example of a low-gamma response is the evoked auditory steady-state response that occurs around 40 Hz in response to auditory stimuli that are amplitude- or frequency-modulated at the same rate. Phase-locked responses have a strong temporal relationship to the onset of the stimulus and are derived by trial averaging in the time domain.
In contrast, high gamma is composed primarily of non-phase-locked components. Although high-gamma responses are derived from the same electrophysiological signal as evoked responses, they are not evident in the averaged evoked waveform because jitter in their latencies results in cancellation during trial averaging in the time domain. Once considered “noise,” these non-phase-locked responses are now known to play an important role in activating and synchronizing local cortical networks involved in sensory processing and perception of simple and complex stimuli, including speech (Eckhorn et al., 1988; Fries, 2009; Gray & Singer, 1989; Palva et al., 2002; Sinai et al., 2009; Steinschneider et al., 2011; Tallon-Baudry & Bertrand, 1999). High-gamma responses have been used increasingly to measure cortical information processing in studies of auditory perception (Crone, Boatman, Gordon, & Hao, 2001; Edwards et al., 2005; Sinai et al., 2009), movement (Crone et al., 1998; Miller et al., 2007), and cognitive function (Herrmann & Knight, 2001; Herrmann et al., 2004; Ray, Niebur, Hsiao, Sinai, & Crone, 2008).
This tutorial provides an introduction to high-gamma responses for audiologists. Auditory high-gamma spectral responses are contrasted with traditional cortical evoked responses, focusing on the concurrent auditory evoked N1 response. Methods for recording and analyzing spectral responses, including time-frequency analysis, are described briefly and contrasted with traditional time-domain averaging methods. We begin with an overview of cortical oscillations and EEG signals. Four cases are presented to illustrate features and patterns of high-gamma responses associated with normal and impaired auditory processing. Current methodological challenges and potential clinical applications are discussed.
Auditory High-Gamma Responses
Auditory high-gamma responses are defined as event-related changes in spectral power in the 60–150-Hz frequency range. Changes in spectral power are determined statistically by comparison with baseline (i.e., prestimulus interval) and are represented using time-frequency plots (for an example, see Figure 2). The neural generators of auditory high-gamma responses are located in primary and nonprimary auditory cortex, including auditory association areas on the lateral superior temporal gyrus (Steinschneider et al., 2011; Trautner et al., 2006).
High-gamma responses are associated with multiple aspects of auditory processing, including sound discrimination (Crone et al., 2001; Edwards et al., 2005; Fishman, Arezzo, & Steinschneider, 2004; Palva et al., 2002; Sinai et al., 2009), phonological processing (Chang et al., 2011; Steinschneider et al., 2011), auditory selective attention (Herrmann & Knight, 2001; Ray et al., 2008), auditory verbal memory (Herrmann et al., 2004; Kaiser, Ripper, Birbaumer, & Lutzenberger, 2003), and auditory comprehension (Towle et al., 2008). Because individuals with auditory processing disorders are often impaired in one or more of these auditory functions (American Speech-Language-Hearing Association, 1996, 2005; Moore, 2006), high-gamma responses are emerging as a potentially useful clinical tool for measuring auditory processing.
Auditory high-gamma-band responses occur approximately 100 ms (75–120 ms) after stimulus presentation (Brugge et al., 2009; Crone et al., 2001; Edwards et al., 2005; Howard et al., 2000). Although the cortical auditory evoked N1 response occurs in the same time period, peaking around 100 ms, it is distinguished from the high-gamma response by its low frequency (<10 Hz) and phase-locked activity, its neural generators that are located mainly in primary auditory cortex, and its functional role as an automatic detection response to sound onset or sound change.
Recording Methods
High-gamma responses are recorded with the same hardware and software used to record cortical evoked responses. Gamma responses can be recorded from the scalp using electrodes, or sensors in the case of magnetoencephalography, or from electrodes implanted directly on the cortex or in subcortical structures. Until recently, it has been difficult to identify high-gamma responses in scalp recordings due to the low-pass filtering effects of the skull (Nunez & Srinivasan, 2006). Therefore, much of what is known about high-gamma responses is based on direct cortical recording. Intracranial recordings, also known as electrocorticography (ECoG), are performed to localize seizures and map cortical functions (e.g., language or motor) in patients with epilepsy and cortical lesions who are neurosurgical candidates (Jerbi, Ossandon, & Hamame, 2009; Lachaux, Rudrauf, & Kahane, 2003).
Spectral Analysis
In contrast to traditional cortical evoked responses that are derived by signal averaging in the time domain, spectral responses are measured by averaging in the frequency domain (for a review, see Gilley & Sharma, 2010). Because the evoked waveform does not contain information about specific component frequencies, the recorded signal must be transformed from the time domain into the frequency domain. This transformation is usually performed by applying a Fourier analysis. Fourier analysis is a mathematical operation that decomposes the continuous signal into a set of sinusoidal component frequencies (sines and cosines) that are plotted as a power spectrum of the component frequencies.
Although frequency-domain analyses provide information about the magnitude of spectral responses, they do not provide information about when these changes occur in time. To preserve temporal information, time-frequency analyses are employed based on statistical comparisons of the pre-stimulus (baseline) and poststimulus EEG activity. The result is a distribution of statistically significant changes in frequency-specific power over time (energy) that are represented as time-frequency plots. There are a number of different time-frequency methods that have been used to analyze high-gamma responses, including the short-time (or short-term) Fourier transform (Zygierewicz, Durka, Klekowicz, Franaszczuk, & Crone, 2005), wavelet transforms (Gaona et al., 2011; Gurtubay et al., 2001), and matching pursuit algorithms (Franaszczuk, Bergey, Durka, & Eisenberg, 1998; Mallat & Zhang, 1993). Wavelets transform signals from the time domain to both the time and frequency domain and are commonly used because they are computationally efficient and provide good time and frequency resolution. The matching pursuit method is less computationally efficient but offers the advantage of being well suited for capturing brief, time-varying changes in neural signals characteristic of cortical sound processing (Boatman-Reich et al., 2010). A detailed discussion of these individual time-frequency methods is beyond the scope of this tutorial (for a review, see Wang, 2010).
Clinical Applications
Auditory gamma-band responses have been used to investigate abnormal cortical function in patients with neurological disorders such as Alzheimer’s disease and mild cognitive impairment (Missonnier et al., 2010), and psychiatric disorders such as schizophrenia (Uhlhaas et al., 2006; Uhlhaas & Singer, 2010); it has been shown that gamma-band responses correlate with the severity and duration of schizophrenia (Domjan, Csifcsak, Garab, Szendi, & Janka, 2009; Gallinat, Winterer, Herrmann, & Senkowski, 2004). Cortical mapping of auditory-related high-gamma responses has also been used to measure tinnitus severity (van der Loo et al., 2009), map cortical language functions for presurgical planning in patients with chronic epilepsy or tumors (Cervenka, Boatman-Reich, Ward, Franaszczuk, & Crone, 2011; Crone et al., 2001; Towle et al., 2008), and develop implantable brain–computer interfaces to enable paralyzed patients to communicate and to control prosthetic devices through neural signals (Guo, Gao, & Hong, 2010; Pfurtscheller et al., 2003). In the next section, we present a series of four cases to illustrate how high-gamma responses may also be useful for assessing auditory processing.
Case Studies
The following four cases are presented to illustrate patterns of auditory high-gamma responses associated with normal auditory processing (Patients 1 and 3) and impaired auditory processing (Patients 2 and 4). All four patients had medically refractory seizures and were admitted to our epilepsy monitoring unit for intracranial (ECoG) recordings to determine their candidacy for surgical treatment of their seizure disorders. All were left-hemisphere dominant for receptive and expressive language, as confirmed by intra-carotid amobarbital injection (Wada test). The auditory ECoG recordings were performed 3–4 days after electrode implantation surgery and while patients were awake and fully responsive, as in previous studies (Crone et al., 1998, 2001; Sinai et al., 2009). None of the patients experienced seizures during the recordings. For all patients, audiometric screening revealed normal hearing thresholds (≤25 dB HL) bilaterally at 500–4000 Hz and excellent word recognition scores in quiet (≥92%, Central Institute for the Deaf [CID] W-22 lists). Because auditory processing difficulties are common in patients with chronic epilepsy (Han et al., 2011; Korostenskaja et al., 2010), we routinely screen patients for auditory processing difficulties using the SCAN–A: A Test for Auditory Processing Disorders in Adolescents and Adults (Keith, 1994) administered through insert earphones at a 50-dB presentation level. The SCAN–A has four subtests to assess speech recognition under adverse listening conditions: filtered word recognition, word recognition in noise (8-dB signal-to-noise ratio; multispeaker babble), dichotic words, and dichotic sentences. All patients provided informed written consent for participation in the auditory recording studies.
Case 1
The first case involved a 16-year-old, right-handed girl who had developed right parietal lobe seizures at age 10. A magnetic resonance imaging (MRI) scan showed a small (approximately 1 cm) region of cortical dysplasia in the right postcentral gyrus. The patient was considered a candidate for resection surgery and had electrodes implanted over the right hemisphere for seizure localization and mapping of motor function. She had no history of hearing, speech, cognitive, or motor disorders. Her scores on all four subtests of the SCAN–A test were within normal limits (standard scores ≥ 9).
Auditory recording stimuli and paradigms
Auditory stimuli consisted of a 1200-Hz steady-state tone, two digitized consonant-vowel syllables (/da/ and /ba/; male speaker), an amplitude-modulated tone (1000-Hz carrier and 40-Hz modulation rate), and white noise. The tone and noise stimuli were presented sequentially, in pseudorandom order (no consecutive repetitions) at interstimulus intervals of 1–3 s, for a total of 180 trials, while the patient watched a silent animated video. The speech stimuli were presented using a traditional oddball paradigm: One syllable (/ba/) was designated as the standard and presented in 82% of the trials, while the other syllable (/da/) was the deviant and presented in 18% of the trials for a total of 300 trials. To explore potential effects on the auditory high-gamma response, both passive and active versions of the oddball task were administered. For the passive listening condition, the patient was asked to ignore the auditory stimuli and focus on the video; for the active listening task, she was asked to press a button, using her right hand, when she heard the target deviant stimulus (/da/). The ECoG recordings were preprocessed and then analyzed using a matching pursuit time-frequency analysis, as described above. For the oddball tasks, only responses to the deviant stimulus (/da/) were analyzed. Statistically significant (p < .05) increases in high-gamma power were represented as time-frequency plots.
Results
All auditory stimuli elicited high-gamma responses, as shown in the time-frequency plots in Figure 2. Responses were localized to a single electrode on the lateral right posterior superior temporal gyrus in auditory association cortex. High-gamma responses were evident 80–120 ms after stimulus presentation, peaking around 100 ms. For the amplitude-modulated tone, a later sustained steady-state response was also evident at 40 Hz (low gamma). Visual inspection of the time-frequency plots reveals differences in the size of high-gamma responses by stimulus type. Specifically, speech and white noise elicited broader responses than tones. Results for the passive and active speech oddball paradigm are shown for the same electrode in Figure 3. In the active listening condition, the high-gamma response bandwidth is narrower (e.g., sharper) than in the passive condition.
Conclusions
Three features of auditory high-gamma responses were identified from a patient with normal auditory processing abilities: (a) High-gamma responses were elicited with a variety of auditory stimuli—simple, complex, periodic, and aperiodic; (b) the responses appeared to be modulated by stimulus and task conditions; and (c) the responses peaked around 100 ms after stimulus presentation, corresponding to the same time period as the cortical evoked N1 response (75–120 ms). These findings are consistent with previous reports of top-down attention effects on sensory processing in right auditory cortex (Alho et al., 1999; Bidet-Caulet et al., 2007; Gurtubay, Alegre, Labarga, Malanda, & Artieda, 2004), the time course of auditory high-gamma responses, and stimulus- and task-related effects (Gaona et al., 2011; Steinschneider et al., 2011). The presence of high-gamma responses under passive listening conditions underscores their potential clinical utility as objective measures of cortical processing.
Case 2
The second case involved a 20-year-old, right-handed woman who began having seizures originating in the right hemisphere at age 14. Her neurological examination and MRI scans were normal. There was no history of speech or hearing difficulties. The patient had a history of mild learning and attention problems. She was enrolled in a community college at the time of testing. On the SCAN–A test, she performed ≥2 SDs below the mean on all four subtests (standard scores ≤ 4). Auditory recordings were obtained using the same tones (1000 Hz and 1200 Hz), speech stimuli (/ba/ and /da/), and passive oddball paradigm described for Case 1.
Results
High-gamma responses to tones and speech were analyzed from a single electrode on the right lateral superior temporal gyrus. Both tones and speech elicited large prolonged broadband responses peaking 200 ms or later after stimulus onset (see Figure 4). Visual comparison revealed no clear differences in response morphology or size (bandwidth and magnitude) by stimulus type (tones vs. speech).
Conclusions
High-gamma responses recorded from the right hemisphere of a patient with auditory processing impairments were relatively late and broadband, and showed no stimulus-modulation effects. This contrasts with results from the first patient (Case 1) who also had right hemisphere recordings but demonstrated normal auditory processing abilities. Large, broadband auditory gamma responses have also been observed in patients with neurological and psychiatric disorders who have auditory perceptual difficulties (Uhlhaas et al., 2006; Uhlhaas & Singer, 2010). Results from Case 2 suggest that poor behavioral performance on auditory testing cannot be attributed solely to impaired cognitive function (e.g., attention difficulties) and instead may reflect abnormalities in early stages of cortical sound processing.
No clear evoked N1 response was identified in this patient likely because the electrodes were implanted below the Sylvian fissure, on the lateral superior temporal gyrus, and may not have detected activity from primary auditory cortex. Therefore, it was not possible to determine whether the evoked N1 response was also abnormal in this patient. In the next two cases, the location of the electrodes allowed us to record and compare directly evoked N1 and high-gamma responses.
Cases 3 and 4
For Cases 3 and 4, two patients are presented: one with normal auditory processing abilities (Patient 3) and one with impaired auditory processing (Patient 4). Both had electrodes implanted over the left hemisphere including the temporal lobe, Sylvian fissure, and inferior parietal lobe—allowing us to record both auditory evoked N1 responses, which are generated in primary auditory cortex inside the Sylvian fissure, as well as auditory high-gamma responses. Both patients had three-dimensional volumetric MRI reconstructions with coregistered electrode locations and were relatively matched on a number of demographic variables (e.g., gender, age, and seizure side). The intracranial recording setup was the same for both patients. Auditory stimuli were tones (1000 Hz and 1200 Hz) presented in a passive oddball paradigm, as described in Case 1. High-gamma responses and evoked N1 responses were analyzed for both patients. Patient 3 also had recordings with the speech stimuli (/ba/ and /da/).
Patient 3 was a 38-year-old, left-handed man who had developed left-hemisphere seizures at age 29. He had no history of speech or hearing disorders. His MRI scan and neurological examination were normal. He performed within normal limits on the four subtests of the SCAN–A (standard scores ≥ 8).
Patient 4 was a 40-year-old, right-handed man who had begun having seizures at age 32. There was a family history of seizures (maternal). His MRI scan and neurological examination were normal. On the SCAN–A, he performed 2–3 SDs below the mean on all four subtests (standard scores ≤ 2).
Results
For both patients, evoked N1 responses and high-gamma responses to tones localized to electrode sites over the Sylvian fissure in the posterior half of the left temporal lobe (see Figure 5). For Patient 3 (see Figure 5A), there was partial temporal overlap between the high-gamma response and the evoked N1 response (top plot) at the same electrode site. The high-gamma response was visible at 80 ms (middle plot); the measured N1 peak latency was 81.93 ms. The high-gamma response to speech (bottom plot) at the same electrode location was broader than the response to tones and also overlapped the N1 tone response in time.
For Patient 4 (see Figure 5B), the N1 response (top plot) had a peak latency of 102.17 ms (normal range = 75–120 ms). The high-gamma response (bottom plot) to the same tone stimulus occurred later, beginning around 130 ms and peaking at 180 ms. Recordings with speech stimuli were not performed due to clinical time constraints.
Conclusions
Both patients showed normal N1 responses to tones. For Patient 3, who had normal auditory function, high-gamma response overlapped the N1 response in time, consistent with findings from a recent study (Steinschneider et al., 2011). For Patient 4, who had impaired auditory processing abilities, the high-gamma response was delayed relative to the N1 response. This suggests that the temporal relationship between the high-gamma response and the evoked N1 response may be useful for differentiating normal and impaired auditory processing abilities. Recordings with speech were also performed with Patient 3 and elicited a broader high-gamma response than tones, consistent with results from the first case described.
Summary
High-gamma responses were elicited from both the right and left temporal lobe using a variety of auditory stimuli and task conditions, including passive listening. The two patients with normal auditory processing abilities showed stimulus- and task-modulation effects on the auditory high-gamma responses and temporal overlap with the time window of the evoked N1 response. High-gamma responses to speech and tones in one patient with impaired auditory abilities (Patient 2) showed broad, late responses to both stimuli. The lack of stimulus-modulation effects in the impaired listener is consistent with decreased functional specialization of auditory areas on the lateral temporal lobe for selective processing of complex sounds, including speech (Rauschecker, Tian, & Hauser, 1995), and has been associated previously with auditory processing impairments (Boatman & Miglioretti, 2005). Comparison of high-gamma and N1 responses in the patient with impaired auditory function (Patient 4) showed no temporal overlap (recall that that the location of electrodes in Patient 2 precluded identification of an N1 response). Larger studies are needed to test and verify these single-case observations. More comprehensive behavioral testing is also needed to better characterize the auditory processing abilities of epilepsy patients undergoing intracranial recordings.
Methodological Considerations
There are several limitations to using high-gamma responses in more standard clinical settings. One is that high-gamma responses have been difficult to record using noninvasive scalp electrodes due to the low-pass filtering effects of the skull (Nunez & Srinivasan, 2006). Recent advances in signal processing methods now make it possible to record high-gamma activity reliably from the scalp (Ball et al., 2008; Darvas et al., 2010). Another limitation is the lack of clinical norms and standardized protocols for obtaining and analyzing high-frequency spectral responses. As a result, it has been difficult to interpret individual results or to compare results across individuals or centers (Uhlhaas, Haenschel, Nikolic, & Singer, 2008). New analytic tools are needed to enable clinicians to quantify and compare spectral responses under different stimulus and task conditions.
Despite growing interest in auditory high-gamma responses, their role in auditory processing is not fully understood. It is not known, for example, whether these responses can selectively measure auditory processing abilities, such as sound localization, auditory discrimination, gap detection, and speech recognition in noise, or whether they can be used as reliable measures of treatment efficacy. It will be important to address these issues for high-gamma responses to be considered viable clinical measures of auditory processing (Hood, 1999; Jerger & Musiek, 2000). Similarly, it will be important to understand the subcortical contributions of auditory nerve and brainstem activity to these cortical responses (Hood, 2002; Kraus et al., 2000; Nagle & Musiek, 2009).
Conclusions
Cortical high-gamma responses are emerging as a potential clinical tool for evaluating auditory processing. Differences in high-gamma response patterns to simple and complex stimuli, including speech, may provide useful diagnostic information to complement traditional evoked response testing in the clinical setting.
Acknowledgments
This work was supported by National Institutes of Health Grants RO1-DC05645 and K24-DC010028. Special thanks to Piotr Franaszczuk for assistance with the description of signal processing methods and to Sarah Colwell and Paras Bhatt for assistance with the figures.
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