Abstract
Tobacco use continues to be the leading cause of preventable death in the world, and though current evidence-based approaches have substantially reduced rates of smoking, these rates remain disturbingly high. Two recent technological advancements, the electronic cigarette (e-cigarette) and mobile health (mHealth) interventions, may offer smokers an alternative way to quit smoking. E-cigarettes continue to be fiercely debated. Preliminary evidence suggests that e-cigarettes are likely much safer than regular cigarettes and are helpful to some smokers as a means of reducing or quitting smoking. Questions, however, still remain as to how they will affect overall public health—if they will be used as a “gateway” product or reduce motivation to quit smoking, to name but a few. Similarly, mHealth interventions appear to be effective and accepted by users. However, mobile ‘apps’ have yet to be tested in randomized trials and there are concerns about violations of users privacy and state jurisdictions.
Keywords: Electronic cigarettes, mHealth, electronic interventions, smoking cessation
Introduction
Tobacco use continues to be the leading cause of preventable and premature death, killing an estimated 443,000 Americans each year and costing the nation $193 billion in medical costs [1,2]. Smoking increases the risk of decreased lung function, coronary heart disease, and stroke [3,4]. Cigarette smoke contains more than 7,000 compounds, at least 60 of which are known human carcinogens linked to an increased risk for 18 different types of cancers, such as kidney, liver, leukemia and cervical [1,4]. Unfortunately, the negative effects of smoking are not limited to the smoker; it estimated that 600,000 non-smokers will die from exposure to secondhand smoke each year worldwide [5].
Current evidence-based approaches, though helpful, do not appear to be enough to substantially reduce the number of current smokers nor the growing number of smokers worldwide [6, 7, 8, 9]. Rates of cigarette smoking among U.S. adults continue to remain disturbingly high at 19.0% [7]. Even in developed countries with comprehensive tobacco control efforts, reductions in smoking and tobacco use are beginning to level off [10].
Recent technological advancements have led to two very different types of “electronic aids to cessation” that may offer new approaches to reducing tobacco-related morbidity and mortality: the electronic cigarette (e-cigarette) and mobile health (mHealth) interventions. These two interventions have the potential to reach smokers who would not normally utilize traditional services and smokers for whom traditional services might have failed. Although these two methods differ in their nature, they both serve as an alternative way to quit smoking that may be more appealing to many smokers and contribute to the overall goal of reducing tobacco-related deaths.
The Electronic Cigarette
In 1965 a “smokeless non-tobacco cigarette” similar to the current e-cigarette’s design and function was patented and purposed as a “safe and harmless means” for smoking; however, it wasn’t until recently that such devices became well-known [11]. In 2004, the Chinese group, RUYAN (Dragonite International), developed and patented the e-cigarette [12], an electronic nicotine delivery system (ENDS) designed to deliver nicotine to the respiratory system via a tobacco- and combustion-free inhalation process [13,14]. The e-cigarette generally has three segments; a plastic cartridge for the user to inhale through, a re-chargeable battery and a reservoir-vaporizing chamber, which contains an “atomizer” (i.e., heater) to vaporize the nicotine-containing liquid [14]. Typically, an LED light is placed on the tip of the e-cigarette to indicate inhalation to the user [13]. Modeled to visually mimic a traditional tobacco cigarette, the e-cigarette vaporizes very small quantities of nicotine dissolved in propylene glycol or vegetable glycerin through the use of microelectronics [14, 15]. The nicotine cartridge is designed to last approximately 300 – 350 puffs (Dragonite International) [14,15].
In 2009, the Family Smoking Prevention and Tobacco Control Act (FSPTCA) granted regulation authority of e-cigarettes to the U.S. Food and Drug Administration. Given that e-cigarettes currently do not make any therapeutic claims, they are categorized as a tobacco product not a smoking cessation aid [16]. Despite progress towards some regulation, there is still much debate surrounding the risks and benefits of the e-cigarette [17,18,19,20].
Currently, three types of e-cigarettes exist: 1) replaceable cartridge type, 2) ‘cartomizer,’ type, and 3) ‘tank’ systems. The replacement cartridges are comprised of saturated foam that contains glycerol or propylene glycol, flavoring, and varying amounts of nicotine [21,22]. ‘Cartomizers’ types combine both the cartridge and ‘atomizer’ into one piece [21,22]. The ‘tank’ system is a more advanced type of ‘vaping’ that contains a fluid-filled reservoir different from the standard foam replacement cartridge [21]. All three systems/types come in a range of flavors and nicotine strengths. Flavor choices can include fruits, candy, traditional tobacco flavor, or a personalized mixture (only for tank systems). Both ‘cartomizers’ and ‘tanks’ allow the user to apply different battery voltages, which in turn affects ‘vaping’, by manually controlling the voltage that is applied to the ‘atomizer’ [21,22]. After the initial cost of purchasing the equipment (~$50–$70), tank system vaping is cheaper than both cartridge and cartomizer types, and all three are cheaper than smoking regular cigarettes [23]. Moreover, anecdotal reports from vapers indicate that tank systems deliver a more satisfying experience: 1) stronger “throat hit” from the vapor, 2) better craving reduction, 3) longer battery life and 4) better flavors.
E-cigarette User Profiles
Almost 70% of individuals have heard of e-cigarettes, greater than 7% have tried them, and less than 3% of individuals are current users [24,25]. Most e-cigarette users report using because they consider them to be less harmful than regular cigarettes (79.8%), to reduce smoking regular cigarettes (75.4%), or to quit smoking all together (85.1%)[24]. E-cigarette users report initiating use because they want an alternative to smoking (76%), for health reasons (6%), cost (3%), and to smoke in places where regular cigarettes are banned (3%) [21]. Among college students, those who are of Greek membership, have used hookah, binge drink, or have a history of drug use are more likely to have tried e-cigarettes [26]. More men than women tend to use e-cigarettes, prefer tank systems, and prefer tobacco flavors, whereas women prefer sweet flavored liquids [21]. E-cigarette users report few side effects, improved cough and breathing, and waiting longer until their first ‘vape’ in the morning, suggesting improved quality of life and lower nicotine dependence [21].
Biological effects
Present concerns about the biological effects of e-cigarettes include its potential adverse effects on pulmonary function, whether they contain toxic chemicals and secondhand vapor exposure. Findings are mixed as to whether e-cigarettes produce changes in lung function. In a study using a cigarette control group, e-cigarettes did not produce significant changes in lung function, whereas regular cigarettes did [27]. Alternatively, e-cigarettes have been shown to produce an increase in airway resistance after 5 minutes of use; however, this study lacked a cigarette control group [28]. Initial studies examining the chemical constituents of e-cigarette vapor, suggest that compared to regular cigarettes, e-cigarettes have 9–450 times lower levels of compounds that are potentially toxic to humans, and for some compounds, similar levels as the prescription nicotine replacement therapy inhalator [29]. Furthermore, there appears to be variability in the nicotine delivered from e-cigarettes, with some producing far less than as labeled, but generally, delivering nicotine as labeled [30,31,32]. Blood absorption of nicotine in e-cigarettes compared to regular cigarettes has also been a focus of research. In clinical laboratory studies, naïve e-cigarette users tend to need more puffs of an e-cigarette to obtain serum cotinine levels similar to regular cigarettes [27,33] but experienced users do not [34]. Therefore, it appears as though practice with e-cigarettes may improve the puff efficiency. Finally, like secondhand smoke, large amounts of laboratory produced secondhand vapor exposure results in high levels of nicotine for exposed individuals. However, it is unclear whether real world levels of secondhand vapor exposure would result in such elevated nicotine levels. Alternatively, secondhand vapor exposure does not appear to significantly change lung function [27].
Taken collectively, current research suggests that while not harmless, e-cigarettes are likely, if not surely better for individual health if completely substituted for smoking regular cigarettes. Regarding public health, the effect of long-term e-cigarette use and exposure to secondhand vapor on lung function is still debated.
Effects on Withdrawal Symptoms
E-cigarettes appear to significantly reduce cigarette cravings and withdrawal symptoms [33, 34]. Although nicotine absorption takes longer in naïve users, both naïve and experienced e-cigarette users report decreased cravings and urges to smoke after using an e-cigarette [21,33,35]. Moreover, Bullen and colleagues [35] found that a nicotine-free e-cigarette was able to effectively reduce craving and number of cigarettes smoked, suggesting that the e-cigarette provides a behavioral replacement for smoking by mimicking many of the aspects of smoking which is not true of current FDA approved nicotine replacement products (i.e., nicotine gum, patch, inhaler or lozenge). Additionally, gender differences exist with reported e-cigarette effects; while effective for women in improving depression and concentration, e-cigarettes appear to be less effective at reducing irritability and restlessness, compared to men [36]. However, given the tendency towards lower tolerance of weight gain following smoking cessation in women than in men [37], weight management may turn out to be another gender specific effect of e-cigarettes. Evidence from one qualitative study suggested that some women use the nicotine-free e-cigarette to reduce food cravings following smoking cessation as a form of weight management [22].
Effects on Smoking Behavior
To date, a handful of preliminary studies indicate that e-cigarette use leads to significant reductions in total number of regular cigarettes smoked with some smokers achieving total abstinence from nicotine [38,39,40]. In a small uncontrolled, clinical trial of smokers uninterested in quitting, e-cigarettes were effective in helping a majority of smokers reduce or completely quit regular cigarettes [40]. Specifically, at the 24 week follow-up, 22.5% of smokers had quit regular cigarettes for at least 30 days, 12.5% had reduced their regular cigarette use by 80%, and 32.5% had reduced by at least 50%, leaving only 20% of smokers who did not make significant reductions. Additionally, three participants (7.5%) were no longer using any nicotine or tobacco products, suggesting that e-cigarettes can potentially be helpful in overall nicotine cessation. Interestingly, smokers in this study were not provided a cessation message and were not encouraged to substitute e-cigarettes for smoking; instead, they were simply told to use the e-cigarette ad libitum.
Similarly, in a double-blind, randomized control trial, in which uninterested smokers were instructed to use either a 7.2 mg, 5.4 mg, or non-nicotine containing e-cigarette ad libitum, 11.6% of smokers (32/300) had remained quit at 12-weeks and by 52-weeks, 8.7% of smokers (26/300) had remained quit, with 26.9% (7/26) continuing to use e-cigarettes [39]. Additionally, 13.7% of smokers (41/300) had reduced their cigarettes per day by at least 50%, resulting in 19% of smokers (57/300) reducing or quitting regular cigarettes. At 52-weeks, reduction rates did not differ significantly between e-cigarette groups; however, quit rates were significantly higher among nicotine containing e-cigarettes users. Surveys of current e-cigarette users have supported these findings showing abstinence rates from regular cigarettes over the past “several months” at rates as high as 74% [21] to 96% [41]. It is important to note, however, that a majority of those who completed these surveys were a self-selected sample of visitors to various e-cigarette websites and discussion forums. Therefore, though these results are positive, they should be interpreted with caution.
Similar reductions in cigarette smoking were seen in a sample of smokers diagnosed with schizophrenia, a population with high rates of smoking, for which traditional medications (i.e., Bupropion and Varenicline) come with strong warnings for use due to their potential negative side effects (e.g., psychiatric symptoms and suicidal ideation)[42]. At 12 months, 14.3% of individuals self-reported quitting regular cigarettes, and half reported at least a 50% reduction in cigarette smoking, resulting in a 64.3% overall reduction of cigarette smoking within the entire sample [38]. Therefore, preliminary evidence suggests that e-cigarettes may be an effective quit or harm reduction tool for historically difficult smoking populations.
Despite the e-cigarette’s relatively recent introduction to the U.S. market, significant and important research has been conducted examining not only the chemical constituents of e-cigarette vapor but also the biological and behavioral repercussions of e-cigarette use (see Table 1 for a sample of past year’s studies examining e-cigarettes). It is important to note, that current trials examining the effectiveness of e-cigarettes as smoking cessation aids have only examined those uninterested in quitting (i.e., a less motivated population) and have only provided ad libitum instructions to study participants. Future trials may likely see even higher rates of quitting with the e-cigarette if researchers begin to examine the effectiveness of these devices among the motivated and/or provide a smoking cessation message.
Table 1.
Citation | Methods | Conclusions | |
---|---|---|---|
Barbeau, Burda, & Siegel (2013) | Qualitative, FG; EC vs. NRT |
|
|
Hua, Alfi, & Talbot (2013) | Qualitative, ECforums; EC Use |
|
|
Hua, Yip, & Talbot (2013) | Qualitative, YouTube videos; EC vs. cigarettes |
|
|
Adkison et al. (2013) | Quantitative Survey, EC Awareness |
|
|
Choi & Forster (2013) | Quantitative Survey, EC Awareness |
|
|
Dawkins, Turner, Roberts et al. (2013) | Quantitative Survey, EC brand Comparison |
|
|
King, Alam, Promoff et al. (2013) | Quantitative Survey, EC Awareness |
|
|
Pepper et al. (2013) | Quantitative Survey, EC |
|
|
Goniewicz & Zielinska-Danch (2012) | Awareness Quantitative Survey, EC Use |
|
|
Pearson, Richardson, Niaura et al. (2012) | Quantitative Survey, EC Awareness |
|
|
Regan, Promoff, Dube et al. (2013) | Quantitative Survey, EC Awareness |
|
|
Seidenberg, Hong, Liu et al. (2012) | Quantitative Survey, Sale of Tobacco products |
|
|
Caponnetto, Auditore, Russo et al. (2013) | CLS; EC for NRT |
|
|
Caponetto et al. (2013) | RCT, EC |
|
|
Flouris et al. (2013) | CLS, EC smoking Vs. regular smoking |
|
|
Dawkins, Turner, & Crowe (2012) | CLS, EC, Memory & NRT |
|
|
Flouris et al. (2012) | Chemistry Study, EC Smoking Vs. regular Smoking |
|
|
Dawkins, Turner, Hasna et al. (2012) | CLS, EC & working memory (WM) |
|
|
Goniewicz et al. (2013a) | CLS, EC vs. inhalator |
|
|
Goniewicz et al. (2013b) | CLS, EC |
|
|
Vansickel & Eissenberg (2012) | CLS, EC devices |
|
|
Vansickel, Weaver, & Eissenberg (2012) | CLS, EC vs. cigarettes |
|
|
Vardavas et al. (2012) | CLS, EC & Pulmonary Function |
|
CLS = Clinical Laboratory Study; NRT = Nicotine Replacement Therapy; FG = Focus Groups; NS = nonsmokers; RCT = Randomized Control Trial
mHealth for Smoking Cessation
Advancements in mobile technologies provide opportunities for smoking cessation interventions to be delivered via cell phone. Mobile health interventions include text or video messages, applications or “apps” centered on improving health behaviors [43]. This type of intervention may have the potential to provide brief treatment options for many smokers who may have not been otherwise reached with traditional methods. The U.S. National Cancer Institute’s smokefreeTXT program is one example of a mobile phone intervention for smoking cessation that relies on text messages to send brief advice, motivational messages and offer an opportunity for smokers to self-monitor their progress [43]. In 2011, the Community Preventive Services Task Force [44] recommended the use of text-based interventions given their evidence for potential effectiveness.
Effectiveness as a Cessation Tool
Text-message based smoking interventions appear to be effective in initiating quit attempts and abstinence in the short-term [45,46,47]. However, present research demonstrates inconsistent outcomes for long-term effectiveness [45, 48] and no studies exist comparing established programs to each other. Regardless of these discrepancies, smokers generally view text-message interventions as a convenient alternative to traditional interventions [49].
Txt2stop is one personalized interactive program that sends text-messages to smokers attempting to quit and serves as a lapse recovery program [50,48]. Smokers receive motivational messages, advice, and reminders relevant to their own quit plan (e.g., ‘Cravings last less than 5 minutes on average. To help distract yourself, try sipping a drink slowly until the craving is over.’). In a randomized control trial, Txt2stop resulted in significantly more smokers becoming abstinent for 6 months (10.7%) compared to a control group (4.9%) as confirmed by blood or urine? cotinine levels [48]. Additionally, 38.5% of smokers utilized the interactive features of the program by texting “crave” or “lapse” to request support [50].
OnQ is a similar interactive mobile phone program [45]. In a randomized control trial comparing the onQ program to a control, the onQ users reported significantly higher sustained abstinence rates for the past seven days (21.4%), than those in the control group (15.2%) at a one-month follow-up. These differences were no longer significant at the 6 month follow-up, suggesting that the onQ program may result in short-term effects for smoking cessation, but the effects do not appear to be long-term.
Other studies have produced inconclusive results about the additive effects of certain features. For example, a video coach does not seem to be more effective than standard text messages [51] and sending smokers more text-messages does not increase their likelihood of reducing cigarettes smoked, making a quit attempt, or increasing self-efficacy [52]; however, both of these studies were pilot studies and were statistically underpowered. See table 2 for a sample of mhealth studies over the last several years.
Table 2.
Citation | Methods | Conclusions | |
---|---|---|---|
Haug et al. (2009) | SMS |
|
|
Abroms, Padmanabhan, Thaweetahi et al. (2011) | iPhone Apps |
|
|
Free et al. (2011) | SMS |
|
|
Whittaker et al. 2011 | Video SMS |
|
|
Naughton, Prevost, Gilbert et al. (2012) | SMS |
|
|
Whittaker et al. (2012) | Meta-Analysis |
|
|
Borland, Baimford, & Benda (2013) | RCT; SMS vs. Internet QuitCoach vs. Combined |
|
|
Devires, Kenward, & Free (2013) | SMS |
|
|
Naughton, Jamison, & Sutton (2013) | FG; SMS |
|
|
Note. Short message service= SMS; Randomized Control Trial = RCT; Focus Groups = FG
Smartphones
Through the use of ‘apps’, smartphones are more advanced in their ability to offer interactive components for smoking cessation compared to traditional text-message mHealth interventions [53]. To date, no studies have examined the effectiveness of Smartphone apps for smoking cessation despite the high number of existing smoking cessation apps. Most apps do not adhere to the U.S. Public Health Service’s 2008 Clinical Practice Guidelines for Treating Tobacco Use and Dependence [54], suggesting that many apps may not be helpful at reducing smoking; however, research is needed to determine their effectiveness.
Considerations and future directions
Technologies such as e-cigarettes and mHealth offer several benefits compared to traditional interventions; however, it is important to consider the potential negatives of such advancements. There are several unique considerations for e-cigarettes and mHealth.
E-cigarette opponents argue for a number of safety concerns including manufacturers’ quality control, the safety of repeated exposure to e-cigarette constituents (e.g., propylene glycol), and the risk of nicotine overdose from children drinking refill bottles of e-cigarette nicotine liquid [17]. Many individuals argue that e-cigarettes may decrease motivation to quit smoking, only replace regular cigarettes, act as a “bridge product” for individuals to use in places where cigarette smoking is banned, and appeal to young non-smokers to initiate smoking [16, 17]. With these concerns in mind, research is needed to establish the effects of repeated exposure to e-cigarette vapor. Moreover, although preliminary research suggests that e-cigarettes may be an effective tool for replacing regular cigarettes and for some, total cessation [40, 55], only a handful of studies exist and further research is needed to examine its role in smoking behavior. Furthermore, there are many different brands and types of e-cigarettes; there are also varying techniques of e-cigarette use. “Dripping” is one technique in which users of tank systems can apply the nicotine containing liquid directly to the coil that is heated which can cause inhalation of toxic chemicals (e.g., formaldehyde) at significantly higher levels than regular e-cigarettes [56]. It will be necessary to evaluate the varying risks among different e-cigarette products and techniques.
Less controversy exists regarding mHealth, however, it is important to consider the ethical considerations surrounding all mHealth interventions, including smoking cessation. Data collection and therapy through mobile phones creates the possibility of a breach in confidentiality. Future research is needed to examine the feasibility of mHealth programs in preventing unwanted access (e.g., cell phone carriers, hackers) to personal information. Furthermore, it is unlikely that each individual state will manage its own mHealth intervention, introducing the issue of practicing therapy across state lines. As mHealth develops, these issues will need to be addressed.
Conclusions
Tobacco interventions have been successful in reducing smoking among the population; however, the recent stagnation in the decline of smoking rates suggests that alternatives to traditional approaches are needed [7, 8]. The e-cigarette and mHealth interventions are two far-reaching alternative approaches that have both helped smokers quit or reduce their number of cigarettes smoked. However, these products, particularly the e-cigarette, have been subject to intense debate. Despite the controversies surrounding e-cigarettes and mHealth, current electronic aids appear to be realistic alternatives to help individuals quit smoking.
Acknowledgments
We would like to thank Erik Augustson, PhD for his assistance and expertise regarding the mHealth portion of this paper.
Footnotes
Compliance with Ethics Guidelines
Conflict of Interest
Ellen Meier, Alayna P. Tackett and Theodore L. Wagener declare that they have no conflict of interest.
Human and Animal Rights and Informed Consent
This article does not contain any studies with human or animal subjects performed by any of the authors.
Contributor Information
Ellen Meier, Oklahoma State University & Oklahoma Tobacco Research Center (OTRC)
Alayna P. Tackett, Oklahoma State University & Oklahoma Tobacco Research Center (OTRC)
Theodore L. Wagener, University of Oklahoma Health Sciences Center (OUHSC) & Oklahoma Tobacco Research Center (OTRC)
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