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. 2013 Aug 26;2(3-4):345–364. doi: 10.1159/000343850

Clinical Trials in Hepatocellular Carcinoma: An Update

Ying-Chun Shen a,b, Zhong-Zhe Lin a,b,c, Chih-Hung Hsu a,b,c,d, Chiun Hsu a,b,c,d, Yu-Yun Shao b,d, Ann-Lii Cheng b,c,d,*
PMCID: PMC3881316  PMID: 24400222

Abstract

The success of sorafenib has spurred an explosive increase of clinical trials testing novel molecular targets and other agents in the treatment of hepatocellular carcinoma (HCC). The paradigm of the studies has been characterized by three noticeable changes. First, the molecular targets of interest have expanded from angiogenesis to cancer cell-directed oncogenic signaling pathways for advanced HCC treatment. Agents targeting EGFR, FGFR, PI3K/Akt/mTOR, TGF-β, c-Met, MEK, IGF signaling, and histone deacetylase have been actively explored. Second, the target indication has shifted from advanced stage to early or intermediate stages of disease. The feasibility of combining locoregional therapies and targeted agents, and the use of novel agents after curative treatments are currently under active investigation. Finally, the therapeutic strategy has shifted from monotherapy to combination targeted therapy. We aim to provide a comprehensive overview of newly disclosed and ongoing clinical trials for the treatment of HCC.

Key Words: Clinical trial, Hepatocellular carcinoma, Molecular targeted therapy


Sorafenib, a multi-target anti-angiogenic agent, was the first systemic therapy approved for the treatment of advanced hepatocellular carcinoma (HCC) [1,2]. The success of sorafenib has spurred an explosive increase of clinical trials testing many novel molecular targeted agents in HCC. In recent years, the paradigm of the studies has been characterized by some noticeable changes. First, the molecular targets of interest have expanded from angiogenesis to cancer cell-directed oncogenic signaling pathways. Second, the target indication has shifted from advanced HCC toward early or intermediate HCC. Third, the therapeutic strategy has moved from monotherapy to combination therapy. In this article, we will provide a comprehensive, up-to-date review of clinical trials in HCC.

We searched for all interventional studies in HCC in ClinicalTrials.gov. Studies that met the following criteria were selected: (1) molecular targeted therapy as palliative treatment for advanced or intermediate HCC (in combination with locoregional therapies) or adjuvant treatment for early HCC following curative treatment; (2) studies which were open for recruitment (recruiting or not yet recruiting) as of February 2013 or studies which were closed (active but not recruiting, completed, suspended or terminated) after 2011. We also searched PubMed and meeting abstracts of the American Society of Clinical Oncology (ASCO), the American Association for the Study of Liver Diseases (AASLD), the International Liver Congress, the International Liver Cancer Association (ILCA), and the Asian Pacific Association for the Study of Liver (APASL) from January 2011 to February 2013 for full or interim reports of those included trials. The following data from published studies are shown in the tables: number of evaluable patients, objective response rate (ORR), disease control rate (DCR), time-to-progression (TTP), progression-free survival (PFS) and overall survival (OS).

Clinical Trials of Molecular Targeted Therapy for Advanced HCC

Data from clinical trials on a variety of molecular targeted therapies for advanced HCC are shown in table 1[3,4,5,6,7,8,9,10,11,12,13,14,15,16,17,18,19,20,21,22,23,24,25,26,27,28,29,30,31,32,33,34,35,36,37,38,39,40,41,42,43,44,45,46,47,48,49,50,51,52,53,54,55,56].

Table 1.

Clinical trials of molecular targeted therapy for advanced HCC

Treatment Trial phase/design Line of treatment No. of evaluable patients ORRa (%) DCRa (%) TTP (PFS) (months) OS (months) References
1. Anti-angiogenic agents (targets)

Sunitinib (VEGFR, PDGFR, KIT, RET, Flt-3)
• Sunitinib 37.5 mg po qd III, RC, OL First 529 N/A N/A 4.1 (NS) 8.1 (P = 0.0019) [3]
Sorafenib 400 mg po bid 544 N/A N/A 4.0 10.0
• Sunitinib 50 mg po qd for 4weeks, q6w II First 34 12 (4 PR) N/A 2.8 5.8 [4]

Brivanib (VEGFR, PDGFR, FGFR)
• Brivanib 800 mg po qd III, RC, DB First 299 12e 66c,e 4.2 (NS) 9.5 (NS) [5]
Sorafenib 400 mg po bid 303 9e 65c,e 4.1 9.9
• Brivanib 800 mg po qd III, RC, DB Second 263 11.5e 71.2c,e 4.2 (P = 0.0001) 9.4 (P = 0.33) [6]
Placebo 132 1.9f 49.1c,e 2.7 8.2
• Brivanib 800 mg po qd II First 55 7.3d (1 CR, 3 PR) 47.3d (2.7) 10 [7]
• Brivanib 800 mg po qd II Second 46 4.3d (2 PR) 45.7d 2.7 9.8 [8]

Linifanib (ABT-869) (VEGFR, PDGFR)
• Linifanib 17.5 mg po qd III, RC, OL First 1035 (1:1) 13.0 N/A 5.4 (NS) 9.1 (NS) [9]
Sorafenib 400 mg po bid 6.9 N/A 4.0 9.8
• Linifanib 0.25 mg/kg po qd (CP A) or qod (CP B) II First 44 (38, CP A; 6, CP B) 7.9 (CP A); 0 (CP B) N/A 3.7 9.7 [10]

Lenvatinib (E7080) (VEGFR, PDGFR, FGFR, RET, KIT)
• Lenvatinib 12 (or 8) mg po qd III, RC, DB First NCT01761266
Sorafenib 400 mg po bid
• Lenvatinib 8, 12, 16 mg po qd I/II First 20 (phase I) N/A N/A N/A N/A [11]
• Lenvatinib 12 mg po qd I/II First 42 (phase II) 33e (14 PR) N/A N/A N/A [12]

Ramucirumab (IMC-1121B) (VEGFR2)
• Ramucirumab 8 mg/kg iv q2w III, RC, DB Second NCT01140347
Placebo

Regorafenib (RET, VEGFR, KIT, PDGFR, FGFR, TIE2, DDR2, Trk2A, Eph2A, RAF-1, BRAF, BRAFV600E, SAPK2, PTK5, Bcr-Abl)
• Regorafenib 160 mg po qd for 3 weeks, q4w III, RC, DB Second NCT01774344
Placebo

Bevacizumab (VEGF)
• Bevacizumab 5 or 10 mg/kg iv q2w II Second or beyond 43 14 (6 PR) 42c N/A N/A [13]
• Bevacizumab iv q2w + sorafenib 400 mg po bid I/II, RC, OL First NCT00867321
Sorafenib 400 mg po bid

Axitinib (VEGFR, PDGFR)
• Axitinib 5 mg po bid II, RC, DB Second (prior antiangiogenic therapy) NCT01210495
Placebo
• Axitinib 5 mg po bid II Second (prior antiangiogenic therapy) 15 6.7 (1 PR); 0e N/A N/A N/A [14)
• Axitinib 5 mg po bid II Second NCT01273662

Cediranib (AZD2171) (VEGFR)
• Cediranib 30 mg po qd II Second or beyond 17 0 29 (5.3) 11.7 [15]
• Cediranib 45 mg po qd II Second or beyond 28 0 25 2.8 5.8 [16]

Dovitinib (TKI-258) (VEGFR, PDGFR, FGFR)
• Dovitinib 500 mg po qd 5 days on, 2 days off II, RC, OL First NCT01232296
Sorafenib 400 mg po bid

Vandetanib (VEGFR, EGFR)
• Vandetanib 300 mg po qd II, RC, DB First 19 0 5.3c 1.05 (P = 0.31) 5.95 (P = 0.15) [17]
• Vandetanib 100 mg po qd 25 0 16c 1.7 (P = 0.15) 5.75 (P = 0.02)
Placebo 23 0 8.7c 0.95 4.27

Pazopanib (VEGFR, PEGFR)
• Pazopanib 200–800 mg po qd I/II First 28 8 (2 PR) 73 (4.1) N/A [18]

Orantinib (TSU-68) (VEGFR, PDGFR, FGFR)
• Orantinib 200, 400 mg po bid (phase I); 200 mg po bid (phase II) I/II First 35 8.6 (1 CR, 2 PR) 51.4 2.1 13.1 [19]

Nintedanib (BIBF 1120) (VEGFR, PDGFR, FGFR)
• Nintedanib 50–200 mg po bid I/II (RC for phase II) First 35 (phase I) N/A N/A N/A N/A [20]
• Nintedanib 50–200 mg po bid I/II (RC for phase II) First 28 (phase I) N/A N/A N/A N/A [21]
• Nintedanib I (≤1 prior systemic therapy) NCT01594125

R05323441 (placental growth factor; PIGF)
• R05323441 iv q2w + sorafenib 400 mg po qod-bid I First NCT01308723

AMG386 (Angiopoietin)
• AMG386 10, 15 mg/kg iv qw + sorafenib 400 mg po bid II First NCT00872014
TRC 105 (CD105; endolin)
• TRC 105 II Second NCT01375569
• TRC 105 iv weekly + sorafenib 400 mg po bid I/II First NCT01306058

2. EGFR inhibitor

• Erlotinib 100 mg po qd + sorafenib 400 mg po bid III, RC, DB First 362 N/A 43.9 3.2 (NS) 9.5 (NS) [22]
Sorafenib 400 mg po bid 358 N/A 52.5 4.0 8.5
• Erlotinib po qd + bevacizumab iv q2w II, RC, OL First NCT00881751
Sorafenib 400 mg po bid
• Erlotinib 150 mg po qd + bevacizumab 15 mg/kg iv q3w II First 18 N/A N/A 2.6 8.3 [23]
• Erlotinib 150 mg po qd + bevacizumab 10 mg/kg iv q2w II (≤1 prior systemic or local therapy) 27 3.7 (1 PR) 44.4 3.0 9.5 [24]
• Erlotinib 150 mg po qd + bevacizumab 10 mg/kg iv q2w II Second 10 N/A N/A 1.8 4.4 [25]
• Erlotinib 150 mg po qd + bevacizumab 10 mg/kg iv q2w II Second NCT01180959

3. mTOR inhibitors

• Everolimus 7.5 mg po qd III, RC, DB Second NCT01035229
Placebo
• Everolimus 5 mg po qd + Sorafenib 400 mg po bid II, RC, OL First NCT01005199
Sorafenib 400 mg po bid

• Everolimus 2.5, 5 mg po qd + Sorafenib 400 mg po bid I/II First 30 0 62.5 (2.5 mg); 35.7 (5 mg) 3.5 (2.5 mg); 3.6 (5 mg) N/A [26]
• Everolimus 5 mg po qd + Bevacizumab 5 mg/kg iv q2w II First (prior sorafenib use <3 months is allowed) 33 0 N/A 2.0 9.0 [27]
• Everolimus 5, 10 mg po qd I/II (0–2 prior regimens) 27 4 N/A (3.8) N/A [28]
• Everolimus 2.5–10 mg po qd vs. 20–70 mg po qw I, RC, OL (Refractory patients) 39 N/A 71.4 (daily); 44.4 (weekly) N/A N/A [29]
• Temsirolimus 10, 15 mg iv qw + sorafenib 200–800 mg/day po I First 21 10 N/A N/A N/A [30]
• Temsirolimus 10 mg iv qw + sorafenib 200 mg bid II First NCT01687673
• Temsirolimus 10, 20, 25 mg iv qw + sorafenib 200 mg bid I/II First NCT01335074
• Temsirolimus 25 mg iv qw + bevacizumab 10 mg/kg iv q2w II First 25 8 (2 PR) N/A 6 (7.4) 8.3 [31]
• Temsirolimus 25 mg iv qw + bevacizumab 10 mg/kg iv q2w II Second 13 30.7 (4 PR) N/A N/A N/A [32]
• Temsirolimus II Second NCT01567930
• Temsirolimus I/II (Refractory patients) NCT01251458
• Sirolimus 20 mg/w for 4 weeks then 30 mg/w II First 25 8 (1 CR, 1 PR) 40 3.6 6.2 [33]
• Sirolimus 1–5 mg po qd + bevacizumab 5 mg/kg iv q2w I (Refractory patients) 18 5.6 (1 CR) 55.6 6.6 7.5 [34]
• AZD8055 I (Refractory patients) NCT00999882

4. c-Met inhibitors (targets)

Tivantinib (ARQ 197) (c-Met)
• Tivantinib 240 mg po bid III, RC, DB Second (MET-high HCC) NCT01755767

• Tivantinib 360→240 mg po bid II, RC, DB Second 71 1.4 43.7 1.6 (all)/2.7 (MET-high) (P = 0.04/P = 0.03) 6.6 (all)/7.2 (MET-high) (P = 0.63/P = 0.01) [35]
Placebo 36 0 30.6 1.4 (total)/1.4 (MET-high) 6.2 (total)/3.8 (MET-high)
• Tivantinib 240, 360 mg bid + sorafenib 200, 400 mg bid I First NCT00827177
• Tivantinib 360 mg po bid I (≤2 prior systemic therapies) 21 0 56 3.3 N/A [36]
• Tivantinib 240 mg po bid I Second NCT01656265

Cabozantinib (XL-184) (c-Met, RET, VEGFR2)
• Cabozantinib 100 mg po qd for 12 weeks II, RD, DB (≤1 prior regimen) 33 9 (week 12) 71 N/A N/A [37]

Golvatinib (E7050) (c-Met, KIT, RON, VEGFR2)
• Golvatinib 200, 300, 400 mg po qd + sorafenib 400 mg po bid I/II (≤2 prior regimens including sorafenib) 12 (phase I) 17 (2 PR) 50 N/A N/A [38]

INC280 (c-Met)
• INC280 300 mg po bid II First NCT01737827

Foretinib (GSK 136089) (c-Met, RON, AXL, Tie-2, VEGFR)
• Foretinib 30, 45 mg po qd I/II First 38 (phase II) 24e 79b,e 4.2 15.7 [39]

5. MEK inhibitors

• Selumetinib (AZD6244) 100 mg po bid II First 19 0 N/A 1.8 N/A [40]
• Selumetinib (AZD6244) 50–100 mg po bid + sorafenib 400 mg po bid I First 11 27.3* N/A N/A N/A [41]
• BAY86-9766 50 mg po bid + sorafenib 400 mg po bid II First 58 5 N/A 4 N/A [42]

6. Inhibitors of IGF signaling (targets)

Cixutumumab (IMC-A12) (IGF-1R)
• Cixutumumab 6 mg/kg iv qw II First 24 0 29b N/A 8 [43]
• Cixutumumab 10 mg/kg iv q3w + sorafenib 400 mg po bid II First NCT00906373
• Cixutumumab iv qw + sorafenib 400 mg po bid I First NCT01008566

OSI-906 (IGF-1R, IR)
• OSI-906 150 mg po bid II, RC, DB Second NCT01101906
Placebo
• OSI-906 150 mg po bid + sorafenib 400 mg po bid II First NCT01334710

AVE1642 (IGF-1R)
• AVE1642 1, 3, 6 mg/kg iv qw + sorafenib 400 mg po bid I First 13 0 N/A N/A N/A [44]

BIIB022 (IGF-1R)
• BIIB022 + sorafenib I First NCT00956436

MEDI-573 (IGF-1, IGF-2)
• MEDI-573 + sorafenib I First NCT01498952

7. Histone deacetylase (HDAC) inhibitors

• Resminostat (4SC-201) 200, 400, 600, 800 mg po qd for 5 days every 14 days + sorafenib 200, 400 mg po bid II, RC, OL Second (PD under sorafenib) 26 0 N/A (4.7) (8.0) [45]
Resminostat (4SC-201) 200, 400, 600, 800 mg po qd for 5 days every 14 days 19 0 N/A (2.2) (4.1)
• Vorinostat + sorafenib I First NCT01075113
• Belinostat (PXD101) 600–1400 mg/kg/day iv D1-5, q3w I/II (Refractory patients) 42 (phase II) 2.4 47.6 (2.84) 6.6 [46]

8. Others (targets)

Mapatumumab (tumor necrosis factor-related apoptosis-inducing ligand receptor-1; TRAIL-R1)
• Mapatumumab 30 mg/kg iv q3w + sorafenib 400 mg po bid II, RC, DB First NCT01258608
Sorafenib 400 mg po bid
• Mapatumumab 30 mg/kg iv q3w + sorafenib 400 mg po bid lb First 19 10.5 N/A N/A N/A [47]

Tigatuzumab (CS-1008) (Death receptor 5)
• CS-1008 2,4,6 mg/kg iv qw + sorafenib 400 mg po bid II, RC, OL First 9 (phase I) 22 (2 PR) 66.7 N/A N/A [48])

AEG35156 (X-linked inhibitor of apoptosis protein; XIAP)
AEG35156 300 mg iv qw + sorafenib 400 mg po bid II, RC, OL First 31 N/A N/A (4.0) N/A [49]
Sorafenib 400 mg po bid 17 N/A N/A (2.6) N/A

Tremelimumab (CP 675,206) (Cytotoxic T-lymphocyte antigen 4; CTLA-4)
• Tremelimumab 15 mg/kg iv every 90 days II Second or beyond 20 12 (2 PR) 76.4 6.4 7.5 [50]

CT-011 and BMS-936558 (programmed death-1; PD-1)
• CT-101 I/II (≤1 prior systemic regimen) NCT00966251
• BMS-936558 I (≥1 prior systemic therapy) NCT01658878

CF102 (A3 adenosine receptor)
• CF102 1,5, 25 mg po bid I/II (Refractory patients) 18 0 22.2c N/A 7.8 [51]

GC33 (Glypican 3)
• GC33 1600 mg iv q2w II, RC, DB (≥1 prior systemic therapy) NCT01507168
Placebo
• GC33 2.5-20 mg/kg iv weekly I (Refractory patients) 20 N/A N/A 6.1 (high glypican 3 expression) vs. 1.7 (low glypican 3 expression) N/A [52]
• GC33 5, 10, 20 mg/kg iv weekly I (Refractory patients) 13 0 23.1 N/A N/A [53]
• GC33 +sorafenib 400 mg bid or qd I First NCT00976170

Lenalidomide and thalidomide (Immune modulation)
• Lenalidomide 25 mg po qd for 3 weeks every 4 weeks II Second 37 22 (2 CR, 6 PR) N/A N/A N/A [54]
• Lenalidomide 25 mg po qd for 3 weeks every 4 weeks II Second NCT01545804
• Lenalidomide + sorafenib 400 mg po bid I First NCT01348503
• Thalidomide 50-200 mg/day+ sorafenib 400 mg po bid I/II First NCT00971126

Bortezomib (proteasome)
• Bortezomib 1.3 mg/m2 iv bolus on days 1, 4, 8, and 11 every 21 days II First 35 2.9 (1 PR) N/A 1.6 6.0 [55]

TAC-101 (retinoid receptor)
• TAC-101 20 mg po qd for 14 days, every 3 weeks II, RC, DB Second NCT00687596
Placebo
• TAC-10110, 20, 30 mg po qd I (Refractory patients) 13 0 23 N/A N/A [56]

Z-208 (Peroxisome proliferator-activated receptor α; PPARα)
• Z-208 I/II (Refractory patients) NCT00731445

Bavituximab (phospholipid)
• Bavituximab + sorafenib I/II First NCT01264705
Dasatinib (Kit, Src, Bcr-Abl
• Dasatinib II (Refractory patients) NCT00459108

LY2157299 (TGFß)
• LY2157299 160, 300 mg po qd for 14 days every 28 days II, RC, OL Second NCT01246986

MK2206 (AKT)
• MK2206 po D1, 8,15, 22, every 28 days II Second NCT01239355

OPB-31121 (STAT 3)
• OPB-31121 400, 600 mg po qd I/II Second NCT01406574

PD-0332991 (Cyclin-dependent kinases 4/6; CDK 4/6)
• PD-0332991 125 mg po qd for 3 weeks every 4 weeks II (Refractory patients) NCT01356628

ORR = complete response (CR) + partial response (PR); DCR = CR + PR + stable disease (SD); RC = randomized controlled; RD = randomized discontinuation; OL = open-label; DB = double-blind; N/A = not available; NS = non-significant; CP A = Child-Pugh A; CP B = Child-Pugh B; PD = progressive disease.

a

The tumor response was defined per conventional RECIST unless otherwise indicated.

b

CR + PR + SD lasting for ≥ 3 months.

c

CR + PR + SD lasting for ≥ 4 months.

d

The tumor response was defined per modified WHO criteria.

e

e The tumor response was defined per modified RECIST.

*

The evaluation criteria was not mentioned.

Anti-angiogenic Agents

Angiogenesis is so far the most extensively studied therapeutic target of HCC. The efficacy of novel anti-angiogenic tyrosine kinase inhibitors (TKI) for sorafenib-naive advanced HCC has been investigated in several phase III, randomized, controlled trials. However, to date, none of these novel anti-angiogenic TKIs has exhibited superior efficacy to sorafenib. Sunitinib [3] and linifanib (ABT-869) [9], both primarily targeting vascular endothelial growth factor receptor (VEGFR) and platelet-derived growth factor receptor (PDGFR), failed to prolong OS compared to sorafenib (8.1 months for sunitinib vs. 10.0 months for sorafenib, P = 0.0019; 9.1 months for linifanib vs. 9.8 months for sorafenib, P > 0.05), and were associated with relatively more grade 3 or 4 adverse events than sorafenib was. Brivanib, which targets VEGFR, PDGFR and fibroblast growth factor receptor (FGFR), also failed to prolong OS (9.5 months for brivanib vs. 9.9 months for sorafenib, P > 0.05) but had a more favorable toxicity profile than sorafenib [5]. Lenvatinib (E7080), a TKI of VEGFR, PDGFR, FGFR, RET and c-Kit, resulted in a high ORR of 33% per modified response evaluation criteria in solid tumors (mRECIST) in a phase I/II trial [12], and is currently undergoing phase III investigation.

The efficacy of brivanib after sorafenib failure has also been investigated in a phase III, randomized, placebo-controlled study (BRISK-PS study) [6]. Brivanib, compared to placebo, resulted in a higher ORR (11.5% vs. 1.9%; per mRECIST) and a longer median TTP (4.3 months vs. 2.7 months, P = 0.0001), but did not significantly increase the OS (9.4 months vs. 8.2 months, P = 0.33). The efficacy of other second-line anti-angiogenic agents (ramucirumab, regorafenib and axitinib) remains undetermined.

EGFR Inhibitor

The combination of anti-angiogenic therapy and erlotinib has been investigated. In a phase III, randomized, controlled, double-blind trial (SEARCH trial) [22], sorafenib plus erlotinib, compared to sorafenib plus placebo, did not prolong either TTP (3.2months vs. 4.0 months, P > 0.05) or OS (9.5 months vs. 8.5 months; P > 0.05). In several completed phase II single-arm studies, bevacizumab (anti-VEGF monoclonal antibody) plus erlotinib resulted in a modest anti-tumor activity compared to the historical control of sorafenib or bevacizumab [23,24,25].

mTOR Inhibitors

Everolimus (RAD001) is the most extensively studied mTOR inhibitor for the treatment of HCC. The recommended phase II dose of everolimus was 7.5 or 10 mg per day for monotherapy in HCC patients [28,29]. A phase III, randomized, placebo-controlled trial testing the efficacy of everolimus 7.5 mg po qd after sorafenib failure has completed patient recruitment, and the results will be available by the end of 2013. The maximum tolerated dose of everolimus was determined to be 2.5 mg per day for combination with sorafenib [26]. However, everolimus at this dose level was considered biologically inactive and unlikely to improve the efficacy of sorafenib through mTOR inhibition.

A phase II trial testing the efficacy of temsirolimus 25 mg iv weekly plus bevacizumab 10 mg/kg iv biweekly for first-line treatment was prematurely stopped due to futility [31]. However, the same combination regimen resulted in a higher ORR (per conventional RECIST) of 30.7% and fair tolerability in the first 13 patients in a phase II trial for patients in whom sorafenib failed [32].

c-Met Inhibitors

c-Met signaling is considered essential for hepatocarcinogenesis [57]. Foretinib (GSK 136089), the first multi-target c-MET TKI to undergo clinical investigation, produced a promising ORR (per mRECIST) of 24%, median TTP of 4.2 months, and median OS of 15.7 months in 38 sorafenib-naïve HCC patients [39]. Other c-Met inhibitors have been primarily evaluated in HCC patients in whom sorafenib had failed. Tivantinib (ARQ 197), a selective non-ATP competitive inhibitor of c-MET, has been tested in a phase II, randomized, placebo-controlled trial [35]. Tivantinib, compared to placebo, improved median TTP from 1.4 to 1.6 months in molecularly unselected HCC patients with a hazard ratio (HR) of 0.64 (P = 0.04). Importantly, tivantinib almost doubled median TTP (2.7 months vs. 1.4 months, HR = 0.43, P = 0.03) and median OS (7.2 months vs. 3.8 months, HR = 0.38, P = 0.01) in patients with high c-Met-expressing tumors (≥2+ staining intensity in ≥50% of tumor cells by an immunohistochemical method). A confirmatory phase III, randomized, placebo-controlled trial was subsequently launched to evaluate the efficacy of tivantinib in HCC patients who had high c-Met expression in their tumors and developed progressive disease under sorafenib therapy. c-Met inhibitors are generally well tolerated except for increased incidence of grade 3 or 4 neutropenia, anemia and thrombocytopenia (14.1, 11.3 and 5.6%, respectively).

MEK Inhibitors

Selumetinib (AZD6244) 100 mg po bid resulted in a short TTP of 1.8 months in the first 19 treatment-naïve HCC patients of a phase II trial, although it did induce down-regulation of ERK phosphorylation in post-treatment tumor tissue [40]. Selumetinib [41] and BAY86-9766 [42] were investigated in early-phase trials for their combination activity with sorafenib. The combination of sorafenib and selumetinib resulted in an ORR of 27.3% in the first 11 patients, but this finding needs to be validated.

Inhibitors of IGF Signaling

Several IGF- or IGF-1R-targeted agents, either as single agents or in combination with sorafenib, have undergone early-phase investigations [43,44]. However, several toxicities, such as hyperglycemia, hyperbilirubinemia and elevation of liver enzymes, following combination therapy have limited the development of OSI-906, AVE1642 and BIIB022.

Other Molecular Targeted Agents

Many other signaling pathways are also involved in hepatocarcinogenesis, including histone deacetylase (HDAC), tumor necrosis factor-related apoptosis-inducing ligand receptor-1 (TRAIL-R1), death receptor 5 (DR5), X-linked inhibitor of apoptosis protein (XIAP), proteasome, retinoid receptor, peroxisome proliferator-activated receptor α (PPARα), phospholipid, transformation growth factor-β (TGF-β), AKT, STAT3 and cyclin-dependent kinases. In addition, some molecular targets expressed either on immune cells (such as cytotoxic T-lymphocyte antigen and programmed death-1) or cancer cells (such as A3 adenosine receptor and glypican 3) provide opportunities for immunotherapy. Corresponding targeted agents are being actively studied in phase I/II or II trials for their feasibility. Noticeably, lenalidomide (an immune moderator) resulted in a higher ORR of 22% per conventional RECIST (two complete responders and six partial responders) in 37 American patients in whom sorafenib had failed [54]. Another study testing the efficacy of lenalidomide as second-line treatment is ongoing in Asian HCC patients.

Clinical Trials of Molecular Targeted Therapy in Combination with Locoregional Therapy

Data from clinical trials on a variety of molecular targeted therapies in combination with locoregional therapy are shown in table 2[58,59,60,61,62,63,64,65,66,67,68].

Table 2.

Clinical trials of molecular targeted therapy in combination with locoregional therapy for HCC

Molecular targeted therapy (time of initiation) Loco-regional therapy Trial phase/design No. of evaluable patients RR (%) TTP (months) OS (months) References
Sorafenib 400 mg po bid TACE III, RC, DB 229 N/A 5.4 29.7 [58]
Placebo (sequential to TACE) 229 3.7 (HR =0.87, P = 0.252) Not reached
Sorafenib 400 mg po bid DEB-TACE III, RC, DB Target: 412 NCT01324076 (TACE2 trial)
Placebo (7 days after TACE)
Sorafenib 400 mg po bid TACE III, RC, DB Target: 400 NCT01004978
Placebo (2 weeks before TACE)
Sorafenib 400 mg po bid TACE II, RC, DB 31 100* 9.2 N/A [59]
Placebo (sequential to TACE) 31 4.9 (HR =2.5, P < 0.001)
Sorafenib 400 mg po bid DEB-TACE II, RC, DB 154 N/A 5.6 N/A [60] (SPACE trial)
Placebo (concurrently) 153 5.5 (HR =0.797, P =0.072)
Sorafenib 400 mg po bid TACE II, RC, OL Target: 228 NCT01217034 (TACTICS trial)
Placebo (3 days after TACE)
Sorafenib 400 mg po bid (4–7 days after TACE) TACE II 147 52 9.3 Not reached [61] (START trial)
Sorafenib 400 mg po bid (3 days after TACE) TACE II 50 44 7.1 N/A [62]
Sorafenib 400 mg po bid (1 week before TACE) DEB-TACE II 35 58 N/A N/A [63]
Sorafenib 400 mg po bid (2 weeks before TACE) TACE II 15 70 5.2 10.6 [64]
Sorafenib 400 mg po bid TACE IV Target: 120 NCT01833299
Placebo (2–4 weeks after TACE)

Sorafenib 400 mg po bid RFA II, RC, DB Target: 290 NCT01126645 (SORAMIC trial; local ablation group)
Placebo (concurrently)

Sorafenib 400 mg po bid (concurrently) RT II Target: 45 NCT01319942
Sorafenib 400 mg po bid (concurrently) RT I Target: 44 NCT00892658 (SHEP trial)

Sorafenib 400 mg po bid (concurrently) RT I Target: 30 NCT01618253

Sunitinib 37.5 mg po qd TACE II/III, RC, DB Target: 190 NCT01164202 (SATURNE trial)
Placebo (7–10 days before TACE)
Sunitinib 37.5 mg po qd (7 days before TACE) TACE II 16 12.5 8.0 14.9 [65]

Bevacizumab 10 mg/kg iv every TACE II, RC, OL 15 N/A (PFS at 16 weeks: 79% vs. 10%, P = 0.021) 49 [66]
2 weeks 15 61 (P =0.21)
Placebo (1 week before TACE)
Bevacizumab 10 mg/kg iv every TACE II 26 60 7.2 10.8 [67]
2 weeks (2 weeks before TACE)

Orantinib 200 mg po bid TACE III, RC, DB Target: 880 NCT01465464 (ORIENTAL trial)
Placebo (≥3 days after TACE)
Orantinib 200 mg po bid No antitumor therapy TACE II, RC, OL Total: 103 N/A
  • 5.2

  • 4.0

  • (HR =0.699; P =0.054)

NA [68]

Brivanib 200 mg po qd TACE III, RC, DB Target: 870 NCT00908752 (BRISK-TA trial)
Placebo (2–21 days after TACE)

Axitinib 5 mg po qd TACE II Target: 50 NCT01352728

Thalidomide (4 weeks before TACE) TACE II Target: 75 NCT00006016

Everolimus 7.5 mg po qd DEB-TACE II, RC, DB Target: 80 NCT01379521 (TRACER trial)
Placebo
Everolimus DEB-TACE I/II, RC, DB Target: 98 NCT01009801
Placebo

RR = response rate; RT = radiotherapy.

*

randomization only for complete responders.

Sorafenib

The feasibility of combining locoregional therapy and sorafenib for HCC treatment has been evaluated in many clinical trials. In a phase III, randomized, placebo-controlled trial, patients whose hepatic tumors had ≥25% tumor necrosis/shrinkage after one or two sessions of transarterial chemoembolization (TACE) were randomized to sorafenib or placebo. However, the addition of sorafenib failed to prolong TTP (5.4 months vs. 3.7 months; HR = 0.87; P = 0.252) [58]. Subsequently, a number of phase II trials evaluating the efficacy and safety of conventional TACE or TACE with doxorubicin-eluting beads (DEB) with concurrent sorafenib (which started within 14 days before or after TACE was carried out) revealed inconsistent results [59,60,61,62,63,64]. The diversity of study designs created confounding factors including primary endpoints, patient populations, TACE procedures, timing of randomization, and drug administration may account for these conflicting results [69]. Another two phase III, randomized, placebo-controlled trials evaluating the efficacy of sorafenib in combination with conventional TACE or DEB-TACE are ongoing.

In the phase II SORAMIC trial (local ablation group), patients with early HCC receive a maximum of two curative radiofrequency ablation (RFA) sessions. Randomization to sorafenib or placebo was performed after completion of RFA. Several phase I or II trials evaluating the efficacy and/or safety of radiotherapy in combination with sorafenib in patients with early HCC are actively recruiting patients.

Other Anti-angiogenic Agents and Everolimus

Several phase II trials explored the efficacy of combining TACE and anti-angiogenic agents, such as sunitinib [65], bevacizumab [66,67] and orantinib (TSU-68) [68]. Most of these trials demonstrated promisingly long TTP. Further phase III, randomized, controlled trials exploring the combinations of TACE and sunitinib (TURNE trial), orantinib (ORIENTAL trial) and brivanib (BRISK-TA trial) are ongoing. In addition, the efficacy of DEB-TACE with everolimus is currently being explored in two phase II, randomized, controlled trials.

Clinical Trials of Adjuvant Molecular Targeted Therapy Following Curative Treatment

The potential of molecular targeted agents as adjuvant therapy after curative surgery, local ablation or liver transplantation is under active investigation; most studies are still ongoing. In a phase II trial with a limited number of patients (30 patients in total), sorafenib following curative surgery resulted in a lower tumor recurrence rate (33.3% vs. 73.6%), compared to surgery alone [70]. A large-scale, phase III, randomized, placebo-controlled trial (STORM trial) evaluating the efficacy of sorafenib after curative surgery or local ablation has completed accrual.

PI-88, a heparanase inhibitor, has been testing as adjuvant therapy for HCC after curative resection. A phase II study suggested that PI-88 at 160 mg/day is potentially effective as adjuvant therapy in postoperative HCC patients [71]. A phase III, randomized, placebo-controlled trial exploring the value of PI-88 in the adjuvant setting is ongoing. Data from clinical trials of adjuvant molecular targeted therapy following curative treatment are shown in table 3[70,71].

Table 3.

Clinical trials of adjuvant molecular targeted therapy following curative treatment for HCC

Treatment Curative treatment Trial phase/design No. of evaluable patients Recurrence-free survival (months) References
Sorafenib 400 mg po qd Surgery or local ablation III, RC, DB Target:1,114 NCT00692770 (STORM trial)
Placebo
Sorafenib 400 mg po qd Surgery II, OL
  • 14

  • 16

  • Not reached

  • 6

  • (P = 0.008)

[70]
Placebo
Sorafenib 400 mg po qd OLT II, RC, DB Target: 356 NCT01624285
Placebo
PI-88 160 mg sc qd Surgery III, RC, DB Target: 500 NCT01402908
Placebo
PI-88 160 and 250 mg sc qd for nine 4-week treatment cycles No adjuvant treatment Surgery II, RC, OL 168 10.8* (160 mg/day) 5.1* (P = 0.13) [71]

OLT = orthotopic liver transplant; sc = subcutaneous injection.

*

Time-to-recurrence at the 36th percentile.

Conclusion

We have provided a comprehensive overview of recently reported and ongoing clinical trials in HCC. The trials are categorized in a way that helps investigators from diverse disciplines to grasp easily a full picture of research in this field. We intend to provide updated versions of this article on a regular basis.

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