Abstract
We assessed the efficacy of Seneca Valley virus (SVV-001), a neuroendocrine cancer-selective oncolytic picornavirus, in primary heterotransplant mouse models of small cell lung cancer (SCLC), including three lines each of classic and variant SCLC. Half-maximal effective concentrations for cell lines derived from three variant heterotransplants ranged from 1.6×10–3 (95% confidence interval [CI] = 1×10–3 to 2.5×10–3) to 3.9×10–3 (95% CI = 2.8×10–3 to 5.5×10–3). Sustained tumor growth inhibition in vivo was only observed in variant lines (two-sided Student t test, P < .005 for each). Doses of 1014 vp/kg were able to completely and durably eradicate tumors in a variant SCLC heterotransplant model in two of six mice. Gene expression profiling revealed that permissive lines are typified by lower expression of the early neurogenic transcription factor ASCL1 and, conversely, by higher expression of the late neurogenic transcription factor NEUROD1. This classifier demonstrates a sensitivity of .89, specificity of .92, and accuracy of .91. The NEUROD1 to ASCL1 ratio may serve as a predictive biomarker of SVV-001 efficacy.
Small cell lung cancer (SCLC) is an exceptionally aggressive cancer (1, 2). Extensive-stage SCLC, representing 60% of cases, is associated with median survival of nine months and five-year survival less than 1% (3). More effective treatments for SCLC are urgently needed. SCLC is notable for frequent expression of neuroendocrine markers. Within the diagnostic category of SCLC there is considerable heterogeneity, in terms of both the extent of neuroendocrine marker expression and the fraction of cells with small cell morphology. SCLC can be classified as either classic (approximately 70%) or variant (approximately 30%) subtypes based on histologic appearance and differential gene expression (4). Variant SCLCs are characterized by higher variation in cell size, more prominent nucleoli, and increased expression of genes associated with neuronal differentiation (4,5). Variant histology has been associated with a shorter doubling time, higher cloning efficiency, and primary and acquired therapeutic resistance (4,6–9).
Seneca Valley virus (SVV-001) is a naturally occurring oncolytic picornavirus that selectively replicates in SCLC lines in vitro and can durably eradicate permissive SCLC xenografts in mice (10). About half of SCLC lines tested are permissive for SVV-001. Rare non–small cell lung cancer (NSCLC) lines, of large cell neuroendocrine histology, also support SVV-001 replication (10). SVV-001 has been shown in mice to durably eradicate certain pediatric neuroendocrine tumors and prevent spread of invasive retinoblastoma (11–13). A phase I clinical trial demonstrated high levels of SVV-001 replication in a subset of SCLC patients, and safety at intravenous doses up to 1011 vp/kg (14). These data have prompted subsequent studies in patients with SCLC and pediatric neuroendocrine cancers. Entry criteria for these trials include tumor expression of neuroendocrine markers NCAM1, CHGA, and SYP.
Although SVV-001 shows promise in a variety of preclinical models, reliable biomarkers of permissivity have not been identified. Several markers have been proposed, including the general markers of neuroendocrine differentiation (11,13), as well as markers based on putative binding motifs derived from the crystal structure of SVV-001 (15). Preliminary data using Cy5-labeled SVV-001 indicate that some nonpermissive lines fail to bind SVV-001, suggesting a cell surface receptor requirement (Supplementary Figure 1, available online). As yet, there is no evidence that any of these markers have utility as predictors of SVV-001 efficacy.
We have previously described three primary heterotransplant models of variant SCLC (LX22, LX33, and LX36) derived by direct transfer of human tumors into immunosuppressed mice (16,17). We have subsequently generated additional human classic SCLC heterotransplant models (LX44, LX47, and LX48) using the same approach. In this study, we tested SVV-001 in vivo efficacy against multiple heterotransplant lines and used these results as a basis for identifying potential predictors of SVV-001 permissivity.
Three variant SCLC cell lines derived from heterotransplants were infected with recombinant SVV–green fluorescent protein (GFP) reporter virus and monitored for expression of GFP by epifluorescence microscopy and flow cytometry (18). H446, a highly permissive line, and H460, a resistant NSCLC line, were included as positive and negative controls, respectively. In H446 and all three heterotransplant-derived cell lines, cytopathic effect concurrent with a high percentage of GFP-expressing cells was observed (Figure 1A).
The half-maximal effective concentration (EC50) for each of these cell lines was determined as previously described (10). The estimated EC50 for H446 of 3.0×10–4 vp/cell (95% confidence interval [CI] = 2.6×10–4 to 3.5×10–4) was consistent with the previously described high susceptibility of this line to SVV-001 (10), whereas those determined for LX22, LX33, and LX36 cell lines were 1.6×10–3 (95% CI = 1×10–3 to 2.5×10–3) vp/cell, 3.1×10–4 (95% CI = 2.5×10–4 to 3.6×10–4) vp/cell, and 3.9×10–3 (95% CI = 2.8×10–4 to 5.5×10–3) vp/cell, respectively (Figure 1B). These values are among the lowest EC50 values reported for SVV-001.
SVV-001 was tested for efficacy against three classic and three variant SCLC heterotransplants at a single intraperitoneal dose of 1012 vp/kg. Marked inhibition of tumor growth was observed in all three variant lines tested (LX22, LX33, and LX36) with sustained tumor growth inhibition over the duration of the experiment (Figure 2). Growth inhibition in the variant xenografts was consistent with the in vitro sensitivity of their matching cell lines. In contrast, the three classic SCLC lines, LX44, LX47, and LX48, were evidently refractory to SVV-001, demonstrating no statistically significant difference in tumor growth between treated mice and controls (Figure 2). A P value of less than .05 was considered statistically significant.
To further characterize the effective dose range of SVV-001 in a permissive model of variant SCLC, SVV-001 was titrated down over a three-log dose range from 1011 vp/kg to 109 vp/kg in LX36, resulting in similar inhibition of tumor growth (Figure 3A). Conversely, to test whether complete responses could be achieved with high initial virus dose, SVV-001 was administered at 1014 vp/kg, resulting in durable growth inhibition, including complete response in two of six mice (Figure 3B).
The heterotransplant models also offer the opportunity to better characterize SVV-001 kinetics in a permissive tumor. LX36 xenograft tumors were harvested at 1, 3, 7, and 14 days after infection. SVV-001 was assessed by western blotting for the SVV-001 structural protein VP1. VP1 was first detected at day three, peaking at day seven and continuing in a similar range at day 14 (Figure 3C). Our previous work using recombinant SVV-GFP reporter virus has shown that SVV-001 will home to tumors and begin to replicate in focal regions within 24 hours, but appears not to reach detectable levels by western blot analysis until day three (19). This result is consistent with clinical experience with SVV-001 in which patients often experience flu-like symptoms on day three after treatment, and in which persistence of intratumoral viral protein has been documented several weeks after single-dose administration (14).
Because no molecular determinants of permissivity have yet been identified, we analyzed gene expression profiles of a panel of SCLC lines characterized for SVV-001 permissivity for which microarray data were publicly available. Principal component analysis suggested that permissive and nonpermissive lines clustered separately, suggesting broad differences in transcription (Figure 4A). We hypothesized that potential biomarkers regulating global patterns of gene expression or differentiation status could be predictive. Because SVV-001 has selective tropism for neuroendocrine cancer types, we focused our analysis on differentially expressed genes involved in neurogenesis (gene ontology term GO:0022008).
Among the highest-ranking genes differentially expressed between permissive and nonpermissive lines (Supplementary Table 1, available online) were genes for two transcription factors, Ascl1 and NeuroD1, that sequentially regulate neuroendocrine differentiation in multiple contexts, including hippocampus development (19), pulmonary neuroendocrine development (20–22), and gastrointestinal neuroendocrine tumors (23). ASCL1 in SCLC has low expression in variant relative to classic SCLC, and is among the best candidates for differentiating these SCLC subtypes (5,24). ASCL1 has been implicated in clonogenic and tumorigenic capacity as a primitive stem cell marker (25). We found ASCL1 to be highly expressed in nonpermissive lines, and conversely, NEUROD1 highly expressed in permissive lines (Figure 4B).
To validate these observations based on microarray analysis, ASCL1 and NEUROD1 expression was assessed by quantitative real-time polymerase chain reaction in a panel of 22 SCLC cell lines (Figure 4C). The ratio of NEUROD1 to ASCL1 was found to have a two-gene classification score of .81, sensitivity of .89, and specificity of .92, whereas the accuracy of classification by leave-one-out cross-validation was .91 (26).
Although NEUROD1 to ASCL1 ratio appears to be a strong predictive biomarker for SVV-001, this observation does not imply that expression of these factors is the sole determinant of permissivity. Exogenous expression of NEUROD1 in nonpermissive SCLC lines did not induce high-level permissivity, although some increase in SVV-001 replication was observed (Supplementary Figure 2, available online).
SVV-001 administration leads to prolonged tumor growth inhibition in variant SCLC heterotransplant models. Equivalent efficacy was observed over a dose range from 109 vp/kg to 1011. When the dose was increased to 1014 vp/kg, durable eradication of tumors was observed without apparent toxicity. This result is remarkable since this high level of prolonged efficacy has not been previously observed in SCLC heterotransplant models with cytotoxic or targeted therapeutics at maximally tolerated doses (27,28). The evident dose-response dependency for a replication-competent oncolytic virus is surprising. This effect may be due to inefficient SVV-001 extravasation, sequestration in nontumor tissues, or compartmentalization after the initial infection due to collapse of tumor microarchitecture and loss of vascularity.
The findings of this study carry some limitations. The lack of immunocompetent mouse models of SCLC permissive to SVV-001 is problematic: sustained intratumoral viral replication in heterotransplant models could be attributed to a lack of viral clearance in immunodeficient mice. Although we have observed sustained SVV-001 titers in patient serum weeks after administration and persistent viral replication in liver metastases 28 days after SVV-001 administration (14), it remains to be seen whether the biomarkers of SVV-001 efficacy defined here will apply in a clinical context.
Efficacy of SVV-001 in SCLC primary heterotransplants appears to be limited to variant SCLC, which is characterized by frequent loss of classic neuroendocrine markers. This may have important implications in patient selection: ongoing trials are focused on patients whose tumors specifically express these markers. Here we identified two genes, ASCL1 and NEUROD1, the ratio of which may efficiently predict permissivity of SCLC to SVV-001. These data provide rationale for continued human trials of SVV-001 in SCLC and imply that permissivity to SVV-001 is dependent in part on the differentiation status of the tumor.
Funding
American Association of Clinical Research/Caring for Carcinoid Foundation (grant 109884); Flight Attendant Medical Research Institute Center of Excellence in Translational Research; Burroughs Wellcome Fund Clinical Scientist Award in Translational Research (all to CMR). The funders had no role in the design of the study; the collection, analysis, and interpretation of the data; the writing of the manuscript; or the decision to submit the manuscript for publication.
Supplementary Material
We thank Dr Luis Diaz for deriving and providing the LX47 and LX48 heterotransplant lines.
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