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. 2013 Dec 4;16(1):140–150. doi: 10.1208/s12248-013-9550-y

Squarticles as a Lipid Nanocarrier for Delivering Diphencyprone and Minoxidil to Hair Follicles and Human Dermal Papilla Cells

Ibrahim A Aljuffali 1, Calvin T Sung 2, Feng-Ming Shen 3,4, Chi-Ting Huang 3,5, Jia-You Fang 3,6,7,
PMCID: PMC3889522  PMID: 24307611

Abstract

Delivery of diphencyprone (DPCP) and minoxidil to hair follicles and related cells is important in the treatment of alopecia. Here we report the development of “squarticles,” nanoparticles formed from sebum-derived lipids such as squalene and fatty esters, for use in achieving targeted drug delivery to the follicles. Two different nanosystems, nanostructured lipid carriers (NLC) and nanoemulsions (NE), were prepared. The physicochemical properties of squarticles, including size, zeta potential, drug encapsulation efficiency, and drug release, were examined. Squarticles were compared to a free control solution with respect to skin absorption, follicular accumulation, and dermal papilla cell targeting. The particle size of the NLC type was 177 nm; that of the NE type was 194 nm. Approximately 80% of DPCP and 60% of minoxidil were entrapped into squarticles. An improved drug deposition in the skin was observed in the in vitro absorption test. Compared to the free control, the squarticles reduced minoxidil penetration through the skin. This may indicate a minimized absorption into systemic circulation. Follicular uptake by squarticles was 2- and 7-fold higher for DPCP and minoxidil respectively compared to the free control. Fluorescence and confocal images of the skin confirmed a great accumulation of squarticles in the follicles and the deeper skin strata. Vascular endothelial growth factor expression in dermal papilla cells was significantly upregulated after the loading of minoxidil into the squarticles. In vitro papilla cell viability and in vivo skin irritancy tests in nude mice suggested a good tolerability of squarticles to skin. Squarticles provide a promising nanocarrier for topical delivery of DPCP and minoxidil.

KEY WORDS: alopecia, diphencyprone, drug targeting, hair follicles, minoxidil, squarticles

INTRODUCTION

Hair loss perturbs many individuals due to its association with self-esteem and its tendency to lead to depression, and dissatisfaction. Alopecia areata, found in 2% of the population, is a chronic inflammatory disorder that affects the hair follicles (1) and leads to hair loss. Topical immunotherapy utilizing diphencyprone (DPCP) recruits T cell subpopulations to the follicles in order to enhance the clearance of putative antigens so that the hairs can regrow (2). Minoxidil, another drug for treating alopecia areata, in contrast to DPCP, induces vasodilation of perifollicular vessels and proliferates dermal papilla cells (3). It is also employed as a first-line topical treatment for androgenetic alopecia approved by the US Food and Drug Administration (FDA) (4). Androgenetic alopecia is reported to affect up to 96% of Caucasian males (5).

Hair loss is generally difficult to treat. Only a 50% success rate is achieved by DPCP (6). The effect of minoxidil is impermanent because hair loss occurs 4–6 months after cessation of treatment (7). On the other hand, both drugs can induce skin irritation in some cases as a result of the employed solvents. Topically applied minoxidil is also absorbed into the systemic circulation, resulting in cardiovascular side effects (8).

An important strategy to resolve these drawbacks is through targeting the drug to the hair follicles. Encapsulating the drugs into nanoparticles may provide benefits for controlled drug release, increased drug stability, and skin targeting. Nevertheless, despite these purported advantages, the targeting of the drug to the skin or appendages by nanocarriers has so far produced disappointing clinical results (9).

The prime objective of this work was to formulate DPCP and minoxidil into nanoparticles and to assess their targeting ability to follicles and dermal papilla cells. Here we introduced “squarticles” for achieving this aim, a lipid nanosystem containing squalene. Lipid nanoparticles, such as solid lipid nanoparticles (SLN), nanostructured lipid carriers (NLC), and nanoemulsions (NE), are feasible as drug carriers due to their lower toxicity compared with polymeric and metallic nanoparticles (10). The main difference among these lipid nanocarriers is the composition of the inner matrix. SLN have a matrix made from crystalline solid lipids; the core of NLC is composed of mixed solid and liquid lipids; NE are nanocarriers with neat liquid lipids in their inner core (11). In the present study, squarticles were prepared in the forms of NLC and NE. Sebum is a mixture of squalene, wax esters, and glycerides (12). It is secreted by the sebaceous duct, which connects to the hair follicles. Efficient targeting into the follicles can depend on the interaction between the drug and the sebum (13). It may be expected that squalene in nanoparticles facilely fuses with sebum in the follicles.

The Franz cell was used in vitro to examine skin retention, skin penetration, and follicular accumulation of DPCP and minoxidil from nanoparticles. Qualitative approaches by fluorescence and confocal microscopies were applied to the evaluation of nanoparticle distribution in the skin and appendages. Whether minoxidil-loaded squarticles could promote the production of vascular endothelial growth factor (VEGF) in dermal papilla cells was also investigated. Finally, the possible skin irritation elicited by lipid nanoparticles was studied using both cultured papilla cells and nude mouse skin.

MATERIALS AND METHODS

Materials

DPCP, minoxidil, squalene, Pluronic F68 (PF68), and Nile red were purchased from Sigma-Aldrich (St. Louis, MO, USA). Precirol ATO 5 was obtained from Gattefossé (Gennevilliers, France). Hydrogenated soy phosphatidylcholine (SPC, Phospholipon 80H®) was supplied by American Lecithin (Oxford, CT, USA). Cellu-Sep® T1 cellulose membrane (molecular weight cutoff of 3,500) was from Membrane Filtration Products (Seguin, TX, USA).

Preparation of Squarticles

The aqueous and lipid phases of squarticles were fabricated separately. The aqueous phase consisted of double-distilled water (88%, v/v) and PF68 (3.2%, w/v). The lipid phase consisted of squalene (3.5% for NLC; 7.0% for NE), Precirol (3.5% for NLC; none for NE), and SPC (1.8%). Both phases were separately heated to 85°C for 15 min. The aqueous phase was then added into lipid phase and mixed under homogenization at 12,000 rpm (Pro 250, Pro Scientific, Monroe, CT, USA) for 20 min. Subsequently, a probe-type sonicator (VCX600, Sonics and Materials, Newtown, CT, USA) set at a power of 25 W was employed to treat the mixture for 15 min. A 10-ml volume was prepared for each batch. Squarticles could be divided into NLC type and NE type according to the different materials in inner cores. The concentrations of DPCP and minoxidil in the formulations were 0.15% w/v (7.3 mM) and 0.8% w/v (38.2 mM), respectively.

Average Diameter and Zeta Potential of Squarticles

The mean particle size and zeta potential of squarticles were assessed by a laser scattering method (Nano ZS90, Malvern, Worcestershire, UK). The nanosystems were diluted 100-fold with double-distilled water before detection. The measurement was repeated three times each sample for three batches.

Drug Encapsulation Percentages in Squarticles

The DPCP and minoxidil encapsulation in squarticles were examined by ultracentrifugation technique (Optima MAX, Beckman Coulter, Fullerton, CA, USA). The nanoparticulate dispersions were centrifuged at 48,000×g and 4°C for 30 min for dividing the loading drugs from the free form. The supernatant and precipitate were withdrawn and analyzed by high performance liquid chromatography (HPLC).

HPLC Analytical Settings

The HPLC system was Hitachi 7-series (Tokyo, Japan). A 25-cm long LiChrospher C18 column (Merck, Darmstadt, Germany) was used as the stationary phase. The mobile phase for DPCP was acetonitrile and water (60:40). The mobile phase for minoxidil consisted of methanol and water adjusted to pH 2 by phosphoric acid (74:26). The respective wavelengths of ultraviolet detector for DPCP and minoxidil were 295 and 281 nm.

Animals and Skin Preparation

Female nude mice (ICR-Foxn1nu) aged 8 weeks were purchased from National Laboratory Animal Center (Taipei, Taiwan). The animal experimental protocol was reviewed and approved by Institutional Animal Care and Use Committee of Chang Gung University. All animals were housed and handled based on institutional guidelines. Full-thickness skin from the dorsal region was excised after sacrifice. To prepare the sebum-removed skin, the stratum corneum (SC) side of the skin was gently washed by cold hexane (4°C) five times to remove the sebum in skin surface (14). Both intact and de-sebum skins were used as diffusion barriers for in vitro skin delivery experiment.

In Vitro Skin Delivery

Drug amounts in and across skin after topical delivery were measured by a Franz diffusion cell. The skin was fixed between donor and receptor compartments. Cellulose membrane was also used as diffusion barrier for release rate measurement. The donor included 0.5 ml of drug-containing nanosystem in 88% water and 3.2% w/v PF68. A control solution (30% propylene glycol (PG) in water) as donor vehicle was also used for comparison at an equivalent dose with nanosystems. The receptor medium consisted of 30% ethanol in pH 7.4 buffer for maintaining the sink condition. The effective diffusion area between compartments was 0.785 cm2. The stirring rate and temperature were kept at 600 rpm and 37°C, respectively. At appropriate intervals, 300 μl of receptor medium was withdrawn and immediately supplied by an equal volume of fresh medium. The samples were assayed by HPLC. Drug accumulation within the skin was measured after a 24-h delivery. The skin was removed from the Franz cell, then rinsed with water, and blotted with tissue paper. The skin sample was weighed and minced by scissors, positioned in a glass homogenizer with 1 ml methanol, and ground for 5 min with an electric stirrer. The mixture was centrifuged at 10,000 rpm for 10 min. After filtration via a 0.45-μm membrane, the sample was detected by HPLC.

Drug Accumulation in Hair Follicles

Differential stripping and cyanoacrylate skin surface coating were used to detect drug content in follicles (15). Subsequent to stripping the SC of skin removed from Franz cell, a follicular cast was prepared. A drop of superglue (ethyl cyanoacrylate 7004T, 3M, Taipei, Taiwan) was added on a glass slide, which was pressed onto the surface of SC-stripped skin. The cyanoacrylate polymerized, and the slide was expelled with one quick movement after 5 min. The super glue remaining on the slide was scraped off and positioned in a tube with 2 ml methanol. The tube was shaken for 3 h. The final product was vacuumed to evaporate methanol. The mobile phase was added to dissolve the residuals for HPLC assay.

VEGF Amount and Viability of Dermal Papilla Cells

Human hair dermal papilla cells were obtained from ScienCell (Carlsbad, CA, USA). The procedures for cultivation were carried out according to a previous study (16). For the determination of VEGF, early passage (P5) cells were seeded into six-well plates at a density of 2 × 105 cells/ml. VEGF in centrifuged supernatant and cell extracts was assessed by human VEGF ELISA kit (Invitrogen, Camarillo, CA, USA). The cells were incubated for 48 h with minoxidil concentration at 0.01 M. The preparation method of cell supernatant and extract was the same as previous study (16). For cell viability assay, cells (2 × 105 cells/ml) were seeded in 96-well plates for a 24-h cultivation. The nanocarriers without drug were added and incubated for 24 h at 37°C. After being washed with PBS, papilla cells were incubated with 5 mg/ml 3-(4,5-dimethylthiazol-2-yl)-2,5-diphenyl tetrazolium bromide (MTT) in RPMI-1640 for 2 h. Formazan crystals resulting from MTT reduction were dissolved by adding 200 μl DMSO with agitation for 30 min. The supernatant was detected by ultraviolet spectrophotometer at 550 nm. The viability was measured as a percentage of non-treatment control.

In Vivo Skin Delivery

Nile red (0.01%) was used as the dye in this experiment. A glass cylinder with an effective diffusion area of 0.785 cm2 was affixed to the back skin of nude mouse with glue. A 0.2-ml nanosystems or control solution (30% PG in water) was added to the cylinder. The application duration was 6 h. The mouse was sacrificed and the skin was excised, washed with water. The prepared skin sample was examined by fluorescence microscopy and confocal laser scanning microscopy (CLSM).

Vertical Observation of Skin by Fluorescence Microscopy

The skin samples treated with squarticles or control solution were sectioned in a cryostat microtome at a thickness of 20 μm, and then mounted with glycerin and gelatin. The slices were examined with an inverted microscope (IX81, Olympus, Tokyo, Japan) using respective filter sets at 546 and 590 nm for excitation and emission. The skin slices were also stained by hematoxylin and eosin (H&E) for bright-field imaging. The specimens were fixed in a 10% buffered formaldehyde solution at pH 7.4. Sections were dehydrated in ethanol, embedded in paraffin wax, and stained with H&E.

Horizontal Observation of Skin by CLSM

The full-thickness skin was directly positioned under the lens of CLSM for observing Nile red distribution in skin. The skin thickness was scanned at 5-μm increments through Z-axis of confocal microscope (TCS SP2, Leica, Wetzlar, Germany). The optical excitation and emission wavelengths were set to 515 and 525–605 nm, respectively. Images were taken by summing 15 fragments at various depths from skin surface.

In Vivo Skin Irritation Test

The possible skin irritancy of squarticles upon in vivo administration was analyzed after repeated application for 7 days. The test was carried out based on our previous study (17). Briefly, a 0.6-ml squarticles or control solution without drugs was pipetted on a sheet of non-woven polyethylene cloth (1.5 × 1.5 cm). The cloth was topically administered onto dorsal region of nude mouse and fixed with adhesive patches. The cloth was removed and replaced with a new one each day for a period of 7 days. The treated site was measured by transepidermal water loss (TEWL, TM300, Courage and Khazaka, Köln, Germany), skin erythema (CD100, Yokogawa, Tokyo, Japan), and skin pH (PH905, Courage and Khazaka) after a 7-day treatment period.

Statistical Analysis

Statistical analysis of the differences was carried out using unpaired t test and ANOVA. A 0.05 level of probability (p < 0.05) was taken as the level of significance. Data entry and calculation was completed by using Winks version 6 (Texasoft, Duncanville, TX, USA).

RESULTS

Physicochemical Properties of Squarticles

Table I lists the size, surface charge, and capability for entrapping drugs in squarticles. The average size of the NLC type was estimated to be 177 nm. The NE type of squarticles demonstrated a larger size (194 nm) compared to the NLC type. The polydispersity index (PDI) was low for both systems (≤0.25), revealing a narrow size distribution. There was no significant difference (p > 0.05) between the zeta potential of the NLC type (−54 mV) and the NE type (−57 mV). For DPCP, the encapsulation capacity of squarticles recognized by ultracentrifugation was more than 75%, indicating that most of the DPCP molecules were loaded in the lipid matrix. No significant difference (p > 0.05) was found between the entrapment of NLC and NE. For minoxidil, loading percentages of 63% and 64% were obtained for NLC and NE, respectively.

Table I.

The Characterization of the Squarticles by Particle Diameter, Polydispersity Index (PDI), Zeta Potential, and Drug Encapsulation Percentage

Type Size (nm) PDI Zeta potential (mV) DPCP encapsulation (%) Minoxidil encapsulation (%)
NLC 177 ± 3 0.24 ± 0.01 −54.0 ± 0.2 83.7 ± 2.1 63.3 ± 0.5
NE 193 ± 1 0.25 ± 0.02 −56.6 ± 1.1 78.5 ± 7.1 63.5 ± 1.1

Each value represents the mean ± SD (n = 3 for size, PDI and zeta potential, n = 4 for drug encapsulation)

PDI polydispersity index, NLC nanostructured lipid carriers, NE nanoemulsions

In Vitro Skin Delivery

Delivery of DPCP and minoxidil into and through the skin was first assessed in vitro. Table II depicts skin permeation profiles of DPCP from squarticles. A 30% PG in water was used as a free control for comparison. The DPCP deposition within skin from squarticles was higher (p < 0.05) than that from the reference control. A varying lipid matrix changed the results of the skin deposition, with the NE type showing a greater enhancement ratio (ER = 3.5) as compared to the NLC type (ER = 2.5). Determination of the penetrated drug in the receptor can indicate its presence in systemic circulation if used in vivo. DPCP flux across the skin was in the order of NE > NLC > free control, the same as observed for recovery from the skin reservoir. Although the flux value could be changed depends upon the receptor medium used, the trend of flux from various formulations remained identical in a definite receptor composition. A dermal/transdermal selectivity index (S value) was calculated for evaluation of skin-targeting efficiency. Squarticles showed higher S values than the control, revealing a preferred targeting to the skin reservoir by squarticles based on the in vitro experimental setup in this study. However, caution is needed when comparing S values among different formulations since the receptor composition may affect the measured flux. The application of cyanoacrylate skin-surface casting led to removal of the infundibular drug content in the follicles. Table II shows the recovery of DPCP from the casts. Significantly more DPCP was detected in the follicles by application of squarticles than by PG dispersion. NE gave rise to a 2.1-fold increase in the drug amount in the follicles compared with the free control.

Table II.

The In Vitro Skin Deposition at 24 h (μg/g), flux (μg/cm2/h), and Follicular Uptake (μg/cm2) of DPCP Via Nude Mouse Skin Treated With or Without Squarticles

Type Skin deposition (μg/g) ERSD Flux (μg/cm2/h) ERflux S value Follicular uptake (μg/cm2) ERFU
CTL 209 ± 50 13.2 ± 0.5 15.8 1.2 ± 0.2
NLC 525 ± 114* 2.5 15.6 ± 0.8* 1.2 33.8 1.7 ± 0.4* 1.4
NE 739 ± 64* 3.5 28.1 ± 3.4* 2.1 26.3 2.5 ± 0.4* 2.1

Each value represents the mean and SD (n = 4)

*p < 0.05 (the data higher as compared to CTL)

ER enhancement ratio of the flux of squarticle-applied group/the flux of control group, S value the dermal/transdermal selectivity index was calculated as a ratio of skin deposition and the flux value, CTL control, NLC nanostructured lipid carriers, NE nanoemulsions

As shown in Table III, the skin deposition of minoxidil from the PG vehicle is 227 μg/g. NLC, and NE could increase the skin uptake to 588 and 324 μg/g, respectively. A 2.1-fold increase in minoxidil deposition was accomplished by the NLC type, whereas the deposition of the NE type showed no significant difference (p > 0.05) as compared to the control group. Contrary to the case of DPCP, squarticles showed a lower minoxidil flux (p < 0.05) with respect to the control solution. The NE type had a 2-fold lower flux compared to the solution. This implies that squarticles could improve minoxidil accumulation in the skin while reducing systemic absorption. Minoxidil loading in NLC and NE greatly increased follicular uptake by 7.0- and 5.2-fold as compared to the free control, suggesting a momentous selectivity for hair follicles. Comparable uptake in follicles (p > 0.05) was obtained for the NLC and NE types.

Table III.

The In Vitro Skin Deposition at 24 h (μg/g), Flux (μg/cm2/h), and Follicular Uptake (μg/cm2) of Minoxidil Via Nude Mouse Skin Treated With or Without Squarticles

Type Skin deposition (μg/g) ERSD Flux (μg/cm2/h) ERflux S value Follicular uptake (μg/cm2) ERFU
CTL 277 ± 46 88.8 ± 16.7 3.1 0.8 ± 0.1
NLC 589 ± 64* 2.1 59.1 ± 15.0 0.7 10.0 5.4 ± 0.6* 7.0
NE 324 ± 65 1.2 44.5 ± 11.3** 0.5 7.3 4.1 ± 0.9* 5.2

Each value represents the mean and SD (n = 4)

*p < 0.05 (the data higher as compared to CTL); **p < 0.05 (the data lower as compared to CTL)

ER enhancement ratio of the flux of squarticle-applied group/the flux of control group, S value the dermal/transdermal selectivity index was calculated as a ratio of skin deposition and the flux value, CTL control, NLC nanostructured lipid carriers, NE nanoemulsions

Drug Delivery via Sebum-Removed Skin

Figure 1 illustrates the skin deposition of the permeants delivered via intact and sebum-removed skin. The difference of DPCP deposition between intact and de-sebumed skin from the free control and NLC was not significant (p > 0.05). NE formulation revealed a 2-fold less DPCP deposition (p < 0.05) via sebum-removed skin than intact skin. The result indicates that minoxidil deposition in all formulations was higher (p < 0.05) in sebum-removed skin than in intact skin. A 5-fold increase in skin accumulation was obtained for minoxidil via sebum-removed skin compared to intact skin, while the squarticles (NLC and NE) showed a ∼2-fold increase.

Fig. 1.

Fig. 1

Comparison of the skin deposition (μg/g) of DPCP and minoxidil in intact skin and sebum-removal skin after in vitro application by aqueous control and squarticles. *p < 0.05 compared to intact skin. All data represent the mean ± SD of four experiments

Drug Release from Squarticles

Figure 2 demonstrates the difference in the release rate of DPCP and minoxidil from squarticles and the aqueous control. DPCP suspension exhibited an initial fast release but quickly reached a plateau in the release amount (Fig. 2a). A higher rate with a continuous rise of DPCP release was detected for squarticles because of complete dissolvation in lipid nanocarriers. After an initial burst, the DPCP release rate reduced but persisted for up to 24 h. We calculated the initial burst effect by the percentage of cumulative amount in receptor at the first 8 h compared to the cumulative amount at the end of release experiment (24 h). The burst effect of DPCP between NLC and NE was comparable, since both types showed a ∼67% DPCP release at the initial 8 h compared to the released amount at 24 h. The NE type showed a release rate considerably greater (p < 0.05) than the NLC type. As shown in Fig. 2b, the minoxidil control group also revealed a low release due to limited solubility in aqueous dispersion. Contrary to the case of DPCP, minoxidil in NE showed a comparable release as compared to the free control. The highest minoxidil release was obtained from the NLC type. There was no increase in the released minoxidil amount from squarticles after a 12-h application. All minoxidil formulations (control solution, NLC, and NE) showed a burst release at the first 8 h since a 87–88% minoxidil release at the initial 8 h was calculated as compared to the released amount at 24 h. The burst effect was approximate for the three vehicles.

Fig. 2.

Fig. 2

Released amount versus time profiles of DPCP (a) and minoxidil (b) across cellulose membrane (Cellu-Sep® T1 with a molecular weight cutoff of 3,500) after in vitro application by aqueous control and squarticles. All data represent the mean ± SD of four experiments

VEGF Amount of Dermal Papilla Cells

The presence of VEGF in hair bulbs is necessary for inducing sufficient angiogenesis in hair cycles. The effect of minoxidil on VEGF expression in extracellular and intracellular regions of dermal papilla cells was investigated. Minoxidil in all formulations produced an elevation (p < 0.05) of this protein compared to the non-treatment group as shown in Fig. 3. Cell supernatant and extract exhibited a comparable (p > 0.05) VEGF level. The greatest increase was observed by the squarticles in the NLC type (p < 0.05), which showed a 2.3-fold increase as compared to the group without minoxidil treatment. No significant difference in VEGF production was found between free minoxidil and NE.

Fig. 3.

Fig. 3

VEGF expression in supernatant and extract of human dermal papilla cells after incubation with minoxidil (0.01 M) in aqueous control and squarticles. All data represent the mean ± SD of six experiments

Vertical Observation of Skin by Fluorescence Microscopy

In order to explore the skin and follicular targeting of squarticles, nanoparticulate distribution in the skin was studied using fluorescence microscopy. Nile red, a lipophilic dye, was incorporated into the lipid matrix for observing fluorescence. Figure 4 depicts the representative fluorescent and H&E images obtained after in vivo application of the aqueous control and squarticles for 6 h. According to the vertical skin section treated with the aqueous control (Fig. 4a), the fluorescence is detected only in the outermost skin surface and a weak signal is observed from the hair follicles. As shown in Fig. 4b and c, it can be observed that the intensity of red fluorescence was stronger from the squarticles than from the control. The red fluorescence was found in the whole skin after treatment of the squarticles. After 6 h of administration, the squarticles were mainly diffused to the skin surface and the hair follicles where substantial fluorescence was observed. Absorption of the squarticles seemed to follow two routes along the SC and follicles. Squarticles delivered Nile red reached a deeper skin stratum as compared to the free control. No significant difference of fluorescence intensity was detected between the NLC type and the NE type.

Fig. 4.

Fig. 4

Fluorescence microscopic images of nude mouse skin with in vivo topical administration of aqueous control (a), squarticles in NLC type (b), and squarticles in NE type (c) containing Nile red (0.1%) as a dye for 6 h. The upper panel is the fluorescence image detected at 546 and 590 nm for excitation and emission; the lower panel is the bright-field view of H&E-stained images

Horizontal Observation of Skin by CLSM

In addition to the observation of the vertical skin section, the horizontal expression of the skin examined by CLSM was also performed. Figure 5 shows confocal images from the skin, illustrating collective emissions scanned at 5-μm increments from the skin surface. As shown in Fig. 5a, no fluorescence is observed for the skin sample without any treatment. Nile red distribution was greatly affected by the carriers used. Figure 5b is a representative CLSM image of skin treated with the free control, exhibiting localization of Nile red in the vicinity of follicles and hair shafts. For squarticles (Fig. 5c and d), a higher red intensity was obtained compared with the control. Comparing the skin imaging between NLC and NE, a higher intensity of Nile red was seen for NE-treated skin. The red fluorescence distribution was relatively homogeneous over the skin treated by Nile red-containing NE. Squarticles in the form of NE may permeate into both the SC and follicular ducts.

Fig. 5.

Fig. 5

Confocal micrographs of nude mouse skin at an original magnification of ×630 with non-treatment (blank) (a), in vivo topical administration of aqueous control (b), squarticles in NLC type (c), and squarticles in NE type (d) containing Nile red (0.1%) as a dye for 6 h. The image is a summary of 15 fragments at various skin depths

Viability of Dermal Papilla Cells

To determine the possible toxicity of squarticles on the skin, we first evaluated papilla cell viability in vitro. Figure 6 shows the survival rate of dermal papilla cells in the presence of an increasing concentration of squarticles. The NE type showed cell viability close to 100% for all concentrations tested. This indicates that the employed concentrations of NE were nontoxic to dermal papilla cells. At the highest concentration, the NLC type showed a significantly lower (p < 0.05) viability percentage of 76%. Treatment with NLC at lower concentrations did not reduce the viability (p > 0.05).

Fig. 6.

Fig. 6

Viability of human dermal papilla cells after incubation with aqueous control and squarticles at different concentrations. All data represent the mean ± SD of six experiments

In Vivo Skin Irritation Test

TEWL, erythema, and skin pH value were recorded to evaluate possible irritation of squarticles in vivo as shown in Fig. 7. Values called ∆ values (the level of the treated site minus the level of an adjacent untreated site) were calculated as the results. No significant sensitization resulted if the standard deviation (SD) bar approximated the zero line. As observed in Fig. 7a, TEWL values are increased by all formulations after a 7-day consecutive administration. This may be due to the presence of water in all formulations for hydrating the SC. There was no significant difference (p > 0.05) between ∆TEWL of the squarticles and the aqueous control. Because of the approximation of SD bars to the zero line (Fig. 7b), no sign of erythema is detected for the squarticles. The same result was demonstrated for skin pH, suggesting an acceptable tolerance of squarticles for topical application.

Fig. 7.

Fig. 7

In vivo skin irritation examination determined by ∆transepidermal water loss (∆TEWL; a), ∆erythema (∆a*; b), and ∆skin pH (c) after a 7-day application of aqueous control and squarticles. All data represent the mean ± SD of six experiments

DISCUSSION

Acetone is commonly employed as a DPCP vehicle in a clinical setting (18). Most commercial products for minoxidil consist of PG, ethanol, and water (19). Novel formulations free of organic solvents are urgently necessary to attenuate skin irritation and optimize pharmacological efficacy. The present work focused on the development of squarticles as lipid nanocarriers for treating hair loss without organic solvents. These nanosystems showed a vital improvement in skin absorption and follicular uptake of encapsulated drugs. Squarticles even reduced possible minoxidil penetration to the receptor of the Franz cell, thus promoting the targeted ability to the skin. A skin-tolerance test demonstrated a negligible irritation of squarticles. Squalene and Precirol were the main materials constituting a lipid core of squarticles. The reason for selecting these lipids was that squalene and glycerides are predominant components of sebum. Precirol is a mixture of mono-, di-, and triglycerides of palmitic and stearic acids.

Squarticles in the NLC type showed a smaller size than the NE type. Precirol, composed of fatty esters, possessed amphiphilic properties (20). The surface-active esters could assist in the emulsification process for reducing particle size and creating a rigid interface. The negative zeta potential of squarticles resulted from negatively charged phospholipids in SPC. According to the previous literature (21), a zeta potential of >|60| mV is demanded for excellent physical stability and of >|30| mV for good stability. Squarticles showed a surface charge of near −60 mV, which demonstrated a promising ability for maintaining storage stability. PF68 in the interface also provided a steric stabilization for preventing aggregation. DPCP is a lipophilic molecule with a partition coefficient (log P) of 3.8. It was expected to easily load into the lipid phase of squarticles. An encapsulation percentage of ∼80% could be achieved for DPCP. Minoxidil is basically regarded as a hydrophilic agent with a log P of 1.2 (22). The loading capacity of >60% for minoxidil was surprising. Mura et al. (23) suggest that minoxidil can be largely incorporated in phospholipid bilayers of liposomes. SPC in the interface of squarticles left spaces to accommodate minoxidil molecules.

The nude mouse was selected as the animal model for the skin-delivery study. It is an acceptable model for human skin in terms of having a similar SC morphology (24). Although nude mouse skin is thinner and more permeable as compared to human skin, it is still an alternative for skin-delivery examination due to limited variability among individuals (25). Patients with alopecia areata or androgenetic alopecia often reveal lesional scalp skin with a reduced epidermal barrier function (26,27). Since DPCP and minoxidil are most frequently applied for scalp treatment, nude mouse skin is especially suitable as the alternative for lesional scalp skin because the permeability of the scalp is higher than that of the other anatomical regions (28).

An impressive result of in vitro skin delivery is that, based on the estimated S values obtained under the conditions studied, squarticles significantly lessened the absorbed minoxidil percentage in the receptor and enhanced skin deposition compared to the control dispersion. Similar to the commercial products, PG-rich medium was employed as the control vehicle of minoxidil. PG not only solubilized minoxidil, but it also increased the flux across the skin. According to previous studies (29,30), the PG-rich medium could act as penetration enhancers to increase minoxidil receptor penetration. It is reported that minoxidil absorption into systemic circulation leads to unwanted cardiovascular effects (8,31). Drug targeting to specific areas can improve the use of the active agents prone to cause undesired effects. It was advantageous that squarticles resided in the skin strata. Systemic uptake could be excluded, which is beneficial for topically applied minoxidil. A similar result was observed in the case of DPCP. Although both skin deposition and flux were increased by loading DPCP in the squarticles, the S value was increased by loading DPCP into the squarticles. Another successful result was the follicular targeting by squarticles, especially for minoxidil. Hair follicles and bulbs have been regarded as the site of action for hair loss treatment. The selectivity of follicular uptake by the lipid nanocarriers can efficiently deliver the drugs to the target sites. Both systemic side effects and skin irritation may be minimized by this nanoparticle approach.

The nano-sizes and lipidic nature of the lipid nanoparticles assure a close contact to the skin surface with rich sebum (32). According to the encapsulation percentage, 80% DPCP and 60% minoxidil were located in about 10% (lipid matrix) of the volume of the nanosystems. Hence, squarticles would provide a high drug-concentration gradient toward the skin. Though the intact particles permeate into SC with difficulty, the uptake of the lipid components by the skin is possible by the exchange with SC lipids (33,34). The barrier function of SC could be compromised by this exchange. This interaction between lipid nanoparticles and SC lipids resulted in a decreased penetration into the receptor compartment and the formation of the drug reservoir in the skin. The microscopic images of CLSM demonstrated greater accumulation of squarticles in the skin reservoir than in that of the free control.

Sebum is composed of a lipid mixture, which mixes with SC lipids to form a lipid film on superficial SC (14). It is important in playing a role of drug partitioning from the vehicle to SC. Sebum-derived lipids are especially abundant on the scalp skin (26). Sebum removal did not change DPCP deposition from the free control, suggesting that the outermost sebum partitioning was not a rate-limiting process for this drug. On the other hand, skin deposition of minoxidil from the free control could be largely increased by sebum removal. This result suggests that SC partitioning was still a vital barrier retarding minoxidil absorption. DPCP deposition from NE was significantly decreased by sebum removal. The enhancement level of minoxidil deposition after removing the sebum was reduced by loading into the squarticles. These results illustrate the superiority of lipid interaction for increasing drug absorption by squarticles.

The ordered lipid structure inside nanoparticles such as SLN and NLC forms a thin film over the skin surface, resulting in occlusion and hydration effects that disrupt the skin structure and enhance drug absorption (35). This phenomenon could not be observed for NE because of its amorphous form in the lipid matrix. No solid lipid existed in the inner phase of NE, contributing to the core structure without crystalline form. This clarifies the reason for the higher skin deposition of minoxidil in the NLC type than in the NE type. However, it cannot explain the case of DPCP, which showed greater deposition from NE as compared to NLC. The other mechanisms should be elucidated for DPCP. NE displayed a “softer” characteristic compared to nanoparticles with a crystalline lipid core (11,36). The higher mobility and deformability of NE may allow it to easily squeeze into the skin. Another possibility is that the high percentage of squalene in NE could show a high capacity of interaction to sebum. This inference can be confirmed by reduced DPCP deposition from NE after sebum removal. The confocal imaging also demonstrated a higher fluorescence of NE than NLC in skin. It can be concluded that occlusion may be important for minoxidil absorption from squarticles, whereas sebum partitioning is important for skin delivery of DPCP-loaded nanoparticles.

With respect to DPCP, the NE type showed a higher release across cellulose membrane than the NLC type. This trend was the same with in vitro skin permeation. DPCP was mainly dispersed in lipid cores. The release could be affected by a certain composition of the lipid matrix. The lipid structure of NE was more imperfect than that of NLC, and the entrapped drug was released more easily (37). It is expected that minoxidil was largely located on the surface of the nanoparticles because of the lower lipophilicity compared to DPCP. The smaller size of the NLC type created a greater total surface area than NE did, leading to a higher release rate. A lower encapsulation efficiency and location in the particulate shell of minoxidil in squarticles may support the significant burst-release effect. There are two modes for the drug release from nanoparticles in the skin-delivery process: the drug is released from nanoparticles prior to reaching the skin and the nanoparticles form a depot within the skin and appendages where the drug is slowly released (7). Thus the squarticles presented a combination of free drug, released drug, and entrapped drug for promoting delivery into the skin.

The existence of squalene and fatty esters in the squarticles increased the drug uptake into the hair follicles. These components easily mixed with follicular sebum, carrying the drug to form a reservoir in the follicles. SPC in the nanoparticulate surface also played an important role for enhancing follicular targeting. Previous studies (30,31) have suggested that liposomes, which are organized by phospholipids, can deposit minoxidil in follicles. That is why minoxidil showed greater follicular uptake enhancement by squarticles than DPCP. The fluorescence imaging of a vertical skin section verified the formation of follicular depot by squarticles. The diameters of follicular orifices exhibit great variations in body sites. According to the survey by Otberg et al. (38), the smallest diameters are detected on the forehead (66 μm) and forearm (78 μm). The calf region shows the largest orifice diameter of about 170 μm. According to histology shown in Fig. 4, the diameter of follicles of nude mouse skin is 40–60 μm. The diameter of transport pathways for human and mouse follicles was greatly larger than the size of our squarticles (<200 nm). Follicles thus may provide a sufficient space allowing nanoparticle penetration. The optimization of particle size for follicular delivery has been largely investigated. Rolland et al. (39) report that the particle size of <3 μm facilely penetrated into follicles. Toll et al. (40) investigated transfollicular permeation of microspheres at a size of 0.75–6.0 μm. They demonstrated a maximum penetration depth by an optimal microsphere size of 1.5 μm. Lademann et al. (41) report on a specific transport mechanism in follicles is described which would favor particle sizes between 300 and 600 nm. Shim et al. (22) studied the permeation of polymeric nanoparticles with 40 and 130 nm through rodent skin, and found that decreased particle size promotes follicular delivery. Vogt et al. (42) found that particles in the size range of 750 nm remain in the superficial area of infundibulum, while particles sized 40 nm penetrate deeper into follicles and also through follicular epithelium. There is a great discrepancy of the optimized particle size for follicular selectivity. Our nanoparticles showed a diameter of <200 nm. We believed that the particle size is less important for follicular entrance. The penetration rate is more affected by follicular density than follicular orifice diameter (43,44), especially the penetration via scalp skin (45). The follicular epithelium is more permeable than the interfollicular epithelium (46). The high skin deposition created by squarticles may result from the drug delivery via the appendageal route. The scalp has follicles with a very high density. It is especially beneficial for squarticles to exert targeting efficiency.

Dermal papilla cells reside in the base of follicles and are considered fundamental for hair cycling and growth (47). The papilla cells are the principal target site for minoxidil to upregulate VEGF and develop vascularization (48). VEGF is known to increase follicular size, hair growth, and hair thickness. Our results showed that minoxidil in both squarticles and aqueous dispersion increased VEGF expression, with the NLC type revealing the highest amounts. This indicates that NLC may target the papilla cells by cell uptake or membrane fusion. On the other hand, it must be recognized that minoxidil might release from nanoparticles before interacting with cells. The higher minoxidil release rate from NLC than from NE may contribute to greater upregulation of VEGF.

The cytotoxicity assay of squarticles against dermal papilla cells showed viability close to 100% except for the highest concentration of the NLC type. This result signifies that the squarticles are generally nontoxic to hair bulbs. TEWL is a parameter to reflect SC integrity. A slight increase of TEWL was found for squarticles, which may be due to SC disruption by water. This occurrence was also detected by the aqueous solution. Based on the profiles of erythema and skin pH value, squarticles demonstrated a negligible irritation to skin. Contact dermatitis is a common adverse event for both topically applied DPCP and minoxidil. Dermatitis can occur in 6% of patients treated with 5% minoxidil solution (6). It is possible that the drug can be entrapped into lipid nanoparticles to eliminate skin toxicity by avoiding direct contact (19,49). Squarticles may have the same effect. The efficient targeting to follicles by squarticles also minimizes elicitation of skin irritation. Further study is needed to explore this prospect.

CONCLUSIONS

The current investigation evaluated the possible targeting of squarticles to skin and hair follicles. DPCP and minoxidil for treating hair loss were utilized as model drugs in this study. The experimental results showed that squarticles could enhance skin deposition of DPCP and minoxidil when compared to the 30% PG solution. Fluorescence imaging demonstrated that the nanoparticles translocated to a deeper skin strata than the control group. Both sebum fusion and increased release rate were predominant mechanisms governing drug accumulation in the skin by squarticles. Follicular delivery is a promising pathway for alopecia therapy. Squarticles could effectively carry the drugs to the follicles while limiting drug penetration through the skin. Squarticles with minoxidil upregulated VEGF expression of human dermal papilla cells, indicating a targeted efficiency to these cells. Both the NLC type and NE type of squarticles basically suggested an acceptable tolerance on skin. The findings in this study indicate a feasible approach of using squarticles for improving drug accumulation to the skin and follicles. It is anticipated that squarticles can act as a nanocarrier platform for optimization of treatment of follicle-related diseases such as alopecia, folliculitis, rosacea, and acne.

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