Abstract
In our prospective cohort study, we compared the performance of nasopharyngeal, oropharyngeal, and nasal swabs for the detection of influenza virus using real-time reverse transcription-PCR assay. Joint consideration of results from oropharyngeal and nasal swabs was as effective as consideration of results from nasopharyngeal swabs alone, as measured by sensitivity and noninferiority analysis.
TEXT
In a prospective cohort study of 1,781 health care personnel (HCP) at two medical centers during the 2010-2011 influenza season, which is described elsewhere (1), we collected three respiratory specimen types for acute respiratory illnesses (ARI) (with fever and cough) within 8 days of onset and tested them separately using real-time reverse transcription-PCR (rRT-PCR) assay. Each swab was placed in a separate viral transport tube and shipped frozen to a CDC reference laboratory for testing. Influenza A virus-positive results (threshold cycle [CT] values of <40.0) identified by any swab type were considered true-positive results.
During the surveillance period, 268 HCP reported one or more ARI and provided all three upper respiratory tract specimens (nasopharyngeal [NP], oropharyngeal [OP], and nasal swabs [NS]). The mean age of participants was 42 years old, and most were female (87%), white (75%), in very good or excellent self-rated health (77%), and received the 2010-2011 seasonal influenza vaccine (82%) (descriptive supplemental Table A, available upon request).
Table 1 presents the distribution of influenza A virus-positive results by swab type. Of the 53 influenza A virus-positive results, 33 (62%) had consistent results across all swab types (Table 2). NP results considered alone and OP results alone each failed to detect 7 (13%) specimens deemed positive by another collection method, while NS alone did not detect 13 (25%). Sensitivity for NP and OP results considered alone were both 87%; NS sensitivity was 75%. The sensitivity of influenza A virus detection increased to 94 to 96% when data from two swabs were considered jointly (Table 2); all confidence intervals overlapped.
Table 1.
Detection of influenza A virus by PCR by the following swab typea: |
No. of positive samples | ||
---|---|---|---|
NP | NS | OP | |
+ | + | + | 33 |
+ | + | − | 3 |
+ | − | + | 8 |
+ | − | − | 2 |
− | + | + | 2 |
− | + | − | 2 |
− | − | + | 3 |
All possible combinations of influenza A virus-positive (+) or influenza A virus-negative (−) results from rRT-PCR results for influenza A virus-positive samples from nasopharyngeal (NP), nasal (NS), and oropharyngeal (OP) swabs tested separately.
Table 2.
Swab type or result | No. of influenza A virus-positive swabs/no. of swabs (%) | No. of influenza A virus-positive samples not detected by: |
Sensitivityc (95% confidence interval) |
Negative predictive valued (95% confidence interval) |
Kappa statistic (standard error) | |||
---|---|---|---|---|---|---|---|---|
Single swab (n = 53)a | Two swabsb (n = 53) | Single swab | Two swabs | Single swab | Two swabs | |||
Any swab | 53/290 (18) | |||||||
Consistent across all swabs | 33/53 (62) | |||||||
Not consistent across all swabs | 20/53 (38) | |||||||
Results for one swab typee | ||||||||
NP only | 46/290 (16) | 7 (13) | 0.87 (0.75–0.95) | 0.97 (0.94–0.99) | ||||
NS only | 40/290 (14) | 13 (25) | 0.75 (0.62–0.86) | 0.95 (0.91–0.97) | ||||
OP only | 46/290 (16) | 7 (13) | 0.87 (0.75–0.95) | 0.97 (0.94–0.99) | ||||
Results for two swab typesf | ||||||||
NP or NS | 50/290 (17) | 3 (6) | 0.94 (0.84–0.99) | 0.99 (0.96–1.00) | 0.81 (0.71–0.91) | |||
NP or OP | 51/290 (18) | 2 (4) | 0.96 (0.87–1.00) | 0.99 (0.97–1.00) | 0.87 (0.79–0.95) | |||
OP or NS | 51/290 (18) | 2 (4) | 0.96 (0.87–1.00) | 0.99 (0.97–1.00) | 0.78 (0.68–0.88) |
n is the number of influenza A virus-positive swabs by any swab result.
Considering the results for two swabs together.
Sensitivity is the number of swabs identified as influenza A virus positive by single swab or swab combination/number of influenza A virus-positive swabs by any swab result.
Negative predictive value is the number of consistently negative swab results/number of influenza A virus-negative results identified by single swab or swab combination.
Results for one swab type only considered. NP, nasopharyngeal; NS, nasal; OP, oropharyngeal.
Results from both swabs tested separately considered.
Negative predictive value was similar (>95%) across swabs considered alone or in pairs (Table 2). Using previously published standards for interpreting the kappa metric (2), agreement was “substantial” for the OP/NS swab pair (0.78) and “almost perfect” for the NP/NS swab pair (0.81) and NP/OP swab pair (0.87). Results of noninferiority analysis showed that, within a 2% margin of error, the sensitivity of joint consideration of OP-plus-NS swabbing results is not inferior to the NP-only method (α = 0.05).
The mean CT value was lower, indicating more viral RNA, among the 33 consistently influenza A virus-positive specimens compared with inconsistent positive results; this was statistically significant for NP and OP swabs (P values of <0.01; data not shown).
Inconsistent influenza virus results across swab types were associated with younger age, more days between the onset of illness and swab collection, and taking antiviral medication prior to swab collection (P values of <0.01) (supplemental Table B, available upon request). The association between age and inconsistency remained significant after controlling for the number of days since onset (P < 0.05). Illnesses with consistent versus inconsistent swab results did not differ in duration of illness, subjective ratings of illness severity, vaccination status, or other characteristics we examined (data not shown).
In sum, we found that two-thirds (62%) of the influenza A virus-positive results were identified consistently across swab types. Given the high sensitivity of the rRT-PCR assay (3) and the use of specific symptom criteria (i.e., fever and cough) associated with influenza illness (4), we are confident that an influenza virus-positive result identified for any swab reflects a true influenza virus infection. Therefore, we were surprised that one in three (38%) influenza A virus-positive results was not detected by one or more swab type if considered alone. Nonetheless, our finding fits with previous studies showing that a modest number of influenza cases are missed if only one specimen type is examined (5, 6, 7).
We also observed that joint consideration of results from more than one swab resulted in higher sensitivity; though these differences were not statistically significant, the direction of the effect was consistent with prior studies showing increased sensitivity with combinations of specimens (6, 8). In addition, the overall trend from the kappa metric suggests that jointly considered swabs detected influenza A virus-positive results that were missed by another swab type. In fact, the lower kappa of the OP-plus-NS combination reveals that this combination detects a more diverse set of influenza A virus-positive results, capturing some missed by NP-plus-OP or NP-plus-NS combinations, which is similar to results from a previous study of adults and children (6). Since 13 (65%) of the inconsistent influenza A virus-positive results had CT values >30, the lower kappa of the OP-plus-NS combination may indicate the value of this combination in detecting influenza virus-positive results with less viral RNA.
Clinicians and researchers concerned about the discomfort associated with NP swab collection will be reassured by our finding that joint consideration of NS and OP swabs resulted in equivalent sensitivity with statistically noninferior results and fewer undetected cases than consideration of NP swabs alone. Our results indicate that joint consideration of NS-plus-OP swab results is not inferior to the NP-only method.
Prior studies have observed that the sensitivity of rRT-PCR results declines for specimens collected from adults 5 days (9) or 7 days after the onset of the illness (10), which is consistent with observations that virus shedding in adults typically peaks during the first 24 to 72 h of illness and lasts for about 5 to 7 days (11). Our findings complement previous research by noting that the consistency of influenza virus-positive results using rRT-PCR across swab types also declines with greater number of days since the onset of the illness. We also found that consistency increased with older age in our cohort of adults aged 18 to 64 years, and this trend was independent of the number of days since the onset of the illness. Although prior studies have noted higher rRT-PCR sensitivity for specimens collected from children compared to adults (9), we are not aware of research showing differences in sensitivity or consistency of results with age among adults.
Among the study's strengths are its prospective design, weekly surveillance of ARI, and focus on HCP who are at increased risk of influenza exposure. Among the study's limitations is the small number of influenza cases identified, which reduced statistical power and resulted in wide confidence intervals for sensitivity calculations. The generalizability of our findings to studies using combined specimens is also limited because we examined specimens stored and tested separately.
ACKNOWLEDGMENTS
Funding for this study was supported by the Centers for Disease Control and Prevention (contract 200-2010-F-33396 to Abt Associates, Inc.). This research was also supported in part by an appointment to the Research Participation Program at the Centers for Disease Control and Prevention administered by the Oak Ridge Institute for Science and Education through an interagency agreement between the U.S. Department of Energy and CDC.
The findings and conclusions in this report are those of the authors and do not necessarily represent the views of the Centers for Disease Control and Prevention, Abt Associates, Inc., Kaiser Permanente Center for Health Research, or Scott & White Healthcare.
We thank David Shay for feedback on early versions of this article. We also thank the health care professionals at both study sites for participating in this study.
Footnotes
Published ahead of print 9 October 2013
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