Abstract
Tourette syndrome (TS) is characterized by tics, sensorimotor gating deficiencies, and abnormalities of cortico-basal ganglia circuits. A mutation in histidine decarboxylase (Hdc), the key enzyme for the biosynthesis of histamine (HA), has been implicated as a rare genetic cause. Hdc knockout mice exhibited potentiated tic-like stereotypies, recapitulating core phenomenology of TS; these were mitigated by the dopamine D2 antagonist haloperidol, a proven pharmacotherapy, and by HA infusion into the brain. Prepulse inhibition was impaired in both mice and humans carrying Hdc mutations. HA infusion reduced striatal dopamine (DA) levels; in Hdc knockout mice, striatal DA was increased and the DA-regulated immediate early gene Fos was upregulated. Dopamine D2/D3 receptor binding was altered both in mice and in humans carrying the Hdc mutation. These data confirm HDC deficiency as a rare cause of TS and identify histamine-dopamine interactions in the basal ganglia as an important locus of pathology.
INTRODUCTION
Tourette syndrome (TS) is characterized by pathognomic motor and vocal tics, as well as by sensory and cognitive symptoms. It affects 0.3-1.0% of the population. The onset of tics is typically in childhood; many patients, though not all, experience improvement of their symptoms in late adolescence or early adulthood.
Convergent evidence implicates dysregulation of cortico-basal ganglia circuits in TS (Albin, 2006; Leckman et al., 2010; Willams et al., 2013). Focal ischemic damage to the striatum, the input nucleus of the basal ganglia, can produce tics (Kwak and Jankovic, 2002), as can local striatal disinhibition in monkeys (McCairn et al., 2009). Disruption of dopaminergic modulation of this circuitry, in particular, is implicated, although the specific nature and etiology of this abnormality are unclear (Albin, 2006; Jankovic and Kurlan, 2011). PET imaging suggests increased striatal intrasynaptic dopamine (DA) in individuals with TS (Singer et al., 2002; Wong et al., 2008). The D2 dopamine receptor antagonists haloperidol and pimozide are the most efficacious pharmacological therapy for severe tics (Bloch, 2008; Du et al., 2010; Kurlan, 2010). Psychostimulant drugs such as D-amphetamine can trigger or worsen tics in patients (Leckman et al., 2010) and produce tic-like motor stereotypies in animals (Kelley, 2001).
The basal ganglia circuitry can be described, to a first approximation, as parallel cortico-striato-thalamo-cortical loops specialized for processing different types of behaviorally relevant information (Alexander et al., 1986; Choi et al., 2012; Haber and Knutson, 2010). Striatonigral neurons expressing the D1 dopamine receptor provide excitatory feedback to the cortex; striatopallidal neurons expressing the D2 dopamine receptor provide inhibitory feedback. Dynamic balance between these parallel pathways contributes to regulating diverse behaviors (Albin et al., 1989; Graybiel, 2008; Grillner et al., 2013; Haber and Knutson, 2010).
TS has a heritability of approximately 0.58 (Davis et al., 2013 (in press)). Causative mutations and major risk alleles have proven elusive (Bloch et al., 2011; O'Rourke et al., 2009; State, 2011). A recent genome-wide association study failed to identify any common polymorphisms with genome-wide statistical significance (Scharf et al., 2012). In this setting, rare, highly penetrant mutations are of particular value in the generation and testing of pathophysiological hypotheses.
A recent study of a 2-generation pedigree in a family with high incidence of TS identified a rare segregating nonsense mutation, Hdc W317X, in the l-histidine decarboxylase (Hdc) gene (Ercan-Sencicek et al., 2010). HDC is required for the generation of histamine (HA) from histidine (Haas et al., 2008). Subsequent analysis of copy number variation in TS also implicated disruption of histaminergic signaling (Fernandez et al., 2012). However, the causal connection between reduced HDC activity and TS symptoms, and the pathophysiological links between Hdc disruption and TS-relevant neurobiological abnormalities, remain unclear.
HA is produced by neurons in the tuberomamillary nucleus of the posterior hypothalamus that project throughout the central nervous system (CNS) (Haas et al., 2008). Pharmacological studies show that enhancing central HA production modulates stereotypy produced by methamphetamine (Joshi et al., 1981; Kitanaka et al., 2007) or apomorphine (Paul et al., 2000).
The Hdc W317X mutation is rare; it has not been identified outside of the index family (Ercan-Sencicek et al., 2010). However, it has several characteristics that make it optimal for testing in an animal model. It is dominantly acting and of high penetrance. The enzymatic activity of HDC is well understood (Haas et al., 2008), and the nonsense mutation completely abrogates biosynthetic capacity (Ercan-Sencicek et al., 2010). Finally, the hypothesized ability of HA to modulate DA levels in the CNS (Haas et al., 2008) leads to a testable hypothesis: that reduced HA production produces TS phenomenology through dysregulation of dopaminergic modulation of the basal ganglia.
RESULTS
Individuals carrying a hypomorphic Hdc allele exhibit tics; Hdc knockout mice, and heterozygotes, exhibit potentiated tic-like stereotypies
The clinical histories of the carriers of the HdcW317X mutation have been described (Ercan-Sencicek et al., 2010). Diagnoses were confirmed using the Structured Clinical Interview for DSM-IV (First et al., 1997) (Table S1). Tics were within a typical range of severity. There was no significant correlation between age and tic severity, as measured by the Yale Global Tic Severity Scale (Leckman et al., 1989; p > 0.4). Four of the nine had comorbid OCD symptoms; three had a history of depressive symptoms; one had high-functioning autism. None were treated with high-potency D2 antagonists such as haloperidol (Bloch, 2008). Three were on SSRI antidepressants for treatment of comorbid depressive, anxiety, and OCD symptoms.
We turned to a mouse model to establish the causal relationship of Hdc disruption to key behavioral and neurochemical characteristics of TS. Hdc W317X produces a truncated protein without enzymatic activity (Ercan-Sencicek et al., 2010; see Figure 1A). Hdc knockout mice produce no HDC protein (Krusong et al., 2011; Ohtsu et al., 2001). [HA] was reduced in +/− mice, confirming haploinsufficiency, and was undetectable in −/− animals (Figure 1B).
Psychostimulants can potentiate tics and tic-like stereotypies. We assessed motor stereotypies before and after administration of a single dose of intraperitoneal (IP) D-amphetamine (8.5 mg/kg in sterile saline, the threshold for production of observable motor stereotypies in wild-type animals on this genetic background).
Hdc +/− and −/− mice showed normal baseline locomotion (Figure 1C), exploratory rearing, and center occupancy in an open field (Figure 1D), and no evident spontaneous motor stereotypies. Wild-type mice showed locomotor activation after amphetamine, which was attenuated in Hdc +/− and −/− mice (Figure 1C). Reduced locomotion is often seen in wild-type mice administered high doses of amphetamine, as stereotypical movements compete with it. We observationally quantified a range of stereotypies after D-amphetamine (Kelley, 2001); the majority consisted of repetitive focused sniffing and orofacial movements (see Supplementary Video 1-3). Knockout mice showed markedly increased motor stereotypies (Figure 1E).
The reduced locomotion in heterozygotes suggests they were engaged in stereotypies that competed with locomotor behavior but fell below the threshold of detection. We administered a higher dose of D-amphetamine (10 mg/kg), in an independent cohort of mice, to see whether enhanced stereotypies would manifest in heterozygotes. Locomotor activation was again attenuated in +/− and −/− mice (Figure S1E). At this higher dose, many of the knockouts became immobile, rendering quantification of stereotypy impossible. Heterozygotes now showed increased stereotypy (Figure 1F). Thus, Hdc deficiency potentiates tic-like stereotypies.
Stereotypies in Hdc KO mice are mitigated by haloperidol pretreatment
We tested the responsiveness of tic-like stereotypies to haloperidol, a dopamine D2 receptor antagonist, in an independent cohort of Hdc mice (Figure 2A). HA levels go up during the active circadian phase (Haas, 2008; see below, Figure 5B, S5B). Thus, behavioral phenotypes may vary across the light-dark cycle. We performed these experiments at night, to replicate the core phenotype while HA levels are elevated in wild-type animals (because mice are nocturnal).
Haloperidol pretreatment produced a modest but statistically significant reduction in locomotor activity after amphetamine that did not differ across genotypes (Figure 2B, S2). Hdc −/− mice pretreated with IP saline again exhibited tic-like stereotypies after 8.5 mg/kg D-amphetamine; heterozygotes also showed elevated stereotypies (Figure 2C). This experiment was done in older animals (7-9 months) than the previously (Figure 1E, F; 3-7 months), suggesting that stereotypy does not vary with age; this recapitulates the persistence of tics seen in adult carriers of the Hdc W317X mutation (Table S1).
Pretreatment with 0.3 mg/kg haloperidol attenuated stereotypies in −/− mice and eliminated them in heterozygotes (Figure 2D, F). Pretreatment with 0.6 mg/kg haloperidol eliminated stereotypies in all genotypes (Figure 2E, F). The haloperidol effect was significant in the Hdc −/− mice, considered in isolation (RM-ANOVA: haloperidol dose × time interaction, F[10,40] = 2.19, p = 0.039), but not in the other genotypes. Collapsing across post-amphetamine time-points, there was a main effect of genotype in the saline-treated condition (Figure 2F; ANOVA of genotype and treatment order, F[2,10] = 5.70, p = 0.022) that was attenuated at the 0.3 mg/kg (F[2,9] = 2.09, p = 0.18) and 0.6 mg/kg doses of haloperidol (F[2,9] = 0.86, p > 0.4). All animals received the highest haloperidol dose on the third day; key effects remained significant when analysis was restricted to only saline and 0.3 mg/kg haloperidol, with treatment order randomized and the investigator blind to treatment: RM-ANOVA with treatment order as an independent factor (main effect of haloperidol, F[1,55] = 6.99, p = 0.023; main effect of genotype, F[2,11] = 3.99, p = 0.05; main effect of time, F[5,55] = 6.46, p < 0.001; time × genotype interaction, F[10,55] = 2.69, p = 0.009).
To better quantify the potentiated stereotypies in Hdc +/− and −/− mice, we combined data from the three experiments described above (Figure 1E, 1F, 2C). In the combined dataset (n = 17 +/+, 17 +/−, 11 −/−), the differential induction of stereotypies across genotypes was highly significant (RM-ANOVA with genotype and experiment as between-subject factors: main effect of genotype, F[2,35] = 10.8, p < 0.001; main effect of time, F[5,175] = 26.8, p < 0.001; time × genotype interaction, F[10,175] = 3.6, p < 0.001). Bonferroni-corrected post-hoc comparisons showed that −/− mice have more stereotypies than +/+ (p < 0.001) and +/− (p = 0.004); +/− mice had nominally more stereotypies than +/+, but this difference did not reach significance.
Stereotypy in Hdc knockout mice is mitigated by HA repletion
If the potentiation of tic-like stereotypies is a direct consequence of HA reduction, then it should be mitigated by direct repletion of brain histamine. We infused HA or saline intracerebroventricularly (ICV) immediately before administering amphetamine in Hdc +/+ and −/− mice. Stereotypy was delayed and reduced in amplitude in surgically cannulated animals, necessitating a modified monitoring paradigm (see Methods). All animals received both saline and HA pretreatment in counterbalanced order.
When ICV saline was given immediately before amphetamine, we again observed focused sniffing stereotypies (figure 1E, F; Figure 2C, F) in both +/+ and −/− animals. As in previous experiments, they were elevated in Hdc −/− animals (Figure 3A).
HA pretreatment almost completely eliminated these focused stereotypies, in both genotypes (figure 3A, B). Because of a lack of variance in measured stereotypies in the HA-pretreated animals, analysis of HA effects was performed using nonparametric ANOVA-like statistics (see Methods). There was a robust effect of HA pretreatment (df = 1, ATS = 28.47, p < 0.0001) and of time (df = 1, ATS = 8.03, p < 0.0001) and a HA × time interaction (df = 2.8, ATS = 6.69, p = 0.0002). Collapsing across post-amphetamine time points, stereotypies were dramatically reduced by HA pretreatment in both genotypes (Mann-Whitney U test: p < 0.05 for Hdc +/+ mice, p < 0.001 for Hdc −/− mice).
Direct delivery of HA into the brain is sedating (Kalivas, 1982; Kamei et al., 1983; Onodera and Ogura, 1981). Consistent with this, HA-pretreated mice showed reduced locomotor activity, (Figure S3B), especially initially; HA-treated Hdc −/− showed greater locomotor activation in the second half of the hour than HA-treated +/+ mice, permitting dissociation of effects on locomotion and stereotypy. In the first 30 minutes following HA (Figure 3C, left panel) there was a significant effect of HA (ANOVA: F[1,38] = 25.9, p < 0.001) with a trend-level genotype × HA interaction (F[1,25] = 2.96, p = 0.093) and post-hoc differences between the HA-treated and saline-treated groups. In the latter 30 minutes, the effect of HA was at trend level (F[1,38] = 2.90, p = 0.097) and the genotype × HA interaction was significant (F[1,38] = 5.2, p = 0.028), with only the HA-treated +/+ animals showing significantly reduced activity (Figure 3C). Since the reductions in stereotypy seen in HA-pretreated Hdc −/− mice are apparent during the latter half of the first hour following amphetamine administration (Figure 3A), this rules out the possibility that the reduction is due simply to sedation. Non-stereotypic, exploratory sniffing was not altered by HA pretreatment (see Figure S3C, D).
Excessive grooming has been proposed to be a behavioral manifestation of OCD-like pathology (Shmelkov et al., 2010; Welch et al., 2007). Surprisingly, HA infusion increased grooming in both genotypes (Figure S3E, F). Stereotypies and abnormal grooming may represent distinct perturbations of the basal ganglia circuitry.
Sensorimotor gating deficits in humans and mice carrying a mutant Hdc gene
TS is characterized by deficits in sensorimotor gating, reflected in a deficit in prepulse inhibition of startle (PPI) (Baldan Ramsey et al., 2011; Castellanos et al., 1996; Swerdlow et al., 2001; Terrados et al., 2012). PPI can be measured in humans and experimental animals using nearly identical protocols (Baldan Ramsey et al., 2011; Swerdlow, 2012). PPI deficits are also seen in other neuropsychiatric conditions, including OCD (Ahmari et al., 2012; de Leeuw et al., 2010; Hoenig et al., 2005) and schizophrenia (Braff et al., 1978; Turetsky et al., 2007). However, in the context of a genetic abnormality independently associated with TS, an endophenotype such as a PPI deficit can provide valuable reinforcing face validity.
We tested PPI in patients carrying the Hdc W317X mutation. PPI of the startle response to an auditory stimulus, monitored by electromyogram of the orbicularis oculi muscle, was assessed in the nine individuals carrying the Hdc W317X mutation and in nine age- and sex-matched controls, using standard procedures (Lipschitz et al., 2005). TS patients had reduced auditory PPI, measured either 15 or 20 msec after the onset of the startle stimulus (Figure 4A, S4A). There was no between-group difference in startle amplitude on trials in which no prepulse was presented (t[16] = 0.82; p = 0.43 at 20 msec). PPI within the TS group was variable (Figure S4A). There was a weak negative association between PPI and age among the patients that did not reach statistical significance (Figure 4B). Heterogeneity of PPI in the patient group was not explained by gender, medication status, comorbidity, or other clinical variables (Figure S4B-G). These data represent the first time, to our knowledge, that a PPI deficit has been associated with a specific genetic abnormality in humans (Kohl et al., 2013).
We predicted that Hdc knockout mice would recapitulate this endophenotype. We tested auditory PPI in mice, following a standard protocol (Baldan Ramsey et al., 2011). Hdc +/− and −/− mice exhibited a significant PPI deficit (Figure 4C, S4H).
There was a trend towards higher baseline startle in +/− and −/− mice than in +/+ controls (Figure S4I), and PPI correlated negatively with baseline startle across all animals (Figure 4D). However, statistical significance was increased, not attenuated, when startle was included as a covariate, controlling for the possibility that a genotype effect on startle intensity underlies the PPI phenotype (Figure 4D, S4J). We found no statistically significant effect of animals’ age on the PPI phenotype; there was a nominal association of age with an increased PPI phenotype in the knockout mice, though it did not approach statistical significance (Figure 4E). We repeated this experiment at night, with similar results (Figure 4F, S4O,P). Hdc −/− mice have been reported to display increased anxiety (e.g. Dere et al., 2004), which may affect startle; however, we found no evidence of altered anxiety in the elevated plus maze of the open field in these animals, possibly because they are on a different genetic background than those described previously (Figure 1D, S1A-D).
Striatal dopamine is negatively regulated by histamine and is dysregulated in Hdc knockout mice
HA has been hypothesized to negatively regulate DA (Haas et al., 2008; Schlicker et al., 1994). To examine this in vivo, we infused HA ICV into wild-type mice and measured striatal DA using microdialysis. ICV HA (20 μg in sterile saline) led to a marked reduction in DA in the contralateral striatum (Figure 5A), accompanied by reduced activity (data not shown). In contrast, saline infusion had no lasting effect on striatal HA levels.
Hdc knockout mice have increased striatal DA turnover (Dere et al., 2003). We assayed striatal [HA] and [DA] using in vivo microdialysis (Figure S5A, B, D). HA levels were dramatically reduced in −/− mice (Figure 5B). In +/+ animals, [HA] increased during the dark (active) phase (Figure S5E), reflecting its role in arousal (Haas et al., 2008).
There was not a main effect of genotype on unnormalized daytime striatal [DA] levels in knockout mice, although given the variability inherent in unnormalized microdialysis data, we cannot rule out a subtle abnormality. However, there was a significant genotype by time interaction, with increased [DA] in Hdc −/− mice in the dark phase, when HA is high in +/+ mice (Figure 5C). We isolated this effect by normalizing DA to the daytime baseline, thereby reducing between-subject technical variability (see Figure S5E, F); analysis of normalized data confirmed a significantly higher DA in Hdc −/− mice during the dark cycle (Figure 5D).
Dopamine signaling is enhanced and striasomal activation is potentiated in Hdc −/− mice
We examined Fos immunoreactivity as a surrogate marker for neuronal activation in striatal medium spiny neurons (Figure 6A, B). Fos is upregulated in D1-expressing medium spiny neurons (MSNs) in response to pharmacological elevations in DA (Young et al., 1991). Doses of psychostimulants that produce stereotypy preferentially upregulate Fos in MSNs in striatal compartments known as striasomes (Canales and Graybiel, 2000); an imbalance between activation of striasomal and matrix MSNs may lead to stereotypies and tics (Canales and Graybiel, 2000; Crittenden and Graybiel, 2011).
At baseline, Fos was modestly elevated in both striasomes and matrix of Hdc – mice, relative to +/+ sibling controls (Figure 6C). As this tissue was collected during the day, this suggests DA dysregulation in Hdc −/− mice even in the inactive phase. There was nominally higher Fos in the matrix than in the striasomes across genotypes, but this did not reach statistical significance (F[1,10] = 0.8, p = 0.4).
Forty-five minutes after amphetamine injection (5 mg/kg D-amphetamine, to avoid saturating the response) there was a marked increase in Fos expression in both genotypes and in both compartments. Fos was greatly increased in striasomes of Hdc −/− mice, relative both to matrix in the same animals and to striasomes in controls (Figure 6D). The genotype effect was restricted to the striasomal compartment; the striasome-matrix difference was thus markedly enhanced in Hdc −/− mice.
Dysregulated D2+D3 receptors in the basal ganglia of TS patients carrying the Hdc W317X mutation
DA cannot be directly assayed in vivo in humans. However, dysregulation of dopaminergic modulation within the basal ganglia may be reflected in compensatory changes in DA receptors. DA receptors can be examined in vivo in patients using positron emission tomography (PET).
We focused on D2 and D3 dopamine receptors, because D2 antagonists have therapeutic efficacy in TS (Bloch, 2008) and because these receptors exhibit homeostatic change upon chronic hyperstimulation. D3 receptors on midbrain dopaminergic neurons may function as inhibitory autoreceptors (Stanwood et al., 2000a; White and Wang, 1984); substantia nigra D2/D3 binding is increased after chronic stimulation in rats (Stanwood et al., 2000b) and in chronic users of cocaine (Payer et al., 2013). Striatal D2 receptors are downregulated after chronic pharmacological stimulation in rats and humans (Stanwood et al., 2000b; Volkow et al., 2009) and in hyperdopaminergic mice (Fauchey et al., 2000).
PET ligand binding permits only limited discrimination between D2 and D3 receptors. We used 11C-PHNO, an agonist tracer that binds to high-affinity D2 and D3 receptors, with preference for D3. This allows imaging of both the dorsal striatum, where D2 receptor density is very high, and the substantia nigra, where D3 receptors predominate (Graff-Guerrero et al., 2008; Narendran et al., 2006; Rabiner et al., 2009; Tziortzi et al., 2011).
PET scanning was performed in the 4 adult patients; usable data were acquired in 3 and compared to data from 9 controls matched for age, sex, and body mass index (Figure 7A, B; Table S2, S3). Plasma free fraction and nonspecific PHNO binding did not differ between groups (Figure S6A-C). There was a significant increase in PHNO binding in patients in the globus pallidus (GP) and substantia nigra (SN; Figure 7C). This difference did not survive correction for multiple comparisons in the GP (t[10] = 2.29; uncorrected p = 0.045) but did in the substantia nigra (t[10] = 3.27, uncorrected p = 0.008; see also Figure 7D).
D2+D3 receptor dysregulation in Hdc KO and heterozygous mice
We examined D2+D3 receptor density in Hdc +/− and −/− mice using 3H-raclopride binding to brain slices ex vivo, where there is no ambient DA. Raclopride binding was seen in SN (Figure 8A; Figure S6D) and striatum (Figure 8D; Figure S6E). In the substantia nigra, higher 3H-raclopride binding was found in knockouts and heterozygotes than in wild-type controls (Figure 8B, C). SN raclopride binding correlated with the number of knockout alleles. This parallel to the human PET data establishes that this receptor change is causally attributable to Hdc genotype and strongly suggests that the abnormality seen in vivo in patients reflects increased receptor density or affinity, rather than reduced [DA] in these structures.
Raclopride binding in the dorsal striatum showed a small but statistically significant reduction as a function of genotype (4-14% reduction in +/− and −/− mice; Figure 8D, E). Regression analysis across genotypes and caudal-rostral location showed a significant inverse relationship between dorsal striatal raclopride binding and number of HDC knockout alleles (Figure 8E; see Figure S6E), suggesting D2 downregulation in the dorsal striatum in HDC knockout mice. This reduction was not seen in the human PET data. This discrepancy may represent a species difference. Alternatively, our power to detect such a small difference may be limited due to the small number of subjects carrying the Hdc W317X mutation we were able to image.
This reduction in striatal D2+D3 binding and the increased substantia nigra D2+D3 binding (Figure 7D, 8C,E) may represent cellular responses to chronic elevation of striatal DA (Stanwood et al., 2000b). Consistent with this possibility, there was an inverse relationship between striatal (measured at caudal-rostral levels 5 and 6, where the genotype effect was most prominent; see Figure 8E, S6E) and nigral raclopride binding (Figure 8F).
DISCUSSION
Tourette syndrome is a developmental neuropsychiatric disorder that is associated with basal ganglia abnormalities (Willams et al., 2013). Recent genetic findings have suggested, for the first time, that dysregulation of histaminergic neurotransmission represent a rare cause of TS (Bloch et al., 2011; Ercan-Sencicek et al., 2010; Fernandez et al., 2012). We have used parallel analysis in Hdc knockout mice and in nine unique patients known to carry the hypomorphic Hdc W317X allele to confirm this association.
Hdc disruption causes core behavioral and neurochemical features of TS
The genetic relationship between the Hdc W317X mutation and TS in the index family is statistically compelling (Ercan-Sencicek et al., 2010). Direct evidence for causality, however, is not achievable with human genetic studies alone.
We find parallel TS-associated behavioral and neurochemical abnormalities in patients carrying the Hdc W317X mutation and Hdc knockout and heterozygous mice (Table 1). This provides strong evidence for the causal association between Hdc disruption and Tourette syndrome.
TABLE 1.
Characteristic | Patients w/ Hdc W317X mutation | Hdc +/− & −/− mice | Figure/Reference |
---|---|---|---|
Histamine biosynthesis | Reduced (in vitro) | Reduced in tissue and striatal microdialysate | Ohtsu et al, 2001; Figure 1A, 1B, 5B |
Tics/stereotypy | Motor, phonic tics | Potentiated stereotypy after threshold-dose amphetamine | Table 1; Figure 1E, F, 2B, 3A,B |
Prepulse inhibition | Reduced | Reduced | Figure 4 |
Striatal dopamine | Not directly measured | Increased in active-phase microdialysate | Figure 5C, D |
Striatal dopamine signaling | Not directly measured | Increased striatal Fos expression at baseline and after amphetamine | Figure 6 |
Substantia nigra D2/D3 binding | Increased by in vivo PHNO PET imaging | Increased by in vitro raclopride binding | Figure 7 |
Dorsal striatal D2/D3 binding | No evident change, by in vivo PHNO PET imaging | Modest decrease, by in vitro raclopride binding | Figure 8 |
Histamine regulates dopaminergic modulation of the basal ganglia circuitry
It has been speculated that histamine regulates DA in the basal ganglia in vivo (Haas et al., 2008; Schlicker et al., 1994). Hdc knockout mice were reported to exhibit increased DA turnover (Dere et al., 2003); indirect pharmacological enhancement of central HA modulates DA-associated stereotypical behaviors (Joshi et al., 1981; Kitanaka et al., 2010; Paul et al., 2000). We find that exogenously administered HA profoundly reduces striatal DA levels (Figure 5A). In knockout mice we do not observe a clear change in baseline DA during the day, but find a dysregulation that emerges during the animals’ active phase, when HA levels in wild-type animals are highest (Figure 5B-D).
The direct measure of DA (Figure 5) and the alterations in baseline Fos (Figure 6) suggest chronic, if mild and fluctuating, elevation of DA. The pattern of receptor alterations observed in the Hdc knockout mice is consistent with the pattern expected after chronic dopaminergic hyperstimulation. This pattern is partially recapitulated in patients carrying the Hdc W317X mutation, in whom we find elevated binding by the D2+D3 agonist radiotracer 11C-PHNO in the substantia nigra and, less profoundly, in the globus pallidus.
These data represent the first in vivo evidence in humans of a direct relationship between alterations in histaminergic neurotransmission and dopaminergic modulation of the basal ganglia circuitry.
Histaminergic regulation of information processing in the basal ganglia
Despite the prominent expression of HA receptors in the basal ganglia, the functional effects of HA in this circuitry have not been extensively studied. Histaminergic axons in the striatum are relatively sparse and make few direct synaptic contacts, (Takagi et al., 1986); however, the axons are varicose (Takagi et al., 1986), and the wild-type striatum contains a high amount of HDC protein (Krusong et al., 2011). Several striatal synapses are regulated by HA in vitro (Ellender et al., 2011). The ability of HA to reduce striatal DA levels (Figure 5A) suggests that it may provide a brake on DA.
The circadian modulation of HA (Figure 5B) suggests that it may produce a circadian modulation of striatal information processing, although direct evidence for this speculation is lacking. This circadian modulation of HA may have important implications for pathophysiology. Tics in Tourette syndrome typically do not occur during sleep. If the emergence (or amplification) of an abnormality in DA that we observe in these mice (Figure 5C,D) is a general phenomenon, it may help explain this observation in TS and other movement disorder
Dysregulation of dopaminergic modulation in the basal ganglia is unlikely to be the only relevant effect of reduced histaminergic tone. Hypothalamic HDC-expressing neurons project widely throughout the CNS. Indeed, other investigations in the Hdc knockout mice indicate abnormalities in hippocampal and cortical function (e.g. Acevedo et al., 2006; Dere et al., 2004). The inhibitory H3 receptor is expressed presynaptically on dopaminergic terminals and may explain the ability of HA to reduce striatal DA, but it is also expressed presynaptically on other cell types and regulates other neurotransmitters (Ellender et al., 2011; Haas et al., 2008; Schlicker et al., 1994). Histamine H1 and H2 receptors are also expressed prominently in the basal ganglia circuitry, and throughout the brain (Haas et al., 2008; Traiffort et al., 1994; Traiffort et al., 1995; Zhou et al., 2006). How alterations in information processing beyond the basal ganglia contribute to pathophysiological changes relevant to TS is an important area for future study.
Hdc knockout mice as a pathophysiologically realistic model of Tourette syndrome
Hdc abnormalities are unlikely to explain more than a small fraction of TS cases. However, modeling this rare cause of TS in an animal may provide an entree into more generalizable pathophysiological disruptions.
Animal models have traditionally been evaluated on the basis of face validity (their recapitulation of recognizable signs and symptoms of the modeled disease), predictive validity (their ability to predict what drugs will be efficacious in disease), and construct validity (their recapitulation of hypothesized core pathophysiology). The first two are problematic in the case of neuropsychiatric disease (Nestler and Hyman, 2010; Pittenger, 2011). Face validity raises challenges because of the subtle and subjective nature of psychiatric symptomatology. Not all repetitive behaviors are tics. Clinically, tics are characterized by premonitory urges, the fact that they can often be resisted at least to a limited extent, and the way that tic emission discharges a sense of discomfort. None of these can be readily evaluated in a mouse model. Predictive validity also must contend with a lack of specificity. D2 antagonists, for example, are used in the treatment of TS, but also for psychosis, bipolar disorder, depression, OCD, delirium, and other conditions. They are not efficacious in every case. In this context, response to a medication does not uniquely validate an animal model, and a lack of response does not invalidate it. Construct validity is critical to the elaboration of a pathophysiologically informative model.
The Hdc knockout mice represent the first model of TS to derive construct validity from a high-penetrance disease-associated allele. Behavioral phenotypes endow the model with reinforcing face validity (Figure 1-4). Enhanced stereotypy and reduced PPI are not specific to TS, but in the context of the inherent construct validity of the Hdc knockout mouse, they confirm that relevant processes have been disrupted. Similarly, the mitigation of tic-like stereotypies by haloperidol (Figure 2) is not a TS-specific result, but this predictive validity further reinforces the Hdc knockout mouse as a faithful recapitulation of core aspects of the pathophysiology of disease.
Patients carrying the Hdc W317X are not likely to be wholly deficient in brain HA; their wild-type allele should permit some production. Therefore, it may be that Hdc +/− mice more faithfully recapitulate the disease state than full knockouts. Given this, it is important that Hdc +/− mice show a phenotype intermediate between wild-type and full knockout mice in all key experiments: the potentiation of tic-like stereotypy (Figure 1D, 1E, 2B, 2D), the impairment in prepulse inhibition (Figure 4B), and the dysregulation of D2+D3 receptors in the basal ganglia (Figure 8C, E).
Clinical implications
Excessive movements can be produced by increased activity of the striatonigral (direct) pathway or reduced activity of the striatopallidal (indirect) pathway. Tics may derive from hypoactivity of the indirect pathway, leading to deficient inhibition of off-target movements (Albin, 2006; Mink, 2001; Willams et al., 2013). Chronic moderate increases in DA in Hdc knockout animals might produce such a state. The D2 receptor expressed by MSNs of the indirect pathway has a higher affinity for DA than D1 receptor (Rankin et al., 2010) and may be more responsive to modest, chronic elevations in DA. Tonically increased D2 tone would lead to tonically reduced activity in MSNs of the indirect pathway (Mink, 2001); this would be mitigated by D2 blockade, as in Figure 2.
We find that HA repletion mitigates potentiated stereotypies in these animals (Figure 3). A similar effect was suggested by indirect pharmacological modulation of HA levels in wild-type mice (Joshi et al., 1981; Kitanaka et al., 2007; Paul et al., 2000). This suggests that increasing brain HA may be of therapeutic value in TS. Dietary supplementation with histidine might increase HA production (Kitanaka et al., 2010). H3 receptor antagonists may increase HA release by blocking inhibitory autoreceptors on histaminergic terminals (Flik et al., 2011), although their effect on other cells is a complication (Ellender et al., 2011; Schlicker et al., 1994). The generation of such testable hypotheses illustrates the potential utility of this pathophysiologically valid animal model.
METHODS
More detailed Methods are given in the Supplementary Material.
Mice
Generation of Hdc knockout mice has been described previously (Ohtsu et al., 2001). Adult male mice, aged 3-9 months, were used in all experiments.
HDC activity assay and histamine quantification
The W317X mutation was introduced into the mouse Hdc gene using standard molecular cloning techniques. HDC enzymatic activity (Figure 1A) was quantified as previously described (Ercan-Sencicek et al., 2010). Quantification of tissue [HA] (Figure 1B) was performed as described previously (Krusong et al., 2011). Quantification of microdialysate [HA] (Figure 5B), which is two orders of magnitude lower, was by mass spectrometry.
Open field exploration and stereotypy in mice
Adult male mice were placed in an unfamiliar novel open-topped white opaque plexiglass box and their exploratory activity was monitored for 20 minutes using both observation and a video tracking system (AnyMaze). After 20 minutes, D-amphetamine (Sigma, St. Louis; 8.5 mg/kg or 10 mg/kg) or saline was administered intraperitoneally and monitoring was continued for another 30 minutes. A broad range of stereotypical behaviors were noted (Kelley, 2001); the vast majority of observed stereotypies consisted of repetitive focused sniffing movements, which are reported (See Supplementary Videos 1-3). For haloperidol pretreatment (Figure 2), animals were monitored in the environment for 20 minutes, then injected IP with haloperidol (Sigma, St. Louis, 0.3 or 0.6 mg/kg) and observed for a further 15 minutes, and then injected with amphetamine or saline as above (Figure 2A). All animals in this experiment (Figure 2) received both haloperidol and saline, in counterbalanced order, 5-7 days apart; treatment order was included as an independent factor of no interest in the ANOVA analysis.
Elevated plus maze in mice
Elevated plus maze analysis was performed as described previously (Lee et al., 2008).
Histamine mitigation of stereotypy
Pilot experiments showed surgical cannulation to reduce and delay amphetamine-induced stereotypies; to increase sensitivity, we extended our observation period and observed animals in higher ambient light in a clear-sided enclosure (a standard rat housing cage) rather than a larger opaque-sided open-field box. ICV cannulae were implanted using standard stereotaxic surgical technique; animals were allowed to recover for at least 5 days following surgery before behavioral testing. Locomotor activity was measured before and after administration by infrared beam-breaks on an open-field apparatus (Med Associates, Burlington, VT). Mice were habituated to the environment for 60 minutes before the first amphetamine treatment (Supplementary Figure 3A). They were then briefly immobilized and treated ICV with HA (20 μg in 1 μl sterile saline; (Kalivas, 1982; Kamei et al., 1983, 1984; Onodera and Ogura, 1981)) or saline and then immediately injected IP with amphetamine (8.5 mg/kg). Stereotypical behaviors were measured at intervals over 90 minutes by a trained observer blind to animal genotype and drug treatment. The procedure was repeated 5-7 days later with the other treatment (saline vs. HA), in counterbalanced order.
Because of the longer observation period, quantification of stereotypy was performed by instantaneous sampling rather than continuous monitoring, using a well-validated method (Fray et al., 1980); the dependent measure is the total number of sampled 10-second intervals during which a behavior was present.
Startle and prepulse inhibition of startle
Startle to a broad-band acoustic stimulus was measured using standard procedures as described previously (Baldan Ramsey et al., 2011). The initial PPI experiment (Figure 4C, S4H-N) was performed using a 100 msec prepulse-pulse interval; replication in the dark phase (Figure 4F, S4O,P) was performed using a 200 msec interval, which was found in pilot experiments (not shown) to produce a more robust separation of genotypes.
In vivo microdialysis
Adult male mice were implanted unilaterally with a guide cannula targeted to the dorsal striatum using standard stereotaxic technique; animals for HA infusion (Figure 5A) were simultaneously implanted contralaterally with an ICV cannula guide. After habituation, microdialysate was collected in 30 min samples and DA levels were measured using standard techniques (Tellez et al., 2013). Following microdialyisis, mice were euthanized and their brains examined to establish cannula placement. Animals in which chromatograms suggested excessive bleeding or anatomical analysis indicated cannula misplacement were excluded, prior to data analysis.
Histamine infusion with microdialysis
After recovery from surgery, a microdialyisis cannula was inserted. Microdialysis was performed as above, with the exception that microdialysate was perfused at 2 μl/min and collected in 10-min aliquots. Following a 3-hour baseline, mice were briefly immobilized and HA (20 μg in 1 μl sterile saline) or an equivalent amount of saline was infused over 2 minutes; mice were then monitored for 90 more minutes. DA was measured subsequently using HPLC, as above. All mice received both HA and saline, separated by 1 week, in counterbalanced order.
Fos immunoreactivity
45 minutes following saline or D-amphetamine (5 mg/kg IP in sterile saline) administration, brains were removed, fixed overnight in 4% paraformaldehyde, and stored in 30% sucrose. 30 μm floating sections were immunostained following standard procedures (see Supplementary Methods for details) with goat anti c-fos (1:500, Santa Cruz Biotechnology) and rabbit anti μ-opioid receptor (1:1000, Immunostar) antibodies followed by Alexafluor-coupled secondary antibodies (Jackson Immnoresearch). Fluorescence was visualized on a confocal microscope. Fos-positive cells were counted in μ-positive (striasome) and μ-negative (matrix) compartments bilaterally in multiple slices per animal (Young et al., 1991).
Raclopride binding in mice
3H-raclopride binding to unfixed fresh-frozen slices of mouse brain was determined as described previously (Fasano et al., 2009). Signal was visualized using a phosphor imager system (Cyclone Plus, Perkin Elmer, Waltham, MA). Images were analyzed using Photoshop (Adobe, San Jose, CA), as further described in the Supplementary Methods and in Figures S6.
Human subjects
9 individuals from a single family who have previously been identified as having a current or past diagnosis of a tic disorder and as carrying the Hdc W317X mutation (Ercan-Sencicek et al., 2010) were evaluated for this study. Controls, matched for age and sex and (for PET imaging) for body mass index were recruited from the community through advertising. Patients and controls were assessed using standard clinical instruments to confirm diagnoses and quantify symptomatology.
Prepulse inhibition in patients
Auditory startle and PPI were assessed as previously described (Lipschitz et al., 2005) using the SR-HLAB system (San Diego Instruments, San Diego, CA, USA).
Positron emission tomography imaging
[11C]-(+)-PHNO was prepared and PET imaging performed as described previously (Narendran et al., 2006; Tziortzi et al., 2011); see Supplementary Table 3. Dynamic scan data were constructed with all corrections using the MOLAR algorithm (Carson et al., 2003). Arterial blood samples were collected throughout scanning to measure the arterial input function. [11C]-(+)-PHNO volumes of distribution (VT) were quantified using the multilinear analysis MA1 (Ichise et al., 2002) using arterial input function data.
Statistical analysis
All analysis was performed using PASW Statistics 18.0 (SPSS/IBM, Armonk, NY) in consultation with a biostatistician. T-tests, correlations, and ANOVA, with repeated measures and/or covariance as appropriate, were employed as described in the text and figure legends for each dataset. 2-tailed tests with α=0.05 were used expect where clear, directional a priori hypotheses justified an alpha of 0.1, as indicated.
In the analysis of focused sniffing stereotypy following ICV histamine (Figure 3), parametric statistics were not appropriate because of the very low variance in the HA-treated groups (no stereotypy was seen at most time points), and non-parametric ANOVA-like statistics were used. The key PET finding of increased PHNO binding in the substantia nigra was confirmed using the nonparametric Mann-Whitney U test (Figure 5D) because of the low n in the TS group.
Supplementary Material
ACKNOWLEDGEMENTS
We thank Stacey Wilber for assistance with mouse genotyping, Theresa Brand for assistance with histamine analysis in tissue, the staff of the Yale PET Center for support in all PET studies and analyses, Brian Pittman for statistical consultation and support, and Marina Picciotto, Ronald Duman, and Ralph DiLeone for helpful discussion and comments on the manuscript. This work was supported by The Allison Family Foundation (CP), NIH grants K08MH081190 (CP), R01MH091861 (CP), PL1DA024860 (GMA), R01NS056276 (MWS), T32MH014276 (LCB; PI: Duman), T32MH018268 (KW; PI: Leckman), UL1RR024139 (Yale Center for Clinical Investigation Pilot Award to CP; PI: Sherwin), 2P50AA012870 (JHK), and D43TW06166 (KK; PI: Gelertner and Malison). Additional support came from the Tourette Syndrome Association (CP, LCB), the Yale Program on Neurogenetics (GES, MWS), the Yale PET Center (YSD, JDG), the Brain Research Foundation, Chicago, IL, the Overlook International Fund, Pfizer Global Research (RG and ZAH), and the State of Connecticut through its support of the Ribicoff Research Facilities at the Connecticut Mental Health Center (CP, LCB, VP, MR).
Footnotes
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