Abstract
PURPOSE
Over the past 7 decades, theories in the systems and complexity sciences have had a major influence on academic thinking and research. We assessed the impact of complexity science on general practice/family medicine.
METHODS
We performed a historical integrative review using the following systematic search strategy: medical subject heading [humans] combined in turn with the terms complex adaptive systems, nonlinear dynamics, systems biology, and systems theory, limited to general practice/family medicine and published before December 2010. A total of 16,242 articles were retrieved, of which 49 were published in general practice/family medicine journals. Hand searches and snowballing retrieved another 35. After a full-text review, we included 56 articles dealing specifically with systems sciences and general/family practice.
RESULTS
General practice/family medicine engaged with the emerging systems and complexity theories in 4 stages. Before 1995, articles tended to explore common phenomenologic general practice/family medicine experiences. Between 1995 and 2000, articles described the complex adaptive nature of this discipline. Those published between 2000 and 2005 focused on describing the system dynamics of medical practice. After 2005, articles increasingly applied the breadth of complex science theories to health care, health care reform, and the future of medicine.
CONCLUSIONS
This historical review describes the development of general practice/family medicine in relation to complex adaptive systems theories, and shows how systems sciences more accurately reflect the discipline’s philosophy and identity. Analysis suggests that general practice/family medicine first embraced systems theories through conscious reorganization of its boundaries and scope, before applying empirical tools. Future research should concentrate on applying nonlinear dynamics and empirical modeling to patient care, and to organizing and developing local practices, engaging in community development, and influencing health care reform.
Keywords: complex adaptive systems, nonlinear dynamics, systems biology, systems theory, general practice, family medicine, philosophy of medicine, philosophy of general practice, historical review, integrative review
INTRODUCTION
Complex adaptive systems are defined as collections of many different components (agents) interacting in nonlinear ways in the absence of any external supervisory influence. The behaviors of a complex adaptive system cannot be explained by the behavior of specific agents (reductionism); instead, complex adaptive systems show emergent behaviors. Table 1 provides definitions for core terms from systems sciences and their characteristic effects on system behaviors.1
Table 1.
Property | Description | Notes |
---|---|---|
Nonlinearity | In nonlinear equations, the outputs are not proportional to their inputs. | Nonlinearity (1) can lead to sudden massive changes of the system and (2) is sensitive to initial conditions. |
Attractor | An attractor is a point toward which a variable, moving according to the dictates of a dynamic system, evolves over time. | Points that get close enough to the attractor remain close even if slightly disturbed. |
Open to environment | Living systems continuously interact with their environment, for example, exchanging material, energy, people, capital, and information. | In open systems, nonlinear responses to the external environment can lead to sudden massive and stochastic changes. |
Self-organization | Self-organization is a process whereby some form of global order or coordination arises out of the local interactions between the components of an initially disordered system. | Self-organization relies on 4 basic principles: recursive feedback (positive and negative), a balance of exploitation and exploration, and multiple interactions. |
Emergence | Emergence is the way in which complex systems and patterns arise out of a multiplicity of relatively simple interactions. | Emergence (1) arises from intricate causal relations across different scales and feedback (interconnectivity) and (2) the emergent behavior or properties are not a property of any single such entity, nor can they easily be predicted or deduced from behavior in the lower-level entities, that is, they are irreducible. |
Pattern of interaction | All parts in a system involve predictable, repetitive processes. | Pattern of interaction can result from (1) different combinations of agents leading to the same outcome, or (2) the same combination of agents leading to different outcomes. |
Adaptation and evolution | Adaptation is the process of change due to changes in the environment. | Evolution is the persistence of a change into the future. Adaptation and evolution (1) occur in numerous diseases over many years, during which time the whole body system adapts to function in the altered environment; (2) change the whole system and are not restricted to a few clinically measurable factors; and (3) lead to a new homeostasis with new dynamic interactions. |
Coevolution | Coevolution is the change of an object triggered by the change of a related object. | Coevolution results in parallel development of a subsystem with new characteristics and dynamics. |
Complex systems theories emerged during the second half of the 19th century as physicists, mathematicians, chemists, and others searched for better explanatory models to describe and predict the behavior of phenomena under study. The reductionist model, dominant since the 17th century, had led to important discoveries of human physiology and pathophysiology, laying the foundation for an extraordinary rise in diagnostic and therapeutic effectiveness. These developments, coupled with sophisticated technologies during the 20th century, led to fragmentation of medicine according to organ systems, procedural interventions, or both. One of the benefits of complexity science, as a new mode of scientific thinking, is its ability to overcome this fragmentation and the limitations it imposes on our understanding of the etiology, diagnosis, and treatment of illness.
Important until the second half of the 19th century, general practice and family medicine (hereafter general/family practice) became increasingly marginalized during the early decades of the 20th century. Only after World War II did this discipline reestablish itself as an independent one, starting with the formation of the American Academy of General Practice, now American Academy of Family Physicians (AAFP), in 1947; the Royal College of General Practitioners (RCGP) in 1952; and, finally, the World Organization of National Colleges and Associations (WONCA) of general/family practice in 1972.
The postwar period also saw the rapid development of systems and complexity theory and its application in different disciplines, medicine being one notable exception. Figure 1 provides a timeline highlighting the parallel developments of the discipline and systems sciences, and the long delay and stepwise adoption of the new science by general/family practice.
We performed a search of the general/family practice literature from the 1970s to the present, and provide an integrative historical narrative review2 of the coevolution of general/family practice and systems sciences.
METHODS
We searched MEDLINE for all articles pertaining to systems and complexity sciences using the following systematic strategy: medical subject heading [humans] combined with the terms complex adaptive systems, nonlinear dynamics, systems biology, and systems theory. The search was limited to the English and German languages and articles published before December 2010.
We retrieved 16,242 articles, 49 of which were published in general/family practice journals. Manual and citation searches retrieved another 35 articles published in these journals. A full-text review of all articles yielded 56 articles that fulfilled the inclusion criteria: a focus on systems and complexity sciences in general/family practice (Figure 2; for more details see Figures 1S and 2S and Table 1S at dx.doi.org/10.5061/dryad.kf251).
We sorted the articles by publication date and evaluated them according to the guidelines in Integrative Review of Research.2 One author (J.P.S.) extracted an initial list of core themes. All authors then independently proposed additional themes. We used the immersion/crystallization approach,3 looking for patterns and connections, to identify the stages of engagement with systems and complexity in general/family practice research and practice.
RESULTS
Comparative thematic analysis of the articles suggests that general/family practice literature became engaged with systems and complexity theories in 4 stages. Before 1995, articles explored common phenomenologic general/family practice experiences.4–13 In the period between 1995 and 2000, articles instead began to describe the complex adaptive nature of general/family practice,14–22 while those published between 2000 and 2005 concentrated on the system dynamics of medical practice.23–29 After 2005, articles increasingly applied the breadth of complexity science theories to health care, health care reform, and the future of medicine (Table 2).30–58
Table 2.
Period and Key Complexity Science Theories | Critical Assessment: Study Design and Focus | What These Articles Added to Our Understanding |
---|---|---|
Before 19954–13: general systems theory and cybernetics |
Descriptive design4–7,9–13 The dynamic nature of the illness trajectory5 Teaching family dynamics in residency programs,6 using genograms to understand family dynamics,9 and illustrating chaotic system dynamics within families12 Ecosystemic description of the diagnosis4 The need for a paradigm shift7 Medicine as a human science deals with the nonlinear causality of illness and acknowledges the patient as a self-organizing system10 Culture as a meaning system influences health and illness, their meaning, and the response to treatment11 The need to integrate care for patients with cancer13 Research design8 Survey: first attempt to characterize work patterns of different specialties for specific conditions |
Exploration of the philosophy of health and disease and the role of the physician in society Holism as a key concept of general/family practice Context matters • The role of the family, n → 1, 1 → n, and n → n relationships • Nonlinear dynamics determine the individual patient’s understanding and response to his illness • Culture explains illness experience and therapeutic responses Ecological dynamics of disease and disease management Nonlinear dynamics of healing The outcome of treatments affecting dynamic systems cannot be precisely predicted |
1995–200014–22: initial condition, self-organization, and emergence |
Descriptive design14–16,19,22 The need to teach chaos theory13 General practice defines itself by reflective multicausal relationship thinking and acting15 General practice deals with health and disease as multifactorial and interconnected personal states16 Understanding general practice through chaos and complexity theories19 Research design17–21 Case study: response to diabetes care intervention17 Observational study: prevention in primary care practice18 Methodology study: the use of different statistical techniques, cluster analysis, and loglinear analysis19 Observational study: change in primary care practices20 Observational study: integrative nature of primary care consultation to meet patient need21 |
Defining the discipline of general/family practice To understand the apparent randomness of outcomes in the natural world Relationships matter • The doctor-patient interaction, the particular circumstances of the patient, the organismic behavior of the body, the integration of mind and body • Illness and healing result from network relationships • The needs and benefits of ongoing therapeutic relationships • The link between the patient’s illness and his community • To facilitate practice change Sudden changes in behaviors in relation to a change in circumstances (now known as cusp catastrophe) • Patient self-management • Consultation behaviors General practices are complex adaptive systems whose stability arises from adherence to their attractor Change requires awareness of and change in the attractor Without general/family practice, the health system becomes dysfunctional |
2000–200523–29: dynamics in systems |
Descriptive design23–29 Applying complexity science principles to the function of medical practice23 and the understanding of the biopsychosocial model28 Family practices are local professional complex adaptive systems24 Understanding and managing in complex adaptive systems26 Constructing a complexity model of continuity of care and illustrating its veracity using previously published outcomes data27 Understanding the interconnected issues affecting the primary care workforce crisis29 |
The function of medical practice Interdependence of its members Emergent function arises from its historical context (initial condition) Variability characterizes clinical practice Small change can result in large outcomes and vice versa Transformational leadership acknowledges the networked structure of the system and there interdependent interactions Leaders maintain creative tension between cooperation and competition Feedback loops show the patterns of interactions and outcomes in a complex adaptive system Systems diagrams as a tool to seeing and appreciating interconnectedness and feedback |
After 200530–58: networks |
Descriptive design30–32,35–41,43–47,49–54,57,58 Healing is the process of reestablishing wholeness30,45,47,49 Consultation dynamics31,45,46 and outcomes32,46 Care team development, practice development, and dynamics35,57,58 Health systems and health system reform36–38,43,44,50,52–54 Toward an integrated understanding of health37,47,49 and disease41,43,45,47,49 Developing a safe health care environment39 Complexities of understanding and managing comorbidity40,43–45 The generalist’s way of knowing51 Primary care paradox52 Research design33,34,42,48,55,56 Database analyses • Patient consultation rates for general and specific conditions33 • Determining the complexity of primary care consultations56 Multimethod studies • Reflective process to inform improvement in primary care practice34 • Clinical governance: toward a collaborative partnership approach55 Systematic review: dynamics of care planning42 Cross-sectional survey: uncertainty in primary care48 |
The application of systems theories to general/family practice activities Interdependence and coevolution of patient and doctor in the healing relationship Attractors limit the possible range of behaviors and resist or limit change in patient outcomes Physiologic variability is a sign of health, loss of variability a sign of disease Health and illness are personal dynamic states, influenced by context and variable over time, and the emergence of comorbidity Patient consultation rates in general and for specific conditions follow power law distributions Dynamic adaptive processes facilitate team care development Understanding the structure and function of health systems as complex adaptive systems Generalists understand that their knowledge base is cross-disciplinary, context sensitive, and emergent over time Holism results in better quality, better health, greater equity, and lower cost for individuals and populations Safety in health care is an emergent process within the dynamics of the health systems as a learning organization System tools such as concepts maps and system diagrams facilitate an understanding of the patient’s illness and provide leverage points for care interventions System dynamic approaches reduce the risk of making unforeseen mistakes A holistic epistemology is associated with less stress reaction to uncertainty among primary care physicians |
Before 1995
In the years before 1995, phenomenologic experiences opened links to systems and complexity sciences. In the 1970s, general/family practice engaged in systems and complexity conversations, which led to a reexamination of clinical observations and experiences (refer to Table 2S at dx.doi.org/10.5061/dryad.kf251) and a recognition that systems and complexity theory could offer a more effective, context-based understanding of illness in individuals, families, and the community. During this period, the notion emerged that patients should be understood as belonging to interconnected, overlapping systems (open to environment) that interact and influence one another in nonlinear ways (adaptation, evolution, coevolution), with agents interacting through multicausal feedback loops (pattern of interaction, emergence, nonlinearity).
Family therapists were the first to realize that family as well as therapeutic relationships occur in a systems environment4 and could best be described through a cybernetic model.9 They noticed that interactions between variables hold the key to understanding observed patterns of health and illness.6,9 To adequately understand a patient’s illness, practitioners must account for the effect of variables from overlapping systems such as family, suburb, or work.6,9 Hence, clinical reasoning must follow nonlinear, feedback-driven, dynamics—reflected as the well-known circular process of “diagnosis as treatment” and “treatment as diagnosis.”9
Using this new approach, systems and complexity thinking challenged the prevailing scientific paradigm of disease causation, diagnostic reasoning, and therapeutic intervention for the first time. McWhinney7,10 in particular recognized paradigmatic inconsistencies in the biomedical model and emphasized the need to move beyond reductionist scientific generalities of diseases to holistic understandings of particular individuals in their biosocial contexts. Recognizing that each patient’s presentation in the consultation is one particular instance of their health journey acknowledges that both illness and healing are dynamic adaptive states. McWhinney’s insights led to his proposal for shifting medical thinking towards a Geisteswissenschaft (humanities) of medicine that links the social with the natural sciences.
Furthermore, culture provides the framework for creating meaning out of the experience of health, and of feeling and being ill.11 Illness and healing reside in a person’s complex interacting set of values, expectations, and images of oneself and others, and healing becomes a meaning/sense-making process in an individual context. Thus, context, long seen as the enemy of “natural” scientific research, became a rich field of study and knowledge generation.11
These early investigations followed in Husserl’s phenomenologic tradition59 and focused on both the philosophy and empiric science of health and disease, and on medical interventions and the role of the physician in health care and society.
1995–2000
The years 1995–2000 entailed a focus on the complex adaptive nature of general/family practice. Academic activity in general/family practice during this period exhibited a high degree of confidence in the capacity of systems and complexity science to advance our understanding of the nature of medical care (Table 3S at dx.doi.org/10.5061/dryad.kf251), especially the variability in patients’ illness presentation, behavior, and recuperation (nonlinear dynamics, emergence). A second line of activity applied systems and complexity thinking to the organization and function of health care systems, and highlighted the influence of attractors on the operation of, and learning in, health system organizations and their provision of clinical care (pattern of interaction, self-organization, adaptation, coevolution).
Family physicians increasingly looked to chaos theory to help guide their provision of care for individuals, treating their patients as multivariable, nonlinear, nonperiodic systems.14 McWhinney’s work15 was again pivotal. He outlined the characteristics of general/family practice in systems and complexity terms, emphasizing the following: (1) the discipline is defined by the relationship between physician and patient; (2) practitioners think about the nexus between the person and his/her illness; (3) practitioners embrace the unique multilevel and nonlinear properties of living systems—growth, regeneration, healing, learning, self-organization, and self-transcendence (what McWhinney termed the organismic metaphor); and (4) as a discipline, general/family practice transcends the dualistic separation of body and mind.
For McWhinney, systems thinking has 3 implications15: first, the etiology of illness and disease is understood in terms of causal network relationships rather than as a linear process; second, dichotomous (either/or) questions are meaningless; and third, through their properties of self-organization, learning, and transcendence, organisms behave in a mindful way, that is, each agent within a system has the capacity to act both independently and interconnectedly. Hence, disease labels may be less important than the context in which disease occurs.16 Understanding these interconnections explains the occurrence of illness without identifiable pathology—often termed somatization—and moves beyond the reductionism of mind-body dualism.
By looking at interconnections to better understand the function of general/family practices, researchers demonstrated the importance of attractors. It became clear that the agents in a practice are not truly independent, and that interactions among key agents provide a more powerful explanation for the behavior of a practice than individual knowledge and behaviors. Furthermore, change was more likely to occur where that change enhanced existing attractors or created new ones, or when practices became aware of their attractors and internal operational models. Lack of attention to these issues explains why guidelines, continuing medical education, and standardized interventions often failed. Rationality and knowledge do not matter to complex adaptive systems such as general/family practices unless they fit the practice system’s patterns and attractors.18,20
The ongoing preference of patients and physicians for a personal relationship and for patient-centered care was recognized as the core attractor of general/family practice. Indeed, general/family practice emerged as the crucial discipline within the health care system that integrates the health care needs of patients across the life trajectory and in diverse care locations. Where general/family practice was unable to fulfill this role adequately, it was difficult to achieve high-quality patient care.21
2000–2005
The first 5 years of the new century saw a focus on the system dynamics of medical practice. During this period, researchers and academics increasingly applied systems and complexity science theories to broad general/family practice issues, including the place of this discipline in the community, professional leadership, and the therapeutic relationship (Table 4S at dx.doi.org/10.5061/dryad.kf251).
It is now recognized that general/family practice’s role in the health care system is to deliver care that meets the needs of both local communities and individuals. To achieve this goal, individual practices must be uniquely adapted to local conditions (ie, meet local expectations and community values), and understand their local competition and environment. To achieve such adaptation, each practice must develop unique local structures and functions. Its ability to do so, however, is constrained by external influences, such as the capacities of the health care system, financial limitations, regulation, and culture.24
To better understand such adaptation, organization-focused research demonstrated that practice function arises from the nonlinear relationships and interactions among the practice’s agents (physicians, nurses, administrative staff). Observations also highlighted that well-functioning practices had transformational leaders able to use complexity insights to transform their organization, recognizing the interplay between its structure and self-organizing networks.26 At the same time, clinical quality improvement strategies that adopted ideas from complexity science proved more successful than traditional linear approaches.24
Likewise, exploration of the biopsychosocial model of care and the consultation showed that they are better understood as emergent, dependent on the individuals involved and the conditions at the time of presentation. Given this fact, models of care need to account for circular causalities, whereby feedback loops, either self-balancing (stabilizing) or self-reinforcing (amplifying), maintain observable patterns over time and have an impact on outcomes of care.26,27
Systems and complexity tools thus provide the means to understand the patterns of patients’ illness dynamics and adaptive responses. Interrupting unhelpful dynamic patterns and facilitating the emergence of new ones will assist the healing process. Replacing objective detachment with reflective participation would result in greater warmth and caring in the therapeutic encounter.28 Such deeper models will need to be complemented with approximations that describe the dynamics as a practical guide to clinical practice, however, always being aware that such approximations may have noticeable unintended consequences.28 The overall dynamics of the therapeutic relationship appear to be reflected in the dynamics and the level of continuity of care, which in turn affect health outcomes.27
After 2005
This last period involved application of complex system theories to health care, health care reform, and the future of medicine. It saw a transition from the largely theoretical engagement with complexity science to its pragmatic application—dealing with illness and disease, providing more effective consultations, leading change in practice organization, understanding primary care as an interconnected multidimensional system, and influencing health care reform (Table 5S at http://dx.doi.org/10.5061/dryad.kf251). We discuss these aspects in more detail below.
Dealing With Illness/Disease While Providing More Effective Consultations
The physiology of health and disease shows typical nonlinear dynamics; physiologic variability is a sign of health, and loss of variability is a sign of disease. Subtle changes in these patterns, like a minor illness in a previously stable patient with chronic disease, can dramatically change the patient’s illness trajectory, acting as a tipping point. Nevertheless, attractors limit the range of possible behaviors, resulting in well-recognized patterns and trajectories of specific illnesses. Paradoxically, the more unstable, that is, further from equilibrium and closer to irreversible an internal system failure is, the more predictable its patterns of decline and therapeutic responses. Restoring health means optimizing patients’ nonlinear physiologic dynamics to better adapt to internal and external challenges.32
In a similar way, complexity theory provides tools to understand and deal with uncertainty and nonlinearity in the consultation.31 Using system diagrams resulted in a deeper understanding of the many contextual agents and their influence on the patient’s illness,45,46 and especially benefited patients with chronic pain experiences.41
Individual illness experiences and care-seeking behaviors follow power law relationships in general (eg, average consultation rates in UK practices), and for specific conditions (eg, back pain), suggesting that the complex relationships between patient and physician themselves strongly influence consultation rates.33
Finally, the general/family practice encounter shows a higher degree of complexity per hour when compared with specialist encounters. This higher complexity and associated uncertainty is not only important to patient care, but may account for higher physician stress.56
Leading Change in Practice Organizations
Complex adaptive systems thinking has pragmatic consequences for transforming general/family practice. First, systems usually return close to their previous state in response to disturbance. Looking at reform, the magnitude of change has little relationship to the size of the intervention, and unintended consequences occur frequently. Second, knowledge negotiated among members of a community of practice is more likely to be applied in response to challenges. Last, the education sector itself has come to recognize that adult education is best guided by concepts of continued self-organized learning.36 Complex adaptive systems approaches are consequently more likely to achieve lasting quality improvement55 and avoidance of “surprising unintended consequences.”39
Understanding Primary Care as an Interconnected Multidimensional System
Since 2005, several authors have explored the multilevel, multidimensional nature of primary care.49–53 Core to generalist practice are the view of the whole patient, the ability to deal with the uncertainties of people’s illnesses, and the changing context-dependent dynamics of illness over time. Good outcomes for a population are strongly linked to the level of primary care implementation, with its focus on individually appropriate and accessible care. Primary care functions in adaptive cycles of growth, accumulation, restructuring, and renewal within an ever-changing health system.
Influencing Health Care Reform Efforts
The health care vortex metaphor was proposed to demonstrate how personal health experiences could drive health care, health service delivery, and health care policy in an integrated fashion. The model highlights that achieving an integrated patient-centered health care system requires leaders able to simultaneously connect individual patient care, practice organization, and community needs with the system’s organizational and accountability demands, as well as policy makers able to allow the emergence of local solutions to common problems.37,38
DISCUSSION
This historical narrative review describes the development of general/family practice in relation to complex adaptive systems theories. Although both disciplines emerged in parallel, it took general/family practice 30 to 40 years to start engaging with systems and complexity sciences as a means to better understand the nature of health and illness in general and its implications for primary care in particular.
Complex systems theories provided an initial framework for a generalist understanding of health, illness, and disease as interconnected and context-dependent states of human experience. Viewed from this perspective, the task of the clinical consultation broadens from simple identification of a specific condition toward an untangling of the circumstances and the patient’s understandings of particular illness episodes, before exploring how to best improve or maintain health.
The past 15 years have seen an expansion of systems and complexity thinking in primary care, exploring practice organization and organizational learning, the nature of health, illness, and disease; the nature of clinical practice; and the behavior of illnesses in particular patients and patient groups. There is an increasing awareness of the importance of network relationships, initial conditions, self-organization, and emergence as the background to understanding a patient’s problem or a practice’s performance. Recognizing the complex adaptive nature of health, illness, and care has broadened our understanding of patients’ health care needs, and made it possible to describe system constraints60 and unintended consequences of system interventions61 on meeting those needs.
General/family practice researchers and academics have both explicitly and implicitly framed the emerging discipline in systems and complexity sciences terms. There has been a scholarly recognition of the importance of dynamics, context, agency, attractors, and interdependences in patient care, education, and health care organization. These insights have influenced the philosophical discourses of the discipline, contributing to the growth of its unique identity and its relationships with the broader health care system.
Systems and complexity thinking was embraced as a transformational tool to link the specific with the particular of whole-person care—the patient as a subsystem of larger systems such as family, community, society, and the health care system. Not surprisingly, this approach resonates well with general and family practitioners as it much more accurately describes the high degree of variability they encounter among patients presenting with the same condition.
Systems and complexity sciences provide valuable research frameworks that allow researchers to make sense of the dynamic phenomena observed in primary care. Recent empirical research has provided findings that indicate the value of understanding the behaviors of many common conditions as complex phenomena, for example, psychiatric illness, intimate partner violence, cardiac and respiratory diseases, aging, and avoidable hospitalization.62
Metaphors remain important, powerful, and valid means for understanding complex phenomena in and generating new knowledge for primary care. The challenge for the future, alluded to by critical voices, is to progress from well-established conceptual and philosophical models to the pragmatic application of nonlinear dynamics and modeling. Access to “big data” is required for dynamic systems modeling, especially of linked subsystems, as each has its own dynamics but is also affected by cross-system dynamics. This work can be applied to patient care, practice organization, and community development, and to influencing health care reform. Such empirical work needs to be published more consistently in general/family practice journals.
Acknowledgment
We thank Craig Ronalds for his valuable assistance with the preparation of the manuscript.
Footnotes
Conflicts of interest: authors report none.
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