Abstract
Graves’ ophthalmopathy, also called Graves’ orbitopathy, is a potentially sight-threatening ocular disease that has puzzled physicians and scientists for nearly two centuries.1–3 Generally occurring in patients with hyperthyroidism or a history of hyperthyroidism due to Graves’ disease, Graves’ ophthalmopathy is also known as thyroid-associated ophthalmopathy or thyroid eye disease, because it sometimes occurs in patients with euthyroid or hypothyroid chronic autoimmune thyroiditis. The condition has an annual adjusted incidence rate of 16 women and 3 men per 100,000 population.4
This review explores the perplexing relationship between Graves’ ophthalmopathy, hyperthyroidism, and thyroid dermopathy, the associated skin condition. I examine clinical features, histologic findings, and laboratory studies, with an emphasis on mechanisms that could be targeted in the development of new treatments for this debilitating disease.
CLINICAL AND LABORATORY FEATURES
The close clinical and temporal relationships between hyperthyroidism, Graves’ ophthalmopathy, and thyroid dermopathy suggest that these conditions evolve from a single underlying systemic process with variable expression in the thyroid, eyes, and skin. Bilateral ocular symptoms and hyperthyroidism most often occur simultaneously or within 18 months of each other, although occasionally Graves’ ophthalmopathy precedes or follows the onset of hyperthyroidism by many years.5 Almost half of patients with Graves’ hyperthyroidism report symptoms of Graves’ ophthalmopathy, including a dry and gritty ocular sensation, photophobia, excessive tearing, double vision, and a pressure sensation behind the eyes. The most common clinical features of Graves’ ophthalmopathy are upper eyelid retraction, edema, and erythema of the periorbital tissues and conjunctivae, and proptosis (Fig. 1). Approximately 3 to 5% of patients with Graves’ ophthalmopathy have severe disease with intense pain, inflammation, and sight-threatening corneal ulceration or compressive optic neuropathy.6 Subclinical eye involvement is common: in nearly 70% of adult patients with Graves’ hyperthyroidism, magnetic resonance imaging or computed tomographic scanning reveals extraocular-muscle enlargement.7 Although clinically unilateral Graves’ ophthalmopathy occurs occasionally, orbital imaging generally confirms the presence of asymmetric bilateral disease.8 Thyroid dermopathy (also called pretibial myxedema), a nodular or diffuse thickening of the pretibial skin, sometimes progresses to debilitating disease. Although diagnosed on physical examination in only 13% of patients with severe Graves’ ophthalmopathy, subclinical involvement of the skin of the legs and other regions of the body occurs more commonly.9 Approximately 20% of patients with thyroid dermopathy have thyroid acropachy, which manifests as clubbing of the fingers and toes.
Graves’ hyperthyroidism is caused by autoantibodies that bind to the thyrotropin receptor on thyroid follicular endothelial cells and thereby stimulate excess production of thyroid hormone. 10 The presence of anti–thyrotropin-receptor antibodies in virtually all patients with Graves’ ophthalmopathy suggests that immunoreactivity against the thyrotropin receptor underlies both Graves’ ophthalmopathy and hyperthyroidism.11 The 5% of patients with Graves’ ophthalmopathy who are euthyroid or hypothyroid generally have low titers of anti–thyrotropin-receptor antibodies, which are difficult to detect in some assays. 12 Levels of anti–thyrotropin-receptor antibodies correlate positively with clinical features of Graves’ ophthalmopathy13 and influence the prognosis14; these antibody levels are especially elevated in patients with thyroid dermopathy.15
Cigarette smoking is the strongest modifiable risk factor for Graves’ ophthalmopathy (odds ratio among smokers vs. nonsmokers, 7.7), and the risk is proportional to the number of cigarettes smoked daily.16 In smokers with Graves’ ophthalmopathy, as compared with nonsmokers, severe disease is more likely to develop and is more likely to respond less well to immunosuppressive therapies.17 Smoking is associated with many autoimmune diseases, perhaps owing to nonspecific suppression of T-cell activation, reduction of natural killer T cells, and impairment of humoral and cell-mediated immunity.18 The strong association between Graves’ ophthalmopathy and smoking suggests the involvement of additional factors, including direct effects of cigarette toxins19 and trauma from heat transmitted from the ethmoid sinuses through the lamina papyracea (the thin medial orbital wall).
ANATOMICAL AND HISTOLOGIC FINDINGS
Many clinical signs and symptoms of Graves’ ophthalmopathy arise from soft-tissue enlargement in the orbit, leading to increased pressure within the bony cavity.20,21 Most patients have enlargement of both extraocular muscle and adipose tissue, with a predominance of one or the other in some (Fig. 2).22 Patients under 40 years of age tend to have fat expansion, whereas patients over 60 years of age have more extraocular-muscle swelling.23 In some patients, proptosis develops as the globe protrudes, decompressing the orbit. Patients with crowding of enlarged muscles at the orbital apex and minimal proptosis are at particular risk for compressive optic neuropathy.
Diplopia develops from inflammation and swelling of the extraocular muscles and is generally restrictive rather than paralytic. The inferior rectus is the most commonly involved muscle. Upper-eyelid retraction is caused by increased sympathetic stimulation of Müller’s muscle, overaction of the levator muscle as it contracts against a tight inferior rectus, or scarring between the levator and surrounding tissues. Symptomatic corneal dryness is due to eyelid retraction, decreased blinking, increased tear evaporation, and incomplete eyelid closure during sleep.
Anatomical and mechanical features of the orbit and lower extremities may be important in expression of the disease. Periorbital edema is primarily congestive and most likely reflects decreased venous drainage due to vascular compression within the orbital space. Similarly, dependent edema after prolonged standing, when venous and lymphatic flow is compromised, can worsen thyroid dermopathy.24 Moreover, individual anatomical variability, such as the volume or shape of the orbits25 or variations in venous or lymphatic drainage, may increase the risk of extrathyroidal manifestations in patients with Graves’ disease. In Graves’ ophthalmopathy, trauma itself may be a stimulus; it has long been observed that thyroid dermopathy may develop at sites of trauma to the skin of the shoulders, arms, or other regions.9
Histologic studies of Graves’ ophthalmopathy have focused on extraocular muscles, owing to their obvious enlargement in patients with the disease. However, electron microscopy reveals intact extraocular muscle fibers in such patients. 26 The extraocular muscles are widely separated by an amorphous accumulation of granular material consisting primarily of collagen fibrils and glycosaminoglycans, among which hyaluronan predominates (Fig. 3).27 The polyanionic charge and extremely high osmotic pressure of this matrix substance make it extremely hydrophilic and capable of binding many times its weight in water. Consequently, the muscle bodies become edematous and may enlarge to many times their normal size. In inactive disease, atrophy and fibrosis of muscle bundles are evident, with extension of fibrous strands into adjacent adipose tissues. Histologic features of thyroid dermopathy are similar to those seen in the orbit, with hyaluronan accumulation in the reticular dermis, although with less abundant lymphocytic infiltration and no evidence of fat expansion.9
Focal and diffuse mononuclear-cell infiltration occurs within the extraocular and levator muscles, lacrimal glands, and adipose tissues in active Graves’ ophthalmopathy.28 These cells are primarily CD4+ T cells, but there are also minor populations of CD8+ cells, B cells, plasma cells, and macrophages.29,30 In early stages of the disease, type 1 helper T cells predominate and produce the cytokines interleukin-2, interferon-γ, and tumor necrosis factor (TNF), indicating ongoing cell-mediated immunity within the orbit. In disease of longer duration, type 2 helper T cells that produce interleukin-4, interleukin-5, and interleukin-10 are dominant and propagate autoantibody production.31 Macrophages, fibroblasts, and adipocytes produce other inflammatory mediators, including interleukins 1, 6, and 16 and transforming growth factor β (TGF-β) within the orbit.32,33
CELLULAR ORIGINS
Current evidence points to orbital fibroblasts as the target cells in Graves’ ophthalmopathy and suggests that their normal functions are dysregulated through autoimmune mechanisms.34,35 The concept that fibroblast proteins are autoantigens in Graves’ ophthalmopathy derives in part from the finding that orbital T cells obtained from patients with Graves’ ophthalmopathy proliferate when exposed in vitro to autologous orbital fibroblast proteins.36 These orbital fibroblasts secrete large quantities of hyaluronan in response to various cytokines,34 and a subgroup of orbital fibroblasts can differentiate into mature adipocytes37 that have increased expression of thyrotropin receptor.38,39 These cellular changes lead to the characteristically enlarged eye muscles and expansion of orbital fat of patients with Graves’ ophthalmopathy.
Orbital adipose tissue is a unique fat depot that supports and cushions the globe, extraocular muscles, and other orbital structures. Most orbital disorders are inflammatory,40 suggesting that orbital fat may be especially prone to robust inflammatory reactions. Indeed, as compared with fibroblasts from other sites, orbital fibroblasts show exaggerated inflammatory responses to various stimuli.41 Although orbital fibroblasts produce high levels of the proinflammatory cytokine interleukin-1, their expression of the neutralizing interleukin-1–receptor antagonist is relatively low.42 Likewise, orbital fibroblasts treated with interferon-γ or leukoregulin synthesize particularly high levels of prostaglandin E2, a mediator with important roles in inflammation.43
The orbit contains subpopulations of fibroblasts exhibiting phenotypic and functional heterogeneity. The cell-surface marker Thy-1 (CD90) is overexpressed in orbital tissues in Graves’ ophthalmopathy44 and defines a population of fibroblasts capable of cytokine-induced production of prostaglandin E2, interleukin-8, and hyaluronan. 45 When exposed to TGF-β, these fibroblasts differentiate into myofibroblasts with prominent cytoplasmic actin filaments that can participate in inflammation, repair, and fibrosis. Although fibroblasts within the extraocular muscles are almost exclusively Thy-1+, approximately half the fibroblasts within the adipose tissue lack this marker and are preadipocytes capable of differentiation into mature fat cells. Within the orbit, relative proportions of Thy-1+ and Thy-1− fibroblasts and their degree of exposure to TGF-β may affect disease expression, including whether muscle or fat expansion predominates and the extent of fibrosis that develops.46
MOLECULAR MECHANISMS
Investigators have long postulated that the thyrotropin receptor is a target of autoimmunity within the orbit and that its recognition by a circulating thyrotropin-like factor explains the link between hyperthyroidism and Graves’ ophthalmopathy. 47–49 The cloning of the thyrotropin receptor50,51 enabled direct assessment of the expression of this receptor in extrathyroidal tissues, and several groups reported a low abundance of thyrotropin receptor in cultured orbital fibroblasts52– 54 and in normal orbital-adipose tissues.55 Subsequent studies showed elevated thyrotropin-receptor expression in orbital tissues in patients with Graves’ ophthalmopathy,39,56 with the highest levels in those with clinically active disease.57 These findings, along with the close association between Graves’ ophthalmopathy and Graves’ hyperthyroidism and the consistently elevated levels of anti–thyrotropin-receptor antibodies in Graves’ ophthalmopathy, support the concept that the thyrotropin receptor is the primary autoantigen in Graves’ ophthalmopathy (Fig. 4). A low abundance of thyrotropin receptor can also be detected in several extrathyroidal tissues, including skin, adrenal gland, kidney, and thymus.58–60 In the pretibial skin of patients with thyroid dermopathy, the level of the thyrotropin receptor is elevated.61
In animal models of Graves’ disease, various methods have been used to induce the production of anti–thyrotropin-receptor antibodies, and the results have provided valuable insights into the pathogenesis of hyperthyroidism.62 However, reproducible ocular changes resembling those in Graves’ ophthalmopathy have not been reported, 63 perhaps owing partly to differences in orbital anatomy between humans and rodents. Similarly, much has been learned about the genetic basis of thyroid autoimmunity, but it is unclear whether there is a genetic susceptibility to Graves’ ophthalmopathy apart from that identified for Graves’ disease.64
Adipogenesis requires growth arrest and the induction of transcriptional regulators, including peroxisome-proliferator–activated receptor γ (PPAR-γ).65 Evidence that adipogenesis is active in the orbit in Graves’ ophthalmopathy includes the results of microarray studies showing upregulation of immediate early adipogenic genes66 and other adipocyte-related genes, including those encoding PPAR-γ, interleukin-6, adiponectin, and leptin.67 PPAR-γ agonists stimulate adipogenesis and expression of the thyrotropin receptor in cultured orbital preadipocytes.46,68 Several reports have described progressive proptosis in patients with a history of Graves’ ophthalmopathy, as well as in those without such a history, after the treatment of type 2 diabetes mellitus with PPAR-γ agonists of the thiazolidinedione type.69,70 Therefore, particular sensitivity to PPAR-γ ligation may be a characteristic of orbital preadipocytes.
Factors that might stimulate adipogenesis within the orbit in patients with Graves’ ophthalmopathy include naturally occurring PPAR-γ ligands, which are proadipogenic prostaglandins produced by activated T cells through the activity of cyclooxygenase-2.71 This enzyme is upregulated in the orbit of patients with Graves’ ophthalmopathy,72 and T cells from such patients produce prostaglandins that induce adipogenesis in orbital fibroblasts.73 Thyrotropin can stimulate adipogenesis in mouse embryonic stem cells, even in the absence of other adipogenic factors, suggesting that activation of the thyrotropin receptor initiates new fat-cell development.74 In orbital fibroblasts that were transfected with an activating mutant thyrotropin-receptor construct, 75,76 both early adipocyte differentiation and hyaluronan production were stimulated, suggesting that thyrotropin-receptor ligation by anti– thyrotropin-receptor antibodies within the orbit directly contributes to the soft-tissue changes characteristic of Graves’ ophthalmopathy.
The type I insulin-like growth factor receptor (IGF-IR) may be another important autoantigen in Graves’ ophthalmopathy. Orbital fibroblasts in patients with the disease express higher levels of IGF-IR than normal fibroblasts.77 In addition, the IgG fraction of pooled serum samples obtained from patients with Graves’ disease contains autoantibodies that stimulate orbital fibroblasts from patients with Graves’ ophthalmopathy to synthesize interleukin-16 and the chemokine RANTES (regulated upon activation normal T-cell expressed and secreted), factors that enhance trafficking of CD4+ T cells.78 This effect was inhibited by a specific monoclonal antibody that blocks IGF-IR and by transfecting fibroblasts with a dominant-negative mutant IGF-IR, suggesting that signaling through IGF-IR mediates the process. Moreover, IgG from patients with Graves’ disease stimulates hyaluronan synthesis by orbital fibroblasts from patients with Graves’ ophthalmopathy but not by normal orbital-cell cultures.79 Tsui and colleagues80 have proposed that there are physical and functional relationships between IGF-IR and the thyrotropin receptor, as suggested by colocalization studies and the finding that a monoclonal antibody that specifically blocks IGF-IR inhibits thyrotropin-induced kinase signaling. Although a role for IGF-IR and antibodies targeting this receptor in Graves’ ophthalmopathy is potentially important, it has yet to be confirmed by other investigators.
Orbital fibroblasts participate in the autoimmune process within the orbit in Graves’ ophthalmopathy (Fig. 5). These cells express CD40, a costimulatory protein present on the surface of many types of cells, including macrophages, lymphocytes, and thyrocytes.81 CD4+ T cells expressing the CD40 ligand (also called CD154) directly activate orbital fibroblasts through the formation of CD40–CD154 bridges; as a result, such fibroblasts proliferate82 and produce high levels of interleukin-1 and interleukin-6.83 In addition, leukoregulin and interferon-γ (products of activated T cells) and interleukin-1 (secreted by resident fibroblasts and macrophages) increase the synthesis of hyaluronan and prostaglandin E2 by orbital fibroblasts.84–86 Interleukin-1 and interferon-γ, as well as IgG obtained from patients with Graves’ disease, can also stimulate orbital fibroblasts to express adhesion molecules that promote direct interaction between target cells and inflammatory cells.
The disease-producing effects of some soluble mediators within the orbit in Graves’ ophthalmopathy are opposed by others that mitigate these effects. Interleukin-6, a product of activated T cells, macrophages, fibroblasts, and adipocytes, is proinflammatory and enhances B-cell differentiation and antibody production but also reduces the strength of many inflammatory activities of interleukin-1.87 TGF-β, TNF, and interferon-γ inhibit adipogenesis and thyrotropin-receptor expression in cultured orbital fibroblasts88 and thus may counteract PPAR-γ ligation within the orbit. Although some endogenous PPAR-γ ligands produced by activated T cells trigger adipocyte differentiation,73 others oppose inflammation by inhibiting production of inflammatory cytokines by macrophages, monocytes, and adipocytes.89 Finally, TGF-β produced by fibroblasts most likely acts in an autocrine fashion to stimulate hyaluronan synthesis84 and the differentiation of the Thy-1+ subgroup of fibroblasts into myofibroblasts46 while it also inhibits adipogenesis in these cells.
THERAPEUTIC IMPLICATIONS
Our understanding of Graves’ ophthalmopathy points to several potential therapeutic targets and suggests difficulties in designing effective immunotherapy for this disease.90 The immune mediators that cause pathogenic orbital changes have additional roles within the adaptive immune network. Therefore, it is difficult to predict whether the biologic agents that are effective in, say, rheumatoid arthritis91 will be useful in treating Graves’ ophthalmopathy. Answers will come from randomized clinical trials designed to account for the unique features of Graves’ ophthalmopathy, such as the self-limited duration of active disease and the central role of tissue expansion rather than destruction.
Agents that neutralize cytokine-induced inflammation or production of hyaluronan by orbital fibroblasts, such as anti-TNF agents92 and agents targeting the interleukin-1 receptor93 or the interleukin-6 receptor94 (Table 1), are attractive potential treatments for Graves’ ophthalmopathy. Targeting TNF in patients with Graves’ ophthalmopathy might affect the production by preadipocytes of chemoattractant protein 1, a macrophage-attracting protein.113 The findings of a case report95 and a small, open study96 should encourage the performance of randomized trials of anti-TNF therapy in patients with Graves’ ophthalmopathy. Antioxidants such as selenium may be useful, since they have a beneficial effect on autoimmunity in Graves’ disease.101 Neutralizing the profibrotic effects of TGF-β may also be of benefit, especially in patients with inactive Graves’ ophthalmopathy, in whom countering the antiinflammatory and antiadipogenic effects of this cytokine may be less detrimental than in those with the active disease.100
Table 1.
Target | Current Agent | Description | Potential Benefit | Reference |
---|---|---|---|---|
TNF | Infliximab, adalimumab | TNF-specific monoclonal antibodies | Reduction in inflammation, leukocyte recruitment, and hyaluronan production | Feldmann,92 Durrani et al.95 |
TNF receptor | Etanercept | TNF receptor–IgG Fc fusion molecule | Reduction in inflammation, leukocyte recruitment, and hyaluronan production | Feldmann,92 Paridaens et al.96 |
Interleukin-1 receptor | Anakinra | Interleukin-1–receptor antagonist | Reduction in inflammation, leukocyte recruitment, and hyaluronan production | Mertens and Singh,97 Tan et al.98 |
Interleukin-6 receptor | Tocilizumab | Interleukin-6 receptor–specific mono-clonal antibody | Reduction in inflammation, leukocyte recruitment, and hyaluronan production | Smolen et al.99 |
TGF-β | Lerdelimumab, GC1008 | TGF-β–specific monoclonal antibodies | Reduction in fibrosis | Pohlers et al.100 |
Oxygen free radicals | Selenium | Essential trace element | Antiinflammatory activity | Wertenbruch et al.101 |
CD20 | Rituximab, ocrelizumab, ofatumumab | Partially or fully humanized CD20-specific monoclonal antibodies | Decreased antigen presentation and T-cell activation; possible modulation of anti–thyrotropin-receptor antibody production | Tsokos,102 El Fassi et al.,103 Kwan-Morley and Albert,104 Salvi et al.105 |
CD3 | ChAglyCD3 | Fc-mutated CD3-specific monoclonal antibody | Induction of tolerance | Keymeulen et al.106 |
CD28 | Abatacept | CTLA-4–immunoglobulin recombinant protein | Modulation of costimulatory pathways | Kremer et al.107 |
CD154 | IDEC-131 | Humanized CD154-specific monoclonal antibody | Modulation of costimulatory pathways | Kalunian et al.108 |
PPAR-γ | Selective PPAR modulators | Novel selective PPAR-γ antagonists | Reduction in inflammation and orbital adipogenesis | Knouff and Auwerx,109 Straus and Glass110 |
Somatostatin receptor | SOM230 | Synthetic high-affinity somatostatin analogue | Inhibition of orbital preadipocyte proliferation | Cozma et al.111 |
Thyrotropin receptor | NIDDK/CEB-52 | Low-molecular-weight thyrotropin-receptor antagonist | Inhibition of orbital adipogenesis and hyaluronan production | Neumann et al.112 |
CTLA denotes cytotoxic T-lymphocyte–associated antigen 4, PPAR peroxisome-proliferator–activated receptor, TGF transforming growth factor, and TNF tumor necrosis factor.
Targeting autoreactive B cells with rituximab, an anti-CD20 monoclonal antibody, is another possible approach.114 In a study of Graves’ hyperthyroidism, rituximab decreased the total anti– thyrotropin-receptor antibody levels only minimally but markedly reduced (66%) the subgroup of stimulatory anti–thyrotropin-receptor antibodies. 115 Several case reports have suggested that rituximab might be effective in active Graves’ ophthalmopathy,103,116 and randomized, controlled trials of this agent in Graves’ ophthalmopathy are being led by Bahn117 and Salvi (Salvi M: personal communication). The important role of cellular immunity in Graves’ ophthalmopathy suggests that targeting CD3 on T cells106 may hold promise. Similarly, inhibitors of the cellular interactions necessary for T-cell signaling, which potentially decrease production of both autoantibodies and inflammatory cytokines, may be of benefit.107 A recent study of a mouse model of Graves’ disease showed that pretreatment with the thyrotropin receptor-A–subunit protein, before immunization with an adenovirus bearing the same subunit, attenuated subsequent hyperthyroidism by directing the autoantibody response away from pathogenic epitopes.118 Although administration of the subunit did not reverse established hyperthyroidism, tolerance to particular thyrotropin-receptor epitopes was achieved; therefore, this approach may be useful for disease prevention in predisposed persons.
CONCLUSIONS
Although recent studies suggest that there are novel mechanisms involved in the development of Graves’ ophthalmopathy, much remains to be learned. The thyrotropin receptor on orbital fibroblasts is likely to be an important autoimmune target in the disease, and early evidence suggests that immunoreactivity directed against IGF-IR may also be involved. Many studies support a role for cellular immunity, and recent findings suggest that autoantibodies may also directly affect the orbital disease process. The recent demonstration that some anti–thyrotropin-receptor antibodies signal within the thyrocyte through a unique signaling cascade not used by thyrotropin suggests that various antibodies may activate somewhat different signaling networks.119 It is therefore possible that various clinical phenotypes, such as euthyroid Graves’ ophthalmopathy or the predominance of muscle or fat enlargement, may be affected by the molecular signature of the particular anti–thyrotropin-receptor antibodies or other autoantibodies produced. Delineation of the functional heterogeneity of anti–thyrotropin-receptor antibodies and the signaling pathways involved will improve our understanding of orbital disease mechanisms and may suggest new approaches to therapy, including perhaps the use of low-molecular-weight thyrotropin-receptor antagonists. 112
Unraveling the Graves’ ophthalmopathy conundrum would enable the design of effective means of prevention or treatment. The quality of life is markedly decreased in patients with Graves’ ophthalmopathy,120 and now we have the means to precisely measure the effect of new therapies on quality of life and specific clinical end points. The recent, excellent consensus statement on therapy for Graves’ ophthalmopathy developed by the European Group on Graves’ Orbitopathy121 emphasizes the importance of performing randomized, controlled, multicenter trials of current treatments and new therapies on the horizon. These might be tailored to specific disease phenotypes or stages and use combination therapies to improve outcomes. Although major challenges remain, patients with Graves’ ophthalmopathy should benefit from these efforts.
Acknowledgments
Supported in part by a grant from the National Institute of Diabetes and Digestive and Kidney Diseases (DK77814).
I thank Drs. Michael Brennan, Marius Stan, James Garrity, and George Bartley for their review of the manuscript and very helpful suggestions; the members of my laboratory who have studied Graves’ ophthalmopathy with me over many years; and the patients with this disease who have taught me so much.
Footnotes
No potential conflict of interest relevant to this article was reported.
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