Abstract
The identification of molecular markers, useful for therapeutic decisions in pancreatic cancer patients, is crucial for advances in disease management. Gemcitabine, although a cornerstone of current therapy, has limited efficacy. RRM1 is a key molecule for gemcitabine efficacy and is also involved in tumor progression. We determined in situ RRM1 and excision repair cross complementation group 1 (ERCC1) protein levels in 68 pancreatic cancer patients. All had R0 resections without preoperative therapy. Protein levels were determined by automated quantitative analysis (AQUA), a fluorescence-based immunohistochemical method. The relationship between protein expressions and clinical outcomes, including response to gemcitabine at the time of disease recurrence, was determined. Patients with high RRM1 showed significantly better overall survival than patients with low expression (P=0.0196). There was a trend toward better overall survival for patient with high ERCC1 (P=0.0552). When both markers were considered together, patients with both high RRM1 and ERCC1 faired the best in terms of overall and disease-free survival (P=0.0066, P=0.0127). In addition, treatment benefit from gemcitabine in patients with disease recurrence was observed only in patients with low RRM1. The combination of RRM1 and ERCC1 expression is prognostic in pancreatic cancer patients after a complete resection. On disease recurrence, only patients with low RRM1 derive benefit from gemcitabine.
Keywords: pancreatic cancer, RRM1, ERCC1, AQUA, prognosis, gemcitabine
Introduction
Pancreatic cancer is one of the leading causes of tumor-related mortalities. The prognosis of patients after complete resection is poor, and more than 50% of patients develop tumor recurrence at distant or locoregional sites, with an estimated 5-year survival of only 20% (Kayahara et al., 1993; Nitecki et al., 1995; Staley et al., 1996; Sener et al., 1999; Li et al., 2004). The addition of chemotherapy and radiotherapy to surgical resection is important, and gemcitabine, a pyrimidine nucleotide analogue, has become the standard chemotherapeutic agent in such programs (Burris et al., 1997; Oettle et al., 2007) (Rothenberg et al., 1996). However, the clinical response rate to gemcitabine remains modest, mainly because of the profound chemoresistance inherent in pancreatic cancer. The selection of patients who derive a true benefit from gemcitabine could be an important stepping stone toward improvement of outcome of pancreatic cancer.
RRM1, the gene that encodes the regulatory subunit of ribonucleotide reductase, is a key determinant of gemcitabine efficacy. In various cancers, we and others have described that overexpression of the RRM1 gene is strongly associated with gemcitabine resistance (Cao et al., 2003; Rosell et al., 2004; Bergman et al., 2005; Bepler et al., 2006; Nakahira et al., 2007). However, there is no clinical study that investigated the correlation between RRM1 protein expression and gemcitabine resistance.
On the other hand, the expression of RRM1 was also reported to correlate with the tumorigenic and metastatic potential of lung cancer (Gautam et al., 2003), and an oncogenic ras-transformed cell line with high expression of an RRM1 transgene had reduced metastatic potential (Fan et al., 1997). Furthermore, high expression of RRM1 in transgenic mice is associated with resistance to carcinogen-induced lung tumorigenesis (Gautam and Bepler, 2006). Recently, overexpression of RRM1 and the excision repair cross-complementation group 1 (ERCC1) gene product was reported to correlate with favorable prognosis in non-small-cell lung cancer (Zheng et al., 2007).
The present study was designed to evaluate the protein expression of RRM1 and ERCC1 in pancreatic cancer by automated quantitative analysis (AQUA). We describe the relationship between RRM1 and ERCC1 expression, the association between the expression of these proteins and prognosis, as well as the response to gemcitabine therapy. To our knowledge, this study is the first to examine both the prognostic and predictive aspects of RRM1 in the same clinical samples.
Results
RRM1 and ERCC1 expression characteristics
We constructed a tissue microarray using triplicate 0.6- mm cores from formalin-fixed and paraffin-embedded specimens of the primary tumor. Immunostaining showed a granular nuclear pattern for RRM1, and a fine granular pattern for ERCC1 (Figure 1). Next, we used AQUA to analyse the expression levels of RRM1 and ERCC1 in specimens obtained from 68 patients. The scores of RRM1 ranged from 116 to 1644 (median, 539; mean, 546) for all specimens, and the scores of ERCC1 ranged from 55 to 1469 (median 382, mean 412).
Figure 1.
Staining for RRM1 and excision repair cross-complementation group 1 (ERCC1) proteins. (a) RRM1-positive sample. Note the granular nuclear pattern. Nucleus, blue; cytoplasm, red; RRM1, green; and merged, light blue to light green. (b) RRM1-negative sample. Nucleus, blue; and cytoplasm, red. (c) ERCC1-positive sample. Note the fine granular pattern in the nucleus. Nucleus, blue; cytoplasm, red; ERCC1, green; and merged, light blue to light green. (d) ERCC1-negative sample. Nucleus, blue; and cytoplasm, red.
The average score of triplicate tissues from each patient was used for analysis of the association between staining and clinical parameters. The AQUA scores for RRM1 did not correlate significantly with those of ERCC1 (r=0.172, P=0.1610) (Figure 2). The median values of RRM1 and ERCC1 expression levels were used to divide the patients into high and low expression groups. There were no significant differences between patients with high and low tumoral RRM1 expression or high and low tumoral ERCC1 expression with respect to age, sex, histopathological type (well/mod/poor), tumor size, tumor location (head/body/tail), pathological depth of tumor (pT1/T2/T3), the total number of resected lymph nodes, pathological lymph node metastasis (negative/positive) and the number of metastatic lymph nodes, and whether or not gemcitabine was used as chemotherapy (Table 1).
Figure 2.
Relationship between automated quantitative analysis (AQUA) scores of RRM1 and excision repair cross-complementation group 1 (ERCC1) expression. RRM1 expression did not correlate with that of ERCC1 (r=0.172, P=0.161).
Table 1.
Relationship between protein expression levels and clinicopathological factors
RRM1 expression level
|
ERCC1 expression level
|
|||||
---|---|---|---|---|---|---|
High | Low | P-value | High | Low | P-value | |
Age (years) (mean ± s.d.) | 66.8 ± 7.6 | 64.4 ± 7.9 | 0.220 | 64.6 ± 7.7 | 66.6 ± 7.8 | 0.283 |
Sex (male/female) | 15/19 | 18/16 | 0.628 | 15/19 | 18/16 | 0.628 |
Histopathology (well/mod/poor) | 17/14/3 | 9/18/7 | 0.102 | 12/19/3 | 14/13/7 | 0.237 |
Tumor size (cm) (mean ± s.d.) | 27.4 ± 9.3 | 26.7 ± 8.2 | 0.752 | 25.2 ± 8.2 | 28.9 ± 8.9 | 0.077 |
Tumor location (head/body/tail) | 27/6/1 | 27/4/3 | 0.497 | 27/4/3 | 27/6/1 | 0.497 |
pT (T1/T2/T3) | 1/1/32 | 1/0/33 | 0.602 | 1/1/32 | 1/0/33 | 0.602 |
Total number of resected lymph node | 34.4 ± 12.9 | 30.3 ± 13.6 | 0.243 | 30.8 ± 10.6 | 34.3 ± 15.7 | 0.330 |
PN (positive/negative) | 12/22 | 17/17 | 0.327 | 18/16 | 11/23 | 0.141 |
Total number of metastatic lymph node | 1.6 ± 1.9 | 1.0 ± 1.7 | 0.202 | 1.1 ± 1.7 | 1.5 ± 1.9 | 0.315 |
Gem therapy (+/−) | 14/20 | 14/20 | 0.999 | 13/21 | 15/19 | 0.806 |
Abbreviation: ERCC1, excision repair cross-complementation group 1.
Relationship between RRM1/ERCC1 expression and prognosis
The median overall survival of all patients was 16.3 months (4.3–113) and the median disease-free survival was 10.3 months (2–106). The Kaplan–Meier overall survival estimates were significantly better for patients with high RRM1 expression compared with those having low RRM1 expression levels (3-year survival; 46.3 versus 28.6%, P=0.0196) (Figure 3a). Likewise, patients with high ERCC1 expression had a better overall survival than those with low levels of expression; although this difference was only marginally significant (P=0.0552) (Figure 3b). When we divided the 68 patients into four groups; that is, high tumoral expression of both proteins (High/High, n=19), high expression of only RRM1 (High/Low, n=15), high expression of only ERCC1 (Low/High, n=15) and low expression of both proteins (Low/Low, n=19); only patients of the High/High group had a significantly better prognosis than the others (3-year survival; 56.7 versus 30.5%, P=0.0066) (Figure 3c, Supplementary Figure 1).
Figure 3.
Relationship between RRM1 and excision repair cross-complementation group 1 (ERCC1) expression levels and overall survival rate. (a) Relationship between RRM1 and overall survival is significant (3-year survival; 46.3 versus 28.6%, P=0.0196). (b) Relationship between ERCC1 and overall survival is marginal (P=0.0552). (c) Relationship between the combination of RRM1 and ERCC1 expression levels in the same tumor and overall survival rate. Only high expression levels of RRM1 and ERCC1 in the same tumor related with the improvement of overall survival rate (P=0.0334).
With regard to disease-free survival, high ERCC1 expression levels were significantly associated with better outcome (3-year survival; 30.2% for high versus 23.1% for low, P=0.0454). There was no significant difference in disease-free survival between the high and low RRM1 expression groups (Supplementary Figures 2A and B). With respect to the combination of RRM1 and ERCC1, only the High/High group showed a significantly better disease-free survival compared with the other groups (3-year survival, 43.2 versus 19.2%, P=0.0127) (Supplementary Figures 2C and D).
Univariate and multivariate analysis of factors associated with prognosis
We investigated the prognostic significance of various clinicopathological factors in pancreatic cancer patients who underwent radical resection. Univariate analysis showed that only the pathological type and absence or presence of lymph node metastases, were prognostically significant for disease-free survival (P=0.034, 0.025, respectively), and both parameters had marginal significance for overall survival (P=0.078, 0.084, respectively) (Table 2). Multivariate analysis identified the RRM1 expression level as the only independent determinant of overall survival (hazard ratio (HR) 1.89, P=0.046), and none of the parameters tested was selected by the analysis as a significant prognostic factor in disease-free survival.
Table 2.
Prognostic factors for postoperative survival by Cox’s proportional hazard model
Univariate analysis
|
Multivariate analysis
|
|||||||
---|---|---|---|---|---|---|---|---|
DFS
|
OS
|
DFS |
OS
|
|||||
HR | P-value | HR | P-value | HR | P-value | HR | P-value | |
Histology (poor, mod/well) | 1.91 | 0.034 | 1.75 | 0.078 | 1.77 | 0.066 | 1.56 | 0.172 |
PN (positive/negative) | 2.00 | 0.025 | 1.76 | 0.084 | 1.73 | 0.107 | 1.50 | 0.256 |
RRM1 expression (low/high) | 1.55 | 0.129 | 2.04 | 0.022 | 1.39 | 0.265 | 1.89 | 0.046 |
ERCC1 expression (low/high) | 1.75 | 0.048 | 1.78 | 0.059 | 1.42 | 0.265 | 1.54 | 0.194 |
Abbreviations: DFS, disease-free survival; ERCC1, excision repair cross-complementation group 1; HR, hazard ratio and OS, overall survival.
RRM1 expression and response to gemcitabine
Of all the 68 patients, 28 received therapy with single-agent gemcitabine. In 23 patients, this treatment was initiated at the time of tumor recurrence. To elucidate the relationship between RRM1 expression level and gemcitabine therapy, we used survival after recurrence, which represented the period from starting gemcitabine therapy or other therapies in 50 patients with relapse, until death. First, we examined the survival benefit of gemcitabine. The 23 patients who were treated with gemcitabine had a significantly better survival than those who did not (P=0.0074) (Supplementary Figure 3). After dividing patients that were treated with gemcitabine into high and low RRM1 expression groups, only patients with low RRM1 expression benefited from gemcitabine therapy (P=0.0010) (Figure 4b). The survival of patients with high RRM1 expression treated with gemcitabine was not significantly better than of those not treated with gemcitabine (P=0.3309) (Figure 4a). The interaction term between RRM1 expression and gemcitabine treatment was significant for survival after recurrence (P=0.0109).
Figure 4.
Relationship between survival after recurrence and patients treated with or without gemcitabine (a) in high RRM1 expression group, and (b) in low expression group. Only patients with low RRM1 expression benefited from gemcitabine therapy (P=0.0010).
Discussion
Ribonucleotide reductase, composed of the regulatory subunit RRM1 and the catalytic subunit RRM2, is a key enzyme involved in DNA synthesis, catalyzing the biosynthesis of deoxyribonucleotides from the corresponding ribonucleotides (Wright et al., 1990; Hurta and Wright, 1992). ERCC1, a structure-specific DNA repair endonuclease responsible for the 5′ incision, has a key role in the removal of adducts from genomic DNA through the nucleotide excision repair pathway (Reardon et al., 1999; Niedernhofer et al., 2004; Ceppi et al., 2006). RRM1 is reported to influence cell survival, probably through interaction with the phosphatase and tensin homolog (PTEN), which is an inhibitor of cell proliferation, and suppresses cell migration and invasion by reducing the phosphorylation of focal adhesion kinase (Gautam et al., 2003; Bepler et al., 2004). In lung cancer, the expression levels of RRM1 and ERCC1 are significantly correlated (Bepler et al., 2006; Ceppi et al., 2006).
Gemcitabine is the first line cytotoxic agent for treatment of patients with advanced pancreatic cancer, and it is the only agent with proven benefit in a large adjuvant clinical trial (Oettle et al., 2007). However, it is estimated that only 25% of patients benefit from gemcitabine (Burris et al., 1997). RRM1 expression appears to be the key determinant of gemcitabine resistance (Dumontet et al., 1999; Goan et al., 1999; Jung et al., 2001). This is partially due to expansion of the dNTP pool, which competitively inhibits the incorporation of gemcitabine triphosphate into DNA (Plunkett et al., 1996). Another mechanism is the direct interaction between RRM1 and gemcitabine with RRM1 acting as a ‘molecular sink’ for gemcitabine (Davidson et al., 2004; Bergman et al., 2005). ERCC1 is reported to be associated with the repair of cisplatin-induced DNA adducts in ovarian cancer (Li et al., 2000), gastric cancer (Metzger et al., 1998), colorectal cancer (Shirota et al., 2001), lung cancer (Olaussen et al., 2006) and esophageal cancer (Joshi et al., 2005; Kim et al., 2008).
Quantitative analysis of gene expression in pancreatic cancer is challenging because it contains more stromal tissue than other cancers (Sato et al., 2004; Bachem et al., 2005; Infante et al., 2007), which makes laser microdissection a necessity to obtain gene expression of tumor tissue (Giovannetti et al., 2006). Quantitative analysis of the RRM1 protein had been difficult because of technical limitations. However, an automated, quantitative in situ assessment of protein expression was developed recently (Camp et al., 2002), and applied for objective and practical evaluation of RRM1 and ERCC1 protein expression levels in tumor specimens (Zheng et al., 2007). In this study, we used the above mentioned technology for gene expression analysis in pancreatic cancer specimens.
We found that the expression levels of RRM1 and ERCC1 affected the clinical outcome similar to that described in non-small-cell lung cancer (Zheng et al., 2007). Patients with high levels of expression of both proteins had the best prognosis, including both diseasefree survival and overall survival. However, once treatment with gemcitabine was initiated at the time of recurrence, it was only the group of patients with low levels of RRM1 that benefited significantly from this intervention. In other words, patients with high tumoral RRM1 levels may as well be treated with other agents, such as S-1 or oxaliplatin plus 5-fluorouracil plus leukovorin (CONKO-003), instead of gemcitabine (Ueno et al., 2005; Okusaka et al., 2008; Saif, 2008). In contrast, patients with low tumoral RRM1 levels showed improved survival following treatment with gemcitabine (Moore et al., 2007; Boeck and Heinemann, 2008). Many clinical trials of anticancer drugs, including molecular targeting agents, did not result in the improvement of outcome when conducted in unselected groups of patients (Heinemann et al., 2006; Herrmann et al., 2007; Cascinu et al., 2008). However, if patients can be divided into groups with high or low likelihood of benefit from gemcitabine, a more rational design of future trials becomes available (Simon et al., 2007). We believe that future treatment strategies for pancreatic cancer should be more precise and tailored to individual patients, and RRM1 may be one of the candidate molecules for the stratification. We found that RRM1 and ERCC1 were not significantly coexpressed in pancreatic cancer, which is different from several previous reports in non-small-cell lung cancer (Ceppi et al., 2006; Zheng et al., 2007). This discrepancy may be explained by differences in tissue of origin and mechanisms of carcinogenesis between pancreatic cancer and lung cancer.
It is important to carry out prospective tailored therapeutic trials in pancreatic cancer with the goal of improving the clinical outcome, and it is our opinion that RRM1 and ERCC1 could play an important role in the design of such trials.
Materials and methods
Patients
Between January 1992 and March 2008, 166 patients underwent surgery for pancreatic cancer at Osaka University Hospital. We excluded 84 patients for the following reasons: (1) tumors were not resectable in 26 patients because of liver metastases or peritoneal carcinomatosis, (2) surgery resulted in R1 (residual microscopic cancer) or R2 (residual macroscopic cancer) resections in 21 patients, (3) chemotherapy or chemoradiotherapy was provided preoperatively to 37 patients and (4) lack of neutral-buffered formalin-fixed and paraffinembedded tumor blocks or/and clinical follow-up information for study purposes in 14 cases. As the natural history of variant pancreatic neoplasms differs from the usual pancreatic ductal adenocarcinoma, patients with intraductal papillary mucinous neoplasms, mucinous cystic adenocarcinomas and medullary adenocarcinomas were excluded from this study. Supplementary Table 1 summarizes the characteristics of the 68 patients who were enrolled in this study. They included 33 men and 35 women with a mean age of 60.7 ± 7.8 years (± s.d.). All patients had R0 (no residual cancer) resections by pancreaticoduodenectomy in 54 patients, distal pancreatectomy in 12 patients and other resections in 2 patients. The histopathological grading showed poorly, moderately, and well-differentiated adenocarcinoma in 10, 32 and 26 patients, respectively. The UICC-TNM classification was 2, 1 and 65 patients with pT1, pT2 and pT3; 29, 33 and 6 patients with pN0, pN1 and pM1lym; and 1, 1, 27, 33 and 6 patients with stage IA, IB, IIA, IIB and IV, respectively. None of the patients had received neoadjuvant therapy preoperatively. All 68 patients were followed until disease recurrence and/or death. The median follow-up period was 16.3 months (range, 4.3–113), the 5-year survival rate was 23.4%, and the recurrence of disease was observed in 50 patients. Treatment with gemcitabine was carried out in 28 patients; 5 patients received it as adjuvant chemotherapy and 23 patients received it after disease recurrence. Radiation therapy was not carried out during all the follow-up period.
Immunofluorescence and automated quantitative analysis
We carried out immunostaining after constructing a tissue microarray. Immunofluorescence combined with AQUA was used to assess in situ expression of the target molecules as described previously (Zheng et al., 2007). Antigens were retrieved by incubating the tissue in a microwave oven. Optimal concentrations of antisera and antibodies were used to detect RRM1, ERCC1 and cytokeratin. The antiserum to RRM1 was generated from rabbits and affinity-purified (R1AS-6) as described previously (Zheng et al., 2007). Commercially available antibodies were used for the analysis of ERCC1 (Ab-2 clone 8F1, MS-671-R7, Laboratory Vision Corporation, Fremont, CA, USA) and cytokeratin (antihuman pancytokeratin AE1/AE3, M3515 and Z0622, Dako Cytomation, Glostrup, Denmark) (Zheng et al., 2007). They were visualized with the use of fluorochrome-labeled secondary antibodies. The final slides were scanned with SpotGrabber (HistoRx, New Haven, CT, USA), and images were analysed with AQUA (version 1.6, PM-2000, HistoRx). The AQUA scores ranged from 0 (no expression) to 3000 (maximal observed expression).
Statistical analysis and ethical issues
Data are expressed as mean ± s.d. Differences in continuous values were evaluated by the Student’s t-test (Table 1). The Fisher’s exact probability test was used to compare discrete variables (Table 1). We evaluated correlations between AQUA scores of RRM1 and ERCC1 by Pearson’s correlation coefficient (Figure 2). Disease-free and overall survival rates were estimated by the Kaplan–Meier method and compared using the log-rank test (Table 1, Figures 3 and 4). Cox’s proportional hazard regression model with stepwise comparisons was used to analyse independent prognostic factors (Table 2). The predictive value of RRM1 was studied by testing the interaction between RRM1 expression and gemcitabine treatment in the same Cox model. A P-value <0.05 was used to indicate statistical significance.
This study was analysed by the statistical expert in our laboratory and the study protocol was approved by the Human Ethics Review Committee of Osaka University, and a signed consent form was obtained from each subject.
Supplementary Material
Acknowledgments
This work was partially supported by National Institutes of Health (NIH) grant R01-CA129343 to GB and by a grant-inaid for cancer research from the Ministry of Culture and Science of Japan.
Footnotes
Conflict of interest
The authors declare no conflict of interest.
Supplementary Information accompanies the paper on the Oncogene website (http://www.nature.com/onc)
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