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Journal of Clinical Oncology logoLink to Journal of Clinical Oncology
. 2013 Dec 16;32(8):798–808. doi: 10.1200/JCO.2013.51.5304

Sustained Complete Responses in Patients With Lymphoma Receiving Autologous Cytotoxic T Lymphocytes Targeting Epstein-Barr Virus Latent Membrane Proteins

Catherine M Bollard 1,, Stephen Gottschalk 1, Vicky Torrano 1, Oumar Diouf 1, Stephanie Ku 1, Yasmin Hazrat 1, George Carrum 1, Carlos Ramos 1, Luis Fayad 1, Elizabeth J Shpall 1, Barbara Pro 1, Hao Liu 1, Meng-Fen Wu 1, Daniel Lee 1, Andrea M Sheehan 1, Youli Zu 1, Adrian P Gee 1, Malcolm K Brenner 1, Helen E Heslop 1, Cliona M Rooney 1
PMCID: PMC3940538  PMID: 24344220

Abstract

Purpose

Tumor cells from approximately 40% of patients with Hodgkin or non-Hodgkin lymphoma express the type II latency Epstein-Barr virus (EBV) antigens latent membrane protein 1 (LMP1) and LMP2, which represent attractive targets for immunotherapy. Because T cells specific for these antigens are present with low frequency and may be rendered anergic by the tumors that express them, we expanded LMP–cytotoxic T lymphocytes (CTLs) from patients with lymphoma using autologous dendritic cells and EBV-transformed B–lymphoblastoid cell lines transduced with an adenoviral vector expressing either LMP2 alone (n = 17) or both LMP2 and ΔLMP1 (n = 33).

Patients and Methods

These genetically modified antigen-presenting cells expanded CTLs that were enriched for specificity against type II latency LMP antigens. When infused into 50 patients with EBV-associated lymphoma, the expanded CTLs did not produce infusional toxicities.

Results

Twenty-eight of 29 high-risk or multiple-relapse patients receiving LMP-CTLs as adjuvant therapy remained in remission at a median of 3.1 years after CTL infusion. None subsequently died as a result of lymphoma, but nine succumbed to complications associated with extensive prior chemoradiotherapy, including myocardial infarction and secondary malignancies. Of 21 patients with relapsed or resistant disease at the time of CTL infusion, 13 had clinical responses, including 11 complete responses. T cells specific for LMP as well as nonviral tumor-associated antigens (epitope spreading) could be detected in the peripheral blood within 2 months after CTL infusion, but this evidence for epitope spreading was seen only in patients achieving clinical responses.

Conclusion

Autologous T cells directed to the LMP2 or LMP1 and LMP2 antigens can induce durable complete responses without significant toxicity. Their earlier use in the disease course may reduce delayed treatment-related mortality.

INTRODUCTION

Antigen-specific T cells targeting immunodominant viral antigens from cytomegalovirus and Epstein-Barr virus (EBV) have been used with dramatic success to treat viral reactivation after bone marrow transplantation.14 In particular, donor-derived EBV-specific T cells produced complete responses (CRs) resulting in durable remissions in more than 70% of patients with EBV-associated post-transplantation lymphoproliferative disease (PTLD) with minimal infusional toxicity.5,6 However, PTLD, an EBV type III latency tumor expressing highly immunogenic EBV-derived antigens, can only develop in an immunocompromised host. By contrast, EBV-associated tumors of the immunocompetent host with Hodgkin lymphoma (HL; 40% of tumors) or non-Hodgkin lymphoma (NHL; 20% of diffuse large B-cell lymphomas [DLBCLs] and > 90% natural killer [NK]/T-cell NHL nasal type) are associated with type II EBV latency, where only restricted, weakly immunogenic (subdominant) EBV antigens (latent membrane protein 1 [LMP1], LMP2, and EBNA1) are expressed.79

The frequency of T cells specific for type II latency antigens in patients with type II latency tumors is low, and such T cells may be rendered anergic in the tumor microenvironment.10,11 Nonetheless, some immunocompetent patients with relapsed EBV-associated HL enter CR after treatment with autologous EBV-specific cytotoxic T lymphocytes (CTLs), even when these lines contain only low frequencies of LMP-specific T cells LMP-CTLs.12,13

To enhance activity against EBV type II latency lymphomas, we developed approaches that increase the frequency of relevant EBV-latency antigen-specific T cells and conserve the memory T-cell populations likely needed for long-term persistence and sustained antitumor responses. We used adenoviral vector (AdV) –transduced dendritic cells (DCs) and EBV-transformed B–lymphoblastoid cell lines (LCLs) as antigen-presenting cells to activate and expand LMP-specific T cells.14 We initially used an AdV-encoding LMP2 antigen alone15 and subsequently used AdV-encoding LMP2 and LMP1, the latter in truncated form to reduce toxicity and potential oncogenicity.15,16 We infused LMP-CTLs into 50 patients who had either relapsed/resistant EBV-positive HL or NHL (n = 21) or were in remission from high-risk or multiple-relapse disease (n = 29). We now report the clinical responses to CTL treatment; the phenotype, fate, and antitumor function of the infused CTLs; and the development of epitope spreading beyond the initially targeted EBV antigens, which may promote and sustain the antitumor response.

PATIENTS AND METHODS

Patients and LMP Status of the Tumors

The protocol for the use of LMP-CTLs as therapy for lymphoma was approved by the US Food and Drug Administration, Recombinant DNA Advisory Committee, and Baylor College of Medicine Institutional Review Board and Institutional Biosafety Committee. Patients were eligible for this study if they had EBV-associated type II or III latency HL or NHL detected by immunohistochemistry for LMP1 and/or in situ hybridization for EBER.17

Patients—who either had relapsed after receiving standard therapy (Table 1) or were considered at high risk for relapse (Table 2)—received two infusions of T cells 2 weeks apart in the General Clinical Research Center of Texas Children's Hospital or the Methodist Hospital, where their vital signs were monitored before and immediately after infusion. If patients had a partial response (PR) or stable disease 8 weeks after receiving CTLs, they were eligible to receive eight additional CTL infusions, consisting of the same number of cells as their second injection. After completing the dose-escalation component for the LMP1/2 study and finding no difference in outcome with dose, we amended the study so additional patients could be treated at the first dose level. Total doses of CTLs received are shown in Tables 1 and 2. Analysis of disease response to CTL therapy was performed using International Working Group response criteria, and scans were reviewed by an independent radiologist.18,19

Table 1.

Patient Characteristics: Active Disease Cohort

UPN Age (years) Sex Disease/EBV Latency Type No. of Relapses Most Recent Treatment ALC at Time of Infusion Total CTL Dose Toxicity Attributed to CTLs Response to CTLs Outcome
LMP2-specific CTL protocol
    824 8 M T-cell CAEBV, latency II 2 AlloSCT (busulfan/cyclophosphamide/alemtuzumab) 728 4 × 107/m2 None PR Relapse at 4 years
    652 39 M DLBCL, latency II 5 Brentuximab 649 8 × 107/m2 None CR Relapse at 10 months
    909 30 F HL/CVID, latency III 2 ABVD, rituximab 4,998 8 × 107/m2 None CR Durable CR (9+ years)
    1316 54 M NK/T-cell NHL, latency II 0 RT, CHOP 802 1.2 × 108/m2 None CR Durable CR (5+ years)
    1187 17 M HL, latency II 3 AutoSCT (BEAM) 334 1.2 × 108/m2 None NR NR
    1006 19 M HL, latency II 6 ESHAP 390 1.2 × 108/m2 None NR NR
    1160 15 F HL/CVID, latency III 0 VP16, doxorubicin, rituximab 1,483 3 × 108/m2 None CR Durable CR (7+ years)
    1054 64 F NK/T-cell NHL, latency II 3 R-CHOP 479 3.2 × 108/m2 None CR Relapse at 9 months
LMP1/2-specific CTL protocol
    1372 69 M NK/T-cell NHL, latency II 1 CHOP, RT 671 4 × 107/m2 None CR Durable CR (5+ years)
    1371 21 M HL, post-SOT, latency III 1 Ifosfamide, vinorelbine, Ara-C, VP16, cisplatin, RT 476 4 × 107/m2 None CR Durable CR (5+ years)
    2051 30 F T-cell CAEBV, latency II 0 CHOP, VP16, dexamethasone, acyclovir 1,308 4 × 107/m2 None NR NR
    2336 52 M DLBCL/PTLD, latency III 0 No treatment 444 4 × 107/m2 None CR Durable CR (2+ years)
    2266 27 F HL, latency II 3 SGN-35, bendamustine 446 4 × 107/m2 None NR NR
    2457 16 M HL, latency II 0 COG protocol (AHOD0031) 1,332 4 × 107/m2 None NR NR
    1811 60 M NK/T-cell NHL, latency II 0 RT, hyperCVAD, high-dose MTX 411 1 × 108/m2 Inflammatory response? NR NR
    1409 18 M NK/T-cell NHL, latency II 0 RT, CHOP 413 1.2 × 108/m2 None NR NR
    1545 79 M LYG, latency III 0 No treatment 659 1.2 × 108/m2 None CR Durable CR (4+ years)
    1351 46 F HL, latency II 3 AutoSCT (BEAM) 1,889 2 × 108/m2 None PR Received T cells on second protocol → durable CR (5+ years)
    1356 28 F DLBCL, latency II 1 No treatment 1,730 3 × 108/m2 None NR NR
    1990 65 M CLL/DLBCL, latency III 0 FCR, alemtuzumab 732 3 × 108/m2 Inflammatory response? CR Durable CR (1+ year); died as result of infection
    1656 55 M NK/T-cell NHL, latency II 0 RT 808 5 × 108/m2 None PR → CR Durable CR (4+ years)

Abbreviations: ABVD, doxorubicin, bleomycin, vinblastine, dacarbazine; ALC, absolute lymphocyte count; alloSCT, allogeneic stem-cell transplantation; Ara-C, cytarabine; autoSCT, autologous SCT; BEAM, carmustine, etoposide, cytarabine, melphalan; CAEBV, chronic active EBV infection; CHOP, cyclophosphamide, doxorubicin, vincristine, prednisone; CLL, chronic lymphocytic leukemia; COG, Children's Oncology Group; CR, complete response; CTL, cytotoxic T lymphocyte; CVID, common variable immunodeficiency disease; DLBCL, diffuse large B-cell lymphoma; EBV, Epstein-Barr virus; ESHAP, etoposide, methylprednisolone, cytarabine, cisplatin; FCR, fludarabine, cyclophosphamide, rituximab; HL, Hodgkin lymphoma; hyperCVAD, cyclophosphamide, doxorubicin, vincristine, dexamethasone, cytarabine, methotrexate; LMP, latent membrane protein; LYG, lymphoid granulomatosis; MTX, methotrexate; NHL, non-Hodgkin lymphoma; NK, natural killer; NR, no response; PR, partial response; PTLD, post-transplantation lymphoproliferative disease; R-CHOP, rituximab plus CHOP; RT, radiation therapy; SGN-35, brentuximab vedotin; SOT, solid organ transplantation; UPN, unique patient number; VP16, etoposide.

Table 2.

Patient Characteristics: First or Later Remission Cohort

UPN Age (years) Sex Disease No. of Relapses Most Recent Treatment ALC at Time of Infusion Total CTL Dose Toxicity Attributed to CTLs Outcome (time post-CTLs)
LMP2-specific CTL protocol
    959 57 F DLBCL, latency II 2 AutoSCT (BEAM-R) 706 4 × 107/m2 None Relapse (2 months); died as result of complications related to alloHSCT (2 years)
    871 66 F DLBCL, latency II 3 AutoSCT (BEAM-R) 2,321 4 × 107/m2 None CCR; died as result of secondary malignancy (6 years)
    964 50 F HL, latency II 4 Liposomal vincristine 819 4 × 107/m2 None CCR; died as result of second cancer (2 years)
    1053 30 M HL, latency II 4 ABVD 740 1.2 × 108/m2 None CCR; died as result of secondary MDS (7 years)
    1263 52 M NK/T-cell NHL, latency II 0 RT, CHOP 2,259 1.2 × 108/m2 None CCR (6+ years)
    1286 69 F Peripheral T-cell NHL, latency III Primary refractory RT, EPOCH, intrathecal MTX 1,184 1.2 × 108/m2 None CCR; died as result of complications related to lung transplantation (2 years)
    1007 25 F HL, latency II 1 AutoSCT (busulfan/melphalan/thiotepa) 1,462 1.2 × 108/m2 None CCR (8+ years)
    1272 59 M HL, latency II 1 AutoSCT (BEAM) 1,338 1.2 × 108/m2 None CCR; died as result of infection (3 years)
    1057 7 M HL, immune suppressed, latency III 0 Rituximab 3,494 3 × 108/m2 None CCR (7+ years)
LMP1/2-specific CTL protocol
    2053 48 M NK/T-cell NHL, latency II 0 VP16, dexamethasone, ifosfamide, cisplatin 1,033 4 × 107/m2 None CCR (2+ years)
    2056 56 F DLBCL, latency II 6 R-CHOP 672 4 × 107/m2 None Not evaluable; died as result of cardiac disease (< 8 weeks)
    2313 66 M HL, latency II 1 ABVD 410 4 × 107/m2 None CCR; died as result of infection (4 years)
    2433 17 M HL, latency II 4 SGN-35 760 4 × 107/m2 None CCR (1+ years)
    1369 23 M HL, latency II 1 AutoSCT (BEAM) 968 4 × 107/m2 None CCR (5+ years)
    1420 34 M HL, latency II 1 AutoSCT (BEAM) 999 4 × 107/m2 None CCR (5+ years)
    1595 18 M HL, latency II 1 AutoSCT (BEAM), RT 285 4 × 107/m2 None CCR (4+ years)
    2493 17 M HL and NPC, latency II 0 ABVE-PC 1,035 4 × 107/m2 None CCR (1+ years)
    1984 65 F HL and melanoma, latency III 1 Rituximab, AVD ×4 530 6 × 107/m2 None CCR; died as result of CNS hemorrhage (1 year)
    1806 59 F NK/T-cell NHL, latency II 0 AutoSCT (BEAM) 1,145 1 × 108/m2 None CCR (2+ years)
    1370 61 M HL, latency II 1 ABVD, RT 1,220 1.2 × 108/m2 None CCR (5+ years)
    1842 38 M HL, latency II 1 AutoSCT (BEAM-R) 347 1.2 × 108/m2 None CCR (3+ years)
    1884 14 M HL, latency II Primary refractory AutoSCT (BEAM), mantle RT 1,114 1.2 × 108/m2 None CCR (3+ years)
    1905 18 M HL, latency II Primary refractory AutoSCT (BEAM) 1,694 1.2 × 108/m2 None CCR (3+ years)
    1455 47 M NK/T-cell NHL, latency II 0 RT, CHOP 512 1.2 × 108/m2 None CCR (4+ years)
    1511 62 F LYG, immune suppressed, latency III 0 Surgery, HDMTX, rituximab, cyclophosphamide 540 3 × 108/m2 None CCR (3+ years)
    1888 52 M DLBCL, latency II 0 CHOP-R 472 3 × 108/m2 None CCR (3+ years)
    2135 43 M NK/T-cell NHL, latency II Primary refractory AutoSCT (busulfan/melphalan/gemcitabine) 769 3 × 108/m2 None CCR (2+ years)
    2368 64 F HL, latency II 1 AutoSCT (BEAM-R) 563 3 × 108/m2 None CCR (1+ years)
    2095 24 M PTLD, immune suppressed, latency III 1 AutoSCT (high-dose melphalan) 3,171 3 × 108/m2 None CCR (1+ years)

Abbreviations: ABVD, doxorubicin, bleomycin, vinblastine, dacarbazine; ABVE-PC: doxorubicin, bleomycin, vincristine, etoposide, prednisone, cyclophosphamide; ALC, absolute lymphocyte count; AVD, adriamycin, vinblastine, dacarbazine; alloHSCT, allogeneic hematopoietic stem-cell transplantation; autoSCT, autologous stem-cell transplantation; BEAM, carmustine, etoposide, cytarabine, melphalan; BEAM-R, BEAM plus rituximab; CCR, continued complete response; CTL, cytotoxic T lymphocyte; DLBCL, diffuse large B-cell lymphoma; EPOCH, etoposide, doxorubicin, vincristine, prednisone, cyclophosphamide; HD, high dose; HL, Hodgkin lymphoma; LMP, latent membrane protein; LYG, lymphoid granulomatosis; MDS, myelodysplastic syndrome; MTX, methotrexate; NHL, non-Hodgkin lymphoma; NK, natural killer; NPC, nasopharyngeal carcinoma; PTLD, post-transplantation lymphoproliferative disease; R-CHOP, rituximab plus CHOP; RT, radiation therapy; SGN-35, brentuximab vedotin; VP16, etoposide.

Generation of LMP-Specific CTLs

The generation of Good Manufacturing Practice (GMP) –grade LMP-CTLs was performed as previously published.13,20 Immature DCs were transduced with either the Ad5f35LMP214 or Ad5f35ΔLMP1-I-LMP2 vector15,21 and matured. Before coculture with peripheral blood mononuclear cells (PBMCs) with or without interleukin-15, DCs were gamma irradiated (30 Gy). From day 10, responder T cells were restimulated weekly with irradiated LCLs transduced with the same LMP vector. At the time of final cryopreservation, the patient-derived CTLs contained both effector-memory populations (CD62L−, CD45RA−) and central memory populations (CD62L+, CD45RA−) and comprised both CD4+ and CD8+ T cells.22,23 Fewer than 1% of cells expressed monocyte or B-cell markers.

Cytotoxicity Assays

The cytotoxic specificity of each CTL line was analyzed in a standard 4-hour chromium-51 release assay as described.24 Details are provided in the Appendix (online only).

Immunophenotyping

Details are provided in the Appendix (online only).

LMP Multimers and Peptides

To detect LMP T cells in the CTL products and in PBMCs, we used pentamers (Proimmune, Springfield, VA) as previously described.17 Panels of 15-mer peptides (overlapping by 11 amino acids) covering the entire amino acid sequence of LMP1 and LMP2 from the white prototype EBV strain B95-8 were synthesized as previously described.2528 For LMP1, 10 peptide pools were prepared using a strategy similar to that used for LMP2.29

Enzyme-Linked Immunospot Assay

Enzyme-linked immunospot (ELISPOT) analysis was used to determine the frequency of T cells secreting interferon gamma (IFN-γ) in response to EBV- and tumor-associated antigen (TAA) pepmixes (JPT Peptide Technologies, Berlin, Germany) or LCLs as previously described.26 Details are provided in the Appendix (online only).

Statistical Analysis

Survival data were analyzed using the Kaplan-Meier method, and comparisons between groups were performed with the log-rank test. Overall survival (OS) was calculated from the time of first CTL infusion to death resulting from any cause; observations were censored at the date of last follow-up. Event-free survival (EFS) was calculated from the time of first CTL infusion to the date of relapse, death, or last follow-up, whichever occurred first. Cumulative incidence was estimated using the competing risk method described by Gray.30 P values less than .05 were considered statistically significant. Additional details are provided in the Appendix (online only).

RESULTS

Patient Characteristics

Ninety-five patients had EBV-positive tumors and elected to proceed with LCL and CTL generation. LMP1/2-specific CTLs were generated from 52 patients. Of the remaining 43 patients, 26 patients were ineligible. Nine patients (9.5%) died before completion and release of the CTL line, and in eight patients (9%), we were unable to generate the LCL or CTL line. Fifty patients received LMP-CTLs. All 50 patients had type II or III EBV-positive lymphoma as evaluated by EBER and/or LMP1 positivity and the presence or absence of known immune deficiency (Tables 1 and 2; Appendix Table A1, online only). Ages ranged from 7 to 79 years (median, 44.5 years), and initial disease presentation ranged from stage IA to IVB. Patients were recruited from 18 centers in the United States and internationally. We analyzed EFS and assessed the influence of underlying disease and other variables on outcome by stratifying patients into disease and treatment groups, as outlined:

Histologic classification.

Twenty-five patients had HL, 11 had NK/T-cell NHL, seven had DLBCL, two had PTLD, one had peripheral T-cell NHL, and four had other lymphomas, including chronic active EBV infection and lymphomatoid granulomatosis (Appendix Table A1, online only).

Classification by disease stage.

Twelve patients received CTLs as adjuvant therapy after entering initial remission of disease, which was considered to pose a high risk of relapse (eg, NK/T-cell lymphomas, primary refractory lymphomas, and lymphomas developing in immunocompromised host). The remaining 17 patients were in subsequent remissions after one to six relapses, thus generating a first- or later-remission cohort (Table 2). An additional 21 patients received CTLs as treatment for relapsed or resistant disease refractory to standard treatment (active disease cohort; Table 1).

Classification by treatment.

Treatment included T cells enriched for LMP2 versus T cells enriched for LMP1 and LMP2. Seventeen patients received LMP2-enriched T cells, including 16 previously described,17 whereas 33 received LMP1- and LMP2-enriched T cells (Tables 1 and 2). Overall, 22 CTL lines were derived from patients at diagnosis and 28 after first or subsequent relapse.

Specificity and Clonality of Ex Vivo–Expanded T Cells

At the time of cryopreservation, CTLs comprised CD8+ T cells (median, 72%; range, 6% to 99%), CD4+ T cells (median, 9%; range, 1% to 94%), and NK cells (CD3−/CD56+; median, 1%; range, 1% to 27%). Although the T-cell phenotype was predominantly effector and effector memory (CD45RA−/CD62L−; median, 31%; range, 2% to 92%), a median 25% (range, 2% to 94%) of the infused T cells were CD45RA−/CD62L+ (Fig 1A). No T regulatory cells (CD4+/CD25+/FoxP3+), B cells, or DCs were detected in the final product. The specificity of the LMP-CTLs was determined with IFN-γ ELISPOT assays after stimulation with LMP peptides. Cytotoxicity was tested against LMP-expressing target cells. When available, HLA peptide pentamers were used (data not shown). Of lines generated with Ad5f35LMP2, 53% had LMP2-specific activity, but none had LMP1 activity (Fig 1B; Appendix Table A2, online only). By contrast, 66% lines generated with Ad5f35ΔLMP1-LMP2 had LMP1 and/or LMP2 activity (Fig 1C; Appendix Table A2, online only). Many of the remaining 18 CTL lines were predominantly CD4+ HLA class II restricted, and LMP-specific activity could not be confirmed. Nevertheless, these CD4+ CTLs were cytotoxic and had antitumor activity in vivo. The LMP-directed T cells were also cytolytic to target cells pulsed with peptides derived from LMP2 or LMP1/2 and against EBV LCLs, which also express LMP1 and LMP2 (Fig 1D). As shown in Figures 1E and IF, there was a hierarchy of killing by LMP1/2-specific CTLs: greatest against autologous LCLs, intermediate against targets pulsed with LMP2 peptides, and lowest against targets expressing LMP1. We saw no killing of unpulsed or irrelevant peptide–pulsed targets. The LMP-responding cells were polyspecific because relevant HLA multimers demonstrated the presence of T cells enriched for multiple specificities of LMP1 and LMP2 (Appendix Tables A2 and A3, online only). Flow cytometric analysis confirmed that LMP-specific lines were polyclonal and that a majority of Vβ families were represented (data not shown).

Fig 1.

Fig 1.

Characteristics of latent membrane protein (LMP) –specific cytotoxic T lymphocyte (CTL) lines derived from patients with Epstein-Barr virus (EBV) –positive lymphoma. Bars indicate median values. (A) Phenotype of LMP-specific CTL lines at time of freezing, showing predominance of CD3+ and CD8+ T cells. Recognition of LMP1 and LMP2 in interferon gamma (IFN-γ) enzyme-linked immunospot (ELISPOT) assay by CTLs, generated with APCs transduced with (B) Ad5f35LMP2 or (C) Ad5f35ΔLMP1-1-LMP2 vector. Spot counts in response to target antigen stimulation by IFN-γ ELISPOT assay of LMP-CTL lines are shown as solid circles. (D) LMP2-specific CTL lines demonstrate cytotoxicity against autologous lymphoblastoid cell lines (LCLs) and LMP2 pepmix–pulsed phytohemagglutinin (PHA) blasts but not against unpulsed or LMP1-pulsed PHA blasts, at effector cell to target cell (E:T) ratio of 20:1. (E) LMP1/2-specific CTL lines demonstrate similar cytotoxicity against autologous LCL and LMP2 pepmix–pulsed PHA blasts but less against LMP1-pulsed PHA blasts. Unpulsed PHA blasts were not killed. (F) LMP1- and LMP2-specific activity in CTL line generated from patient with relapsed Hodgkin lymphoma. Results represent patients whose CTLs recognized both LMP1 and LMP2. LMP-specific CTL line from this patient showed killing of autologous (auto) LCL and PHA blasts only if pulsed with LMP1 or LMP2 pepmix. There was no killing of PHA blasts alone. Allo, allogeneic; SFC, spot-forming cell.

LMP-Specific CTLs As Adjuvant Therapy

Of the 29 patients in first or later remissions, nine received CTLs generated against LMP2, and 20 received CTLs generated against LMP1/2. One patient died as a result of complications from preexisting cardiac disease before the 8-week disease evaluation, but 27 of the remaining 28 evaluable patients remained in CR (Table 2; Figs 2A and 2B). However, there were nine deaths resulting from nonrelapse causes (Fig 2C), for a 2-year EFS of 82%. Of the 12 high-risk patients treated with CTLs as first-line therapy, one patient (8%) died as a result of complications related to lung transplantation. In contrast, of the 17 patients in remission after receiving T cells for multiple-relapse disease, eight (47%) died (Fig 2C), all of nonrelapse causes associated with extensive prior chemoradiotherapy (Table 2). Univariate analysis found no differences in EFS by LMP2 compared with LMP1/2-specific T cells or lymphoma subtype (P = .22; Fig 2B).

Fig 2.

Fig 2.

Outcomes in 29 patients in first or later remission who received latent membrane protein (LMP) –cytotoxic T lymphocyte (CTL) as adjuvant therapy. (A) Remissions were sustained in all but one patient. (B) Two-year event-free survival for 29 patients treated with either LMP2- (n = 9) or LMP1/2-specific CTLs (n = 20; P = .22). (C) Cumulative incidence of death resulting from lymphoma or nonlymphoma causes (eg, cardiac disease, secondary malignancy, infection).

Outcome of CTL Therapy for Relapsed Disease

No immediate or delayed infusional toxicities were attributable to CTL infusion, although one patient had CNS deterioration 2 weeks after infusion. Although this was attributed to disease progression, we cannot exclude an inflammatory response at a site of CNS disease. A second patient developed respiratory complications approximately 4 weeks after the second CTL infusion, coincident with achieving CR. Although this event was attributed to an intercurrent infection, and the patient completely recovered, a systemic inflammatory response syndrome related to CTLs could not be excluded. Overall, 11 of the 21 patients in the active disease cohort achieved CR. Two more achieved PRs, one of whom entered CR after additional CTL therapy (Fig 3A). The probability of response trended higher in recipients with CTL lines containing LMP1 specificity (five of seven responded) versus those receiving lines lacking LMP1 activity (one of six responded), but this trend did not reach significance (P = .103; Fig 3B). The presence of LMP2 specificity had no discernible impact on response rates (Fig 3C). This lack of correlation may be related to the relative insensitivity of the ELISPOT assay, which underestimates the actual frequency of antigen-specific T cells by 10- to 100-fold. Univariate analysis showed no difference in response rates among patients with HL versus NHL, and responses were independent of the total CTL dose.

Fig 3.

Fig 3.

Outcomes in patients who received latent membrane protein (LMP) –cytotoxic T lymphocytes (CTLs) as treatment for relapsed or refractory disease. (A) Distribution of clinical responses among 21 patients. (B) Increased proportion of responding versus nonresponding patients had CTLs with specific activity against LMP1 by interferon gamma enzyme-linked immunospot assay. (C) This relationship was not apparent when analysis was based on CTLs with LMP2-specific activity. (D) Two-year event-free survival for patients treated in LMP2-CTL protocol (n = 8) versus LMP1/2-CTL protocol (n = 13; P = .626). (E) Cumulative risk of death resulting from lymphoma or other causes. CR, complete response; NR, no response; PR, partial response; SFC, spot-forming cell.

Overall, the 2-year EFS rate among patients treated for resistant/recurrent disease was approximately 50% for both the LMP2 and LMP1/2 T-cell groups (P = .626; Fig 3D), with deaths evenly distributed between relapse and nonrelapse causes in both groups (Fig 3E).

Tumor Responses to Adoptively Transferred LMP-Specific CTL Lines Associated With Increases in Frequency of Circulating LMP-Specific T Cells

We measured changes in the frequency of LMP1- and LMP2-specific CTLs in the blood before and after LMP-CTL infusion using IFN-γ ELISPOT assays. Figures 4A and 4B shows that most patients who achieved a clinical response or remained in a durable remission (responders) had circulating LMP1- and/or LMP2-specific T cells. Few nonresponding patients showed this pattern (Figs 4C and 4D). Of note, neither responders nor nonresponders had a concomitant rise in cytomegalovirus-specific T cells. Thus, changes in LMP1/2 T-cell frequency were not simply a marker of a generalized increase in virus reactivity (data not shown). We also evaluated suppressive T regulatory cells (CD4+/CD25+/CD69−) immune reconstitution in patients who received LMP1/2 CTLs. The mean change from 0 to 2 weeks was −50.1% in the nonresponders and 9.7% in the responders; from 2 to 8 weeks, it was 25.8% in the nonresponders and 11.2% in the responders (data not shown).

Fig 4.

Fig 4.

Fig 4.

Frequency of latent membrane protein (LMP) –specific and tumor antigen–specific T cells in responding versus nonresponding patients. Immune reconstitution was evaluated in individual patients who received LMP–cytotoxic T lymphocytes. (A-D) Peripheral blood T cells were incubated with LMP1 or LMP2 pepmixes. Number of interferon gamma (IFN-γ) spot-forming cells (SFCs) per 2 × 105 mononuclear cells was measured in enzyme-linked immunospot (ELISPOT) assays. Gold lines represent individual LMP-specific T cells; blue lines represent mean of LMP-specific T cells over time. Note greater frequencies of reactivity for responding patients. (A) LMP1 responders. (B) LMP2 responders. (C) LMP1 nonresponders. (D) LMP2 nonresponders. (E) Evidence for epitope spreading in 12 patients with non-Hodgkin or Hodgkin lymphoma. Peripheral blood T cells were incubated with lymphoma antigen pepmixes (MAGE A4, survivin, PRAME); number of IFN-γ SFCs per 2 × 105 mononuclear cells was measured in ELISPOT assays.

To determine if an LMP-CTL–mediated attack on tumor cells elicited broader immune reactivity against tumor cells, we investigated 12 cases of NHL or HL in which patients received LMP-CTLs as treatment. We evaluated tumor-specific T-cell populations from seven responding patients and five nonresponding patients to identify epitope spreading. In four of the seven responders, infusion of LMP-directed T cells was followed over an 8-week period by a striking increase in T cells specific for the lymphoma-associated antigens MAGE A4, survivin, and PRAME. In contrast, none of the five nonresponders demonstrated such epitope spreading (Fig 4C).

DISCUSSION

We administered LMP2- or LMP1/2-specific CTLs to 50 patients with EBV-associated HL or NHL, showing that administration is safe and that 29 patients treated in remission from high-risk or multiple-relapse disease had an 82% EFS rate at 2 years (Fig 2B). Among 21 patients with active disease, 11 entered sustained CR with CTL therapy alone, and two more achieved PRs. Responses were associated with effector and central memory LMP1-specific T cells in the infused population but not with type of disease treated or recipient's lymphopenic status. Strikingly, CRs were seen even in patients with limited apparent in vivo expansion of LMP-directed T cells, and this effect was associated with epitope spreading, as evidenced by the emergence of fresh/endogenous nonviral tumor antigen–directed T cells targeting non-EBV antigens.

Although high cure rates are achievable with conventional therapeutics for patients with HL and NHL, such treatment may induce unacceptable organ toxicities and immune suppression and can lead to secondary cancers and cardiac disease. These problems are accentuated in patients receiving salvage therapy after relapse and have led to increasing interest in more targeted immunotherapies such as monoclonal antibodies and more recently T lymphocytes genetically modified with CAR-CD19 constructs.3137 However, monoclonal antibodies have a limited half-life and require repeated infusions, and when targeted to a pan–B-cell antigen, they deplete the normal B-cell pool for at least 6 months. CAR-CD19–modified T cells require prior lymphodepleting chemotherapy, may be associated with a systemic inflammatory response syndrome, and deplete normal B cells indefinitely. By contrast, T cells targeting viral antigens via their native T-cell receptors persist long-term, do not require prior chemotherapy to potentiate their action, have minimal toxicity, and do not eliminate healthy tissues.

EBV-directed T-cell therapy for PTLD, which displays a type III latency motif, is a robust model for immunotherapy because of the highly immunogenic nature of these tumors. Here, we predominantly focused on EBV latency type II lymphomas. Compared with type III latency tumors, type II latency lymphomas are substantially less immunogenic, because viral gene expression is limited to the immune subdominant latent membrane proteins. When developing our studies, we chose to target LMP1 and/or LMP2, because EBNA1 is not well processed by the major histocompatibility complex class I processing machinery. CD4-restricted EBNA1 epitopes have been described, but although healthy donor-derived EBNA1-specific T cells have shown efficacy in patients with PTLD after allogeneic stem-cell transplantation,38 there is only a single case report of activity of EBNA1-specific T cells in the autologous setting or against type II latency tumors.39 However, we cannot rule out the activity of T cells specific for other viral proteins presented by LCLs from the second simulation. Nevertheless, this is the first large study to our knowledge to demonstrate effective control of both type II and III latency EBV lymphomas using patients' own LMP1- and LMP2-specific T cells.

It is a challenge in heavily pretreated patients with relapsed lymphoma to expand sufficient autologous CTLs for treatment.14 In fact, 120 mL of blood sufficed for T-cell expansion, obviating the need for an apheresis procedure. The ease of blood collection enabled blood samples to be shipped to our GMP facility, allowing recruitment of patients both nationally and internationally. Because pretreatment with chemotherapy was not required,40 T-cell infusions could be delivered with a 1- to 4-hour postinfusion outpatient monitoring period, thus simplifying the treatment approach. Furthermore, clinical responses were achieved with few major toxicities.33,37,41,42

A limitation of adoptive immunotherapy outside the setting of hematopoietic stem-cell transplantation is poor lymphocyte persistence in vivo and a lack of durable antitumor responses. Naive T cells have the most aggressive antitumor effects in murine models, but they are also associated with significant toxicities.33,37,41,42 The LMP-specific T-cell lines we used contained a combination of CD45RA−/CD62L− and CD45RA−/CD62L+ T cells (Fig 1A), the progeny of which is responsible for long-term persistence in nonhuman primates.43 The persistence of LMP-specific T cells is also facilitated by the continued presence of EBV in memory B-cell reservoirs, where the relevant antigens are constantly available for effective imumune responses.

Tumors frequently modulate target antigen expression to prevent T-cell recognition; indeed, treatment failures resulting from loss of a single targeted antigen are already becoming evident.42 Hence, after initially targeting only LMP2, we added LMP1. Although the numbers were small, the number of responding patients was greatest among those who received an infused product with abundant LMP1-specific T cells, compared with those with little or no LMP1-specific activity. The success of the LMP-CTL approach in eliciting clinical responses in 13 of 21 patients may also be related to epitope spreading (as previously observed in vaccine trials),4446 which implies a beneficial change in the immunosuppressive tumor microenvironment.47 In contrast to the apparent lack of epitope spreading in nonresponding patients, more than 50% of patients achieving durable clinical responses produced T cells specific for the nonviral TAA within 2 months of T-cell therapy. We and others have previously demonstrated upregulation of TAAs by hematologic malignancies using hypomethylating agents, decitabine, or 5-azacytidine.48,49 Therefore, given the potential importance of eliciting a T-cell response to TAAs, epigenetic modifiers to increase TAA expression by tumor cells could be incorporated into LMP-CTL therapy.

In conclusion, we have shown that it is possible to resurrect powerful immunity to subdominant tumor-associated viral antigens in heavily pretreated patients with lymphoma. Our results suggest that such targeted therapies have a place not only in eliminating chemoradiotherapy-resistant malignant cell populations in relapsed patients but also in preventing relapse and achieving durable remissions without off-target adverse effects or long-term toxicities when administered early in the disease process.

Acknowledgment

We thank A. Durett for expert technical assistance and staff in the Good Manufacturing Practice facilities for assisting in cytotoxic T lymphocyte preparation and quality assurance. We thank all the clinicians who referred patients to this study: Babis Andreadis, Kelty Baker, Jeff Cohen, James Essell, Michelle Fanalae, Roger Giller, Branden Hsu, Roy Jones, Michael Keating, Sharon Lockhart, Don Mahoney, Vera Malkovska, Ken McClain, Peter McLaughlin, Phil McMahill, Richard T. McMahon, Rene McNall, Monika Metzger, Martha Mims, Sattva Neelapu, Pamela New, Cesar Nuñez, Owen O'Connor, Naomi Runnegar, Roger Strair, Raymond Thertulien, and Anas Younes.

Appendix

Cytotoxicity Assays

The cytotoxic specificity of each cytotoxic T lymphocyte (CTL) line was analyzed in a standard 4-hour chromium-51 release assay. The target cells tested were: autologous lymphoblastoid cell lines (LCLs), HLA class I and II mismatched LCLs, or phytohemagglutinin (PHA) -stimulated peripheral blood mononuclear cells (PBMCs; ie, PHA blasts) pulsed with latent membrane protein 1 (LMP1) or LMP2 pepmix (JPT Peptide Technologies, Berlin, Germany). As additional controls, we used LMP-negative target cells or autologous PHA blasts either alone or pulsed with irrelevant peptides from a CMVpp65 pepmix.

Immunophenotyping

CTL lines were stained with CD3, CD4, CD8, CD16, CD56, TCRαβ, TCRγδ, CD19, CD28, CD62L, CCR7, CD45RA, and CD45RO (Becton Dickinson, San Jose, CA). For each sample, 10,000 cells were analyzed by FACSCalibur using Cell Quest software (Becton Dickinson).

Enzyme-Linked Immunospot Assay

Enzyme-linked immunospot (ELISPOT) assay analysis was used to determine the frequency and function of T cells secreting interferon gamma in response to Epstein-Barr virus– and tumor-associated antigen pepmixes (JPT Peptide Technologies) or LCLs. To reduce interassay variability, patient PBMC samples were cryopreserved and batched for ELISPOT analysis. Spots were quantified by Zellnet Consulting (New York, NY), and the frequency of spot-forming cells was calculated based on the input cell numbers.

Statistical Analysis

Descriptive statistics were calculated to summarize CTL line characteristics and immune reconstitution data. Comparisons were made between groups using the nonparametric Wilcoxon rank sum test for continuous variables and Fisher's exact test for categoric variables. Survival data were analyzed using the Kaplan-Meier method, and comparisons between groups were performed with the log-rank test. Overall survival was calculated from the time of first CTL infusion to death resulting from any cause; observations were censored at the date of last follow-up. Event-free survival was calculated from the time of first CTL infusion to the date of relapse, death, or last follow-up, whichever occurred first. Cumulative incidence was estimated using the competing risk method. P values less than .05 were considered statistically significant.

Table A1.

Patient Characteristics

Treatment Protocol UPNs
HL NHL/Other*
Patients treated as adjuvant therapy
    LMP2-specific CTLs 964, 1053, 1007, 1272, 1057 959, 871, 1263, 1286
    LMP1/2-specific CTLs 2313, 2433, 1369, 1420, 1595, 1984, 1370, 1842, 1884, 1905, 2368, 2493 2053, 2056, 1806, 1455, 1511, 1888, 2135, 2095
Patients with active disease
    LMP2-specific CTLs 909, 1187, 1006, 1160 0824, 652, 1316, 1054
    LMP1/2-specific CTLs 1371, 2266, 2457, 1351 1372, 2051, 2336, 1811, 1409, 1545, 1356, 1990, 1656

NOTE. Bold font indicates patients who did not respond to CTL therapy.

Abbreviations: CTL, cytotoxic T lymphocyte; HL, Hodgkin lymphoma; LMP, latent membrane protein; NHL, non-Hodgkin lymphoma; UPN, unique patient number.

*

NHL/other includes: natural killer/T-cell NHL, diffuse large B-cell lymphoma, post-transplantation lymphoproliferative disease, chronic active Epstein-Barr virus infection, and lymphoid granulomatosis.

Table A2.

LMP2 Specificity of CTL Lines Generated for LMP2-Specific CTL Protocols

UPN HLA Type Diagnosis Strength of LMP2-Specific Response in ELISPOT Assay* No. of Epitopes Recognized by CTL Line
1006 A23,24/B35,55 HL +4 3
1187 A1,3/B7,8 HL 0 None identified
964 A2/B8,51 HL +4 2
1007 A3,68/B7,1402(65) HL +4 2
1053 A1,68/B27,37 HL +1 1
1272 A3/B7,44 HL 0 None identified
1057 A1,3/B14,37 HL, immune suppressed 0 None identified
909 A3,24/B18 HL, CVID +1 1
1160 A3,24/B41,52 HL, CVID 0 None identified
1286 A1,2/B7,39 Peripheral T-cell NHL, immune suppressed 0 None identified
1263 A66/B15(63),58 NK/T-cell NHL 0 None identified
1316 A3,36/B15(71),53 NK/T-cell NHL +2 None identified
1054 A1,32/B1401(64) NK/T-cell NHL 0 None identified
652 A3,24/B35 DLBCL +4 2
871 A2,29/B13,27 DLBCL +4 4
959 A2,68/B27,51 DLBCL 0 2
824 A2,3/B51,57 T-cell CAEBV 0 None identified

Abbreviations: CAEBV, chronic active Epstein-Barr virus infection; CTL, cytotoxic T lymphocyte; CVID, common variable immunodeficiency disease; DLBCL, diffuse large B-cell lymphoma; ELISPOT, enzyme-linked immunospot; HL, Hodgkin lymphoma; LMP, latent membrane protein; NHL, non-Hodgkin lymphoma; NK, natural killer; SFC, spot-forming cell; UPN, unique patient number.

*

SFCs per 105: 0-24 → 0; 25-49 → +1; 50-99 → +2; 100-499 → +3; and > 500 → +4.

CD4+ CTL line.

Table A3.

LMP1 and LMP2 Specificity of CTL Lines Generated for LMP1/2-Specific CTL Protocol

UPN HLA Type Diagnosis Strength of Response in ELISPOT Assay
No. of Epitopes Recognized by CTL Line
LMP1 Specific LMP2 Specific
Patients with active disease
    2266 A3,26/B7,38 HL 0 +3 1*
    2457 A2,23/B44,51 HL 0 0 None identified
    1351 A24/B7;52 HL +2 +4 3
    1371 A26,68/B15(62),49 HL, immune suppressed 0 0 1*
    2336 A2,31/B35,50 DLBCL/PTLD +2 +4 4
    1356 A2,24/B51 DLBCL 0 +3 3
    1990 A2,30/B27,38 DLBCL (Richter's transformation) +1 +1 2
    1372 A11/B46;51 NK/T-cell NHL 0 +3 1
    1811 A2,3/B7,39 NK/T-cell NHL +3 +3 5*
    1409 A23,31/B38,52 NK/T-cell NHL 0 +4 1
    1656 A2,68/B15,51 NK/T-cell NHL +1 +3 2
    2051 A24,29/B40,44 T-cell CAEBV 0 0 None identified
    1545 A3,31/B35 LYG +3 0 2
Patients treated as adjuvant therapy
    2313 A3/B7 HL 0 0 None identified
    2433 A3,26/B38,47 HL 0 0 None identified
    1369 A2,29/B7,15(62) HL +3 +4 5
    1420 A1,24/B37,51 HL +2 +2 2
    1595 A2,31/B15,27 HL +1 0 2
    1984 A1,68/B15(72),57 HL and melanoma +1 0 1
    1370 A29,68/B15(71),49 HL 0 0 None identified
    1842 A1,33/B14(65),37 HL +1 +1 3
    1884 A2,32/B44,51 HL 0 +1 2
    1905 A1,31/B15(62),51 HL 0 0 None identified
    2368 A30,33/B15(71),18 HL 0 0 None identified
    2493 A2,3/B42,45 HL and NPC 0 0 None identified
    2056 A1,26/B35,38 DLBCL +1 +1 1
    1888 A1,29/B8,44 DLBCL +3 +2 2
    2053 A24,32/B7,27 NK/T-cell NHL +3 +4 3
    2135 A24,31/B40(61),44 NK/T-cell NHL +3 +4 2
    1806 A3,24/B18,35 NK/T-cell NHL 0 0 None identified
    1455 A2,24/B39 NK/T-cell NHL +3 +4 4
    1511 A2,11/B8,14 LYG, immune suppressed 0 0 None identified
    2095 A2/B40(60),58 PTLD, immune suppressed +4 +3 2

Abbreviations: CAEBV, chronic active Epstein-Barr virus infection; CTL, cytotoxic T lymphocyte; DLBCL, diffuse large B-cell lymphoma; ELISPOT, enzyme-linked immunospot; HL, Hodgkin lymphoma; LMP, latent membrane protein; LYG, lymphoid granulomatosis; NHL, non-Hodgkin lymphoma; NK, natural killer; NPC, nasopharyngeal carcinoma; PTLD,post-transplantation lymphoproliferative disease; UPN, unique patient number.

*

CD4+ CTL line.

Footnotes

See accompanying article on page 830 and Listen to the podcast by Dr Timmerman at www.jco.org/podcasts

Supported in part by National Institutes of Health (NIH) Grants No. RO1 CA74126 (National Cancer Institute), P50CA126752, and PO1 CA94237; Specialized Center of Research Award from Leukemia Lymphoma Society; Dan L. Duncan Chair (H.E.H.); Fayez Sarofim Chair (M.K.B.); Production Assistance for Cellular Therapies (PACT) program (National Heart, Lung, and Blood Institute Contract No. HHSN268201000007C); Clinical Research Center at Texas Children's Hospital; Methodist Hospital; Dan L. Duncan Institute for Clinical and Translational Research at Baylor College of Medicine; and shared resources from Dan L. Duncan Cancer Center Support Grant No. P30CA125123. Latent membrane protein 2 vector provided by grant from National Gene Vector Laboratories (NIH National Center for Research Resources Grant No. U42 RR16578).

Authors' disclosures of potential conflicts of interest and author contributions are found at the end of this article.

Clinical trial information: NCT00671164.

AUTHORS' DISCLOSURES OF POTENTIAL CONFLICTS OF INTEREST

Although all authors completed the disclosure declaration, the following author(s) and/or an author's immediate family member(s) indicated a financial or other interest that is relevant to the subject matter under consideration in this article. Certain relationships marked with a “U” are those for which no compensation was received; those relationships marked with a “C” were compensated. For a detailed description of the disclosure categories, or for more information about ASCO's conflict of interest policy, please refer to the Author Disclosure Declaration and the Disclosures of Potential Conflicts of Interest section in Information for Contributors.

Employment or Leadership Position: None Consultant or Advisory Role: Catherine M. Bollard, Cellmedica (U); Daniel Lee, Cellmedica (C); Helen E. Heslop, Cellmedica (U); Cliona M. Rooney, Cellmedica (C) Stock Ownership: None Honoraria: Catherine M. Bollard, Cellmedica; Helen E. Heslop, Cellmedica Research Funding: None Expert Testimony: None Patents: Helen E. Heslop, licensing Other Remuneration: None

AUTHOR CONTRIBUTIONS

Conception and design: Catherine M. Bollard, Stephen Gottschalk, Malcolm K. Brenner, Helen E. Heslop, Cliona M. Rooney

Provision of study materials or patients: George Carrum, Carlos Ramos, Luis Fayad, Elizabeth J. Shpall, Barbara Pro

Collection and assembly of data: Catherine M. Bollard, Vicky Torrano, Oumar Diouf, Stephanie Ku, Yasmin Hazrat, George Carrum, Carlos Ramos, Luis Fayad, Elizabeth J. Shpall, Barbara Pro, Hao Liu, Meng-fen Wu, Andrea M. Sheehan, Youli Zu, Adrian P. Gee, Helen E. Heslop, Cliona M. Rooney

Data analysis and interpretation: Catherine M. Bollard, Stephanie Ku, Yasmin Hazrat, Hao Liu, Meng-fen Wu, Daniel Lee, Malcolm K. Brenner, Helen E. Heslop, Cliona M. Rooney

Manuscript writing: All authors

Final approval of manuscript: All authors

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