Abstract
Forming and breaking associations between emotionally salient environmental stimuli and rewarding or aversive outcomes is an essential component of learned adaptive behavior. Importantly, when cue-reward contingencies degrade, animals must exhibit behavioral flexibility to extinguish prior learned associations. Understanding the specific neural circuit mechanisms that operate during the formation and extinction of conditioned behaviors is critical because dysregulation of these neural processes is hypothesized to underlie many of the maladaptive and pathological behaviors observed in various neuropsychiatric disorders in humans. The medial prefrontal cortex (mPFC) participates in the behavioral adaptations seen in both appetitive and aversive-cue-mediated responding, but the precise cell types and circuit mechanisms sufficient for driving these complex behavioral states remain largely unspecified. Here, we recorded and manipulated the activity of parvalbumin-positive fast spiking interneurons (PV+ FSIs) in the prelimbic area (PrL) of the mPFC in mice. In vivo photostimulation of PV+ FSIs resulted in a net inhibition of PrL neurons, providing a circuit blueprint for behavioral manipulations. Photostimulation of mPFC PV+ cells did not alter anticipatory or consummatory licking behavior during reinforced training sessions. However, optical activation of these inhibitory interneurons to cues associated with reward significantly accelerated the extinction of behavior during non-reinforced test sessions. These data suggest that suppression of excitatory mPFC networks via increased activity of PV+ FSIs may enhance reward-related behavioral flexibility.
Introduction
The medial prefrontal cortex (mPFC) is a critical neural substrate for the expression and extinction of cue-mediated behaviors in rodents in both the appetitive and aversive domains (Kalivas et al., 2006; Quirk and Mueller, 2008; Peters et al., 2009; Sotres-Bayon and Quirk, 2010; Van den Oever et al., 2010; Van den Oever et al., 2013). The mPFC can be subdivided into several subnuclei based on neuroanatomy and projection targets. The prelimbic (PrL), infralimbic (IL), and anterior cingulate cortex (ACC) are key modulators of subcortical regions, including the amygdala and nucleus accumbens, that mediate cue-driven motivated behaviors (Vertes, 2004; Gabbott et al., 2005; Gutman et al., 2012). Electrophysiological and immunohistochemical studies of mPFC circuitry after fear or appetitive conditioning revealed altered PrL and IL activity at various stages of the acquisition, expression, or extinction of these behaviors (Kalivas et al., 2006; LaLumiere and Kalivas, 2008; Ovari and Leri, 2008; Peters et al., 2008; Rogers et al., 2008; Santini et al., 2008; Burgos-Robles et al., 2009; Peters et al., 2009; Hayton et al., 2011). Although it is evident that the mPFC modulates the expression and extinction of cue-mediated behaviors, the role of genetically and functionally defined neuronal subtypes that participate in mPFC microcircuits remains undefined.
Anatomically, the mPFC is organized into delineated layers that comprise a heterogeneous mixture of cell types with distinct electrophysiological, morphological, and neurochemical properties (Freund, 2003; Markram et al., 2004; Van De Werd et al., 2010). A principal functional dichotomy exists between excitatory pyramidal projection neurons and several classes of inhibitory interneurons with specialized processing roles, including gating excitatory inputs and modulating pyramidal output to other cortical layers and downstream structures (Markram et al., 2004; Vogels and Abbott, 2009). The parvalbumin-positive fast-spiking interneurons (PV+ FSIs) have elicited interest for their role in orchestrating cortical oscillations, maintaining excitation/inhibition balance, and mediating a variety of cognitive behaviors (Uhlhaas and Singer, 2010; Isaacson and Scanziani, 2011; Marín, 2012). Interestingly, optical inhibition of mPFC PV+ FSIs induced fear expression in mice, indicating a substantial role for these neurons in driving behavioral responses (Courtin et al., 2014). The disruption of these important functions, which is at least partially modulated by PV+ FSI activity, may underlie specific behavioral deficits such as cognitive inflexibility observed in many neuropsychiatric disorders (Cardin et al., 2009; Sohal et al., 2009; Yizhar et al., 2011). Despite intense investigation of cortical FSI function, and the importance of the mPFC in controlling behavioral flexibility, the effects of FSI-mediated cortical inhibition on cue-reward associations are unknown. Therefore, we applied optogenetic manipulations in combination with in vivo electrophysiology and behavioral tasks to investigate the net effect of PV+ FSI-mediated inhibition within the mPFC on the processing of learned cues that motivate responding for natural rewards. Specifically, we targeted FSIs within the mPFC with ChR2 using genetic and viral strategies to enable selective optical control of these neurons. We then explored how selective inhibition of mPFC network activity mediated by optogenetic stimulation of PV+ FSIs time locked to salient reward-predictive cue presentation altered cue-mediated behavioral responding and extinction.
Materials and Methods
Experimental subjects.
Adult (≥22 g) male mice (hemizygous parvalbumin-Cre for targeting GABAergic interneurons neurons (B6;129P2-Pvalbtm1(cre)Arbr/J, stock number 008069; The Jackson Laboratory) were used as subjects. All mice were group housed with littermates before surgical procedures, after which all subjects were singly housed. Mice were maintained on a 12:12 light cycle (lights on at 19:00) and given ad libitum food and water access before behavioral training. All mice used in behavioral experiments were mildly food restricted to ∼85–90% of their free-feeding body weight. All experiments were conducted in accordance with guidelines of the University of North Carolina Animal Care and Use Committee.
Stereotaxic recombinant adeno-associated virus injection.
Mice were anesthetized with ketamine (100 mg/kg, i.p.) and xylazine (10 mg/kg, i.p) and placed in a stereotaxic frame (Kopf Instruments). Microinjection needles were inserted above the prelimbic mPFC (coordinates from bregma: +1.85 AP, ±0.5 ML, −2.0 DV). Each mPFC was injected with 0.3–0.5 μl of purified and concentrated adeno-associated virus (AAV,∼1012 infectious units/ml, serotype 5) to express ChR2 fused to eYFP in a cre-dependent fashion [AAV-EF1α-DIO-ChR2(H134R)-eYFP; Tsai et al., 2009] or only eYFP (AAV-EF1α-DIO-eYFP) as a control group over 5 min, followed by 5 min to allow diffusion of viral particles away from the injection site. For all in vivo behavioral experiments, an optical fiber was implanted above the PrL unilaterally (coordinates from bregma: +1.85, ±0.5 ML, −1.8 DV). Mice were allowed at least 2 weeks to recover before behavioral training.
Patch-clamp electrophysiology.
Brain slice preparation and general methods for patch-clamp electrophysiology were conducted as described previously (Stamatakis and Stuber, 2012; van Zessen et al., 2012; Jennings et al., 2013). To examine mPFC postsynaptic currents evoked by optical stimulation of PV+ neurons, 200 μm coronal slices containing the mPFC were prepared from mice expressing ChR2-eYFP in PV+ neurons. For whole-cell voltage-clamp recordings, IPSCs from mPFC putative pyramidal neurons, electrodes (2–4 MΩ electrode resistance) contained the following (in mm): 130 cesium chloride, 10 HEPES, 1 EGTA, 2 Mg-ATP, 0.2 Na-GTP, pH 7.2–7.4, 275–285 mOsm. Photostimulation (5 ms pulses of 1–2 mW, 473 nm light delivery via LED through a 40× microscope objective) was used to stimulate PV+ neurons expressing ChR2-eYFP. All cells were held at −70 mV. The electrode also contained Alexa Fluor 594 to fill the cell for post hoc identification of the location of recorded neurons throughout the mPFC.
In vivo electrophysiology.
Parv-ires-cre mice (n = 5) were injected with AAV-DIO-ChR2-eYFP, and unilaterally implanted with a 16 microwire (4 × 4, 35 μm tungsten wires, 150 μm wire spacing, 150 μm row space, 3.55 mm wire length) microelectrode arrays (MEAs; Innovative Neurophysiology) in the mPFC for chronic neural recording. Before implantation, electrode arrays were interfaced to a 200 μm optical fiber for light delivery to tissue surrounding MEA tips (Sparta et al., 2012). Mice recovered from surgery for >21 d before experimentation. For recordings, the MEA was attached to a 16-channel head stage, preamplified, and passed to a 32-multichannel acquisition processor providing a total amplification of 5K, filtered with bandwidth 500–5 kHz, and digitized before being recorded to a PC. Detected waveforms that crossed a threshold based on noise were time stamped and later sorted offline. Discrimination of individual units was performed offline by Offline Sorter (Plexon Instruments) using principal component analysis of waveform shape after removal of artifacts. Units in which >1% of interspike intervals were shorter than 2 ms were excluded from further analysis and all sorted units on the same electrode were subjected to autocorrelational and crosscorrelational analysis to avoid overlap between separately sorted units. Sorted waveforms were further processed in NeuroExplorer to extract unit and optical stimulation timestamp events. NeuroExplorer-extracted time stamps were exported to MATLAB and analyzed for statistical significance using the nonparametric Wilcoxon signed-rank test and z-scores. Phasic firing responses were deemed statistically significant if any 100 ms bins in the response window (0–0.5 s after cue onset) were statistically significant relative to a 0.5 s baseline epoch.
Pavlovian conditioning.
Parv-ires-cre mice were injected with either AAV-DIO-ChR2-eYFP (n = 13) or AAV-DIO-eYFP (n = 13) and implanted with an optical fiber terminating immediately above the PrL. Two weeks later, mice underwent ∼3 d of food restriction before starting training on a modified Pavlovian conditioning paradigm in which a compound cue light and tone conditioned stimulus (CS) presentation (5 s) preceded and terminated with the delivery of 20 μl of a 15% sucrose solution (adapted from van Zessen et al., 2012). All training sessions comprised 60 CS presentations that were delivered in a randomized 60–120 s intertrial interval. All mice were trained for 20–30 sessions to criterion (high anticipatory and reward licking that remained stable [<10% variation] across three sessions) before extinction testing began. Implanted optical fibers were interfaced to optical patch cables for at least 10 sessions before any optical stimulation session to habituate the mice to the procedure. Upon reaching stable cued-reward licking behavior, all mice underwent a paired and unpaired stimulation session to examine the effects of PV+ FSI excitation on stable reward-related behavioral responding. Paired and unpaired stimulation sessions were identical to training sessions except that mice received 5 s of time locked optical stimulation to the mPFC to activate PV+ neurons during all cue presentations (Paired) or ∼60, 5 s optical stimulations that were randomly delivered unpaired with the cue throughout the session (Unpaired). These controls were conducted to determine whether any change in cue-mediated reward behavior during extinction testing was a nonspecific effect of light delivery.
Extinction paradigm.
Upon completion of the paired and unpaired photostimulation sessions, all mice underwent additional Pavlovian conditioning sessions until they reached stable cued reward licking behavior (<10% variation for 3 consecutive days). Once stable responding was achieved, all mice underwent an extinction session. The extinction session comprised 200 CS presentations separated by an intertrial interval of 60–120 s. Throughout the extinction experiment, optical stimulations to selectively activate mPFC PV+ FSIs were delivered time locked to the 5 s CS. In addition, sucrose delivery was omitted after all CS presentations during extinction. In 7/13 ParvmPFC::ChR2 and 7/13 ParvmPFC::eYFP mice, an additional extinction test session was conducted on the next day and laser-light delivery was completely withheld. This was conducted to determine whether PV+ neuron activation could influence extinction responding behavior on a subsequent recall session.
Virus expression and histology.
After behavioral experiments, mice were deeply anesthetized, perfused transcardially, and brains were collected as described previously (van Zessen et al., 2012). Fluorophore expression (ChR2-eYFP or eYFP) was examined using an epifluorescent microscope and a confocal microscope, with images processed and analyzed using ImageJ. Mice without eYFP expression in the mPFC due to faulty microinjections or mice with optical fibers and MEAs outside of the mPFC were excluded from analysis. In a subset of mice, parvalbumin was labeled and visualized with incubation in a primary rabbit anti-parvalbumin antibody (1:2000; AbCam) in normal donkey serum in 0.1% phosphate buffer containing Triton X-100 for 48 h. A Dylight 405 donkey anti-rabbit (1:200; Jackson ImmunoResearch Laboratories) was applied to visualize parvalbumin expression to determine colocalization with eYFP expression.
Data analysis.
All values are presented as means ± SEM. Statistical analysis was assessed using repeated-measures ANOVA or t tests. When statistical significance was achieved, post hoc tests (independent and paired t tests) were conducted to compare group means using α = 0.05 and calculated with SPSS software (IBM). Nonsignificance (ns) was defined as p > 0.05 and significance as *p < 0.05 and **p < 0.001.
Results
Genetic targeting of ParvmPFC neurons
We first targeted genetically the expression of ChR2-eYFP or eYFP to PV+ interneurons of the mPFC by injecting cre-inducible AAV constructs into the mPFC of Parv-cre mice (Fig. 1A). Confocal microscopy revealed robust ChR2-eYFP expression throughout the mPFC (Fig. 1B). In addition, immunohistochemistry confirmed that the majority of transduced neurons expressing ChR2-eYFP also stained positively for parvalbumin (Fig. 1C). Neurons that were identified as expressing eYFP were highly colocalized with parvalbumin (n = 50/50 eYFP-positive mPFC neurons; n = 4 animals). We also quantified the average expression of eYFP that was targeted to PV+ interneurons throughout the mPFC. We found that eYFP fluorescence was significantly greater in the PrL compared with IL and the ACC (ANOVA: F(2,15) = 35.385, p < 0.001; Fig. 1D). To examine the functional connectivity between mPFC PV+ FS interneurons and putative pyramidal neurons, whole-cell recordings from putative mPFC pyramidal neurons revealed that photostimulation of ChR2-containing cell bodies and fibers originating from PV+ mPFC neurons produced IPSCs and formed functional synapses on pyramidal neurons within the mPFC (Fig. 1E–G). In addition, we found that 73.3% (11/15) of pyramidal neurons in the PrL were light responsive compared with only 41.8% (5/12) of pyramidal neurons within the IL (Fig. 1G). Together, these data suggest that our methods allowed for preferential targeting and manipulation of PrL PV+ neurons, with weaker infection and modulation of PV+ neurons in other mPFC subregions.
Photostimulation of ParvmPFC neurons in freely moving mice inhibits mPFC putative pyramidal neurons
Next, we combined optical activation and multiunit electrode recording (Fig. 2A) to monitor the single unit activity of mPFC neurons in awake and behaving mice (n = 5 mice). Spike waveform analysis revealed that neurons classified as putative pyramidal or PV+ FSIs clustered into two groups according to time to peak and half-valley width, supporting our classification based on basal firing rate and change in activity to optical stimulation (Fig. 2B,C). Recorded units displayed 1 of 3 characteristic responses to 5 s optical stimulations of PV+ FSIs. A subpopulation of neurons displayed high baseline firing rates and a significant increase in firing time locked to optical stimulation (7/37 units), which is consistent with the properties of PV+ FSIs (Fig. 2D,G). Another group of neurons responded to blue light stimulation with a significant decrease in their firing rates (24/37 units; Fig. 2E–G). A subset of recorded neurons displayed no change in their firing rate in response to optical stimulation of PV+ FSIs (6/37 units). Therefore, these data demonstrate that transient optogenetic stimulation of PV+ FSIs resulted in a time-locked excitation of putative PV+ neurons with a concurrent reduction in firing in the majority of mPFC neurons in freely moving animals.
Photostimulation of ParvmPFC neurons does not alter cue-mediated licking behavior during a standard Pavlovian training session
Presentation of reward predictive cues engages distributed neural circuits to promote reward seeking. Therefore, we tested whether activation of mPFC PV+ FSIs during cue presentation alters reward-related licking behavior in a nonextinction context. Interestingly, licking behavior was not significantly altered during the cue period in the paired optical stimulation session between the ParvmPFC::eYFP and ParvmPFC::ChR2 groups (repeated-measures ANOVA eYFP vs ChR2: F(1,9) = 0.984, p = 0.347; independent t during the cue period: t9 = −1.220, p = 0.253; Fig. 3B). Next, we examined whether unpaired photostimulation of ParvmPFC neurons in both the eYFP (n = 5) and ChR2 (n = 6) groups could alter reward-related licking in our Pavlovian task. Similar to our previous finding during paired stimulation sessions, unpaired photostimulation of ParvmPFC did not alter licking behavior during the laser stimulation or cue period between the eYFP and ChR2 groups (repeated-measures ANOVA eYFP vs ChR2: F(1,9) = 0.326, p = 0.582; Fig. 3C). We did observe a modest, but nonsignificant, increase in licking behavior during the laser stimulation period compared with both the prestimulation and poststimulation period in both groups, which we believe is due to Pavlovian stimulus generalization (data not shown). Together, our results show that photostimulation of mPFC PV+ FSIs does not inherently alter cue-mediated behavior in well trained animals.
Photostimulation of ParvmPFC neurons facilitates the extinction of cue-reward associations
To determine whether transient enhancement of mPFC PV+ FSI activity could modulate the extinction of cue-reward behavior, we photostimulated ParvmPFC neurons time locked to cue presentations in an extinction session and quantified licking behavior. We found that ParvmPFC::ChR2 mice (n = 13) extinguished reward-seeking behavior (licking) faster than the ParvmPFC::eYFP mice (n = 13) (Fig. 3D–F). When compared across the entire extinction session (200 CS presentations and concurrent optical stimulation without sucrose delivery), ParvmPFC::ChR2 mice displayed significantly less licking behavior than ParvmPFC::eYFP mice during the cue period (repeated-measures ANOVA group vs time interaction F(2,48) = 4.734, p = 0.013, independent t test during cue period: t24 = −4.313; p < 0.001; Fig. 3F). A subset of ParvmPFC::ChR2 and ParvmPFC::eYFP mice (n = 7 mice per group) were run in a subsequent extinction session (200 CS presentations without sucrose delivery) to determine whether photostimulation of mPFC PV+ FSIs on extinction day 1 could alter a longer term extinction. In this second extinction session, neither group received photostimulation. When compared across the first 50 trials, no difference was observed in licking behavior during the cue period between the ParvmPFC::ChR2 and ParvmPFC::eYFP groups (repeated-measures ANOVA group vs time interaction F(1,12) = 0.341, p = 0.570, independent t test during cue period: t12 = 0.671, p = 0.515; Fig. 3G). Together, these data suggest that circuit-mediated inhibition of the mPFC through selective activation of PV+ FSIs during cue processing can facilitate acutely the extinction of highly salient learned cue-reward associations.
Discussion
Responding to environmental changes and inhibiting maladaptive actions are fundamental components of behavioral flexibility. The mPFC has been identified as a critical circuit node involved in modulating the expression and extinction of cue-mediated behaviors (Kalivas et al., 2006; Quirk and Mueller, 2008; Peters et al., 2009; Sotres-Bayon and Quirk, 2010; Van den Oever et al., 2010). Here, we used optogenetic strategies to identify, record, and manipulate PV FSIs within the mPFC. Recent evidence suggests that mPFC PV+ FSIs fire in millisecond synchrony and can modulate decision making in reward-related behaviors (Kvitsiani et al., 2013). However, the functional dynamics of intra-mPFC PV+ FSI signaling remain elusive. Here, we show that selective activation of PV+ FSIs results in a transient global inhibition of PrL network activity that can accelerate the extinction of a well learned cue-reward association. Therefore, activity of PV+ FSIs may act to facilitate the transition from a cue-driven to flexible behavioral state. This is not due to alterations in reward-consumption because this was unaffected by mPFC PV+ FSI photostimulation. Many neuropsychiatric disorders partially manifest as habitually expressed behavioral responses to salient stimuli and are frequently treated by exposure therapy to extinguish cue-behavior associations. Our findings suggest that the extinction process may be aided, at least in part, by the selective manipulation of a specific mPFC interneuron subtype during exposure to the motivating stimuli. Although these results demonstrate the functional significance of PV+ neurons during extinction, future studies are required to determine whether the precise timing of PV+ neuronal activation (e.g., explicit activated paired or unpaired to the CS) is necessary for facilitated extinction learning.
Learned associations that influence behavior correlate with changes in patterned neural activity within mPFC networks (Dalley et al., 2004; Peters et al., 2009). Aversive conditioning increases PrL neuronal firing during cue presentation (Burgos-Robles et al., 2009). Appetitive behaviors such as drug-seeking are altered by changes in PrL and IL neural activity, with pharmacological inactivation of the PrL and IL affecting drug-seeking and extinction behaviors, respectively (LaLumiere and Kalivas, 2008; Ovari and Leri, 2008; Peters et al., 2008; Rogers et al., 2008). The present findings complement these studies, but also identify mPFC PV+ FSIs as critical circuit subnodes that act to suppress cortical activity to influence the processing of emotionally salient cues that drive behaviors. Although our data strongly suggest that our manipulations preferentially targeted the PrL over other areas of the mPFC, we cannot rule out that activation of PV+ FSIs in the IL or ACC did not contribute to our behavioral findings.
Cortical PV+ FSIs orchestrate cortical oscillations, maintain cortical network activity, and mediate cognitive behaviors (Cardin et al., 2009; Sohal et al., 2009; Uhlhaas and Singer, 2010; Isaacson and Scanziani, 2011; Yizhar et al., 2011). High-frequency constant stimulation of PV+ neurons was found recently to disrupt the acquisition and performance of a delayed alternation task in mice (Rossi et al., 2012). The present findings and previous results complement previous neuroanatomical tracing investigations of afferent and efferent projections of the mPFC. Both PrL and IL mPFC subregions exhibit dense interconnectivity with subcortical emotion processing centers, including the ventral tegmental area, nucleus accumbens, and basolateral amygdala. Therefore, mPFC output neurons can modulate directly the activity and subsequent behavioral responses controlled by these regions (Vertes, 2004; Gabbott et al., 2005; Gutman et al., 2012). Here, we found that our manipulations activated the PrL division of the mPFC preferentially. The observed accelerated extinction of a cue-reward behavior via selective stimulation of PrL FSIs is consistent with the hypothesized differential roles played by the PrL and IL subregions during the expression and extinction of cue-mediated behaviors (Milad and Quirk, 2002; Burgos-Robles et al., 2009). Intriguingly, a study used in vivo optogenetics and electrophysiology to investigate mPFC circuit function and found that activating IL pyramidal cells led to an inhibition of PrL output, highlighting a possible microcircuit mechanism for IL-mediated extinction (Ji and Neugebauer, 2012). In conclusion, we identify here a new role for FSI-mediated cortical inhibition in modulating cue-mediated behaviors. Future studies are needed to further disentangle the precise function of selective PrL and IL circuits because precise regulation of cortical network activity may have therapeutic benefit in the treatment of a variety of neuropsychiatric disorders.
Footnotes
This study was supported by the National Alliance for Research on Schizophrenia and Depression, the Alcoholic Beverage Medical Research Foundation, The Whitehall Foundation, The Foundation of Hope, the National Institutes of Health–National Institute on Alcohol Abuse and Alcoholism (Grants AA021417, AA011605, and AA007573), and the National Institute on Drug Abuse (Grants DA029325 and DA032750). We thank the UNC Neuroscience Center Microscopy Facility (supported by NIH Grant P30 NS045892), members of the Stuber laboratory for discussion, Karl Deisseroth for constructs, and the UNC vector core facility for viral packaging.
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