Abstract
Disappointing findings from recent Phase III trials on amyloid-β (Aβ) immunotherapy for Alzheimer’s disease (AD) have shifted the focus of such treatments to the tau protein. As tau pathology correlates better with the degree of dementia than Aβ plaque burden, it is a more attractive target once cognitive impairments are evident, while Aβ therapies may be better suited for the presymptomatic phase of the disease.
Over twelve years ago, we initiated a tau immunotherapy program, seeking to alleviate the functional impairments associated with tau lesions in tauopathies. We have reported that various active and passive tau immunizations diminish tau pathology and improve function, including cognition, in different mouse models. Both extra- and intracellular pathways are likely involved. The antibodies may block spread of tau pathology via microglial phagocytosis of antibody-tau complex, and facilitate lysosomal tau clearance in neurons after endosomal uptake. We have observed such antibody internalization following intracarotid injection in mice and in various culture models. These include brain slices and primary neurons from tangle mice as well as human neuroblastoma cell lines. Antibody targeting of different intracellular protein aggregates, including α-synuclein, Aβ and superoxide dismutase has been reported by others. Now several laboratories have confirmed and extended our findings using various active and passive tau immunizations in different models, thereby clearly establishing the feasibility of this approach for clinical trials. We are also working on imaging approaches to monitor tau pathology, its consequences and the efficacy of treatments. Dire need exists for such diagnostic methods for tauopathies.
Overall, therapies and diagnostic tools targeting tau pathology have a great potential for AD and other tauopathies.
Keywords: Alzheimer’s disease, tauopathies, tau, neurofibrillary tangles, immunotherapy, immunization, vaccine, antibodies, imaging, diagnosis
Tau immunotherapy
Several clinical trials are assessing the therapeutic benefit of targeting amyloid-β (Aβ) in Alzheimer’s disease (AD). Many of these are immunotherapies. Findings from the earliest trial suggest that plaque clearance did not halt or slow the progression of dementia, emphasizing the need for alternative targets, further supported by the modest or no efficacy observed in recent Phase III Aβ antibody trials [1]. Obviously, tau pathology is another important target in AD, and the primary target in other tauopathies. Clearing Aβ may not be sufficient to halt the progression of AD, and pathological tau correlates much better with the degree of dementia than Aβ deposition [2]. Hence, targeting tau may be more effective than removing Aβ once cognitive impairments are evident.
Our pioneering findings indicate that active immunization with an AD related phosphorylated tau epitope, Tau379-408[P-Ser396, 404] in JNPL3 P301L tangle model mice, reduces brain levels of aggregated tau and slows progression of the tangle-related behavioral phenotype [3]. We subsequently showed that this vaccine reduces tau aggregates and prevents cognitive decline in three different tests in another tangle model, htau/PS1, that we developed by crossing available models [4]. Furthermore, we demonstrated that passive tau immunotherapy targeting the same epitope is effective as well [5;6]. Our findings [3;7–9], and numerous reports of neuronal uptake of antibodies suggest that intracellular tau aggregates are being cleared [2]. Specifically, we have shown that these antibodies enter the brain, are taken up into neurons primarily via low affinity Fc receptors, and bind to pathological tau within the endosomal/lysosomal system of neurons [3;7–9]. In addition, antibody-mediated clearance of extracellular tau/tangles may reduce associated damage, and prevent the spread of tau pathology [10;11]. Others have reported that different intracellular aggregates, α-synuclein, Aβ, and superoxide dismutase can be targeted with immunotherapy [2;12]. These studies support our findings and interpretations. Most recently, the promise of tau immunotherapy has been confirmed and extended by other groups [13–18], with numerous additional meeting abstracts presented in recent years.
As the tau protein is about ten times the size of the Aβ peptide, is has multiple additional target sites. Which one of these is best to target may depend on the stage of the disease as it is well known that tau epitope profile changes over the course of the disease. How prominent the epitope is in the disorder, and how specific it is to the pathological state need also to be taken into account when choosing a target epitope. For active vaccines, the immunogenicity of the epitope is also a major consideration as the elderly have an attenuated immune response and strong adjuvants may lead to severe side effects. Of tau epitopes, phospho-epitopes are the best characterized and therefore the obvious first choice for proof-of-concept studies. For active vaccines, a balance between epitope prominence, pathological specificity and immunogenicity is logical in first generation vaccines. This consideration guided my design and selection, for the initial animal studies, of the prototype vaccine, Tau379-408 [P-Ser396, 404], administered with clinically approved alum adjuvant. Importantly, this adjuvant promotes antibody response over cytotoxic T-cell response and is, therefore, less likely to lead to adverse reactions. It is now important to clarify how narrow this epitope can be while maintaining efficacy as larger epitopes are more likely to elicit T-cell related adverse reactions. Mapping the human tau T cell epitopes remains to be done experimentally but various computer algorithms can identify likely regions, which depend on the haplotype of the individual. It is also of considerable interest to determine if differences in efficacy/toxicity exist between single-epitope vaccines vs. multi-epitope vaccines. If antibody-facilitated clearance of intracellular tau within the endosome-autophagosome-lysosome system turns out to be the major clearance pathway, pan-tau epitopes are also attractive as the antibodies would then presumably not have access to normal soluble and functional tau within the cytosol. However, if the endocytosed antibodies are released into the cytosol and/or if normal tau turns out to have an important extracellular biological function, targeting such a promiscuous epitope would not be appropriate. While the active approach has certain advantages, it may have autoimmune side effects that can be avoided with narrower/single epitope vaccines or with passive immunization, which also allows more specific targeting of disease-related epitopes. Interestingly, Rosenmann and colleagues designed a study with the objective to assess if whole recombinant tau protein (no phospho-epitopes) could induce a neuroautoimmune disorder in mice based on their preliminary observation of more tau plasma antibodies in AD vs. age-matched controls [19]. Indeed, it led to delayed neurological deficits when administered with two strong adjuvants that are known to promote cytotoxic T cell responses. For human trials, milder adjuvants that promote antibody response can be complemented with Thelper epitopes attached to a narrow tau epitope to seek an ideal efficacy/safety profile. Within the passive approach, antibody engineering may lead to further improvements.
Single chain variable fragments (scFv’s) for therapy and diagnosis
Specifically, to potentially improve therapeutic efficacy and to develop novel diagnostic markers, we have generated with phage-display technology numerous scFv’s of monoclonal tau antibodies that we have developed. These smaller entities have certain advantages and disadvantages over tau antibodies and should ideally be developed concurrently. A certain advantage of using scFv’s is that, because of their smaller size, they may have better access than antibodies to tau aggregates, and may therefore be more efficacious as therapy or diagnostic markers for tau pathology. The caveat is that this may not be the case if Fc-mediated uptake of tau antibodies into neurons and/or microglia is important for their efficacy. Their main disadvantage as therapy is their presumed short half-life but well established procedures are available to prolong it and render these molecules more attractive as potential therapy.
On the diagnostic front, antibody detection of abnormal tau in cerebrospinal fluid has shown some promise, suggesting that further development in this arena is warranted. In particular, smaller antibody fragments that bind to tau are attractive as ligands for in vivo imaging to detect tau lesions in patients with AD or other tauopathies. For such in vivo studies, relatively rapid clearance is considered to be ideal rendering the antibody fragments more attractive than unmodified antibodies. Several scFv’s are already being developed as imaging probes against various other targets. In vivo imaging of Aβ plaques using compounds that bind well to β-sheets is already in clinical use but only a few tau-binding ligands have been identified in preclinical studies [20–23], and some of those have failed in clinical trials [24], while others are still being evaluated [23]. Antibody-based probes such as those proposed here are likely to provide greater specificity for detecting tau lesions.
Manganese-Enhanced Magnetic Resonance Imaging
Several years ago, the Koretsky laboratory introduced a novel MRI approach to directly detect neuronal activity. Manganese Enhanced MRI (MEMRI) utilizes divalent manganese, Mn2+, which enters activated neurons through calcium channels and produces a strong signal enhancement on T1-weighted MRI [25;26]. MEMRI is also emerging as an effective in vivo approach for tracing axonal tracts [26], showing T1-weighted-MRI enhancement in the adult and developing mouse brain after subcutaneous, intraperitoneal or intranasal injection of MnCl2 [27–30]. Initial concerns about neurotoxic effects of manganese have been alleviated, since doses required for enhancement in a number of brain regions appear to be safe for mice from neonatal stage to adulthood with no apparent abnormal behavior, at least over several months [28;29]. We have recently reported that this approach allows monitoring of deterioration of neuronal transport in mice as tau pathology advances with age [29], as well as in vivo detection of the beneficial effects of tau immunotherapy on neuronal transport in the same tauopathy mouse model [30].
Overall, these approaches presented at the 11th International Conference on Alzheimer’s and Parkinson’s Disease, and briefly discussed here, may lead to novel therapies and diagnostic markers for AD and related tauopathies.
Acknowledgments
This work was funded with support from NIH grant numbers NS077239, AG032611 and AG020197. NYU technology on tau immunotherapy and related diagnostics is licensed to and is being co-developed with H. Lundbeck A/S.
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