Abstract
This paper investigates an ensemble-based technique called Bayesian Model Averaging (BMA) to improve the performance of protein amino acid pKa predictions. Structure-based pKa calculations play an important role in the mechanistic interpretation of protein structure and are also used to determine a wide range of protein properties. A diverse set of methods currently exist for pKa prediction, ranging from empirical statistical models to ab initio quantum mechanical approaches. However, each of these methods are based on a set of conceptual assumptions that can effect a model’s accuracy and generalizability for pKa prediction in complicated biomolecular systems. We use BMA to combine eleven diverse prediction methods that each estimate pKa values of amino acids in staphylococcal nuclease. These methods are based on work conducted for the pKa Cooperative and the pKa measurements are based on experimental work conducted by the García-Moreno lab. Our cross-validation study demonstrates that the aggregated estimate obtained from BMA outperforms all individual prediction methods with improvements ranging from 45-73% over other method classes. This study also compares BMA’s predictive performance to other ensemble-based techniques and demonstrates that BMA can outperform these approaches with improvements ranging from 27-60%. This work illustrates a new possible mechanism for improving the accuracy of pKa prediction and lays the foundation for future work on aggregate models that balance computational cost with prediction accuracy.
Keywords: titration, pKa, prediction, statistics, model aggregation
1 Introduction
The calculation of pKa values and titration behavior plays an important role in the analysis of biomolecular structure and function, including catalytic activity [19], ligand binding [59], and protein stability [6,9,46,71]. Accurate pKa predictions, however, are challenging to calculate due to a variety of computational factors including appropriate treatment of electronic, solvation, and electrostatic effects [22,23,65] as well as adequate sampling of the biomolecular ensemble and response to titration state change [12,25,31,36,57,63,69,74]. A wide range of approaches have been developed for estimating the pKa and titration behavior of proteins [1] and other biological molecules [60]. These approaches range from physics-based methods and simulations [3,37,63,68], to data-driven methods that are primarily based on statistical models [8, 44, 56]. To differentiate between these approaches, we will use the term method throughout this paper to indicate what many computational chemists would call a model for predicting pKas, and we reserve the word model to indicate a statistical model. The topic of pKa prediction has been thoroughly addressed in other articles [42].
Common across all pKa methods is the uncertainty associated with selecting, specifying, and evaluating a set of processes, parameters, and mathematical systems in order to accurately estimate pKa. This type of uncertainty, referred to as method selection uncertainty, is arguably the greatest source of error and risk associated with model-based estimation and can affect a wide range of scientific and mathematical disciplines [2, 15, 51]. One of the most powerful ways to address selection uncertainty is through ensemble-based estimates [5, 28, 45, 52]. In ensemble approaches, estimates from a collection of methods are combined (e.g., through a weighted average) to form a single aggregated estimate. The motivation behind ensemble-based approaches is based on two principles: 1) all methods in the ensemble possess some unique, useful information; and, 2) no single method is sufficient to fully account for all uncertainties. Proponents of ensemble-based approaches assert that the best method to use for estimation is a combination of all of the methods. The underlying premise behind this tenet is that the information and strengths of individual methods can be combined, and their corresponding weaknesses and biases can be overcome by the strength of the group [28, 47, 49, 55]. Ensemble-based estimates are therefore expected to be more reliable and potentially more accurate than individual methods, an expectation that has been upheld in numerous examples [5,28,41,45,48,52,55,61,73].
Recently, an informal “pKa Cooperative” group has been established to explore the strengths and weaknesses of titration state prediction methods in the context of well-characterized experimental systems [42]. This paper uses the results of predictions from the Cooperative to investigate the utility of an ensemble-based approach called Bayesian Model Averaging (BMA) [28] to estimate pKa values measured by the García-Moreno lab in staphylococcal nuclease [4, 6, 9, 10, 18, 26, 27, 31–35]. Although other statistical approaches have been used to train [40, 53] and analyze [8, 70] pKa prediction algorithms, and BMA itself has been applied successfully for prediction tasks across many domains [41,48,61,72], this is the first application of the BMA approach to this problem domain.
2 Methods
2.1 Bayesian Model Averaging
For pKa prediction, a basic BMA approach is to consider a set of prediction methods as a linear system [28, 47, 49]. Let yi for i = 1, … , N be a series of pKa observations, and let xij denote the ith estimate obtained from the jth prediction method for these observations.For example, given that yi is the experimentally measured pKa of Arg 313, each xij for j = 1, … , P would be a specific method’s estimate for this value. Given P prediction methods, the combination of all xij forms the numerical ensemble estimate matrix that, along with yi, defines a linear regression model
(1) |
Here, the parameter vector βj defines the unknown relationship between the ensemble’s P constituents and ∊i is the disturbance term that captures all factors (e.g., noise and measurement error) that influence the dependent variable yi other than the regressors xij.
In evaluating Equation 1, the objective is to estimate the values βj that will both fit the known pKa data in yi and facilitate the ability to make inferences on unknown pKa values. Many different regression techniques can estimate βj [7,30,38,50]; however, these techniques commonly generate estimates that vary in their ability to model and infer [13,21,28,47,49]. The risk and uncertainty associated with using one of these estimates over any other estimate (i.e., for statistical inference) is called statistical model uncertainty. Like method selection uncertainty, statistical model uncertainly is also a common source of error in predictive modeling [28,47–49,62].
BMA addresses the challenge of statistical model uncertainty by first evaluating all possible models that can be formed from the P prediction methods, and then combining each model’s estimates for βj through a weighted average. This aggregation process generates an aggregate-based parameter vector, (Equation 2) that can provide more accurate and reliable estimates than any ensemble method, and can also outperform other ensemble-based strategies (e.g., stepwise regression) [13,21,28,64].
Formally, there are k = 1, … , 2P − 1 distinct combinations of the P methods, each with a corresponding statistical model, M(k), and parameter vector, . BMA combines each , through a weighted average that weights each by the probability that its statistical model, M(k), is the “true” model.
(2) |
In Equation 2, is the expected value of the posterior distribution of that is weighted by the posterior probability Pr(M(k)∣y) (i.e., the probability that M(k) is the true statistical model given yi). The expected posterior distribution of is approximated through the linear least squares solution of the given model M(k) and pKa response variable, y = [y1, … , yN]. The posterior probability term is estimated from information criteria [47]
(3) |
where B(k) is the Bayesian Information Criteria for model M(k), and the information criteria itself is estimated [47]
(4) |
Here R2(k) is the R2 correlation value for model M(k), p(k) is the number of methods used by the model (not including the intercept), and N is the number of pKa values to be predicted. BMA’s aggregation thus weights each model’s expected parameter vector with the probability value that is based on that model’s ability to balance trade-offs between model complexity (i.e., the number of methods used) and goodness of fit. Models that use a larger number of methods, or that do not fit the observations well, are penalized and can be eliminated from the final aggregation process (i.e., their posterior probabilities are effectively 0). In this context, BMA combines the best models to provide an accurate estimate for the true parameter terms, βj.
The resulting parameter vector, , obtained from Equation 2 helps to address model uncertainty by accounting for all systems of linear equations that can model the relationship between the measured pKa values yi and values xij predicted by each method j. More importantly, can be used to estimate new pKa values for unmeasured residues by combining new xij estimates.
2.2 pKa data and prediction methods
We apply the BMA approach to a set of prediction methods that estimate 83 pKa values for Lys, Asp, and Glu residues in staphylococcal nuclease mutants measured by the García-Moreno lab in a series of studies [4, 6, 9, 10, 26, 27, 31–35]. As this data is the largest set of systematic pKa values available for any protein system, it provides an extremely valuable resource for the development of new computational methods for pKa prediction.
The set of prediction methods for this data comes from a large-scale, collaborative exercise run by the pKa Cooperative to assess and compare contemporary strategies for estimating pKa values [42]. In this study, we have used only a subset of the methods demonstrated in the pKa Cooperative tests and a subset of the original 83 “ground truth” experimental pKa measurements. This restriction is due to the fact that most methods used in the pKa Cooperative tests provided predictions for only a subset of the 83 residues and mutants characterized by the García-Moreno lab; most methods only provide estimates for half of the data. In order to include the maximum number of methods in the aggregation process, we only consider locations on the nuclease protein where all ensemble members provide a predicted estimate. As a result, our study is based on 36 measurements listed in Table I.
Table I.
Residue | D20d | E23c | E25c | K25b | K34b | K36b | E38c | E39c | E41c |
pKa | 4.0 | 7.1 | 7.5 | 6.3 | 7.1 | 7.2 | 6.8 | 8.2 | 6.5 |
| |||||||||
Residue | D41d | D58d | K62b | D62d | E62c | D66d | E66a;c | E72c | K72b |
pKa | 4.0 | 6.8 | 8.1 | 8.7 | 7.7 | 8.1 | 8.5 | 7.3 | 8.6 |
| |||||||||
Residue | D74d | E74c | D90d | E91c | K91b | E92c | E99c | D99d | D100d |
pKa | 8.3 | 7.8 | 7.5 | 7.1 | 9.0 | 9.0 | 8.4 | 8.5 | 6.9 |
| |||||||||
Residue | E100c | K103b | K104b | D109d | D118d | E125c | D125d | D132d | E132c |
pKa | 7.6 | 8.2 | 7.7 | 7.5 | 7.0 | 9.1 | 7.6 | 7.0 | 7.0 |
The subset of pKa Cooperative methods used in the BMA approach were chosen based on two criteria. First, we select those methods that predict the greatest number of common residues/mutants. Second, in the event that multiple method variants exist, we chose only a single variant to eliminate the number of highly correlated methods in the aggregate. We perform this second step to ensure that multicollinearity does not inflate the significance that certain methods have during model selection and averaging; such bias can create unstable estimates for that can reduce BMA’s predictive accuracy [11]. Table II summarizes the 11 methods that constitute our ensemble; each method predicts the 36 measurments in Table I. This table also lists each method’s approach for conformational sampling and its solvation model.
Table II.
Reference | Sampling strategy |
Solvation model |
Number of predictions made (out of 89 total) |
---|---|---|---|
“Null” model | — | — | 89 |
Wallace J, et al, 2011 [63] | MD | GB | 68 |
Warwicker J, 2011 [66] | Static | PB | 83 |
Rostkowski M, et al, 2011 [53] |
Static | Empirical | 89 |
Milletti F, et al, 2009 [40] | Static | Empirical | 74 |
Nielsen JE, et al, 2001 [43] | Static | PB | 87 |
Witham S, et al, 2011 [69] | MD and MC | GB and PB | 65 |
Word JM, et al, 2011 [70] | Static | PB | 61 |
PDB2PKA [16, 43] | Static | PB | 87 |
Song Y, 2011 [57] | MC and Rosetta |
PB | 69 |
Meyer T, et al, 2011 [39] | Static | PB | 87 |
Four types of sampling strategies were used by the methods considered in this study: molecular dynamics (MD) simulations [63,69], Monte Carlo (MC) sampling [57,69], Rosetta model refinement [57], and static structures [39, 40, 43, 53, 66, 70]. Three basic types of implicit solvation models were used: generalized Born [17,58], Poisson-Boltzmann and related methods [14,20,29], and empirical approaches [40,53]. Finally, a “null” model consisting of model compound pKa values (ASP = 3.8, GLU = 4.3, LYS = 10.5) is also included in the analysis. The results of these methods are shown in Figure 1.
2.3 Training and estimating with BMA
To train the BMA model, we began by randomly sampling (without replacement) 18 of the original 36 experimental pKa measurements. Collectively, these sampled values form the observation vector yi. The estimates from each of the 11 pKa prediction methods in Table II for these measurements define the ensemble estimate matrix, xij. The observation vector and the ensemble estimate matrix form the linear system in Equation 1. Next, we estimated the parameter from Equation 2 by assembling all k = 1, … , 211 − 1 = 2047 possible statistical models M(k) and estimating each model’s posterior probability (Equation 3) based on its associated R2(k) value and its number of independent parameters (Equation 4). The calculated parameters are the weighted average of each statistical model’s ordinary least squares solution based on that model’s posterior probability. Finally, we use to estimate the remaining 18 pKa measurements that were not used to train the BMA model. This task is accomplished by combining the estimates of all methods in Table II for the validation data with to produce an aggregate prediction.
3 Results and discussion
We exercised the training and estimation process in Section 2.3 repeatedly in a 100-fold cross-validation study to assess the performance of several prediction approaches. In each of the study’s 100 tests, we randomly selected (without replacement) 18 of the 36 experimental measurements as training data and used the remaining 18 measurements as validation data.Thus for a given test in our cross-validation study, we determined the root mean squared error (RMSE) of each prediction approach based on the validation data. The distribution of the RMSE for all 100 tests are reported for each predictive approach in our results (see Figures 1-3).
Based on these RMSE distributions, we assessed the performance of BMA to a given prediction approach X through a Wilcoxon rank sum paired comparison test [67]. This non-parametric approach tests the hypothesis that the RMSE distributions of BMA and X are equal: H0 : μBMA = μX. To control the familywise error rate of our tests (there were 56 paired tests in total), we applied a Bonferroni correction to determine a p-value threshold of . Thus when comparing BMA to X, a Wilcoxon-generated p-value that is greater than 9.0E – 4 indicates we fail to reject H0: the distributions are thus equal and we conclude that BMA and X are equivalent in their predictive accuracy. On the other hand, Wilcoxon-generated p-values that are less than 9.0E – 4 indicate we should reject H0. In this latter case, we then compared the mean RMSE for BMA (Tables III, IV, and V) and the given technique to assess performance.
Table III.
Method class | All | ASP | GLU | LYS |
---|---|---|---|---|
BMA | 1.155 | 1.376 | 0.924 | 1.023 |
Empirical solvation | 2.031 | 2.264 | 1.609 | 2.280 |
Physics-based solvation | 4.167 | 4.129 | 4.051 | 4.414 |
Sampled conformations | 3.257 | 3.209 | 3.034 | 3.628 |
Static conformations | 4.057 | 4.061 | 3.936 | 4.246 |
Null | 3.420 | 3.598 | 3.516 | 2.861 |
Table IV.
Aggregate | All | ASP | GLU | LYS |
---|---|---|---|---|
BMA | 1.155 | 1.376 | 0.924 | 1.023 |
BMA-Empirical | 1.127 | 1.443 | 0.867 | 0.845 |
BMA-Physics | 1.164 | 1.318 | 0.959 | 1.111 |
BMA-Sampled | 1.017 | 1.260 | 0.809 | 0.828 |
BMA-Static | 1.175 | 1.496 | 0.944 | 0.830 |
Table V.
Ensemble technique | All | ASP | GLU | LYS |
---|---|---|---|---|
BMA | 1.155 | 1.376 | 0.924 | 1.023 |
Stepwise regression | 1.564 | 1.541 | 1.298 | 1.766 |
Forward regression | 1.740 | 1.680 | 1.436 | 2.044 |
Backward regression | 1.565 | 1.543 | 1.295 | 1.768 |
Cp | 2.839 | 2.756 | 2.851 | 2.858 |
Ordinary Least Squares (OLS) | 2.089 | 2.219 | 1.865 | 1.983 |
We report the results of our study in three stages. Stage 1 compares the predictive results of BMA to predictions of different methods in Table II. Stage 2 assesses the robustness of BMA by evaluating BMA predictions that are based on different ensembles of methods from Table II. Stage 3 compares BMA’s performance to the performance of other aggregation approaches (e.g., Stepwise regression) to examine the benefits of addressing statistical model uncertainty.
3.1 Stage 1: Comparing BMA to the ensemble of pKa methods
We have chosen to analyze the results by overlapping classes of methods (see Table II), rather than by individual method, for multiple reasons. First, we intend to confound the analysis of individual model performance out of respect for the authors of the methods who freely contributed their results to the pKa Cooperative. The goal of the Cooperative is to encourage open conversation and exchange of ideas on improving biomolecular solvation models – not to rank or select “winners” from the pool of prediction methods. Second, the goal of this paper is to illustrate the potential benefits of model aggregation via BMA rather than analyze the performance of any single prediction method.
Table III and Figure 1 both provide an overview of the cross-validation pKa prediction errors for BMA, the null model, and the various sampling and solvation methods. There are specific models in each of the categories (empirical, physics-based, static, and sampled) that will typically perform with errors < 2 pKa units. For example, in Figure 1 we can see that for GLU the expected performance for all empirical models is < 2.
However, from these results, we see that the BMA-based approach substantially outperforms all other classes of methods for all amino acids: BMA-based estimates reduce error by approximately 65% in comparison to methods that use conformational sampling, and by about 73% in comparison to the static-conformation and physics-based solvation methods. In comparison to BMA, empirical solvation methods provide the next-best estimates; these estimates are approximately 45% higher in error than BMA estimates. The statistical significance of BMA’s performance is based on p-values shown in Table VI. Based on an α value of 9.0E – 4, this table indicates that we reject H0 for all paired comparison tests. By comparing μBMA to other mean RMSE scores (see Table III), we concluded that BMA provides better performance than any method class in Figure 1.
Table VI.
Method | All | ASP | GLU | LYS |
---|---|---|---|---|
Empirical | 3.95×10−18 | 4.73×10−18 | 9.38×10−18 | 6.28×10−17 |
Physics | 1.98×10−18 | 1.98×10−18 | 1.98×10−18 | 1.98×10−18 |
Sampled | 1.98×10−18 | 1.98×10−18 | 1.98×10−18 | 2.17×10−18 |
Static | 1.98×10−18 | 1.98×10−18 | 1.98×10−18 | 2.04×10−18 |
Null | 1.98×10−18 | 2.04×10−18 | 1.98×10−18 | 8.09×10−18 |
3.2 Stage 2: Comparing different ensembles of methods for BMA
We applied BMA to five distinct ensembles, where each ensemble was based on a unique set of methods listed in Table II. We then compared the performance of each of these BMA instances to assess how changes in ensemble constituents affect BMA’s predictive accuracy. The first instance, labeled “BMA”, is based on an ensemble that includes all methods in Table II. This instance is the same BMA instance used in Section 3.1 and Section 3.3. The next four instances were based on a subset of the methods in Table II. Specifically, the instance labeled “BMA-Static” is based on an ensemble that only used methods that relied on static-conformations (see Table II, second column). Similarly, the instance labeled “BMA-Sample” utilized an ensemble that was defined by methods that only use conformational sampling. The last two instances, BMA-Physics and BMA-Empirical, were defined exclusively by methods that used physics-based or empirical solvation approaches respectively (see Table II, third column).
Figure 2 and Table IV summarize the cross-validation pKa prediction errors for the various BMA instances. From the RMSE distributions in Figure 2, it is clear that all instances provide excellent predictive capability. The significance of the results in Figure 2 and Table IV are base on the p-values in Table VII. Based on an α value of 9.0E – 4, these p-values indicate that we accept H0 for all comparison tests save two: the BMA-Physics ensemble when predicting LYS residues and the BMA-Static ensemble when predicting ASP residues. Thus for almost all cases, the performance of the BMA instances are equivalent. In the two exceptions where H0 was rejected, the BMA instance based on the entire ensemble of methods reduced error by approximately 8% compared to the other instances. The results of these comparisons indicate that the BMA approach is robust and that BMA can overcome deficiencies observed in certain classes of methods (see Figure 1) to provide consistent predictive performance.
Table VII.
Aggregate | All | ASP | GLU | LYS |
---|---|---|---|---|
BMA-Empirical | 1.19×10−1 | 1.00×10−3 | 4.92×10−1 | 9.58×10−1 |
BMA-Physics | 5.83×10−2 | 9.90×10−1 | 9.38×10−3 | 1.19×10−4 |
BMA-Sampled | 1.00 | 1.00 | 9.99×10−1 | 9.98×10−1 |
BMA-Static | 2.20×10−3 | 7.32×10−6 | 8.08×10−3 | 9.90×10−1 |
3.3 Stage 3: Comparing BMA to other ensemble techniques
There are other approaches besides BMA that can combine an ensemble of methods to make an aggregate prediction. In our cross-validation study, we evaluated five common approaches for aggregating an ensemble and evaluated their predictive benefits in comparison to BMA. These methods included: forward regression, backward regression, step-wise regression, ordinary least squares (based on all methods in Table II), and Mallow’s Cp statistic. These techniques were chosen as they have all been used successfully for a variety of inference tasks [24, 54]. As all of these approaches constructed an estimate for βi, training and predicting with these approaches was performed identically to how we trained and predicted with BMA (Section 2.3). As a result, we also followed the same procedure for comparing BMA’s predictive capability to these alternate ensemble-based prediction techniques.
Figure 3 and Table V provide an overview of the cross-validation pKa prediction errors for the various ensemble-based prediction approaches and BMA (BMA used an ensemble that included all methods in Table II). The statistical significance of BMA’s performance in Figure 3 is based on p-values shown in Table VIII. Based on an α value of 9.0E–4, Table VIII indicates that we reject H0 for all paired comparison tests. BMA’s RMSE distribution is therefore not equivalent to the RMSE distribution of any other ensemble-based technique
Table VIII.
Ensemble technique |
All | ASP | GLU | LYS |
---|---|---|---|---|
Stepwise | 3.85×10−15 | 1.29×10−4 | 7.25×10−17 | 5.78×10−14 |
Forward | 9.94×10−17 | 4.10×10−9 | 6.57×10−18 | 2.41×10−16 |
Backward | 3.85×10−15 | 1.12×10−4 | 8.37×10−17 | 6.76×10−14 |
Cp | 1.96×10−17 | 2.41×10−16 | 1.50×10−17 | 1.86×10−16 |
Ordinary Least Squares (OLS) |
1.19×10−17 | 1.19×10−13 | 3.32×10−17 | 4.12×10−14 |
As the distributions are not equal, we compared mean RMSE distributions of BMA to the other ensemble-based approaches in Figure 3 and Table V. From these mean RMSE, it is clear that the BMA-based approach outperforms all other ensemble-based prediction approaches: BMA-based estimates reduced error by approximately 27% in comparison to Backward and Stepwise regression techniques and by 35% in comparison to Forward regression. In comparison to an ordinary least squares approach that uses all the methods in Table II, BMA reduces error by approximately 46%. Finally, in comparison to Mallow’s Cp technique, BMA reduces error by approximately 60%.
4 Conclusions
This study demonstrates a proof-of-principle application of BMA to pKa prediction using a single protein (staphylococcus nuclease) as a test case. While the performance of BMA is expected to generalize to a much broader set of pKa prediction problems, the specific BMA model trained in this study is likely to be dependent on the staph nuclease system. In particular, the staph nuclease system has been engineered for stability and tolerates many internal titratable residues by shifting their pKa values towards neutral titration states when covered with solvent. We note that this work is complementary to the hybrid methods developed by Witham et al. [69] which suggest the use of multiple or hybrid pKa prediction methods based on the nature of the residue under consideration. For example, Witham et al. use structural features and the molecular environment to help select the best sampling and prediction method for a specific titratable residue. While our BMA approach is purely statistical in nature, the BMA method described here could also be trained to modify the aggregation process based on structural and environmental features (e.g., only look at ensembles of empirical methods for certain structural features and consider all methods for other structures). In future work we will look at penalizing computationally expensive methods that provide minimal accuracy benefits. Finally, we will explore larger datasets with a diverse set of bimolecular systems to provide a trained BMA pKa prediction model using a variety of calculation methods.
Acknowledgments
The authors would like to thank Landon Sego for his insight and discussions that helped to initiate this project and Jim Warwicker for his helpful comments on the manuscript. The authors are also very grateful to the Bertrand García-Moreno group for their generous sharing of experimental pKa measurements and to members of the pKa Cooperative for access to blind prediction data. This research was funded by the National Biomedical Computational Resource (NIH award P41 RR0860516) and NIH grant R01 GM069702 to NAB.
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