INTRODUCTION
Arthritis is a common and disabling problem in our population. Joint inflammation, arthritis, is associated with behavioral changes such as limping, guarding, decreased range of motion, and an increased response to peripheral noxious stimuli (hyperalgesia). For these reasons, experimental animal models have been designed to study various arthritic conditions. The injection of a mixture of kaolin and carrageenan into the knee joint is a model designed to study the acute inflammatory response. These irritants produce a localized joint inflammation and limping and guarding of the limb (Coggeshall et al. 1983; Sluka and Westlund 1992). This arthritis model has been studied in the anesthetized cat (Schaible et al. 1987; Neugebauer and Schaible 1990), anesthetized monkey (Dougherty et al. 1992b; Sluka et al. 1992; Sorkin et al. 1992; Westlund et al. 1992), and awake rat (Sluka and Westlund 1992, 1993a,b,c,d). Neural changes have been observed in both the peripheral and central nervous systems. Sensitization of articular primary afferent fibers (Coggeshall et al. 1983) and dorsal horn neurons (Dougherty et al. 1992b; Neugebauer and Schaible 1990; Schaible et al. 1987) to cutaneous and joint stimuli occurs after induction of arthritis.
From the symptomatic point of view, arthritis can be divided into two components: (1) the inflammation itself (redness, swelling, increased temperature) in and around the joint, and (2) the pain that accompanies this inflammation. Blood-borne or local factors have been considered the sole players in the development of inflammation (Hurley 1983) until relatively recently. There is clear evidence that both the peripheral somatic and sympathetic nervous systems are involved in a variety of inflammatory conditions (see Levine et al. 1988). For example, primary afferent fibers are known to release the inflammatory neuropeptides, substance P (SP) and calcitonin gene-related peptide (CGRP), into the knee joint (Yaksh et al. 1988; Larsson et al. 1991). These neuropeptides have been found in the exudate in both human arthritic conditions and in animal models of arthritis (Applegren et al. 1991; Larsson et al. 1991; Marshall et al. 1990). In adjuvant arthritis, a chronic inflammatory model, chemical sympathectomies decrease the severity of the arthritis (Levine et al. 1986).
We used the kaolin and carrageenan model of inflammation in our experiments to investigate the involvement of:
spinal excitatory amino acid (EAA) receptors of the non-N-methyl-D-aspartate (non-NMDA) (n = 8) and NMDA (n = 8) types,
spinal gamma-aminobutyric acidA (GABAA) receptors (n = 8),
primary afferent fibers (unilateral dorsal rhizotomy) (n = 6), and
the sympathetic nervous system (surgical and/or chemical sympathectomy) (n = 6)
In rats, the knee joint is injected with a mixture of 0.1 cc of 3% kaolin and 3% carrageenan while animals are briefly anesthetized (Sluka and Westlund 1992). Following induction of arthritis, we assessed pain-related behaviors using paw withdrawal latency (PWL) to radiant heat and a subjective pain rating scale. The degree of inflammation was determined by measuring joint circumference and with thermography. Additionally, we assessed the effects of non-NMDA and NMDA receptors on excitatory amino acid (EAA) release in the dorsal horn. Antagonists were infused into the spinal cord through a microdialysis fiber implanted into the dorsal horn (lamina III–IV of the lumbar [L3–L6] spinal cord). As a control for the localization of the effects of receptor antagonists, a microdialysis fiber was placed into the sacral spinal cord. Untreated arthritic (n = 10) and saline-injected control animals (n = 4) were used for comparison. All experiments were approved by the Animal Care and Use Committee at our institution.
EXCITATORY AMINO ACID RELEASE
The release of the EAAs, aspartate (ASP) and glutamate (GLU), in the deep dorsal horn of the spinal cord was studied by measuring changes in their concentrations in extracellular fluid collected via a microdialysis fiber (Skilling et al. 1988; Sluka and Westlund. 1992; Sorkin et al. 1988) in awake rats during the development of the inflammation. An initial increase in ASP and GLU concentration was observed upon injection of the irritants (Fig. 1). Subsequently, a prolonged release of ASP and GLU in the deep dorsal horn began after three hours and persisted throughout the collection period (eight hours). If animals were pretreated either with the non-NMDA receptor antagonist, 6-cyano-7-nitroquinoxaline-2,3-dione (CNQX; 1.1 mM), or the NMDA receptor antagonist, DL-2-amino-7-phosphonoheptanoic acid (AP7; 2 mM), the increased release of ASP and GLU was blocked both at the time of injection and in the prolonged release phase. In fact, ASP concentrations fell significantly below baseline in the CNQX-treated arthritic animals. The antagonists—CNQX and AP7—had no effect on baseline levels of ASP or GLU (Fig. 1).
BEHAVIORAL CHANGES ASSOCIATED WITH JOINT INFLAMMATION
Arthritic animals treated with a non-NMDA, an NMDA, or a GABAA receptor antagonist did not display the increased sensitivity to radiant heat applied to the paw (heat hyperalgesia) that is characteristic of arthritic rats (cf. Hargreaves et al. 1988). In untreated arthritic rats, a faster withdrawal to radiant heat (1–2 seconds) occurs by four hours and is maintained through 24 hours (Sluka and Westlund 1993d) (Fig. 2). This hyperalgesia represents a central neuronal sensitization because the paw itself was not inflamed, but is now responsive to stimuli that were previously innocuous. The blockade of hyperalgesia by CNQX, AP7, or bicuculline implies that polysynaptic mechanisms are involved in the development of heat hyperalgesia. In contrast, arthritic animals sympathectomized by surgery and/or by phentolamine (1 mg/kg) were still hyperalgesic similar to the untreated arthritic group.
In another model, the heat hyperalgesia associated with inflammation of the paw by carrageenan appears to be reversed by posttreatment with intrathecal injection of NMDA receptor antagonists and not of non-NMDA antagonists (Ren et al. 1992). This may reflect the time when the antagonists were delivered, i.e., pretreatment vs. posttreatment. We pretreated animals with the antagonists. If the animal is already hyperalgesic (as in the study by Ren and colleagues), the further activation of the non-NMDA receptor may not be a requirement for continued sensitization of central neurons. NMDA receptor activation is necessary for wind-up (Davies and Lodge 1987) and also is involved in reducing the hyperexcitability of already sensitized dorsal horn neurons (Schaible et al. 1991). Therefore, the differences between the two studies suggest a critical time of non-NMDA receptor activation during the initial stages of the development of the inflammation, while the secondary hyperalgesia, once developed, is maintained by activation of the NMDA receptor. Another likely explanation concerns methodological differences between the delivery of the drugs to the superficial dorsal horn by intrathecal administration versus the deeper dorsal horn by microdialysis.
The injection of kaolin and carrageenan into the knee joint cavity results in guarding of and decreased weight bearing on the limb. To quantify these behavioral changes, the animals were graded by a subjective pain rating scale (0–5) modified from Guilbaud and colleagues (Attal et al. 1990) where: 0 is normal; 1 is curling of toes; 2 is eversion of foot; 3 is partial weight bearing; 4 is non–weight bearing and guarding; and 5 is avoidance of any contact with the limb. The untreated arthritic animals were graded 4.6 ± 0.15; they exhibited avoidance of contact with the limb by lying on the opposite flank in the cage and/or they would not walk on the limb at the end of eight hours. In contrast, scores of CNQX-treated arthritic animals averaged 1.5 ± 0.5 and those of bicuculline-treated arthritic animals averaged 1.2 ± 0.2. These animals all exhibited curling of the toes and some exhibited eversion of the foot. None of the animals in either group limped or guarded the limb. Similar to the untreated arthritic animals, subjective pain ratings for AP7-treated arthritic animals averaged 4.25 ± 0.4 and the sympathectomized animals averaged 4.3 ± 0.2. All of these animals demonstrated guarding of the limb and no weight bearing during ambulation of the limb. Therefore, the behavioral manifestations were greatly decreased only by treatment with the non-NMDA and the GABAA receptor antagonists and not by treatment with the NMDA receptor antagonist or by sympathectomy, which is consistent with a decrease in the degree of peripheral inflammation.
CENTRAL CONTROL OF JOINT INFLAMMATION
One of the most surprising findings was that spinal cord administration of either a non-NMDA (CNQX; 1.1 mM) or a GABAA (bicuculline; 0.01 mM) receptor antagonist prior to induction of arthritis significantly reduced the extent of joint inflammation compared to untreated arthritic animals (Fig. 3). Measurement of knee joint circumference revealed that the joint circumferences in animals pretreated with a non-NMDA or a GABAA receptor antagonist were significantly reduced compared to untreated arthritic animals. Similarly, following unilateral dorsal rhizotomy (L2–L6, 2–3 days) the joint circumferences of inflamed knees were significantly less than those in untreated arthritic animals (Fig. 3). In contrast, treatment of the spinal cord with an NMDA receptor antagonist did not reduce the degree of peripheral joint inflammation when compared to untreated arthritic animals. Nor did a combination of surgical and chemical (phentolamine, 1 mg/kg) sympathectomies reduce the degree of inflammation.
As a control for systemic effects, the microdialysis fiber was placed into the sacral spinal cord and the antagonist (CNQX or bicuculline) administered in the same manner as in all other experiments. In these animals the degree of joint inflammation and the behavioral changes were similar to those of untreated arthritic animals. Therefore, the application of CNQX and bicuculline must be into the levels of the spinal cord receiving articular inputs to interfere with the progression of the inflammation and the resultant behavioral changes. Further, this finding demonstrated that application to the spinal cord through the microdialysis fiber remained confined regionally. Additionally, in animals (n = 3) in which methylene blue dye was passed through the fiber for the duration of infusion of the antagonist, the spread of the dye did not extend beyond one spinal segment or ventrally into the motor neuron pool.
Thermographic readings taken before and after induction of arthritis revealed that a major temperature increase occurs in the knee joint with inflammation. Similar changes were evident for arthritic animals after receiving treatment with the NMDA receptor antagonist or following sympathectomy. Treatment of the spinal cord with a non-NMDA or a GABAA receptor antagonist, however, reduced the thermal increases typical in knee joint inflammation. The thermal increases also were reduced following dorsal rhizotomy. The reduction in the severity of the inflammatory events by CNQX, bicuculline, or dorsal rhizotomy and not by AP7 or sympathectomy, as determined by thermographic and knee joint circumference measurements, suggest that differential control mechanisms are involved for the peripheral inflammatory and nociceptive events. This finding is consistent with the decrease in the degree of inflammatory exudate present in the knee joints of animals treated with CNQX, bicuculline, or dorsal rhizotomy.
DISCUSSION
These data support a contribution by central pathways to the development of peripheral joint inflammation. The central pathway(s) involves spinal non-NMDA (Sluka and Westlund 1993b) and GABAA (Sluka et al. 1993) receptors as well as the central terminals of primary afferent fibers. These data demonstrate that a central neuronal pathway exists that when blocked at the spinal cord level, not only reduces the transmission of nociceptive information but also influences the development of peripheral inflammation. Consequent behavioral manifestations of the arthritis also are decreased. Peripheral joint inflammation is reduced by dorsal rhizotomy, spinal application of CNQX or bicuculline, but not by AP7 or sympathectomy. Efferent activity was recorded in knee joint afferents in response to mechanical stimulation of the hindlimb following induction of acute arthritis (Rees et al. 1994). Thus, we hypothesize that the central pathway for increasing peripheral inflammation involves primary afferent depolarization of terminals in the dorsal horn and the consequent dorsal root reflexes (DRRs). The central terminals of primary afferent fibers must be intact for the joint inflammation to develop fully. The peripheral terminals of these afferents may directly release neuropeptides into the joint when invaded by antidromic nerve impulses (DRRs) triggered by primary afferent depolarization (PAD).
There is substantial evidence for the involvement of the peripheral nervous system in the inflammatory process. Peripherally, changes in content of fibers labeled for SP and CGRP occur in both human inflammatory conditions and animal models of inflammation (Mapp et al. 1990; Pereira da Silva and Foneseca 1990; Weihe et al. 1988). A peripheral release of SP and CGRP occurs in the inflammatory exudate of the joint (Appelgren et al. 1991; Larsson et al. 1991; Marshall et al. 1990) and these peptides increase the inflammatory events in the periphery (Levine et al. 1984; Brain and Williams 1985). This indicates that primary afferent neurons are involved in tissue extravasation during arthritis. Additionally, denervation of the knee joint or intra-articular injection of capsaicin, which depletes SP and CGRP, reduces peripheral joint inflammation (Lam and Ferrell 1989a,b).
Centrally, an early depletion of SP followed by a later increase of SP and CGRP are observed after induction of arthritis (Sluka et al. 1992; Sluka and Westlund 1993d). These dorsal horn changes occur across the entire superficial dorsal horn (Sluka et al. 1992; Sluka and Westlund 1993d). This includes not only the termination sites of the knee joint afferents (Craig et al. 1988), but also areas receiving input from cutaneous, muscle, and other joint primary afferent fibers. Dorsal horn CGRP is solely of primary afferent origin (Chung et al. 1988), so widespread release suggests long-term facilitatory events are occurring that affect a large number of primary afferent fibers. The increased degree of inflammation mediated through non-NMDA and GABAA mechanisms in the spinal cord and the widespread changes in GLU, SP, and CGRP (Sluka et al. 1992; Sluka and Westlund 1993d) that occur following induction of arthritis may be the result of PAD, which occurs through GABAA synapses on the central terminals of primary afferent fibers (Eccles et al. 1963; Jiminez et al. 1987). This is consistent with the reduction in the peripheral inflammation by spinal application of a GABAA receptor antagonist, bicuculline. Increased extracellular potassium concentration also results in PAD (Svobada et al. 1988), and a small increase [K+] has been shown in this arthritis model (Heinemann et al. 1990). Additionally, activation of descending pathways causes a depolarization of primary afferent fibers (Carpenter et al. 1963; Martin et al. 1979). This central pathway influencing joint inflammation is further supported by recent studies that demonstrated: (1) an increased release of neuropeptides into the knee joint on the side contralateral to the inflammation (Bileviciute et al. 1993), and (2) a blockade of the spread of inflammation to the contralateral limb following capsaicin pretreatment of either sciatic nerve (Donaldson et al. 1993).
Another alternative is increased activity in muscle efferents, which would result in behavioral signs similar to those observed in this model, i.e., limping, and guarding of the limb. Indeed, an increase in activity in muscle efferents has been observed in a variety of nociceptive conditions (Woolf 1983; Woolf and Wall 1986; Woolf and Thompson 1991). However, though many mechanisms may be responsible for the central control of peripheral joint inflammation, we believe that DRRs triggered by PAD are likely to play a major role.
The increased central EAA release and content of GLU, SP, and CGRP (Schaible et al. 1990; Sluka and Westlund 1992, 1993d; Sorkin et al. 1992) may contribute to the sensitization of dorsal horn neurons. In fact, the release and increased content of GLU is blocked by spinal application of either a non-NMDA or an NMDA receptor antagonist, while the increase in SP is blocked only by non-NMDA receptor antagonists (Sluka and Westlund 1993c). In addition, the changes in PWL have been correlated with the changes in GLU immunoreactivity in the superficial dorsal horn (Sluka and Westlund 1993d), further implicating GLU in the development of heat hyperalgesia. Lastly, central sensitization can be reduced by iontophoretic application of an NMDA receptor antagonist (Schaible et al. 1991). Increased responsiveness of nociceptive neurons due to sensitization would lead to an increased firing of the neurons and therefore an increased transmission of nociceptive information to higher centers.
The heat hyperalgesia of the paw that develops in these arthritic animals reflects a central neuronal sensitization because the inflammation itself is localized to the knee joint and does not include the sensitized paw. The sensitization of central neurons (Dougherty et al. 1992b) could be a result of the increased spinal release and content of EAAs (Sorkin et al. 1992; Sluka et al. 1992; Sluka and Westlund 1992, 1993a,c) and of neuropeptides (Schaible et al. 1990; Sluka et al. 1992; Sluka and Westlund 1993d). The heat hyperalgesia of the paw does not occur if EAA release and content are blocked by both non-NMDA and NMDA receptor antagonists (Sluka and Westlund 1993a,b,c). Previous studies have demonstrated involvement of NMDA (Aanonsen and Wilcox 1987; Ault and Hildebrand 1993; Ren et al. 1992; Schaible et al. 1991; Nasstrom and Karlsson 1992) and non-NMDA (Ault and Hildebrand 1993; Dougherty et al. 1992a,b; Näsström et al. 1992; Sluka and Westlund 1993a) receptors in a variety of nociceptive events.
In summary, these studies indicate that there are central neuronal networks not only for processing nociceptive information but also for activating events resulting in peripheral inflammation. Transmission of the nociceptive information involves the release of the EAAs, ASP, and GLU, as well the activation of both non-NMDA and NMDA receptors. In contrast, the development of the peripheral inflammation and the behavioral manifestations (guarding and limping) are affected differentially by the two EAA receptor types. The joint inflammation is also reduced by spinal administration of a GABAA receptor antagonist and dorsal rhizotomy. The central pathway initially involves the activation of non-NMDA receptors in the spinal cord that in turn activate GABAA synapses on the central terminals of primary afferent fibers. Activation of these terminals would cause PAD and dorsal root reflexes that would produce a peripheral release of inflammatory neuropeptides into the joint. Clinically, these data seem to suggest that recovery time following surgical trauma and joint inflammation could be significantly reduced with preemptive treatment of the anticipated pain and inflammatory events.
Acknowledgments
We thank Heidi Jordan for surgical assistance with the microdialysis experiments. This was supported by NIH grants NS11255 and NS01445, RO1 NS28064, and an unrestricted grant from the Bristol-Myers Squibb Company.
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