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. Author manuscript; available in PMC: 2015 Feb 1.
Published in final edited form as: IEEE Trans Biomed Eng. 2014 Feb;61(2):547–556. doi: 10.1109/TBME.2013.2283597

Probabilistic Estimation of Mechanical Properties of Biomaterials Using Atomic Force Microscopy

Rajarshi Roy 1, Wenjin Chen 2, Lei Cong 3, Lauri A Goodell 4, David J Foran 5, Jaydev P Desai 6
PMCID: PMC3966978  NIHMSID: NIHMS528251  PMID: 24081838

Abstract

Nanoindentation using contact-mode Atomic Force Microscopy (AFM) has emerged as a powerful tool for effective material characterization of a wide variety of biomaterials across multiple length scales. However, interpretation of force-indentation experimental data from AFM is subject to some debate. Uncertainties in AFM data analysis stems from two primary sources: the exact point of contact between the AFM probe and the biological specimen and the variability in the spring constant of the AFM probe. While a lot of attention has been directed towards addressing the contact-point uncertainty, the effect of variability in the probe spring constant has not received sufficient attention. In this work, we report on an Error-In-Variables (EIV) based Bayesian Changepoint approach to quantify the elastic modulus of human breast tissue samples after accounting for variability in both contact point and the probe spring constant. We also discuss the efficacy of our approach to a wide range of hyperparameter values using a sensitivity analysis.

Keywords: Atomic Force Microscopy, Tissue Microarray Technology (TMA), Bayesian Changepoint, Error-in-Variables, Mechanical Characterization

I. INTRODUCTION

A lot of research has been directed towards understanding the spatial and temporal changes in the mechanical properties of biomaterials undergoing morphological transformations due to increasing malignancy in cells and tissue [1]. Human pancreatic cancer epithelial cells [2] and human bladder cells [3] were found to exhibit enhanced mechanical deformability compared to their healthy counterparts. Cancerous human breast epithelial cells were also shown to display lower stiffness [4], while similar results could be replicated at the scale of histopathological breast tissue [5].

Amongst various other characterization methods including micropipette aspiration, laser based tweezers and magnetic probes and other microelectromechanical (MEMS) based techniques [6], AFM has emerged as a powerful tool to study the biomechanics of cells and tissues. When used in the contact mode, the AFM is used as a nanoindenter: a sample is indented by a micro-cantilever probe with an attached particle (often spherical) at its tip, and the loading force curve is processed to extract the elastic properties of the sample. While AFM indentation experiments are by itself relatively straightforward, obtaining accurate quantitative estimates of the elastic properties is somewhat challenging.

To extract reliable material properties of the biological sample being probed by the AFM, it is vital to identify the precise point in the AFM force curve where the probe makes contact with the specimen - henceforth called the contact point. On stiff substrates in air, the contact point, by convention, is considered to be the point at which the first derivative shows discontinuity [7]; however, this approach is not applicable for compliant specimens like cells and tissue in liquid, where the force curves displays a smooth transition from the non-contact to the contact regime. Researchers often use visual cues [8] or derivative [7],[9] and fit-based [10],[11],[12] deterministic algorithms to estimate the contact point. However, these methods do not capture the underlying uncertainty due to the smoothness of transition between the non-contact and the contact regimes.

Another source of uncertainty stems from variability in the spring constant of the AFM probe used to take measurements on the specimen. Due to potential inaccuracies during microfabrication, AFM probes are typically calibrated prior to their use. Common calibration schemes include (amongst many) the Sader Method [13] and the thermal noise method [14]. However, most calibration schemes report variability between 5-17%[15]. Carrying out calibration experiments in liquid environments adds to further complexity in accurate determination of the probe’s spring constant. Calibrated spring constants have shown large variations depending on the viscosity of the liquid medium. Pirzer et al [16] reported an error of 25% in 4M phosphate solutions and up to 100% in highly viscous solutions, and it was observed that improving the fitting functions to estimate the spring constants led to reduced calibration errors. Kiracofe et al [17] reported that the calibrated first eigenmodal stiffness of AFM probes in liquid were close to those calibrated in air, however, these studies do not consider the effect of repeated loading on AFM probes during indentation experiments. Practical difficulties during actual AFM experiments also include the possibility of microscale debris attaching to the cantilever during AFM experiments [18], which could introduce further variability.

A relatively new AFM probe calibration technique is the use of Laser Doppler Vibrometry (LDV) based interferometric methods [19] to measure the actual vertical displacement of the probe end, as opposed to the optical detection methods used in commercial AFMs that measure the angular deflection of the probe end. Gates el at [20] recently reported calibration errors within 2%; however, LDV-integrated AFMs have yet to be commercialized.

The aforementioned factors of uncertainty clearly pose a serious hindrance in obtaining accurate estimates of the material properties of specimens undergoing AFM indentation. This need is further underscored in light of the fact that mechanical characterization results on biomaterials are quite often followed by statistical hypothesis testing for inference purposes, for example, t-tests [3]. Pointwise estimation of the mechanical properties without accounting for the underlying uncertainty can lead to erroneous conclusions, especially when the computed p-values for the chosen hypothesis test are close to the level of significance, α. Indeed, hypothesis testing methods that incorporate interval uncertainty [21] reduce the possibility of inference errors compared to conventional hypothesis testing techniques which assume that the exact values of the estimates are known. An accurate inference test, however, has to be preceded by an approach that quantifies the elastic modulus with its associated interval uncertainty in a robust manner.

In the recent past, there has been considerable interest towards error quantification in AFM indentation studies. Rudoy et al [22] have recently proposed rigorous statistical methods using Bayesian analysis to obtain estimates of the elastic modulus due to the contact-point uncertainty. While these methods successfully extract the material property in soft samples after accounting for uncertainty due to the contact point, such methods do not take into consideration probe spring constant variations. Wagner et al [23] have systematically analyzed error propagation in AFM measurements. However, the contact point has been deterministically estimated from AFM force curves on stiff substrates where contact uncertainty is not a major concern.

We propose an Error-In-Variable (EIV) based Bayesian Changepoint framework [24][25][26] to generate posterior distributions of the elastic modulus as a function of uncertainties in both contact point and the probe spring constant. EIV approaches are frequently used in cases where the independent variables in a regression model are observed with errors. In an abridged version of this work [27], we used the EIV-Bayesian Changepoint approach to estimate the elastic modulus of mouse Embryonic Stem Cells (mESC), and we showed that we could obtain estimates of the elastic modulus with reduced variance compared to a piecemeal treatment of the individual uncertainties.

In this paper, we use an explicit force-indentation relationship proposed by Long et al [28] to estimate the elastic modulus of human breast tissue specimens which are modeled as a neo-Hookean hyperelastic material. The use of Long’s force-indentation relationship makes it possible to avoid limitations of the Hertz contact model, as explained later in Section III.A. We performed a sensitivity analysis to investigate the robustness of our approach to a wide range of variations in the probe spring constant.

In the subsequent section, we discuss the tissue preparation protocol, the AFM experimental procedure and the AFM probe spring constant calibration scheme. In Section III, we discuss the various steps of the Bayesian analysis. Finally, we present our results in Section IV and conclude with discussions and future work in Section V.

II. MATERIALS AND METHODS

A. Breast tissue sample preparation

We used Tissue Microarray (TMA) technology to prepare the samples for AFM indentation. Tissue cores of 0.6 mm diameter were extracted from paraffin-embedded normal and breast cancer tissue blocks and assembled into 4 quadrupled tissue microarray blocks using Auto Tissue Arrayer (Beecher ATA-27). Two consecutive 4 μm slices of each TMA were cut and fixed onto glass slides. One of each set of consecutive slides was stained with hematoxylin and eosin (H&E) and cover-slipped while the other remained unstained. Following the extraction of tissue cores, Virtual Microscopy (VM) technology was used to generate digital scans of the tissue segments at 40× equivalent resolution into a tiled TIFF format and uploaded onto the web server at http://virtualscope.umdnj.edu for subsequent viewing and annotation. The H&E slides were then inspected by a pathologist to confirm the specimen’s histological validity and one pair of consecutive slides containing significant amount of breast parenchyma was selected for the experiments. The pathologist then annotated valid normal and cancerous regions in epithelial and stromal tissue on the stained slide. Corresponding annotated regions on the unstained slide were then probed by the AFM in a raster fashion [29].

B. Indentation tests with AFM

Prior to AFM probing, the unstained slide (adjacent from the annotated one) was de-paraffinized with xylenes, hydrated with graded alcohols, and then kept in Phosphate Buffered Saline (PBS).

The experimental setup consists of the Atomic Force Microscope (MFP-3D-BIO™, Asylum Research) and an inverted microscope (Model: TE2000U, Nikon, Inc) with an attached CCD camera (QImaging Inc, Model: Retiga 2000R). At the base of the microscope is a motorized micromanipulator MP-285 (Sutter Instruments, Inc), to which is attached an end-effector used to hold the microscope slide. The AFM, inverted microscope and the micromanipulator are placed on a vibration isolation table to eliminate base vibrations [Fig. 1(a,b)].

Fig. 1.

Fig. 1

(a) and (b) AFM Experimental Setup with the MP-285 micromanipulator, (c) brightfield image of AFM indentation process.

We used closed-loop image-guided positioning to align the tissue specimens and the AFM probe tip. Briefly, a region-of-interest (ROI) corresponding to one of the annotated regions was selected by the user (called the “Probing ROI”), and an adjacent ROI (called the “Tracking ROI”) was used to provide image feedback [Fig. 1(c)]. A gradient-descent based controller was used to precisely position the probing point underneath the probe tip within 1μm. Following accurate positioning, indentations were performed on the “Probing ROI” in a raster fashion. Please refer to [29] for further details on the experimental setup.

C. AFM Probe Spring Constant Calibration

We used the thermal method to calibrate the AFM probe spring constant in our experiments [14]. The thermal method is particularly attractive compared to the Sader method because this method does not require exact knowledge of the dimensions of the probe [16]. In this calibration scheme, the probe is assumed to behave as a simple harmonic oscillator (SHO), vibrating in response to thermal noise in its vicinity. Using the equipartition theorem, we get [14]:

12mω02p2=12kBT

or

kcp2=kBT (1)

where kc is the probe spring constant (N/m), m is the equivalent mass of the AFM probe (kg), T is the ambient temperature (K), kB is the Boltzmann constant (J/K), ⟨p2⟩ is the mean of the square of the probe deflection, p (m), and ω0 (Hz) is the fundamental frequency of the probe. When analyzed in the frequency domain, the spring constant is represented as:

kc=kBTP (2)

where P is the integral of the Power Spectral Density (PSD), which equals the mean square of the probe deflections.

Since the probe deflection is optically measured through the photodiode, the calibration experiment includes estimation of a conversion term, commercially termed as Inverse Optical Lever Sensitivity (InvOLS), which also includes a correction factor that account for the approximation of AFM probes as ideal springs [30] and the finite laser spot at the probe end [31]. The InvOLS is estimated by taking an AFM force curve on a hard surface, typically a tissue-free location on the microscope slide. The final calibrated spring constant is given by:

kc=kBTP(InvOLS)2 (3)

It is worth mentioning here that henceforth we use the probe compliance, s = 1/kc, instead of the spring constant. This transformation allows us to integrate the variability observed in the calibration results into the EIV model, as shown later in Section III.

Representative results of 20 calibration experiments for two probes in PBS solution prior to and after the completion of the AFM experiment are displayed in Table I. As seen in Fig. 2(a) (PSD of the probe with nominal compliance = 0.222 m/N), the location of the fundamental frequency is not sharp, due to low Q-factor in liquid. As a result, fitting the PSD to a Lorentzian function to compute P is prone to errors and could be one of the contributing factors behind the variability in the probe’s fundamental frequency shown in Table I. The overall variability of the calibrated probe compliance is ~ 10%, which is in good agreement with previously reported uncertainty with the thermal calibration method [15]. In this work, we use the second probe (probe with nominal compliance = 0.222 m/N) for the indentation experiments and subsequent data analysis.

TABLE I.

AFM probe calibration results

Nominal Probe
Compliance (m/N)
InvOLS
(nm/V)
Fundamental
Freq.(kHz)
Calibrated Probe
Compliance(m/N)
16.667 87.72 ± 3.66 3.774 ± 0.125 16.382 ± 1.634
0.222 178.36 ± 1.88 62.675 ± 2.745 0.328 ± 0.032

Results shown as mean ± standard deviation.

Fig. 2.

Fig. 2

(a) Thermal spectrum of the probe oscillating in PBS, with overlaid Lorentzian fit in red. (b) Representative AFM force curve on breast tissue. Note that the d vs. δ curve is displaced 10 nm on the deflection axis for ease of visualization.

III. BAYESIAN ANALYSIS

A. Force-Indentation relationship

The extraction of material parameters typically requires fitting an appropriate contact model to the experimental AFM data. A widely used analytical formulation for this purpose is the Hertz contact model [32]. Fundamental assumptions in Hertzian contact theory are that the sample indented is a homogeneous, isotropic elastic half-space subject to infinitesimal strains. Additional assumptions include adhesion-free frictionless contact and linear elasticity in the material.

However, in our studies, many of these assumptions do not apply. The breast tissue specimens we studied were highly heterogeneous - the sampled tissue includes functional breast epithelial cells that are enclosed by collagen-rich stromal tissue [29]. Moreover, most biological specimens, particularly tissue samples, exhibit nonlinear constitutive behavior [33]. Furthermore, the tissue specimens are of finite thickness (~ 4μm) compared to the depth of indentation (~ 100 - 600 nm) and the geometry of the spherical particle attached to the AFM probe (radius = 2.5μm), which invalidates the assumptions of infinitesimal strains in Hertzian contact theory.

As a result, we use a contact model developed by Long et al [28] which accounts for geometric and material nonlinearities during spherical indentation. The contact force, F, is related to the indentation, Δ, in an incompressible neo-Hookean material by:

F=16ER9[Δ1.5+1.15γΔ2+α1γγΔ3]+[α2γ3Δ4.5]/[1+2.3γγΔ1.5] (4)

where

α1=10.050.63hR(3.10+h2R2) (5a)
α2=4.84.23h2R2 (5b)
γ=Rh2 (5c)

E is the elastic modulus, R is the radius of the spherical bead and h is the thickness of the tissue sample. Long’s force-indentation relationship is valid in the regime Δ/h ≤ min(0.6, R/h) and 0.3 ≤ R/h ≤ 12.7 [28]. The expressions in Eqns. 5(a) and 5(b) assume frictionless contact, which is a reasonable assumption since the tissue specimens are hydrated in PBS solution during the AFM experiments.

B. Transformation of raw data

The AFM probe deflection (d) and z-position (z) values are processed offline to estimate the elastic properties of the specimen being studied. A typical AFM curve is shown in Fig. 2(b). Given n data points, the tip touches the sample at position (zk, dk), where k ∈ (1, n) is the unknown index in the dataset which indicates the transition from non-contact to the contact regime.

In the contact regime, the net indentation in the sample is given by Δ = (znzk) − (dndk) = δnδk [34], using the relation: δi = zidi. Assuming that the probe behaves as a linear spring for low deflection ranges, the force of indentation is given as F = kcd where kc is the probe spring constant. Using the probe compliance, s = 1/kc, instead of the probe spring constant, and the contact model described in section III.A, Eqn. 4 can be written as:

didk=16ER9sfi (6)

where

fi=[(δiδk)1.5+1.15γ(δiδk)2+α1γγ(δiδk)3]+[α2γ3(δiδk)4.5]/[1+2.3γγ(δiδk)1.5] (7)

where k + 1 ≤ in and Δ is replaced by the transformed variable δ.

Using the probe compliance, s, in Eqn. 6 allows us to relate the deflection, d, to the transformed variable δ, and to incorporate the probe compliance into the EIV model, as shown later in Section III.C.

In the non-contact regime, the deflection can be modeled as a linear function of z [35], i.e. d = az + b. Using the transformed variable, δ, we may rewrite the non-contact region as d = /(1−a)+b/(1−a), thus preserving the linear nature of the non-contact regime.

Therefore, the two-regime regression model can be written as:

di={[1δi]β1+1ifik[1sfi]β2+2ifk+1in} (8)

where j ~ N(0, σj2)j = 1, 2. are independent and identically distributed (i.i.d) normal random variables and fi is given by Eqn. 7. In general, σ12σ22, since σ12 results from the viscous interactions between the probe and the PBS solution, while σ22 depends primarily on the probe-tissue frictional forces [22]. βj=[βj1βj2]T ; j = 1, 2 are the regression coefficients in the non-contact and contact regime respectively.

C. EIV-based Bayesian Changepoint Model

1) Classical EIV Model

We use the notation as given in [26] to represent the EIV model. In the linear EIV model in classical form, the unobservable variables ξ and η are related by [26]:

ηi=β0+β1ξii=1,2,,n. (9)

Instead of observing (ξi, ηi), the pair (xi, yi), i = 1, 2, …, n is observed with errors (νi, i), which are assumed normal. The response variable yi’s are given by:

yi=ηi+i (10)

The observed covariates xi’s are given by:

xi=ξi+νi (11)

We use ν instead of δ to specify the errors in Eqn. 11 as used in [26], to maintain conformity with the previously described transformed variable δ. We use standard (i.i.d) assumptions [26]:

E(νi)=E(i)=0i (12a)
var(νi)=σν2,var(i)=σ2i (12b)
cov(νi,νj)=cov(i,j)=0ij (12c)
cov(νi,j)=0i,j. (12d)

The data likelihood is given as the joint distribution of the pair (xi, yi), i = 1, 2, …, n, and is stated as follows [26]:

p(x1,,xn,y1,,ynβ0,β1,σν2,σ2,ξi,,ξn)i=1n[1σν2]12e[12σν2(xiξi)2]×i=1n[1σ2]12e[12σ2(yiβ0β1ξi)2] (13)

2) EIV-based Changepoint Modeling

In the non-contact regime (Eqn. 8, ik), the covariates ξ’s are given by ξi = δi, i = 1, 2, …, k, which are fixed and observed. In the contact regime (Eqn. 8, k + 1 ≤ in), we can write:

ξk+1=sfk+1ξn=sfn (14)

The covariates ξk+1, …, ξn in Eqn. 14 are multiples of the probe compliance s. When s is observed without errors, the estimation approach proposed in this work reduces to the regular Bayesian Changepoint model [22],[36], since ξ1, …, ξn are fixed and observed. However, variations in the probe calibration results as evidenced by the results in Table I indicate that incorporation of some notion of randomness on the nature of s is necessary.

We model s as an unobserved variable which needs to be estimated. Instead of observing s, we observe sd with an additive Gaussian error ψN(0,σsd2), which is given by:

sd=s+ψ;ψN(0,σsd2) (15)

Using the observed probe compliance sd, we can write:

xk+1=sdfk+1xn=sdfn (16)

where xk+1, …, xn are the observed covariates analogous to the observed xi’s in Eqn. 11.

At this point, it would seem natural to define a joint distribution of the data (xi, di) similar to Eqn. 13. However, from Eqn. 16, it is clear that xk+1, …, xn are not independent; instead, they are multiples of sd. Moreover, it is important to note that the independence condition from Eqn. 12(c) is violated, since:

cov(νi,νj)=cov(xi,xj)=fifjcov(sd,sd)0ij (17)

As a result, the covariate distribution can simply be expressed in sd and s, instead of the covariates xk+1, …, xn and ξk+1, …, ξn respectively. The EIV model in the contact regime therefore reduces to the scalar equation represented by Eqn. 15.

3) Data Likelihood and Posterior

The two regime regression model from Eqn. 8 can be compactly written as:

dis{N(β11+β12δi,σ12)ifikN(β21+sβ22fi,σ22)ifk+1in} (18)

Based on the preceding discussion, the data likelihood can be expressed using the pair (sd, d), and is given as:

p(sd,d1,d2,,dnβ1,β2,σ12,σ22,k,s)[1σsd2]12e[(sds)22σsd2]×i=1k[1σ12]12e[12σ12(diβ11β12δi)2]×i=k+1n[1σ22]12e[12σ22{diβ21sβ22fi}2] (19)

For a given candidate contact point k, we can rewrite the deflection data in a compact vector form, as, d1k=[d1d2dk]T and d2k=[dk+1dk+2dn]T and d=[d1kd2k]T. The right hand side of Eqn. 8 can be written as:

X1k=[111δ1δ2δk]TX2k=[111sfk+1sfk+2sfn]T (20)

Using the notations in Eqn. 20, the data likelihood can be re-written as:

p(sd,dβ1,β2,σ12,σ22,k,s)[1σsd2]12e[12σsd2(sds)2]×[1σ12]k2e[12σ12d1X1β12]×[1σ22]nk2e[12σ22d2X2β22] (21)

We use conjugate priors (Table II) to ensure that the posterior distribution is separable (please refer to Fig. 3 for schematic) [36]. The posterior distribution, expressed as posterior distributiondata likelihood × prior distribution, can be written as:

p(β1,β2,σ12,σ22,k,ssd,d)p(d,sdβ1,β2,σ12,σ22,k,s)×π(β1)×π(β2)×π(σ12)×π(σ22)×(k)×π(s) (22)

where π(.) indicates the prior distribution of the variable in parenthesis. Combining the distribution of the data with the priors, we get the posterior as:

p(β1,β2,σ12,σ22,k,ssd,d)[1σ12]k2[1σ22]nk2[1σsd2]12×e[12σ12d1X1β12]e[12σ22d2X2β22]e[12σsd2(sds)2]×e[12(β1β1)TΛ1(β1β1)]e[12(β2β2)TΛ2(β2β2)]×(σ12)a01e[b0σ12](σ22)a01e[b0σ22][1σsp2]12e[12σsp2(sμsp)2] (23)
TABLE II.

Conjugate Prior Distributions

Model
Parameter
Distribution
Family
Hyperparameters
k Uniform ~ U (1, n)
β1, β2 Normal ~N(β1,Λ11),~N(β2,Λ21)
σ12,σ22 Inverse Gamma ~ IG(a0 ,b0) , ~ IG(a0 ,b0)
s Normal ~N(μsp,σsp2)
Fig. 3.

Fig. 3

Schematic of the EIV-Bayesian Changepoint algorithm.

4) Gibbs Sampling

The marginal posterior distribution for each parameter in Eqn. 23 is obtained using Gibbs Sampling [37]. Each marginal posterior is derived by separating out the terms in the posterior distribution of Eqn. 23 corresponding to the given parameter and conditional on the rest. After some algebraic manipulations [38], we get the following sampled parameters for each step i of the Gibbs Sampler:

s(i+1)p(sβ1(i),β2(i),σ12,(i),σ22,(i),k(i))=N(μ~s,σ~s2) (24a)
β1(i+1)p(β1s(i+1),β2(i),σ12,(i),σ22,(i),k(i))=N(β~1,Σ~1) (24b)
β2(i+1)p(β2s(i+1),β1(i+1),σ12,(i),σ22,(i),k(i))=N(β~2,Σ~2) (24c)
σ12,(i+1)p(σ12s(i+1),β1(i+1),β2(i+1),σ22,(i),k(i))=IG(a~1,b~1) (24d)
σ22,(i+1)p(σ22s(i+1),β1(i+1),β2(i+1),σ12,(i+1),k(i))=IG(a~2,b~2) (24e)
k(i+1)p(ks(i+1),β1(i+1),β2(i+1),σ12,(i+1),σ22,(i+1)) (24f)

where the parameters of the marginal posterior densities are:

μ~s=[(σsp2sd+σsd2μspσsp2+σsd2)σ22β222j=k+1nfj2]+[(j=k+1n(djβ21)fjβ22j=k+1nfj2)(σsp2σsd2σsp2+σsd2)][σ22β222j=k+1nfj2+(σsp2σsd2σsp2+σsd2)]1 (25a)
σ~s2=[β222σ22j=k+1nfj2+1σsd2+1σsp2]1 (25b)
β~m=(σm2XmTXmk+Λm)1(σm2XmkTdmk+Λmβm) (25c)
Σ~m=(σm2XmkTXmk+Λm)1 (25d)
a~1=a0+k2 (25e)
a~2=a0+(nk)2 (25f)
b~m=b0+0.5(dmkXmkβm)2 (25g)

where m = 1, 2 for the non-contact and the contact regimes respectively.

IV. RESULTS

A. Implementation of the Gibbs Sampler

Excepting the contact point index k, all the other marginal posteriors can be directly sampled from their respective family of parametric probability distributions due to the use of conjugate priors. We used rejection sampling [39] to sample for k [Eqn. 24(f)] to complete the Gibbs Sampling step.

We reject the initial 3000 iteration results of the Gibbs Sampler which constitutes the burn-in period. Sampling is terminated when increasing the number of iterations do not alter the nature of the marginal distributions. Typically, we sample for 200,000 iterations. With respect to the probe compliance, we set sd to a pre-experiment calibration value (= 0.339 m/N). We set the hyperparameter values of the probe compliance to those obtained in Table I, i.e. μsp = 0.328 m/N, σsp2=0.0322m2N2. Using such an informative prior based on Table I allows us to incorporate prior knowledge of multiple probe calibrations. We also assume that the prior and data variances of the probe compliance are the same i.e. σsp2=σsd2. This allows us to give equal weightage to the prior and data values. With respect to the other parameters, no useful information is available beforehand, consequently, uninformative priors are assigned to them. The contact point k is assigned a uniform distribution, U(1, n), while, β1, β2, σ12 and σ22 are assigned dispersed prior distributions. The hyperparameter values used during sampling are given in Table III.

TABLE III.

Hyperparameter Values

Hyperparameters Values
β1,β2 [00]T
Λ1,Λ2 [1015001015]
(a0, b0) (1, 0.002)
(μsp,σsp2) (0.328, 0.0322)

B. AFM Indentation Studies

During AFM experiments, the probe deflection was fixed at 50 nm, leading to approximately 100 - 600 nm indentations in the sample. The loading velocity was kept constant at 1.98μm/sec.

Fig. 4 summarizes the results of our EIV-Changepoint analysis applied on AFM indentation data on tissue specimens. The AFM deflection data with the posterior mean of the contact point (k^=433), and the marginal posterior distribution of k are shown in Fig. 4(a) and 4(b) respectively. It is evident from Fig. 4(a) that Long’s contact model appropriately describes the force curve shown in this figure (R2 = 0.9997).

Fig. 4.

Fig. 4

Results of Gibbs Sampling on the posterior distribution. (a) Representative AFM deflection curve on a tissue sample (n = 781) data points, (b) marginal posterior in the contact point k, (c) marginal posterior of the probe compliance s, (d) marginal posterior of elastic modulus E (linearly related to β22), and (e) mean and 95% confidence intervals on multiple datasets. Note: Only those force curves with R2 > 0.99 have been shown in Fig. 4(e).

The marginal posterior in s is shown in Fig. 4(c). The marginal posterior in β22 [Fig. 4(d)] is easily transformed into the elastic modulus, E, due to the linear relationship between them (Eqn. 6). The posterior mean of the elastic modulus is computed to be E^=119.01kPa. Across 20 datasets [Fig. 4(e)], the elastic modulus is found to vary between 100-1000 kPa, which compares favorably with our previously reported values on human breast tissue [29].

It is should be noted here that in Fig. 4, we have implemented our algorithm only on those AFM datasets which had a good fit (with overall R2 > 0.99) with Long’s contact model. As observed previously in [40], biological tissue samples are spatially heterogeneous specimens, not only in the magnitude of its elastic modulus as shown in Fig. 4(e), but also the type of constitutive material model that accurately describes it. Indeed, there were populations of AFM force curves that did not follow neo-Hookean material behavior and we have not included those datasets in this work. At this point of our research, we are not looking to establish the most appropriate contact model for any given AFM force curve, and we intend to investigate this in the future.

C. Sensitivity Tests

The dispersed nature of the marginal posterior in E of Fig. 4(d) raises an interesting question - what are the individual contributions of the contact point uncertainty and the probe compliance variability to the marginal posterior distribution in E ? More importantly, does the marginal posterior in E reflect changes in the hyperparameter values of the probe compliance, given that an informative prior was used for it?

In Fig. 5, we illustrate the effect of using hypothetical values of σsp in the posterior distribution. The dispersion in the marginal posterior in E increases with σsp, as shown in Fig. 5(a). This is expected, since larger variations in the calibrated probe compliance would lead to greater uncertainty in the elastic modulus of the probed regions. The individual contribution of contact point uncertainty on the marginal posterior in E is given in the first boxplot of Fig. 5(a) (corresponding to σsp = 0.000).

Fig. 5.

Fig. 5

Boxplots indicating the effect of varying σsp on the marginal posteriors (a) in E, (b) in s and (c) in k, Please note that the σsd has been assumed to be equal to σsp. The fourth boxplot (σsp = 0.032 m/N) corresponds to the experimental probe compliance variance as obtained in Table I.

Likewise, increase in σsp leads to greater dispersion in the marginal posteriors in s [Fig. 5(b)]. It is worth noting that changes in σsp does not cause any substantial change to the posterior means of E or s.

The boxplots of Fig. 5(c) shows the effect of σsp on the marginal posterior in k. Changes in σsp has no significant effect on the posterior in k: the 95% confidence interval of k ranges between the 428th and 435th datapoints for all the boxplots. This is an important observation, since uncertainties in the probe compliance and the contact point are physically unrelated - probe compliance variations are the result of calibration errors, while contact point uncertainty occurs because of the soft nature of biological tissues and the absence of a perceptible attractive region in the AFM force curve in liquid.

Next, we show the effect of varying the hyperparameter μsp on the marginal posteriors in E [Fig. 6(a)] and s [Fig. 6(b)]. We retain the previous values of sd(= 0.339) m/N and σsd (= 0.032) m/N and the assumption that σsd2=σsp2. The first boxplot shows the marginal posteriors when μsp is set to 0.222 m/N, the probe manufacturer’s nominal compliance. This is often useful when the AFM user performs a single probe calibration experiment, and wishes to see the result of using the nominal compliance instead of repeating the calibration experiments. The second boxplot uses μsp = 0.328 m/N, obtained from Table I.

Fig. 6.

Fig. 6

Boxplots indicating the effect of varying μsp on the marginal posteriors (a) in E and (b) in s. The first boxplot with μsp = 0.222 m/N corresponds to the case where the probe manufacturer’s nominal compliance is used as the hyperparameter.

Reducing the hyperparameter μsp from 0.328 m/N to 0.222 m/N leads to an increasing trend in the marginal posterior in E [Fig. 6(a)] and a corresponding decreasing trend in the marginal posterior in s [Fig. 6(b)]. This is understandable, given the inverse relationship between s and E (see Eqn. 6). This inverse relationship is also responsible for the increased dispersion in the first boxplot of Fig. 6(a) compared to the second; in contrast, both boxplots in Fig. 6(b) show largely similar dispersed behavior.

It is also evident from Fig. 6(b) that the probe compliance posterior means (ŝ) lie approximately midway between the compliance data sd and the hyperparameter μsp (ŝ = 0.283 m/N for μsp = 0.222 m/N and ŝ = 0.333 m/N for μsp = 0.328 m/N). This is a direct consequence of using equal weightage to the data and prior variances of the probe compliance, i.e. (σsd2=σsp2).

V. DISCUSSION

In this work, we have presented an integrated probabilistic approach to quantify the elastic properties of biomaterials undergoing AFM indentation after accounting for contact point uncertainty and AFM probe spring constant variations. Using a EIV-Bayesian Changepoint framework, we have generated posterior distributions of the contact point and the elastic modulus of regions in breast tissue specimens that follow a neo-Hookean hyperelastic relationship. A sensitivity analysis on the parameters of the posterior distribution showed that our model responded satisfactorily to a wide range of hyperparameter values.

It is also worthwhile noting that our algorithm is independent of the choice of the contact model, so long as the force-indentation relationship is linear in the elastic modulus E. Indeed, setting γ = 0 (for the case h → ∞) reduces Eqn. 4 to the Hertz contact model [32].

Another appealing aspect of our approach is that it makes it possible to automate data analysis of AFM force curves. Typically, AFM indentation studies on tissue specimens for histopathological inference necessitates very large scale AFM indentation data acquisition and processing. A robust and computationally efficient approach can significantly improve throughput of AFM based characterization of biomaterials.

We would like to emphasize that the purpose of this study is not to develop constitutive material models for soft biological specimens undergoing AFM indentation, rather to develop a fairly detailed statistical framework to quantify uncertainties occuring in AFM indentation experiments on soft biomaterials. As mentioned previously in Section IV.B, a single contact model does not adequately describe all force curves acquired from raster indentation experiments on tissue samples due to the underlying material heterogeneity in the specimens. One possible estimation approach that could account for material heterogeneity in tissue specimens is to use inverse finite-element based methods that utilize various hyperelastic constitutive laws to model the post-contact AFM force curve. The contact point and the material properties can then be estimated reliably after a suitable hyperelastic model has been selected to describe the force curve in question.

Another possible extension of our work is to investigate the use of interval uncertainty-integrated hypothesis testing methods [21] for inference studies.

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ACKNOWLEDGMENT

This research was funded, in part, by grants from the NIH through contracts 5R01CA156386-09 from the National Cancer Institute, contract 5R01LM011119-03 from the National Library of Medicine, NIH Grant 1R01CA161375-01A1 and National Science Foundation Grant 0826158.

Biographies

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Rajarshi Roy (S’11) received the Bachelor of Engineering degree in Mechanical Engineering from Jadavpur University, Kolkata, India in 2008. He is currently a doctoral student in the Robotics, Automation, and Medical Systems (RAMS) Laboratory in the Department of Mechanical Engineering at the University of Maryland, College Park, USA. His research interests include image-guided micromanipulation, AFM based micro-scale tissue characterization and soft tissue biomechanics.

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Wenjin Chen received her Bachelor of Medicine degree from Beijing Medical University (now Peking University Medical Center), China and Ph.D. degree from joint program of Molecular Biosciences at University of Medicine and Dentistry of New Jersey and Rutgers University, the State University of New Jersey, 2005. She is currently working as Associate Director of Biomedical Imaging at Center for Biomedical Imaging and Informatics, The Cancer Institute of New Jersey. Her research interests are robotic microscopy, biomedical imaging, quantitative analysis, computer-assisted diagnosis, and medical informatics.

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Lei Cong is the Supervisor of Histopathology and Imaging Shared Resources in Cancer Institute of New Jersey (CINJ). She oversees both the Histopathology and IHC Core Services, and the Biospecimen Repository Services (BRS). She has responsibilities for quality control of tissue specimens, tissue microarrays, specimen storage and acquisition, histology and IHC, and biospecimen database managements, etc. She has engaged in many research projects involving tissue microarrays, multispectral imaging analysis, study design, clinical trials, and biomarkers, etc. Lei Cong received her Bachelor of Medicine Degree (MBBS) in China. She has both HTL and QIHC certifications from ASCP.

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Lauri Goodell received the Medical degree from University of Medical and Dentistry of New Jersey (UMDNJ) Robert Wood Johnson Medical School, Piscataway, in 1991. She is currently an Associate Professor and the Director of Hematopathology in the Department of Pathology and Laboratory Medicine at UMDNJ Robert Wood Johnson Medical School (RWJMS), as well as the Director of the Immunohistochemistry Core Research Laboratory at The Cancer Institute of New Jersey, New Brunswick. Her current research interests include pathophysiology of hematopoietic diseases, proteomics, image pattern recognition, and telepathology.

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David Foran (S’89-M’91) earned a bachelors degree from Rutgers University, New Brunswick, NJ, in 1983 and the Ph.D. degree in biomedical engineering from the University of Medicine and Dentistry of New Jersey (UMDNJ) & Rutgers University, Piscataway, NJ, in 1992. He served as a Physics Instructor at New Jersey Institute of Technology, Newark, NJ, from 1984 to 1985 and worked as a Junior Scientist at Johnson & Johnson Research, Inc., North Brunswick, NJ, from 1986 to 1988. He received one year of post-doctoral training at the Department of Biochemistry at UMDNJ-Robert Wood Johnson Medical School (RWJMS) in 1993. He is currently Professor of Pathology, Laboratory Medicine & Radiology and Chief of the Division of Medical Informatics at Rutgers-Robert Wood Johnson Medical School; and Director of the Center for Biomedical Imaging, Executive Director of Bioinformatics and Chief Medical Informatics Officer at Rutgers Cancer Institute of New Jersey. His research focuses on the design, development, and implementation of new approaches in computer-assisted diagnostics, medical imaging and statistical pattern recognition for resolving challenging clinical problems in pathology, radiology, and oncology. This work has resulted in numerous publications, invited book chapters and several pending and issued patents. Dr. Foran’s research has been funded by the Whitaker Foundation, the NJ Commission on Science & Technology, the federal Defense Advanced Research Projects Agency (DARPA), the Department of Defense (DoD), the Radiological Society of North America, the National Institutes of Health (NIH) and the private sector.

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Jaydev P. Desai (S’97-M’97-A’98) is currently a Professor in the Department of Mechanical Engineering at University of Maryland, College Park (UMCP) and the Director of the Robotics, Automation, and Medical Systems (RAMS) Laboratory. He completed his undergraduate studies from the Indian Institute of Technology, Bombay, India, in 1993 with a B.Tech degree. He received his M.A. in Mathematics in 1997, M.S. and Ph.D. in Mechanical Engineering and Applied Mechanics in 1995 and 1998 respectively, all from the University of Pennsylvania. He is a recipient of the NSF CAREER award and the Ralph R. Teetor Educational Award. He was an invited speaker at the 2011 National Academy of Sciences Distinctive Voices at The Beckman Center and was also invited to attend the National Academy of Engineering’s (NAE) 2011 U.S. Frontiers of Engineering Symposium. His research interests include image-guided surgical robotics, haptics, reality-based soft-tissue modeling for surgical simulation, model-based teleoperation in robot-assisted surgery, and micro-scale cell and tissue characterization. He is also a member of the ASME and IEEE.

Contributor Information

Rajarshi Roy, Robotics, Automation, and Medical Systems (RAMS) Laboratory at the University of Maryland, College Park MD 20742 USA. rroy12@umd.edu.

Wenjin Chen, Center for Biomedical Imaging and Informatics, Rutgers Robert Wood Johnson Medical School, Rutgers, The State University of New Jersey, New Brunswick, New Brunswick, NJ-08903-2681 USA. wenjin.chen@rutgers.edu.

Lei Cong, Histopathology and Imaging Core Facility, Rutgers Cancer Institute of New Jersey, Rutgers Robert Wood Johnson Medical School, Rutgers, The State University of New Jersey, New Brunswick, NJ-08901, USA. congle@cinj.rutgers.edu.

Lauri A. Goodell, Department of Pathology and Laboratory Medicine, Rutgers Robert Wood Johnson Medical School NJ-08903-2681 USA. goodell@rwjms.rutgers.edu

David J. Foran, Center for Biomedical Imaging and Informatics, Rutgers Robert Wood Johnson Medical School, Rutgers, The State University of New Jersey, New Brunswick, New Brunswick, NJ-08903-2681 USA. foran@cinj.rutgers.edu.

Jaydev P. Desai, Robotics, Automation, and Medical Systems (RAMS) Laboratory at the University of Maryland, College Park MD 20742 USA. jaydev@umd.edu.

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