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. Author manuscript; available in PMC: 2014 Jun 1.
Published in final edited form as: Eur Urol. 2012 Jun 22;63(6):1082–1090. doi: 10.1016/j.eururo.2012.06.029

Impact of Smoking on Oncologic Outcomes of Upper Tract Urothelial Carcinoma After Radical Nephroureterectomy

Michael Rink a,b, Evanguelos Xylinas a,c, Vitaly Margulis d, Eugene K Cha a, Behfar Ehdaie a, Jay D Raman e, Felix K Chun b, Kazumasa Matsumoto f, Yair Lotan d, Helena Furberg g, Marek Babjuk h, Armin Pycha i, Christopher G Wood j, Pierre I Karakiewicz k, Margit Fisch b, Douglas S Scherr a, Shahrokh F Shariat a,l,*, for the Upper Tract Urothelial Carcinoma Collaboration
PMCID: PMC3969987  NIHMSID: NIHMS551286  PMID: 22743166

Abstract

Background

Ci garette smoking is a common risk factor for developing upper tract urothelial carcinoma (UTUC).

Objective

To assess the impact of cigarette smoking status, cumulative smoking exposure, and time from cessation on oncologic UTUC outcomes in patients treated with radical nephroureterectomy (RNU).

Design, setting, and participants

A total of 864 patients underwent RNU at five institutions. The median follow-up in this retrospective study was 50 mo. Smoking history included smoking status, quantity of cigarettes per day (CPD), duration in years, and years from smoking cessation. The cumulative smoking exposure was categorized as light-short-term (≤19 CPD and ≤19.9 yr), moderate (all combinations except light-short-term and heavy-long-term), and heavy-long-term (≥ 20CPD and ≥ 20 yr).

Interventions

RNU with or without lymph node dissection. No patient received neoadjuvant chemotherapy.

Outcome measurements and statistical analysis

Univariable and multivariable logistic regression and competing risk regression analyses assessed the effects of smoking on oncologic outcomes.

Results and limitations

A total of 244 patients (28.2%) never smoked; 297 (34.4%) and 323 (37.4%) were former and current smokers, respectively. Among smokers, 87 (10.1%), 331 (38.3%), and 202 (23.4%) were light-short-term, moderate, and heavy-long-term smokers, respectively. Current smoking status, smoking ≥20CPD ≥20 yr, and heavy-long-term smoking were associated with advanced disease (p values ≤0.004), greater likelihood of disease recurrence (p values ≤0.01), and cancer-specific mortality (p values ≤0.05) on multivariable analyses that adjusted for standard features. Patients who quit smoking ≥10 yr prior to RNU did not differ from never smokers regarding advanced tumor stages, disease recurrence, and cancer-specific mortality, but they had better oncologic outcomes then current smokers and those patients who quit smoking <10 yr prior to RNU. The study is limited by its retrospective nature.

Conclusions

Cigarette smoking is significantly associated with advanced disease stages, disease recurrence, and cancer-specific mortality in patients treated with RNU for UTUC. Current smokers and those with a heavy and long-term smoking exposure have the highest risk for poor oncologic outcomes. Smoking cessation >10 yr prior to RNU seems to mitigate some detrimental effects. These results underscore the need for smoking cessation and prevention programs.

Keywords: Smoking, Urothelial carcinoma, Transitional cell carcinoma, Upper urinary tract, Radical nephroureterectomy, Dose–response relationship, Recurrence, Survival, Prognosis

1. Introduction

Smoking is one of the most common risk factors for developing urothelial carcinoma (UC), including upper tract urothelial carcinoma (UTUC) [1]. Smoking increases the relative risk of developing this rare but potentially lethal disease by 2.5- to 7-fold [24]. One previous study of 502 UTUC patients showed that the risk of developing UTUC increases with an increasing number of daily smoked cigarettes and years of smoking, even when controlling for the effects of age and gender [5]. Smoking cessation >10 yr earlier seems to decrease the effect of smoking on UTUC development [5].

Radical nephroureterectomy (RNU) with excision of a bladder cuff is the standard of care for patients with high-grade and/or invasive tumors of the renal pelvicalyceal system or ureters with a normal contralateral kidney [1,6]. At the time of RNU, up to 50% of patients have non–organ-confined disease or lymph node metastasis; 50–70% of these patients eventually die of UTUC within 5 yr of their RNU [68]. Cumulative evidence suggests an association between smoking and more advanced disease stage and grade as well as disease recurrence in urothelial carcinoma of the bladder (UCB) [913]. However, to the best of our knowledge, no study has yet assessed the impact of different aspects of smoking behavior on UTUC outcomes in patients treated with RNU.

We hypothesized that smoking is associated with biologically more aggressive tumors as reflected by pathologic features and survival outcomes. We also hypothesized that there is a dose–response relationship between smoking intensity and adverse outcomes and that smoking cessation may reduce these effects. To address these hypotheses, we investigated smoking habits and intensity as well as cessation from smoking in a large international multi-institutional cohort of patients treated with RNU for UTUC.

2. Patients and methods

2.1. Patient selection

This was a retrospective study approved by the institutional review board, with all participating sites providing the necessary data-sharing agreements prior to initiation. A total of five centers provided data. A computerized databank was generated for data transfer. After combining the data sets, reports were generated for each variable to identify data inconsistencies and other data integrity problems. Through regular communication with all sites, resolution of all identified anomalies was achieved before analysis. Prior to final analysis, the database was frozen. The Upper Tract Urothelial Carcinoma Collaboration collected data on 2492 patients with UTUC. Patients with a history of radical cystectomy for treatment of muscle-invasive or high-risk non–muscle-invasive bladder cancer were excluded from data collection. In total, 564 had missing data on smoking status, 927 patients had missing data on smoking quantity, duration, or time from cessation, and 111 patients had missing data on clinicopathologic variables or follow-up and therefore were excluded from the analysis. Patients reporting tobacco use other than cigarette smoking (eg, tobacco chewing, cigars, and pipes) were excluded (n = 26). Complete data of 864 consecutive patients who underwent RNU (open: 741 [85.8%]; laparoscopic: 123 [14.2%]) between 1987 and 2007 for UTUC were available. No patient received preoperative systemic chemotherapy or perioperative radiotherapy. RNU was performed according to techniques previously described [14]. Hilar or regional lymphadenectomy was generally performed in patients with suspicious lymph nodes on preoperative imaging or with suspicious intraoperative findings [15]. The indication and extent of lymphadenectomy performed was at the discretion of the individual surgeons. Tumor multifocality was defined as the synchronous presence of two or more pathologically confirmed tumors in any location (renal pelvicalyceal system or ureter). Adjuvant chemotherapy was administered at the investigator’s discretion.

2.2. Pathologic evaluation

All surgical specimens were processed according to standard pathologic procedures at each institution. Genitourinary pathologists who were blinded to clinical outcomes reexamined all specimens according to standardized criteria and confirmed UC histology. Tumors were staged according to the 2010 American Joint Committee on Cancer/Union Internationale Contre le Cancer TNM classification [16]. Tumor grading was performed according to the 2004 World Health Organization/International Society of Urologic Pathology consensus classification [17]. Histopathologic assessment included concomitant carcinoma in situ, tumor architecture (papillary or sessile based on the predominant feature of the index lesion [18]), lymphovascular invasion (defined as the presence of tumor cells within an endothelium-lined space without underlying muscular walls [8]), and tumor necrosis (defined as the presence of microscopic coagulative necrosis in >10% of the tumor [19]). Tumor location was defined as either renal pelvicalyceal or ureteral based on the index cancer [14].

2.3. Smoking assessment

Smoking history was routinely assessed at a clinic visit within 1 yr of RNU. Patients were only considered ever smokers if they had smoked 100 cigarettes during their lifetime. Data on self-reported cigarette smoking included smoking status (current, former, or never smoker), average number of cigarettes per day (CPD; ie, quantity; never smoked, 1–9, 10–19, 20–29, ≥30), duration in years (never smoked, ≤9.9, 10–19.9, 20–29.9, 30–39.9, ≥40), and years since smoking cessation to RNU in former smokers (≤4.9, 5–9.9, ≥10 yr). Patients who reported smoking cessation within 1 yr prior to surgery were considered current smokers.

2.4. Follow-up regimen

Patients were generally followed every 3–4 mo for the first year following RNU, every 6 mo from the second through the fifth year, and annually thereafter [6]. Follow-up consisted of a history, physical examination, routine blood work, urinary cytology, chest radiography, cystoscopic evaluation of the urinary bladder, and radiographic evaluation of the contralateral upper urinary tract. Elective bone scans, chest computed tomography scans, or magnetic resonance imaging was performed when clinically indicated. Disease recurrence was defined as tumor relapse in the operative field, regional lymph nodes, and/or distant metastasis. Occurrences of UC in the bladder or contralateral upper tract were not considered disease recurrence. Cause of death was determined by treating physicians, by chart review corroborated by death certificates, or by death certificates alone [20]. All patients who were coded as dead of cancer had previous disease recurrence. Perioperative mortality (ie, any death within 30 d of surgery or before discharge) was censored at the time of death for cancer-specific survival analyses.

2.5. Statistical analysis

For statistical analyses, smoking quantity (never vs ≤19 vs ≥20 CPD),duration (never vs ≤19 vs ≥20 yr), and years since cessation (never vs ≤9.9 vs ≥10 yr vs current smoking) were grouped based on previous findings [2123] and preliminary analyses (supplementary Fig. 1a and 1b). We categorized patients based on their cumulative smoking exposure into four groups: never smoker, light-short-term smoker (≤19 CPD and ≤19.9 yr), moderate smoker (≥20 CPD and ≤19.9 yr or ≤19 CPD and ≥20 yr), and heavy-long-term smokers (≥20 CPD and ≥20 yr). Preliminary analyses using different cut-offs revealed this stratification to offer the best discrimination for cumulative smoking exposure.

The Kolmogorov-Smirnov test was used to assess the distribution of variables. The Fisher exact test and the chi-square test were used to evaluate the association between categorical variables. Differences in variables with a continuous distribution across categories were assessed using the Mann-Whitney U test (two categories) and Kruskal-Wallis test (three and more categories). Using multivariable logistic regression analyses, the association of smoking with pathologic stage and lymph node metastasis at the time of RNU was assessed in two models (end points: prediction of ≥pT2 and/or pN+, ≥pT3, and/or pN+). Each model adjusted for the effects of age, gender, and tumor location. To assess the impact of smoking on disease recurrence and cancer-specific mortality, univariable and multivariable competing risks regression analyses were conducted [24] because smoking is an established risk factor for common health problems that increase risk of death. The cumulative incidence was estimated; patients who died without experiencing the event of interest were treated as a competing event. The Gray test was used to determine differences in cumulative incidence function between groups [24]. In multivariable analyses, potential interactions were tested using the likelihood ratio test. All reported p values are two sided, and statistical significance was set at p < 0.05. Statistical tests were performed with SPSS v.20 (SPSS, IBM Corp., Armonk, NY, USA) and R v.2.15.0 (R Foundation for Statistical Computing, Vienna, Austria).

3. Results

3.1. Association of smoking with clinicopathologic characteristics

Of 864 patients, 244 (28.2%) never smoked, 297 (34.4%) were former smokers, and 323 (37.4%) were current smokers. Most of the former and current smokers smoked <20 CPD with a duration >20 yr. Among ever smokers, 87 (10.1%), 331 (38.3%), and 202 (23.4%) were light-short-term, moderate, and heavy-long-term smokers, respectively.

Table 1 shows the descriptive characteristics of the study cohort. Current smokers were younger than former and never smokers (69 vs 71 and 70 yr, respectively; p = 0.025). Compared with never smokers, former and current smokers had higher tumor stages (p < 0.001) and grades (p = 0.009), more lymph node metastasis (p < 0.001), and more tumor necrosis (p = 0.048). On logistic regression analyses, compared with never smokers, smoking status, quantity, duration, and cumulative exposure were all significantly associated with muscle-invasive disease and/or lymph node metastasis (p values ≤0.004) and non–organ-confined disease and/or lymph node metastasis (p values ≤0.022; Table 2). The odds of having advanced disease were highest among current smokers, as well as those smoking ≥20 CPD or with heavy-long-term cumulative exposure (Table 2). In the subgroup analyses of former smokers, smoking ≥20 CPD or having a heavy-long-term cumulative exposure was significantly associated with muscle-invasive disease and/or lymph node metastasis and non–organ-confined disease and/or lymph node metastasis (p values ≤0.05). In subgroup analyses of current smokers, each stratification of smoking quantity, duration, and cumulative exposure was significantly associated with both end points compared with never smokers (p values ≤0.015).

Table 1.

Descriptive characteristics of 864 patients treated with radical nephroureterectomy for upper tract urothelial carcinoma according to smoking status

All, no. (%) (n = 864) Never smoked, no. (%) (n = 244) Former smoker, no. (%) (n = 297) Current smoker, no. (%) (n = 323) p value

Smoking quantity
 Never smoked 244 (28.2) 244 (100)
 1–9 CPD 125 (14.5) 60 (48.0) 65 (52.0)
 10–19 CPD 233 (27.0) 101 (43.3) 132 (56.7)
 20–29 CPD 156 (18.1) 71 (45.5) 85 (54.5)
 ≥30 CPD 106 (12.3) 65 (61.3) 41 (38.7)
Smoking duration, yr
 Never smoked 244 (28.2) 244 (100)
 10–19.9 147(17.0) 78 (53.1) 69 (46.9)
 20–29.9 259 (30.0) 113 (43.6) 146 (56.4)
 30–30.9 135 (15.6) 64 (47.4) 71 (52.6)
 ≥40 79 (9.1) 42 (53.2) 37 (46.8)
Years from smoking cessation
 Never smoked 244 (28.2) 244 (100)
 ≤4.9 94 (10.9) 94 (10.9)
 5–9.9 110 (12.7) 110 (12.7)
 ≥10 93 (10.8) 93 (10.8)
 Current smoker 323 (37.4) 323 (100)
Age, yr; median (IQR) 70 (61–76) 70 (61–77) 71 (63–77) 69 (61–74) 0.025
Gender 0.4
 Male 553 (64.0) 151 (27.3) 199 (36.0) 203 (36.7)
 Female 311 (36.0) 93 (29.9) 98 (31.5) 120 (38.6)
Tumor location 0.2
 Renal pelvicaliceal system 582 (67.4) 154 (26.5) 200 (34.4) 228 (39.2)
 Ureter 282 (32.6) 90 (31.9) 97 (34.4) 95 (33.7)
Pathologic stage <0.001
 pT0, Ta, Tis, T1 374 (43.3) 125 (33.4) 146 (39.0) 103 (27.5)
 pT2 186 (21.5) 46 (24.7) 58 (31.2) 82 (44.1)
 pT3 268 (31.0) 65 (24.3) 86 (32.1) 117 (43.7)
 pT4 36 (4.2) 8 (22.2) 7 (19.4) 21 (58.3)
Pathologic grade 0.009
 Low grade 124 (14.4) 46 (37.1) 46 (37.1) 32 (25.8)
 High grade 740 (85.6) 198 (26.8) 251 (33.9) 291 (39.3)
Lymph node status <0.001
 Negative (pN0) 341 (39.5) 118 (34.6) 125 (36.7) 98 (28.7)
 No dissection performed (pNx) 429 (49.7) 115 (28.8) 142 (33.1) 172 (40.1)
 Positive (pN+) 94 (10.9) 11 (11.7) 30 (31.9) 53 (56.4)
Concomitant carcinoma in situ 0.06
 Absent 606 (70.1) 169 (27.9) 196 (32.3) 241 (39.8)
 Present 258 (29.9) 75 (29.1) 101 (39.1) 82 (31.8)
Lymphovascular invasion 0.3
 Absent 576 (66.7) 172 (29.9) 195 (33.9) 209 (36.3)
 Present 288 (33.3) 72 (25.0) 102 (35.4) 114 (39.6)
Tumor architecture 0.09
 Papillary 589 (68.2) 167 (28.4) 215 (36.5) 207 (35.1)
 Sessile 275 (31.8) 77 (28.0) 82 (29.8) 116 (42.2)
Tumor necrosis 0.048
 Absent 606 (70.1) 175 (28.9) 220 (36.3) 211 (34.8)
 Present 258 (29.9) 69 (26.7) 77 (29.8) 112 (43.4)
Adjuvant chemotherapy <0.001
 Not administered 801 (92.7) 236 (29.5) 282 (35.2) 283 (35.3)
 Administered 63 (7.3) 8 (12.7) 15 (23.8) 40 (63.5)

CPD = cigarettes per day; IQR = interquartile range.

Table 2.

Multivariable logistic regression analyses predicting disease stage according to smoking history in 864 patients with upper tract urothelial carcinoma treated with radical nephroureterectomy*

Variable OR ≥pT2 or pN+ 95% CI p value OR ≥pT3 or pN+ 95% CI p value
Lower Upper Lower Upper
Smoking status
Never Ref Ref
Former 1.149 0.817 1.615 0.424 1.205 0.835 1.740 0.320
Current 2.410 1.703 3.409 <0.001 2.004 1.406 2.857 <0.001
Smoking quantity
Never Ref Ref
≤19 CPD 1.467 1.056 2.037 0.022 1.466 1.033 2.081 0.032
≥20 CPD 1.986 1.387 2.842 <0.001 1.744 1.203 2.527 0.003
Smoking duration, yr
Never Ref Ref
≤19 1.608 1.058 2.444 0.026 1.691 1.095 2.610 0.018
≥20 1.680 1.229 2.298 0.001 1.546 1.108 2.156 0.010
Cumulative exposure
Never Ref Ref
Light-short-term 1.419 0.864 2.331 0.167 1.748 1.046 2.920 0.033
Moderate 1.551 1.109 2.169 0.010 1.422 0.996 2.030 0.050
Heavy-long-term 2.004 1.364 2.945 <0.001 1.788 1.205 2.654 0.004
Years from cessation
Never smoked Ref Ref
≤10 0.695 0.427 1.130 0.142 0.690 0.396 1.204 0.192
≤9.9 1.443 0.991 2.101 0.056 1.506 1.014 2.239 0.043
Current smoker 2.406 1.701 3.404 <0.001 2.002 1.404 2.855 <0.001

OR = odds ratio; CI = confidence interval; CPD = cigarettes per day; Ref = Reference.

*

All analyses were adjusted for the effects of age (continuous), gender, and tumor location. Cumulative smoking exposure was defined according to the following criteria: light-short-term = ≤19 CPD and ≤19 yr; moderate = ≥20 CPD and ≤19.9 yr or ≤19 CPD and ≥20 yr; heavy-long-term = ≥20 CPD and ≥20 yr.

3.2. Association of smoking with survival outcomes

Median follow-up of patients alive at censorship was 50 mo (interquartile range: 23–90). A total of 605 patients (70%) had >24 mo of follow-up available. During follow-up, disease recurred in 273 patients (31.6%), 359 (41.6%) died of any cause, and 220 (25.5%) died of UTUC. Actuarial recurrence-free survival estimates at 2, 5, and 10 yr after RNU were 69 ± 2% (standard error), 64 ± 2%, and 60 ± 2%, respectively. Actuarial cancer-specific survival estimates at 2, 5, and 10 yr after RNU were 79 ± 2%, 69 ± 2%, and 62 ± 2%, respectively.

Current and former smokers had a higher risk of disease recurrence (p values ≤0.016) and cancer-specific mortality compared with never smokers (p values ≤0.005; Fig. 1). In addition, current smokers had a higher risk of disease recurrence (p = 0.017) compared with former smokers. Light-short-term, moderate, and heavy-long-term smokers had higher risks of disease recurrence compared with never smokers (p values ≤0.033; Fig. 2). Heavy-long-term smokers had a higher risk of cancer-specific mortality compared with never smokers (p value <0.001), as well as a higher risk for both end points compared with moderate smokers (p values ≤0.031). There was no difference between light-short-term and moderate smokers and, interestingly, light-short-term and heavy-long-term smokers for both end points (Fig. 2).

Fig. 1.

Fig. 1

Estimates of (a) disease recurrence and (b) cancer-specific mortality incidences according to cigarette smoking status in 864 upper tract urothelial carcinoma patients treated with radical nephroureterectomy. The competing event groups are not displayed in all figures.

Fig. 2.

Fig. 2

Estimates of (a) disease recurrence and (b) cancer-specific mortality incidences according to the cumulative smoking intensity in 864 upper tract urothelial carcinoma patients treated with radical nephroureterectomy.

In the subgroup of former smokers, heavy-long-term smokers had a significantly higher risk for both end points compared with never, light-short-term, and moderate smokers (p values ≤0.034), who in turn were not different from each other (p > 0.05). In contrast, in the subgroup of current smokers, light-short-term, moderate, and heavy-long-term smokers had a significantly higher risk for both end points compared with never smokers (p ≤ 0.011). Light-short-term, moderate, and heavy-long-term smokers were not significantly different from each other in this subgroup. When analyzing patients according to smoking quantity and duration separately, those who smoked ≥20 CPD or ≥20 yr had a higher risk for both end points compared with never smokers (p values ≤0.002).

On multivariable analyses that adjusted for the effects of standard clinicopathologic parameters, current smoking status was associated with disease recurrence (hazard ratio [HR]):1.66; 95% confidence interval [CI], 1.18–2.34; p = 0.003) and cancer-specific mortality (HR: 1.54; 95% CI, 1.00–2.07; p = 0.05; Table 3a). In addition, former smokers had a significantly higher risk of cancer-specific mortality (HR: 1.48; 95% CI, 1.01–2.17; p = 0.044). Compared with never smokers, smokers with ≥20 CPD, ≥20 yr of smoking, or heavy-long-term smokers had a significantly higher risk of both disease recurrence (p values ≤0.01) and cancer-specific mortality (p ≤ 0.02). In addition, smokers with ≤19 CPD and moderate smokers had a higher risk of disease recurrence compared with never smokers (p ≤ 0.044; Table 3b).

Table 3.

Multivariable competing risk regression analyses predicting disease recurrence and cancer-specific mortality in 864 patients with upper tract urothelial carcinoma treated with radical nephroureterectomy according to (a) smoking status and (b) smoking quantity, duration, cumulative smoking exposure, and years since cessation

(a)
Variable HR Disease recurrence 95% CI p value HR Cancer-specific mortality 95% CI p value
Lower Upper Lower Upper
Age 1.01 1.00 1.03 0.020 1.02 1.01 1.04 0.003
Female gender 1.03 0.80 1.33 0.800 1.02 0.77 1.36 0.890
Ureteral tumor location 0.82 0.62 1.10 0.190 0.88 0.63 1.23 0.460
Lymph node metastasis
pNx vs pN0 1.23 0.92 1.63 0.160 1.24 0.89 1.72 0.200
pN+ vs pN0 1.95 1.32 2.89 <0.001 2.51 1.61 3.91 <0.001
Adjuvant chemotherapy 1.01 0.68 1.51 0.950 1.09 0.68 1.75 0.720
Pathologic grade 2.78 1.18 6.56 0.020 2.77 0.97 7.86 0.056
Pathologic stage
pT2 vs pT0/a/is/1 1.90 1.21 2.99 0.005 2.62 1.54 4.45 <0.001
pT3 vs pT0/a/is/1 4.05 2.66 6.16 <0.001 5.57 3.38 9.16 <0.001
pT4 vs pT0/a/is/1 5.89 3.21 10.80 <0.001 6.47 3.28 12.74 <0.001
Sessile tumor architecture 2.08 1.54 2.81 <0.001 1.79 1.30 2.47 <0.001
Tumor necrosis 0.90 0.68 1.18 0.430 0.87 0.65 1.18 0.370
Lymphovascular invasion 1.06 0.79 1.42 0.720 1.03 0.75 1.43 0.840
Concomitant carcinoma in situ 1.02 0.77 1.35 0.890 0.94 0.69 1.30 0.72
Smoking status
Former vs never 1.39 0.97 1.98 0.070 1.48 1.01 2.17 0.044
Current vs never 1.66 1.18 2.34 0.003 1.54 1.00 2.07 0.050
(b)
Variable HR Disease recurrence* 95% CI p value HR Cancer-specific mortality* 95% CI p value
Lower Upper Lower Upper
Smoking quantity
≤19 CPD vs never 1.48 1.06 2.08 0.022 1.31 0.92 1.87 0.140
≥20 CPD vs never 1.62 1.12 2.33 0.010 1.68 1.13 2.49 0.009
Smoking duration, yr
≤19 vs never 1.37 0.92 2.06 0.120 1.25 0.81 1.94 0.310
≥20 vs never 1.58 1.14 2.19 0.006 1.51 1.07 2.14 0.020
Cumulative exposure
Light-short-term vs never 1.52 0.98 2.36 0.060 1.31 0.81 2.10 0.270
Moderate vs never 1.42 1.01 2.01 0.044 1.29 0.89 1.87 0.170
Heavy-long-term vs never 1.74 1.19 2.54 0.004 1.81 1.20 2.72 0.005

HR = hazard ratio; CI = confidence interval; CPD = cigarettes per day.

*

All models were adjusted for the effects of age (continuous), gender, tumor location, lymph node metastasis (pNx vs pN0 and pN+ vs pN0), adjuvant chemotherapy, pathologic grade, pathologic stage (pT2 vs pT0,a,is,1; pT3 vs pT0,a,is,1; pT4 vs pT0,a,is,1), tumor architecture, tumor necrosis, lymphovascular invasion, and concomitant carcinoma in situ. Cumulative smoking exposure was defined according to the following criteria: light-short-term = ≤19 CPD and ≤19 yr; moderate = ≥20 CPD and ≤19.9 yr or ≤19 CPD and ≥20 yr; heavy-long-term = ≥20 CPD and ≥20 yr.

3.3. Effect of smoking cessation on clinicopathologic characteristics and outcomes

In 297 former smokers, 204 (68.7%) quit smoking <10 yr (recent former smokers) and 93 (31.3%) >10 yr (distant former smokers) prior to RNU. Compared with never smokers, current and recent former smokers had increased risks of muscle-invasive, non–organ-confined disease, or lymph node metastasis on multivariable analyses that adjusted for the effects of age, gender, and tumor location (p values<0.001; Table 2).

The cumulative incidences of disease recurrence and cancer-specific mortality according to smoking status and time since cessation are shown in Figure 3. There was no difference in outcomes for both end points between current and recent former smokers as well as between never and distant former smokers (p values >0.05). Current smokers and recent former smokers had a significantly higher risk of disease recurrence and cancer-specific mortality than never smokers (p values ≤0.011). Smoking cessation was not associated with disease recurrence or cancer-specific mortality on multivariable analyses (p values >0.05).

Fig. 3.

Fig. 3

Estimates of (a) disease recurrence and (b) cancer-specific mortality incidences in 864 upper tract urothelial carcinoma patients treated with radical nephroureterectomy according to smoking status with consideration of time since cessation in former smokers.

To elaborate the association of time from cessation and cumulative smoking intensity, we stratified former smokers by both variables. Of the 297 former smokers, all light smokers (66 [22.2%]) were distant former smokers, all moderate smokers (126 [42.4%]) were recent former smokers, and there were 105 heavy smokers (35.4%). Of these heavy smokers, 27 (9.1%) quit >10 yr and 78 (26.3%) <9.9 yr prior to RNU. Using never smokers as a reference group in univariable Cox regression analyses, light former smokers had a reduced risk of disease recurrence (HR: 0.67) and cancer-specific mortality (HR: 0.55). For both end points, these odds increased for moderate smokers (HRs: 1.17 and 1.18, respectively), distant former heavy smokers (HRs: 1.92 and 2.69, respectively), and recent former heavy smokers (HRs: 2.19 and 2.69, respectively).

4. Discussion

Almost two thirds of patients in our study were current or former smokers, underscoring the close association of cigarette smoking and the development of UTUC [5]. Cigarette smoking is an established risk factor for the development of UC of both the upper and lower urinary tract [2,23]. There is little knowledge regarding the effect of smoking on UTUC progression and outcomes, however. A better understanding of these associations could offer insights into the natural history of UTUC, as well as improve patient counseling and possibly outcomes through modification of smoking habits.

We found that current smokers were at a significantly higher risk of advanced disease stages and lymph node metastasis compared with never smokers. Current smokers had a higher risk of disease recurrence as well as current and former smokers for cancer-specific mortality. The odds of having advanced disease and the likelihood of disease recurrence and cancer-specific mortality increased progressively from never to former to current smokers. Similar findings have previously been reported in other urologic malignancies such as prostate and renal cell cancer [10,25]. However, the magnitude of the odds was higher for standard clinicopathologic features than for smoking, which is similar to previous findings in UCB [26]. The failure to find a statistical significant association between former smoking status and disease recurrence in multivariable analyses might be explained due to the strength of the covariables (ie, pathologic stage, grade, and lymph node status), which are established predictors of outcomes, as confirmed in our study [6,8,27]. In addition, controlling for intermediate variables (such as clinicopathologic variables) can result in overadjustment that usually biases estimates toward the null [28].

We found a dose relationship between cumulative smoking exposure and risk of developing advanced disease stages and poor outcomes. Although never smokers had the most favorable outcomes, heavy-long-term smokers had the worst. Heavy-long-term cumulative smoking exposure was an independent risk factor for features of biologically aggressive UTUC (ie, advanced disease stages and lymph node metastasis) as well as disease recurrence and cancer-specific mortality after adjusting for the effects of established features. Indeed, the odds for each end point were highest in heavy-long-term smokers. In addition, patients with the highest smoking quantity and duration presented with the worst outcomes. Although there is no comparable study in UTUC, similar findings have been reported in UCB [10,12]. Two large studies found that stage and grade increased according to smoking status and with increasing quantity of smoking. Although the exact mechanisms of smoking-induced urothelial carcinogenesis remain unknown, accumulating evidence suggests that dose escalation and longer duration might increase not only the risk of development of UC but also its aggressiveness and the risk of progression to advanced disease [2,11,12,23].

We found that smoking cessation >10 yr seemed to mitigate the unfavorable effects of smoking in UTUC patients. Distant former smokers had less advanced disease stages, fewer disease recurrences, and lower cancer-specific mortality compared with recent former or current smokers. This beneficial effect in patients with long-term smoking cessation may be due to minor field damage effects or better retained repair mechanisms [21,26]. Although our results confirmed the need of long-term smoking cessation to reduce the effect of smoking in UC [2,21,26], this effect was not present in all former smokers. Smoking intensity seems to have an important impact on outcomes; a combination of smoking with other inherent/genetic, environmental, behavioral, or lifestyle factors that our study could not adjust for might be another explanation [29].

Our study has several limitations. First and foremost are limitations inherent to the retrospective and multi-institutional nature of the study including surgeons’ numbers, preferences, experience, and caseload, as well as surgical techniques. Absence of lymphadenectomy in a significant number of patients as well as differences in the lymph node count and anatomic template of lymphadenectomy might have influenced our results. Another limitation includes possible interobserver variability between pathologists; a central pathology review was not performed. However, all surgeons and pathologists operated at centers dedicated to the management of UTUC. Comorbidities might have influenced the decision making regarding surgical therapy, introducing a selection bias. Another bias might be the exclusion of tobacco products other than cigarettes (eg, cigars, pipes, tobacco chewing) and different forms of tobacco exposure (eg, secondhand smoking, occupational exposure). We could also not adjust our analyses for different types of tobacco and its constituents. Finally, smoking history was self-reported and therefore subject to recall bias.

5. Conclusions

Cigarette smoking is significantly associated with advanced disease stages, lymph node metastasis, disease recurrence, and cancer-specific mortality in patients treated with RNU for UTUC. Current and heavy-long-term smokers have the highest risk for poor outcomes. Smoking cessation >10 yr prior to surgery seems to reduce the unfavorable effects of smoking on outcomes. Although our results need to be confirmed in a robust prospective study, these findings should further help urologists and general health care practitioners to counsel their patients regarding the benefits of smoking cessation and prevention programs.

Supplementary Material

01

Supplementary Fig. 1. (a) Preliminary analyses of disease recurrence incidences in 864 upper tract urothelial carcinoma (UTUC) patients treated with radical nephroureterectomy (RNU). (b) Preliminary analyses of cancer-specific mortality incidences in 864 UTUC patients treated with RNU. CPD = cigarettes per day.

Take-home message.

Current, heavy, and long-term cigarette smoking at the time of radical nephroureterectomy for treatment of upper tract urothelial carcinoma is significantly associated with advanced disease and poor outcomes. These findings should strongly encourage urologists and general health care practitioners to support smoking cessation programs

Acknowledgments

Funding/Support and role of the sponsor: None.

The authors thank all members of the Upper Tract Urothelial Carcinoma Collaboration (UTUCC): Patrick J. Bastian, Karim Bensalah, Evi Comploj, Mario Fernández, Vincenzo Ficarra, Wareef Kabbani, Wassim Kassouf, Eiji Kikuchi, Theresa M. Koppie, Juan I. Martinez-Salamanca, Surena F. Matin, Francesco Montorsi, Casey K. Ng, Giacomo Novara, Mototsuga Oya, Jean-Jacques Patard, Mesut Remzi, Marco Roscigno, Christian Seitz, Philipp Ströbel, Stefan Tritschler, Matthias Waldert, Thomas J. Walton, Alon Weizer, J. Stuart Wolf, and Richard Zigeuner

Footnotes

Author contributions: Shahrokh F. Shariat had full access to all the data in the study and takes responsibility for the integrity of the data and the accuracy of the data analysis.

Study concept and design: Shariat, Rink.

Acquisition of data: Shariat, Margulis, Raman, Matsumoto, Lotan, Pycha, Wood, Scherr.

Analysis and interpretation of data: Shariat, Rink.

Drafting of the manuscript: Rink, Shariat, Xylinas, Cha.

Critical revision of the manuscript for important intellectual content: Rink, Xylinas, Margulis, Cha, Ehdaie, Raman, Chun, Matsumoto, Lotan, Furberg, Babjuk, Pycha, Wood, Karakiewicz, Fisch, Scherr, Shariat.

Statistical analysis: Rink, Shariat, Karakiewicz.

Obtaining funding: None.

Administrative, technical, or material support: None.

Supervision: Shariat.

Other (specify): None.

Financial disclosures: Shahrokh F. Shariat certifies that all conflicts of interest, including specific financial interests and relationships and affiliations relevant to the subject matter or materials discussed in the manuscript (eg, employment/ affiliation, grants or funding, consultancies, honoraria, stock ownership or options, expert testimony, royalties, or patents filed, received, or pending), are the following: Michael Rink is a speaker for Pfizer Pharma. He is supported by the Frederick J. and Theresa Dow Wallace Fund of the New York Community Trust. Shahrokh F. Shariat is on the advisory board of Ferring Pharma. The other authors have nothing to disclose.

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Supplementary Materials

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Supplementary Fig. 1. (a) Preliminary analyses of disease recurrence incidences in 864 upper tract urothelial carcinoma (UTUC) patients treated with radical nephroureterectomy (RNU). (b) Preliminary analyses of cancer-specific mortality incidences in 864 UTUC patients treated with RNU. CPD = cigarettes per day.

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