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. Author manuscript; available in PMC: 2015 Jan 1.
Published in final edited form as: Circ Heart Fail. 2013 Oct 25;7(1):123–130. doi: 10.1161/CIRCHEARTFAILURE.113.000568

Impact of Atrial Fibrillation on Exercise Capacity in Heart Failure with Preserved Ejection Fraction: A RELAX Trial Ancillary Study

Rosita Zakeri 1, Barry A Borlaug 1, Steven McNulty 2, Selma F Mohammed 1, Gregory D Lewis 3, Marc J Semigran 3, Anita Deswal 4, Martin LeWinter 5, Adrian F Hernandez 2, Eugene Braunwald 6, Margaret M Redfield 1
PMCID: PMC3972021  NIHMSID: NIHMS552655  PMID: 24162898

Abstract

Background

Atrial fibrillation (AF) is common among patients with heart failure and preserved ejection fraction (HFpEF) but its clinical profile and impact on exercise capacity remains unclear. RELAX was a multicenter randomized trial testing the impact of sildenafil on peak VO2 in stable outpatients with chronic HFpEF. We sought to compare clinical features and exercise capacity among HFpEF patients who were in sinus rhythm (SR) or AF.

Methods and Results

RELAX enrolled 216 HFpEF patients with 79 (37%) in AF, 124 (57%) in SR and 13 in other rhythms. Participants underwent baseline cardiopulmonary exercise testing (CPXT), echocardiogram, biomarker and rhythm status assessment prior to randomization. AF patients were older than those in SR but had similar symptom severity, co-morbidities and renal function. Betablocker use and chronotropic indices were also similar. Despite comparable LV size and mass, AF was associated with worse systolic (lower EF, stroke volume and cardiac index) and diastolic (shorter deceleration time and larger left atria) function compared to SR. Pulmonary artery systolic pressure was higher in AF. AF patients had higher NT-proBNP, aldosterone, endothelin-1, troponin I and CITP levels suggesting more severe neurohumoral activation, myocyte necrosis and fibrosis. Peak VO2 was lower in AF, even after adjustment for age, sex, and chronotropic response, and VE/VCO2 was higher.

Conclusions

AF identifies an HFpEF cohort with more advanced disease and significantly reduced exercise capacity. These data suggest that evaluation of the impact of different rate or rhythm control strategies on exercise tolerance in HFpEF patients with AF is warranted.

Keywords: atrial fibrillation, heart failure with preserved ejection fraction, exercise capacity


Atrial fibrillation (AF) and heart failure (HF) commonly co-exist and the presence of each worsens the outcome of the other1. The prevalence of AF in HF with preserved left ventricular ejection fraction (HFpEF; LVEF≥50%) is similar to that observed in patients with HF and reduced ejection fraction (HFrEF)2. In HFrEF, patients with AF have worse exercise capacity than those in sinus rhythm (SR)3 and small studies suggest that rhythm control improves exercise capacity4-6. However, HFpEF patients have been underrepresented in AF studies and it remains unclear whether the presence of AF further compromises exercise performance in HFpEF. Likewise, there is limited information regarding the profile of the HFpEF patient with AF, particularly in stringently defined HFpEF subjects with truly normal LVEF7.

The RELAX (Phosphodiesterase-5 Inhibition to Improve Clinical Status and Exercise Capacity in HFpEF) trial enrolled 216 HFpEF patients who met rigorous entry criteria designed to insure the presence of HF and cardiac limitation to exercise8. Rhythm status, echocardiography, biomarker assessment, and cardiopulmonary exercise testing (CPXT) were performed at baseline. We hypothesized that HFpEF patients with AF would display more advanced HF and greater impairment of exercise capacity when compared to HFpEF patients in SR. As HFpEF is associated with chronotropic incompetence9, while AF patients display an increased heart rate response during exercise10, we also evaluated the relationship between rhythm status and chronotropic response during exercise in HFpEF.

Methods

RELAX was a multicenter randomized (1:1) placebo-controlled trial testing the impact of chronic PDE5 inhibition (sildenafil) on exercise capacity in patients with HFpEF (ClinicalTrials.gov identifier NCT00763867)8. The trial was conducted by the Heart Failure Clinical Research Network (HFN) and funded by the National Heart, Lung, and Blood Institute. All patients provided written informed consent and the trial was approved by the institutional review board at each participating site. Notably, sildenafil did not improve exercise capacity in RELAX HFpEF patients and there was no evidence of an interaction between sildenafil and rhythm status8.

Study participants

RELAX enrolled patients with objective evidence of HF, LVEF≥50%, reduced exercise capacity, as evidenced by reduced (≤60% predicted) peak oxygen consumption (peak VO2) at screening CPXT11 and evidence of elevated filling pressures (elevated pulmonary capillary wedge pressure measured invasively or NT-proBNP≥400pg/ml). Additional entry criteria have been reported previously8. Rhythm status was classified as rhythm present on baseline electrocardiography (ECG). A history of AF was also recorded.

Baseline studies

The RELAX study design has been reported previously8, 12. Pertinent to this analysis, patients underwent baseline transthoracic echocardiography performed according to a standard protocol13 with measurements performed at the HFN echocardiography core laboratory (Mayo Clinic, Rochester, MN). Values reported in AF represent an average of 3 to 5 beats.

Plasma biomarker measurement included markers of neurohumoral activation (aldosterone, N-terminal pro-B-type natriuretic peptide [NT-proBNP], endothelin-1), cardiac injury or inflammation (troponin I, c-reactive peptide [CRP]), renal function (cystatin C, uric acid), and fibrosis (procollagen III n-terminal peptide [NT-procollagen III], galectin 3, c-telopeptide for type I collagen [CITP]). Assays were performed at the HFN biomarker core laboratory (University of Vermont, Burlington, VT)8, 12. Details of the RELAX CPXT protocol and HFN CPXT core laboratory (Massachusetts General Hospital, Boston, MA) methodologies have been reported12.

Briefly, symptom-limited CPXT with simultaneous expired ventilatory gas analysis was performed by treadmill or bicycle ergometry. Percent predicted peak VO2 was calculated according to published age and sex-normalized values11. Age, sex, body weight and mode-specific predicted peak VO2 was also calculated using the Wasserman equation14, 15. Entry criteria specified maximal effort as evidenced by a peak respiratory exchange ratio (RER)>1.0. The ventilatory anaerobic threshold (VAT) was determined by the V-slope method16. Peak oxygen pulse, reflecting oxygen consumption per heart beat during exercise, was obtained from the ratio of peak VO2 to peak exercise heart rate (HR). Peak circulatory power was defined as the product of peak VO2 and peak systolic blood pressure (SBP), while circulatory stroke work (SW) was derived from the ratio of circulatory power to peak exercise HR17. The VE/VCO2 slope for the entire duration of exercise was calculated based on 10s averaged VE (L/min) and VCO2 (L/min) data18.

Resting HR was documented after 5 minutes in a stationary position prior to CPXT. Peak HR was defined as HR at peak VO2. Chronotropic response was expressed as the change in HR from rest to peak exercise. Age-predicted maximal HR (APMHR) was defined with the Astrand (220-age)19, and Brawner (164-[0.7*age])20 formulae, and each used to calculate a chronotropic index (CI) reflecting the percentage of HR reserve used (change in HR from rest to peak exercise/ APMHR minus resting HR). Clinically significant chronotropic incompetence was defined as a CI<0.8 for patients not taking betablockers, and <0.62 in patients reporting active betablocker use (Astrand formula). No betablocker correction was employed for chronotropic incompetence defined by the Brawner formula. HR recovery (HRR) was taken as the absolute difference in HR between peak exercise and at 1 minute during exercise unloading or cessation. A HRR≤18bpm was considered abnormal21.

Statistical analysis

Continuous data are presented as mean ±standard deviation or median (25th, 75th percentiles) as appropriate; categorical data are presented as frequency (%) within each group (AF vs. SR). Baseline characteristics and CPXT parameters for the RELAX study population stratified by rhythm status were compared using the t test or Wilcoxon rank sum test for continuous variables, and chi-squared test for categorical variables. Univariable and multivariable linear regression analyses for pre-specified pertinent variables were performed to define the association between rhythm status and peak VO2. To adjust for the pathophysiological role of chronotropic response to exercise, a linear regression model was used to examine the relationship between CI and peak VO2 or peak workload with an interaction term included for rhythm status, thereby comparing the slope of the VO2-CI or workload-CI relationship between patients in AF and SR. Normality of model residuals was tested using the Kolmogorov-Smirnov test and visually assessed for symmetry. Analyses were performed using SAS version 9.2.; p<0.05 (2-sided) was considered statistically significant.

Results

Patient characteristics

RELAX enrolled 216 patients with HFpEF (mean age 69±10 years, 48% female) of whom 79 (37%) had AF, 124 (57%) were in SR, and 13 (6%) were in other rhythms (excluded from this analysis). Patients in AF were older than those in SR, but had similar reported symptom severity (NYHA class, MLWHFQ score), distribution of co-morbidities, hemoglobin and renal function (Table 1). Loop diuretic and digoxin therapy were more frequent, angiotensin converting-enzyme inhibitor (ACEI) or angiotensin receptor blocker (ARB) use less frequent, and betablocker use similar among AF patients compared to those in SR.

Table 1. Baseline characteristics by rhythm status at enrollment.

Variable Atrial Fibrillation
n=79
Sinus rhythm
n=124
p-value
Age, y 72.7±9.17 65.7±10.3 <0.0001
Female sex 32 (41) 67 (54) 0.06
BMI, kg/m2 33.2±6.4 34.7±8.2 0.14
Rest Systolic BP, mmHg 126±15 129±18 0.17
Rest Diastolic BP, mmHg 71±10 69±10 0.18
Rest HR, bpm 72±13 68±11 0.04
NYHA III/IV 42 (53) 65 (52) 0.92
MLWHFQ score 46±21 45±24 0.70
Ischemic etiology 33 (42) 44 (36) 0.37
Comorbidities
Hypertension 65 (82) 108 (87) 0.35
Diabetes 28 (35) 56 (45) 0.17
COPD 15 (19) 24 (19) 0.95
History of AF 79 (100) 28 (23) <0.0001
GFR, mL/min/1.73m2 65.3 (51.6,77.2) 65.6 (43.5,86.0) 0.77
Cystatin C, mg/L 1.4 (1.1,1.7) 1.3 (1.0,1.7) 0.07
Hb, mg/dL 12.6 (12.1,13.8) 13.0 (11.9,13.9) 0.58
NT-procollagen III, μg/L 8.1 (6.4,10.7) 7.5 (5.5,9.5) 0.10
CITP, μg/L 6.7 (5.5,10.2) 5.7 (4.2,9.0) 0.003
Galectin 3, ng/mL 14.3 (11.7,19.7) 13.6 (10.8,16.9) 0.15
Medication at enrollment
ACEI/ARB 49 (62) 97 (78) 0.01
Beta blocker 63 (80) 91 (73) 0.30
Aldosterone antagonist 10 (13) 11 (9) 0.39
Loop diuretic 77 (98) 78 (63) <0.0001
Digoxin 18 (23) 3 (2) <0.0001
Calcium channel blocker 28 (35) 36 (29) 0.34
Amiodarone 1 (1) 7 (6) 0.15
Other antiarrhythmic 3 (4) 6 (5) 1.00
Aspirin/Thienopyridine 31 (39) 90 (73) <0.0001
Warfarin 69 (87) 22 (18) <0.0001
Echocardiography
LVEF, % 59±8 63±7 0.002
Rest cardiac index, L/min/m2 2.4±0.6 2.6±0.7 0.04
Stroke volume, mL 70±20 84±24 0.0001
eFS, % 36±7 40±6 0.0002
mFS, % 19±4 21±3 0.0009
LV mass index, g/m2 84±33 82±33 0.77
LV diastolic dimension, cm 4.6±0.7 4.7±0.6 0.71
Deceleration time, ms 172±48 203±44 <0.0001
LAVI, mL/m2 62±25 41±13 <0.0001
PASP, mmHg 45±12 41±12 0.045
RA pressure, mmHg 11±5 7±4 <0.0001
E/e’ (medial) 18.6±9.2 18.2±9.7 0.74

Continuous variables shown as mean ±SD (median [25th,75th percentiles] for biomarkers); categorical variables shown as count (percentage).

ACEI, angiotensin converting enzyme inhibitor; ARB, angiotensin receptor blocker; BMI, body mass index; BP, blood pressure; CITP, c-telopeptide for type I collagen; COPD, chronic obstructive pulmonary disease; eFS, endocardial fractional shortening; GFR, glomerular filtration rate; HR, heart rate; LAVI, left atrial volume index; LV, left ventricular; LVEF, left ventricular ejection fraction; mFS, midwall fractional shortening; MLWHFQ, Minnesota living with heart failure questionnaire total score; NT-procollagen III, procollagen III n-terminal peptide; NYHA, New York Heart Association class; PASP, pulmonary arterial systolic pressure; RA, right atrial.

LV dimensions and LV mass index (LVMI) were comparable between AF and SR; however AF was associated with worse systolic function at rest (lower LVEF, stroke volume [SV], endocardial [eFS] and midwall fractional shortening [mFS]). Although E/e’ was similar between groups, other parameters of LV diastolic function were significantly worse in AF (shorter deceleration time, higher right atrial pressure [RAP], larger left atrial volume index [LAVI]). Pulmonary artery systolic pressures [PASP] were also higher in AF. Neurohumoral activation was more severe in AF relative to SR (elevated plasma NT-proBNP, aldosterone, endothelin-1; Figure 1). Troponin I levels were higher in AF than SR, consistent with greater myocardial necrosis (Figure 1). Plasma markers of fibrosis (NT-procollagen III, CITP, galectin 3) were higher in AF than SR, however only CITP reached statistical significance (Table 1).

Figure 1. Biomarkers of neurohumoral activity in HFpEF patients in atrial fibrillation and sinus rhythm.

Figure 1

(a) Plasma NT-proBNP, (b) aldosterone, (c) endothelin-1, (d) troponin I, (e) uric acid, (f) c-reactive protein. White bars (atrial fibrillation), black bars (sinus rhythm). Median (75th percentile) shown.

Exercise performance

Fewer patients in AF performed bicycle ergometry (52% AF vs. 68% SR, p=0.02). Both groups performed a maximal or near-maximal CPXT, inferable from subjective (Borg score) and objective (RER) measures of exertion at peak exercise (Table 2). The most common reason for exercise cessation was dyspnea in AF (49% AF vs. 37% SR) and fatigue among patients in SR (31% AF vs. 52% SR). Exercise duration was shorter for AF than SR (mean 9.0 vs. 10.1min, p=0.02) but not after age-sex adjustment (p=0.14).

Table 2. Cardiopulmonary exercise test data.

Variable Atrial
Fibrillation
n=79
Sinus rhythm
n=124
p-value
Exercise duration, min 9.0±3.0 10.1±3.0 0.02
6MWD, m 283±107 313±109 0.055
Rest VO2, mL/kg/min 3.1±0.6 2.9±0.8 0.049
Rest pulse pressure, mmHg 51±15 59±19 0.001
Peak RER 1.1±0.1 1.1±0.1 0.62
Peak Borg score 6.8±2.5 6.8±2.3 0.91
Peak SBP, mmHg 138±30 163±29 <0.0001
Peak DBP, mmHg 69±14 74±15 0.02
Peak pulse pressure, mmHg 69±26 89±24 <0.0001
Peak VO2, mL/kg/min 11.7±2.7 12.8±3.2 0.008
VO2 at VAT, mL/kg/min 7.2±1.8 7.7±1.9 0.07
VO2 at VAT (% of peak VO2) 62.6±9.2 60.6±8.6 0.12
% age-sex predicted VO2
Wasserman, % 63.6±14.2 68.8±16.0 0.02
Standard, % 40.4±8.6 42.8±9.6 0.11
Peak O2 pulse, mL/kg/bpm 0.11±0.03 0.12±0.03 0.07
Peak O2 pulse, mL/bpm 10.5±3.2 11.6±4.3 0.04
Peak circulatory power,
mmHg*mL/kg/min
1644±588 2109±751 <0.0001
Circulatory stroke work,
mmHg*mL/kg/bpm
15.5±5.7 19.4±6.1 <0.0001
Peak workload, Watts 67±29 77±32 0.03
Peak VCO2, mL/kg/min 12.8±3.3 14.1±3.8 0.01
Peak VE, L/min 43.6±12.7 47.0±16.0 0.12
VE/VCO2 slope 35.1±7.2 32.6±8.1 0.03
Chronotropic indices
Rest HR (pre-exercise) 72±12 69±14 0.14
Peak HR, bpm 109±27 111±24 0.69
Chronotropic response, bpm 37±23 42±20 0.17
Age-predicted maximal HR, bpm
Astrand formula 147±9 154±10 <0.0001
Brawner formula 113±6 118±7 <0.0001
Chronotropic index
Astrand formula 0.51±0.34 0.50±0.25 0.73
Brawner formula 1.10±1.08 0.92±0.61 0.19
HRR, bpm 11±15 10±9 0.51
HRR≤18bpm, n (%) 55 (73) 94 (83) 0.14

Continuous variables shown as mean ±SD; categorical variables shown as count (percentage).

HR, heart rate; HRR, absolute heart rate recovery at 1 minute post exercise; RER, respiratory exchange ratio; VAT, ventilatory anerobic threshold; VE, minute ventilation; VCO2, carbon dioxide output; VE/VCO2, slope of the relationship between minute ventilation and carbon dioxide output; VO2, oxygen consumption.

220-age19

164-[0.7*age]20

Resting VO2 was higher in AF patients compared to SR. However peak VO2, scaled to body mass (standard), was significantly reduced in AF, and confirmed by a lower percent-predicted peak VO2 (Wasserman formula; Table 2). VO2 at VAT tended to be lower in AF, though as a proportion of peak VO2 was similar between groups. Peak exercise workload was also lower in AF relative to SR. On multivariable analysis, AF was associated with a reduced peak VO2 even after adjustment for age, sex, LVEF, and exercise modality (Table 3).

Table 3. Relationship between atrial fibrillation and exercise capacity measured by peak VO2.

Model Linear regression analysis (peak VO2)
Sample
size
Estimated
difference
between AF
and SR
(mL/kg/min)
95%CI p-value
Unadjusted 202 −1.2 −2.0 to −0.3 0.008
Adjusted for age/sex 202 −0.9 −1.7 to −0.1 0.03
Adjusted for 199 −0.9 −1.8 to −0.1 0.03
age/sex/EF
Adjusted for 199 −1.0 −1.9 to −0.2 0.02
age/sex/EF and
exercise modality*
Adjusted for age/ sex/
chronotropic index
    Astrand formula 200 −1.2 −2.2 to −0.3 0.01
    Brawner formula 200 −1.2 −2.2 to −0.2 0.02

CI, confidence interval; EF, ejection traction.

*

Bicycle vs. treadmill

Minute ventilation was similar in AF and SR but the VE/VCO2 slope was elevated in AF. Even after age-sex adjustment, patients with AF demonstrated a significantly reduced peak exercise SBP (p<0.0001; Table 3). AF patients had lower pulse pressure, lower circulatory power and stroke work; O2 pulse was also or tended to be lower (Table 3). Six-minute walk distance, representing submaximal exercise capacity, also displayed a lower trend in AF versus SR (Table 2).

Heart rates at rest and at peak exercise were similar between patients in AF and SR (Table 2, Figure 2A). Likewise, despite a lower mean APMHR (Astrand/Brawner formula) for AF patients, the chronotropic response as reflected by the CI (Table 2) and the prevalence of chronotropic incompetence (Figure 2B) were equal between groups. Albeit a majority of patients reported betablocker use (Table 1), the median CI was similar among AF patients with and without betablockers (0.85 vs. 0.9, p=0.90), and higher in SR patients on betablockers compared to those without (0.74 vs. 0.42, p<0.0001). The relationship between peak VO2 or peak workload and CI did not differ between HFpEF patients in AF or SR (Figure 2C-D) and AF remained associated with a lower peak VO2 even after adjustment for CI (Table 3).

Figure 2. Chronotropic response to exercise in HFpEF patients in atrial fibrillation and sinus rhythm.

Figure 2

(a) Heart rates at rest and at peak exercise, (b) prevalence of chronotropic incompetence during exercise (calculated using standard [Astrand] or Brawner formulae; p-values AF vs. SR), (c) relationship between chronotropic index (Brawner formula) and peak VO2, (d) relationship between chronotropic index and peak workload. Results for unadjusted linear regression shown for patients in atrial fibrillation (red line) and sinus rhythm (black line). p-values (c) and (d) refer to interaction terms between rhythm status and chronotropic index.

While a majority of HFpEF patients had abnormal HRR consistent with autonomic dysfunction, the severity of impaired HRR was similar between groups.

Discussion

This analysis of the RELAX HFpEF cohort demonstrates that important phenotypic differences exist between HFpEF patients with and without AF and is the first comprehensive analysis of the impact of AF on exercise capacity in HFpEF. Consistent with our hypothesis, HFpEF patients in AF were older and exhibited worse LV systolic and diastolic function at rest, more severe neurohumoral activation, and greater impairment of exercise capacity compared to HFpEF patients in SR. Peak VO2 was lower in AF despite adjustment for pertinent variables, and was not accompanied by a higher chronotropic response as has been seen in HFrEF patients with AF22. Ventilatory efficiency was lower (steeper VE/VCO2 relationship) in AF, suggesting greater impairment of pulmonary perfusion during exercise. Peak exercise SBP, circulatory power, and circulatory stroke work were lower and peak O2 pulse tended to be lower in AF suggesting impaired systolic reserve function. These findings demonstrate that mechanisms beyond altered chronotropic response mediate the more impaired exercise tolerance in HFpEF patients with AF and suggest that AF is a marker of a more advanced HFpEF phenotype.

In patients with HFrEF, AF is associated with more severe symptoms and LV systolic impairment23. In HFrEF, a rhythm control strategy does not result in better outcomes than rate control24, and betablockers may have reduced pharmacological efficacy contrary to established benefits for patients in SR25. Importantly, characteristics associated with AF in HFpEF are less well documented, despite the high prevalence of AF in HFpEF and evidence of equivalent26 or perhaps stronger association with morbidity and mortality in HFpEF than HFrEF2, 27. Existing studies are highly discrepant, have limited phenotypic characterization and enrolled patients during a hospitalization for HF which may not accurately reflect the HFpEF population at large27-29. Although the CHARM-Preserved trial studied stable HFpEF outpatients with and without AF2, the prevalence of coronary artery disease was higher than typically observed in HFpEF and HFpEF was defined by a LVEF>40% thereby including patients with potential HFrEF pathophysiology.

RELAX enrolled stable chronic HFpEF patients in SR and AF, at least 3 months out from any HF hospitalization, exhibiting a LVEF≥50% consistent with current diagnostic criteria7. In this setting AF was associated with older age and worse LV systolic and diastolic function, mirroring observations in HFrEF23 but contrary to sparse available data in HFpEF and AF, where systolic function (LVEF) has been reported as similar to SR27-29. Furthermore, in contrast to the findings of Linssen et al.27, and perhaps due to the exclusion of patients with LVEF40-49%, we found NT-proBNP to be significantly elevated in AF relative to HFpEF-SR patients. This corroborates baseline findings in the I-Preserve population30, and may either pertain to AF and/or more severe HF in HFpEF-AF patients. More severe HF is also suggested by elevation in other heretofore unstudied biomarkers of HF severity in HFpEF-AF patients (aldosterone, ET-1, troponin I), greater diuretic use and a lower cardiac index. A higher resting VO2 was observed in AF which, as in HFrEF, may signify increased resting energy demands or hypermetabolism corresponding to increased HF severity 31, 32. These findings support the rationale for aggressive upstream therapy addressing the atrial substrate in HF patients with AF, which is currently under investigation33.

AF has been associated with reduced functional capacity in HFrEF22 and in patients without structural heart disease34, however prior studies of exercise tolerance in HFpEF have mostly excluded patients in AF9, 35, 36. Similarly, HFpEF has been underrepresented in AF intervention trials4, 24, 37, thus the impact of AF on exercise capacity and cardiopulmonary function during exercise in HFpEF remains unclear. Fung et al. reported the mean 6MWD to be lower in hospitalized HFpEF patients with AF (279±66m, n=42) compared to SR (338±86m, n=104)28, however formal cardiopulmonary stress testing was not performed. In the present analysis we confirm and extend this observation in several respects.

Our novel principal finding is that, compared to SR, HFpEF-AF patients have a lower peak VO2 both in absolute terms and relative to age, sex, body-size and exercise mode-adjusted predicted values. Further, we demonstrate that the impaired exercise capacity in AF is not explained by differences in resting LVEF or altered chronotropic response, suggesting a specific effect of AF on cardiac reserve. Rhythm irregularity38 and loss of atrial contribution to LV filling39 are recognized to impair cardiac output in AF. Indeed, the lower pulse pressure and circulatory stroke work observed in HFpEF-AF patients suggest diminished SV at peak exercise. Additionally, since peak VO2 represents the product of cardiac output and arterial-venous oxygen content difference, a greater impairment of peripheral oxygen availability or utilization in AF may also be important. Endothelial dysfunction40 and peripheral muscle blood flow abnormalities have been correlated with exercise performance in patients with chronic AF, although in the absence of structural heart disease41.

The mean VE/VCO2 slope was significantly steeper in AF-HFpEF patients compared to SR, reflecting impaired ventilatory efficiency. As the prevalence of lung disease was similar between groups, this likely reflects impaired augmentation of pulmonary perfusion during exercise, a factor which may contribute to earlier exercise cessation and reduced functional capacity in AF42. An increased VE/VCO2 slope has been observed in patients with permanent AF compared to control subjects in SR43 and accompanying lone AF before cardioversion to SR34, 44. However, Ariansen et al.43 reported no difference in ventilatory efficiency between AF and SR when HF patients were excluded from their analysis. Further, Agostoni et al.22 did not observe an association between AF and VE/VCO2 slope in chronic HFrEF. Therefore it remains unclear whether the steeper VE/VCO2 slope can be ascribed to a specific effect of AF on exercise hemodynamics. More likely AF is a marker of reduced pulmonary vascular reserve as well as more impaired diastolic reserve function in HFpEF patients, as suggested by the differences in baseline characteristics.

Interestingly HFpEF-AF patients did not display an exaggerated chronotropic response to exercise compared to SR patients, contrary to previous findings in lone AF34 and AF with HFrEF3, 22. Peak HR and CI were similar between AF and SR, while peak VO2 and workload were lower in AF patients; however, the relationships between CI and peak VO2 or workload were not significantly different for AF than SR. Chronotropic incompetence is a common feature in HFpEF patients in SR9 and our data demonstrate that HFpEF patients in AF have a similar prevalence of chronotropic incompetence when their prevalence of BB use is equivalent to SR. Notably, no symptomatic or prognostic benefit has been demonstrated with strict versus lenient HR control in the general AF population45 including a post-hoc analysis of patients with HF46 although the latter did not examine the impact of rate control strategy on events stratified by HFpEF and HFrEF. Therefore, although current ACC/AHA guidelines recommend HR control in HFpEF patients with AF (class IC)47, the optimal level of HR control in HFpEF, particularly with respect to exercise capacity, has yet to be established.

Study Limitations

Rhythm was classified by the presence or absence of AF on enrollment ECG. Consequently HFpEF patients with previous or paroxysmal AF may have been classified as SR, though this would likely serve to underestimate the observed differences. Greater frequency of treadmill exercise versus bicycle ergometry in AF would also minimize any differences in peak VO2 from SR as bicycle ergometry is generally associated with a lower peak VO2. Information on right heart structure and function, along with duration of AF and decisions regarding rate or rhythm control were unavailable, though antiarrhythmic agents were used in <10% of the overall population. Therefore, these data pertain to patients with and without persistent AF in the context of heterogeneous AF and HF therapeutic strategies.

Conclusions

In patients with HFpEF, AF is associated with important phenotypic and functional differences: older age, impaired LV systolic and diastolic function and functional reserve, more severe neurohumoral activation, and impaired exercise tolerance, supporting AF as a marker of more advanced HF phenotype in HFpEF. Furthermore, in the context of betablocker therapy, chronotropic incompetence is equally common in HFpEF patients with AF or SR. Further study is required to determine whether different rate control strategies or indeed, rhythm control in HFpEF patients with AF may favorably impact exercise tolerance.

Acknowledgments

Sources of Funding

This study was supported by grants from the NHLBI: U01HL084904 (for the data coordinating center), and U01HL084861, U01HL084875, U01HL084877, U01HL084889, U01HL084890, U01HL084891, U01HL084899, U01HL084907, and U01HL084931 (for the clinical centers). This work is also supported by the National Center for Advancing Translational Sciences (NCATS): UL1TR000454; and the National Institute on Minority Health and Health Disparities (NIMHD): U54 MD007588. R. Zakeri is supported by the Mayo Clinic Center for Clinical and Translational Science (Grant UL1TR000135) from the National Center for Advancing Translational Science). R. Zakeri and S.F. Mohammed are Heart Failure Network Clinical Research Skills Development Fellows, and support for mentoring R. Zakeri and S.F. Mohammed is provided by U01HL084907 and U10HL110262. Support for S.F. Mohammed was provided by T32 HL007111.

Footnotes

Disclosures

None.

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